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{
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\img{creep.png}
Henry Flynt presents "Creep" lecture in Adam Hovre upper common room, Harvard
University, May 15, 1962
(photo by Tony Conrad)
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}
\tableofcontents*
\mainmatter
\chapter{Introduction}
This essay is the third in a series on the rationale of my career. It
summarizes the results of my activities, the consistent outlook on a whole
range of questions which I have developed. The first essay,
\essaytitle{On Social Recognition}, noted that the official social philosophy of practically every
regime in the world says that the individual has a duty to serve society to the
best of his abilities. Social recognition is supposed to be the reward which
indicates that the individual is indeed serving society. Now it happens that
the most important tasks the individual can undertake are tasks (intellectual,
political, and otherwise) posed by society. However, when the individual
undertakes such tasks, society's actual response is almost always persecution
(Galileo) or indifference (Mendel). Thus, the doctrine that the'individual has
a duty to serve society is a hypocritical fraud. I reject every social
philosophy which contains this doctrine. The rational individual will obtain
the means of subsistence by the most efficient swindle he can find. Beyond
this, he will undertake the most important tasks posed by society for his
own private gratification. He will not attempt to benefit society, or to gain
the recognition which would necessarily result if society were to utilize his
achievements.
The second essay, \essaytitle{Creep}, discussed the practices of isolating oneself;
carefully controlling one's intake of ideas and influences from outside; and
playing as a child does. I originally saw these practices as the effects of
certain personality problems. However, it now seems that they are actually
needed for the intellectual approach which I have developed. They may be
desirable in themselves, rather than being mere effects of personality
problems.
I chose fundamental philosophy as my primary subject of investigation.
Society presses me to accept all sorts of beliefs. At one time it would have
pressed me to believe that the earth was flat; then it reversed itself and
demanded that I believe the earth is round. The majority of Americans still
consider it "necessary" to believe in God; but the Soviet government has
managed to function for decades with an atheistic philosophy. Thus, which
beliefs should I accept? My analysis is presented in writings entitled
\essaytitle{Philosophy Proper}, \essaytitle{The Flaws Underlying Beliefs}, and
\essaytitle{Philosophical Aspects of Walking Through Walls}.
The question of whether a given belief is valid
depends on the issue of whether there is a realm beyond my "immediate
experience." Does the Empire State Building continue to exist even when I
am not looking at it? If such a question can be asked, there must indeed be
a realm beyond my experience, because otherwise the phrase 'a realm
beyond my experience' could not have any meaning. (Russell's theory of
descriptions does not apply in this case.) But if the assertion that there is a
realm beyond my experience is true merely because it is meaningful, it
cannot be substantive; it must be a definitional trick. In general, beliefs
depend on the assertion of the existence of a realm beyond my experience,
an assertion which is nonsubstantive. Thus, beliefs are nonsubstantive or
meaningless; they are definitional tricks. Psychologically, when I believe that
the Empire State Building exists even though I am not looking at it, I
imagine the Empire State Building, and I have the attitude toward this
mental picture that it is a perception rather than a mental! picture. The
attitude involved is a self-deceiving psychological trick which corresponds to
the definitional trick in the belief assertion. The conclusion is that al! beliefs
are inconsistent or self-deceiving. It would be beside the point to doubt
beliefs, because whatever their connotations may be, logically beliefs are
nonsense, and their negations are nonsense also.
The important consequence of my philosophy is the rejection of truth
as an intellectual modality. I conclude that an intellectual activity's claim to
have objective value should not depend on whether it is true; and also that
an activity may perfectly weil employ false statements and still have
objective value. I have developed activities which use mental capabilities that
are excluded by a truth-oriented approach: descriptions of imaginary
phenomena, the deliberate adoption of false expectations, the thinking of
contradictions, and meanings which are reversed by the reader's mental
reactions; as well as illusions, the deliberate suspension of normal beliefs, and
phrases whose meaning is stipulated to be the associations they evoke. It
must be clear that these activities are not in any way whatever a return to
pre-scientific trrationalism. My philosophy demolishes astrology even more
than it does astronomy. The irrationalist is out to deceive you; he wants you
to believe that his superstitions are truths. My activities, on the other hand,
explicitly state that they are using non-true material. My intent is not to get
you to believe that superstitions are truths, but to exploit non-true material
for rational purposes.
The other initial subject of investigation I chose was art. The art which
claims to have cognitive value is already demolished by my philosophical
results. However, art at its most distinctive does not need to claim cognitive
value; its value is claimed to be entertainmental or amusemental. What about
art whose justification is simply that people like it? Consider things which
are just liked, or whose value is purely subjective. I point out that each
individual already has experiences, prior to art, whose value is purely
subjective. (Call these experiences "brend.") The difference between brend
and art is that in art, the thing valued is separated from the valuing of it and
turned into an object which is urged on other people. Individuals tend to
overlook their brend, and they do so because of the same factors which
perpetuate art. These factors include the relation between the socialization
of the individual and the need for an escape from work. The conditioning
which causes one to venerate "great art" is also a conditioning to dismiss
one's own brend. If one can become aware of one's brend without the
distortion produced by this conditioning, one finds that one's brend is
superior to any art, because it has a level of personalization and originality
which completely transcends art.
Thus, I reject art as an intellectual or cultural modality. In rejecting
truth, I advocated in its place intellectual activities which have an objective
value independent of truth. In rejecting art, I do not propose that it be
replaced with any objective activity at all. Rather, I advocate that the
individual become aware of his just-likings for what they are, and allow them
to come out. If I succeed in getting the individual to recognize his own
just-likings, then I will have given him infinitely more than any artist ever
can.
We are not finished with art, however. Ever since art began to
disintegrate as an institution, modern art has become more and more of a
repository for activities which represent pure waste, but which counterfeit
innovation and objective value. A two-way process is involved here. On the
one hand, the modern artist, faced with the increasing gratuitousness of his
profession, desperately incorporates superficial references to science in his
products in the hope of intimidating his audience. On the other hand, art
itself has become an institution which invests waste with legitimacy and even
prestige; and it offers instant rewards to people who wish to play the game.
What is innovation in modern art? You take a poem by Shelly, cut it up into
little pieces, shake the pieces up in a box, then draw them out and write
down whatever is on them in the order in which they are drawn. If you call
the result a "modern poem," people will suddenly be awed by it, whereas
they would not have been awed otherwise. This sort of innovation is utterly
mechanical and superficial. When artists incorporate scientific references in
their products, the process is similarly a mechanical, superficial
amalgamation of routine artistic material with current gadgets.
Now there may be some confusion as to what the difference is between
the products which result from this attempt to "save" art, and activities in
the intellectual modality which I favor. There may be a tendency to confuse
activities which are neither science nor art, but have objective value, with art
products which are claimed to be "scientific" and therefore objectively
valuable. To dispel this confusion, the following questions may be asked
about art products.
\begin{enumerate}
\item If the product were not called art, would it immediately be seen to be
worthless? Does the product rely on artistic institutions to "carry" it?
\item Suppose that the artist claims that his product embodies major scientific
discoveries, as in the case of a ballet dancer who claims to be working in the
field of antigravity ballet. If the dancer really has an antigravity device,
why can it only work in a ballet theater? Why can it
only be used to make dancers jump higher? Why do you have to be able to
perform "Swan Lake" in order to do antigravity experiments?
\end{enumerate}
To use a phrase from medical research, I contend that a real scientist would seek to
isolate the active principle---not to obscure it with non-functional mumbo-jumbo.
Both of these sets of questions make the same point, from somewhat
different perspectives. Given an individual with a product to offer, does he
actively seek out the lady art reporters, the public relations contracts, the
museum officials, or does he actively dissociate himself from them? Does he
seek artistic legitimation of his product, or does he reject it? The objective
activities which I have developed stand on their own feet. They are not art,
and to construe them as art would make it impossible to comprehend them.
A definition of the intellectual modality which I favor is now in order.
Until now, this modality has involved the construction of ideas such that the
very possibility of thinking these ideas is a significant phenomenon. In other
words, the modality has consisted of the invention of mental abilities. The
ideas involve physical language, that is, language which occurs in beliefs
about the physical world. Such language is philosophically meaningless, but
it has connotations provided by the psychological trick involved in believing.
The connotations are what are utilized; factual truth is irrelevant. Then, the
ideas cannot be reduced to the mechanical manipulation of marks or
counters---unlike ordinary mathematics. Also, logical truth, which happens to
be discredited by my philosophical results, is irrelevant to the ideas.
But the defining requirement of the modality is that each activity in it
must have objective value. The activity must provide one with something
which is useful irrespective of whether one likes it; that is, which is useful
independently of whether it produces emotional gratification.
We can now consider the following principle. "spontaneously and
without any prompting to sweep human culture aside and to carry out
elaborate, completely self-justifying activities." Relative to the social context
of the individual's activities, this principle is absurd. We have no reason to
respect the eccentric hobbyist, or the person who engages in arbitrary
antisocial acts. If an action is to have more than merely personal significance,
it must have a social justification, as is explained in On Social Recognition.
In the light of The Flaws Underlying Beliefs and the brend theory, however,
the principle mentioned above does become valid when it is interpreted
correctly, because it becomes necessary to invent ends as well as means. The
activity must provide an objective value, but this value will no longer be
standardized.
The modality I favor is best exemplified by \essaytitle{Energy Cube Organism},
\essaytitle{Concept Art}, and the \essaytitle{Perception-Dissociator Model}.
\essaytitle{Energy Cube Organism} is a perfect example of ideas such that the very
possibility of thinking them is a significant phenomenon. It is also a perfect example of an
activity which is useful irrespective of whether it provides emotional
gratification. It combines the description of imaginary physical phenomena
with the thinking of contradictions. It led to \essaytitle{Studies in Constructed
Memories}, which in turn led to \essaytitle{The Logic of Admissible Contradictions}.
With this last writing, it becomes obvious that the activity has applications
outside itself.
\essaytitle{Concept Art}\footnote{published in An Anthology ed. LaMonte Young, 1963}
uses linguistic expressions which are changed by the reader's mental
reactions. It led to \essaytitle{Post-Formalism in Constructed Memories}, and this led
in turn to \essaytitle{Subjective Propositional Vibration}.
The \essaytitle{Perception-Dissociator Model}\footnote{published in I-KON, Vol. 1, No. 5}
was intended to exploit the realization that humans are the most
advanced machines (or technology) that we have. I wanted to build a model
of a machine out of humans, using a minimum of non-human props. Further,
the machine modelled was to have capabilities which are physically
impossible according to present-day science. I still think that the task as I
have defined it is an excellent one; but the model does not yet completely
accomplish the objective. The present model uses the deliberate suspension
of normal beliefs to produce its effects.
\essaytitle{Post-Formalism in Constructed Memories} and \essaytitle{Studies in
Constructed Memories} together make up \booktitle{Mathematical Studies} (1966). In
this monograph, the emphasis was on extending the idea of mathematics as
formalistic games to games involving subjectivity and contradiction. In two
subsequent monographs, the material was developed so as to bring out its
potential applications in conjunction with science.
\essaytitle{Subjective Propositional Vibration} investigates the logical
possibilities of expressions which are changed by the reader's mental responses.
\essaytitle{The Logic of Admissible Contradictions} starts with the experiences
of the logically impossible which
we have when we suffer certain perceptual illusions. These illusions enable us
to imagine certain logical impossibilities just as clearly as we imagine the
logically possible. The monograph models the content of these illusions to
obtain a system of logic in which some (but not all) contradictions are
"admissible." The theory investigates the implications of admitting some
contradictions for the admissibility of other contradictions. A theory of
many-valued numbers is also presented.
The \essaytitle{Perception-Dissociator Model} led to
\essaytitle{The Perception-Dissociation of Physics.} Again, here is an essay whose
significance lies in the very possibility of thinking the ideas at all. The essay
defines a change in the pattern of experience which would make it
impossibie for physicists to "construct the object from experience." Finally,
\essaytitle{Mock Risk Games} is the activity which involves the deliberate adoption of
false expectations. It is on the borderline of the intellectual modality which I
favor, because it seems to me to have objective value, and yet has not
generated a series of applications as the other activities have.
To summarize my general outlook, truth and art are discredited. They
are replaced by an intellectual modality consisting of non-true activities
having objective value, together with cach individual's brend. Consider the
individual who wishes to go into my intellectual modality. What is the
significance to him of the academic world, professional occupations, and the
business of scholarships, fellowships, and grants? From the perspective of
the most socially important tasks, these institutions have always rewarded
the wrong things, as I argued in \essaytitle{On Social Recognition}. But in addition, the
institutions as now organized are obstacles specifically to my intellectual
modality. In fact, society in general has the effect of a vast conspiracy to
prevent one from achieving the kind of consequential intellectual play which
I advocate. The categories of thought which are obligatory in the official
intellectual world and the media are categories in which my outlook cannot
be conceived. And here is where the creep practices mentioned at the
beginning of this essay become important. Isolation from society is
presumably not inherent in my intelectual modality; but under present
social conditions isolation is a prerequisite for its existence.
\part{PHILOSOPHY}
\chapter{The Flaws Underlying Beliefs}
We begin with the question of whether there is a realm beyond my
"immediate experience." Does the Empire State Building continue to exist
even when I am not looking at it? If either of these questions can be asked,
then there must indeed be a realm beyond my experience. If I can ask
whether there is a realm beyond my experience, then the answer must be
yes. The reason is that there has to be a realm beyond my experience in
order for the phrase "a realm beyond my experience" to have any meaning.
Russell's theory of descriptions will not work here; it cannot jump the gap
between my experience and the realm beyond my experience. The assertion
\speech{There is a realm beyond my experience} is true if it is meaningful, and that
is precisely what is wrong with it. There are rules implicit in the natura!
language as to what is semantically legitimate. Without a rule that a
statement and its negation cannot simultaneously be true, for example, the
natural language would be in such chaos that nothing could be done with it.
Aristotle's \booktitle{Organon} was the first attempt to explicate this structure formally,
and Supplement D of Carnap's \booktitle{Meaning and Necessity} shows that hypotheses
about the implicit rules of a natural language are well-defined and testable.
An example of implicit semantics is the aphorism that \enquote{saying a thing is so
doesn't make it so.} This aphorism has been carried over into the semantics
of the physical sciences: its import is that there is no such thing as a
substantive assertion which is true merely because it is meaningful. If a
statement is true merely because it is meaningful, then it is too true. It must
be some kind of definitional trick which doesn't say anything. And this is
our conclusion about the assertion that there is a realm beyond my
experience. Since it would be true if it were meaningful, it cannot be a
substantive assertion.
The methodology of this paper requires special comment. Because we
are considering ultimate questions, it is pointless to try to support our
argument on some more basic, generally accepted account of logic, language,
and cognition. After all, such accounts are being called into question here.
The only possible pproach for this paper is an internal critique of common
sense and the natural language, one which judges them by reference to
aspects of themselves.
As an example of the application of our initial result to specific
questions of belief, consider the question of whether the Empire State
Building continues to exist when I am not looking at it. If this question is
even meaningful, then there has to be a realm in which the nonexperienced
Empire State Building does or does not exist. This realm is precisely the
realm beyond my experience. The question of whether the Empire State
Building continues to exist when I am not Jooking at it depends on the very
assertion, about the existence of a realm beyond my experience, which we
found to be nonsubstantive. Thus, the assertion that the Empire State
Building continues to exist when I am not looking at it must also be
considered as nonsubstantive or meaningless, as a special case of a
definitional trick.
We start by taking questions of belief seriously as substantive questions,
which is the way they should be taken according to the semantics implicit in
the natural language. The assertion that God exists, for example, has
traditionally been taken as substantive; when American theists and Russian
atheists disagree about its truth, they are not supposed to be disagreeing
aboui nothing. We find, however, that by using the rules implicit in the
natural language to criticize the natural language itself, we can show that
belief-assertions are not substantive.
Parallel to our analysis of belief-assertions or the realm beyond my
experience, we can make an analysis of beliefs as mental acts. (We
understand a belief to be an assertion referring to the realm beyond my
experience, or to be the mental act of which the assertion is the verbal
formulation.) Introspectively, what do I do when I believe that the Empire
State Building exists even though I am not looking at it? I imagine the
Empire State Building, and I have the attitude toward this mental picture
that it is a perception rather than a mental picture. Let us bring out a
distinction we are making here. Suppose I see a table. I have a so-called
perception of a table, a visual table-experience. On the other hand, I may
close my eyes and imagine a table. Independently of any consideration of
"reality," two different types of experiences can be distinguished,
non-mental experiences and mental experiences. A belief as a mental act
consists of having the attitude toward a mental experience that it is a
non-mental experience. The "attitude" which is involved is not a
proposition. There are no words to describe it in greater detail; only
introspection can provide examples of it. The attitude is a self-deceiving
psychological trick which corresponds to the definitional trick in the
belief-assertion.
The entire analysis up until now can be carried a step farther. So far as
the formal characteristics of the problem are concerned, we find that
although the problem originally seems to center on "nonexperience," it
turns out to center on "language." Philosophical problems exist only if there
is language in which to formulate them. The flaw which we have found in
belief-assertions has the following structure. A statement asserts the
existence of something of a trans-experiential nature, and it turns out that
the statement must be true if it is merely meaningful. The language which
refers to nonexperience can be meaningful only if there is a realm beyond
experience. The entire area of beliefs reduces to one question: are linguistic
expressions which refer to nonexperience meaningful? We remark
parenthetically that practically all language is supposed to refer to
nonexperiences. Even the prosaic word "table" is supposed to denote an
object, a stable entity which continues to exist when I am not looking at it.
Taking this into account, we can reformulate our fundamental question as
follows. Is language meaningful? Is there a structure in which symbols that
we experience (sounds or marks) are systematically connected to objects, to
entities which extend beyond our experience, to nonexperiences? !n other
words, is there language? (To say that there is language is to say that half of
all belief-assertions are true. That is, given any belief-assertion, either it is
true or its negation is true.) Thus, the only question we need to consider is
whether language itself exists. But we see immediately, much more
immediately than in the case of "nonexperience," that this question is
caught in a trap of its own making. The question ought to be substantive. (Is
there a systematic relation between marks and objects, between marks and
nonexperiences? Is there an expression, "Empire State Building," which is
related to an object outside one's experience, the Empire State Building, and
which therefore has the same meaning whether one is looking at the Empire
State Building or not? ) However, it is quite obvious that if one can even ask
whether there is language, then the answer must be affirmative. Further, the
distinction of language levels which is made in formal languages will not help
here. Before you can construct formal languages, you have to know the
natural language. The natural language is the infinite level, the container of
the formal languages. If the container goes, everything goes. And this
container, this infinite level language, must include its own semantics. There
is no way to "go back before the natural language." As we mentioned
before, the aphorism that "saying a thing is so doesn't make it so" is an
example of the natural language's semantics in the natural language.
in summary, the crucial assertion is the assertion that there is language,
made in the natural language. This assertion is true if it is meaningful. It is
too true; it must be a definitional trick. Beliefs stand or fal! on the question
of whether there is language. There is no way to get outside the definitional
trick and ask this question in a way that would be substantive. The question
simply collapses.
\chapter{Philosophical Aspects of Walking Through Walls}
We read that in the Middle Ages, people found it impossible not to
believe that they would be struck by lightning if they uttered a blasphemy.
Yet I utterly disbelieve that I will be struck by lightning if I utter a
blasphemy. Beliefs such as the one at issue here will be called fearful beliefs.
Elsewhere, I have argued that all beliefs are self-deceiving. I have also
observed that there are often non-cognitive motives for holding beliefs, so
that a technical, analytical demonstration that a belief is self-deceiving wil!
not necessarily provide a sufficient motive for renouncing it. The question
then arises as to why people would hold fearful beliefs. It would seem that
people would readily repudiate beliefs such as the one about blasphemy as
soon as there was any reason to doubt them, even if the reason was abstract
and technical. Yet fearful beliefs are held more tenaciously than any others.
Further, when philosophers seek examples of beliefs which one cannot
afford to give up, beliefs which are not mere social conventions, beliefs
which are truly objective, they invariably choose fearful beliefs.
Fearful beliefs raise some subtle questions about the character of beliefs
as mental acts. If I contemplate blasphemy, experience a strong fear, and
decide not to blaspheme, do I stand convicted of believing that I will be
punished if I blaspheme, or may I claim that I was following an emotional
preference which did not involve any belief? Is there a distinction between
fearful avoidance and fearful belief? Can the emotion of fear be
self-deceiving in and of itself? Must a belief have a verbal, propositional
formulation, or is it possible to have a belief with no linguistic representation
whatever?
It is apparent that fearful beliefs suggest many topics for speculation.
This essay, however, will concentrate exclusively on one topic, which is by
far the most important. Given that people once held the belief about
blasphemy, and that I do not, then I have succeeded in dispensing with a
fearful belief. Two beliefs which are exactly analogous to the one about
blasphemy are the belief that if I jump out of a tenth story window I will be
hurt, and the belief that if I attempt to walk through a wali I wil! bruise
myself. Given that I am able to dispense with the belief about blasphemy, it
follows that, in effect, I am able to walk through walls relative to medieval
people. That is, my ability to blaspheme without being struck by lightning
would be as unimaginable to them as the ability to walk through walls is
today. The topic of this essay is whether it is possible to transfer my
achievement concerning blasphemy to other fearful beliefs.
\visbreak
I am told that \enquote{if you jump out of a tenth story window you really will
be hurt.} Yet the analogous exhortation concerning blasphemy is not
convincing or compelling at all. Why not? I suggest that the nature of the
"evidence" implied in the exhortation should be examined very closely to
see if it does not represent an epistemological swindle. In the cases of both
blasphemy and jumping out of the window, I am told that if I perform the
action I will suffer injury. But do I concede that I have to blaspheme, in
order to prove that I can get away with it? Actually, I do not blaspheme; I
simply do not perform the action at all. Yet I do not have any belief
whatever that it would be dangerous to do so. Why should anyone suppose
that because I do not believe something, I have to run out in the street,
shake my fist at the sky, and curse God in order to validate may disbelief?
Why should the credulous person be able to put me in in the position of
having to accept the dare that "you have to do it to prove you don't believe
it's dangerous"? Could it not be that this dare is some sort of a swindle?
The structure of the evidence for the supposedly unrelinquishable belief
should be examined very closely to see if it is not so much legerdemain.
The exhortation continues to the effect that if I did utter blasphemy I
really would be struck by lightning. I stil! do not find this compelling. But
suppose that I do see someone utter a blasphemy and get struck by lightning.
Surely this must convert me. But with due apologies to the faithful, I must
report that it does not. There is no reason why it should make me believe. I
do not believe that blaspheming will cause me to be struck by lightning, and
the evocation of frightful images---or for that matter, something that I
see---would provide no reason whatever for sudden credulity. There is an
immense difference between seeing a person blaspheme and get struck by
lightning, and believing that if one blasphemes, one will get struck by
lightning. This difference should be quite apparent to one who does not hold
the belief.\footnote{In more conventional terms, the civilization in which I tive is so
profoundly secular that its secularism cannot be demolished by one
"sighting."}
In general, the so-called evidence doesn't work. There is a swindle
somewhere in the evidence that is supposed to make me accept the fearful
belief. Upon close scrutiny, each bit of evidence misses the target. Yet the
whole conglomeration of "evidence" somehow overwhelmed medieval
people. They had to believe something that I do not believe. I can get away
with something that they could not get away with.
It is not that I stand up in a society of the faithful and suddenly
blaspheme. It is rather that the whole medieva! cognitive orientation had
been completely reoriented by the time it was transmitted to me. Or in other
words, the medieval cognitive orientation was restructured throughout
during the modern era. In the process, the compelling conglomeration of
evidence was disintegrated. Isolated from their niches in the old orientation,
the bits of evidence no longer worked. Each bit missed the target. I do not
have a head-on confrontation with the medieval impossibility of
blaspheming. I slip by the impossibility, where they could not, because I
structure the entire situation, and the evidence, differently.
The analysis just presented, combined with analyses of beliefs which I
have made elsewhere, assures me that the belief that "if I try to walk
through the wall I wil! fail and will bruise myself" is also discardable. I am
sure that I can walk through walls just as successfully as I can blaspheme.
But to do so will not be trivial. As I have shown, escaping the power of a
fearful belief is not a matter of head-on confrontation, but of restructuring
the entire situation, of restructuring evidence, so that the conglomeration of
evidence is disintegrated into isolated bits which are separately powerless.
Only then can one slip by the impossibility. I cannot exercise my freedom to
walk through walls until the whole cognitive orientation of the modern era is
restructured throughout.
The project of restructuring the modern cognitive orientation is a vast
one. The natural sciences must certainly be dismantled. In this connection it
is appropriate to make a criticism about the logic of science as Carnap
rationalized it. Carnap considered a proposition meaningful if it had any
empirically verifiable proposition as an implication. But consider an
appropriate ensemble of scientific propositions in good standing, and
conceive of it as a conjunction of an infinite number of propositions about
single events (what Carnap called protocol-sentences). Only a very small
number of the latter propositions are indeed subject to verification. If we
sever them from the entire conjunction, what remains is as effectively
blocked from verification as the propositions which Carnap rejected as
meaningless. This criticism of science is not a mere technical exercise. A
scientific proposition is a fabrication which amalgamates a few trivially
testable meanings with an infinite number of untestable meanings and
inveigles us to accept the whole conglomeration at once. It is apparent at the
very beginning of \booktitle{Philosophy and Logical Syntax} that Carnap recognized this
quite clearly; but it did not occur to him to do anything about it. For us,
however, it is essential to be assured that science can be dismantled just as
the proof can be dismantled that I will be struck by lightning if I blaspheme.
We can suggest some other approaches which may contribute to
overcoming the modern cognitive orientation. The habitual correlation of
the realm of sight and the realm of touch which occurs when we perceive
"objects" is a likely candidate for dismantling.\footnote{The psychological jargon for
this correlation is "the contribution of intermodal organization to the
object Gestalt."}
From a different traditon, the critique of scientific fact and of
measurable time which is suggested in Luk\'{a}cs' \booktitle{Reification and the
Consciousness of the Proletariat} might be of value if it were developed.\footnote{Lulkacs also implied that scientific truth would disappear in a communist
society---that is, a society without necessary labor, in which the right to
subsistence was unconditional. He implied that scientific quantification and
facticity are closely connected with the work discipline required by the
capitalist mode of production; and that like the price system, they constitute
a false objectivity which we accept because the social economic institutions
deprive us of subsistence if we fail to submit to them. Quite aside from the
historical unlikelihood of a communist society, this suggestion might be
pursued as a thought experiment to obtain a more detailed characterization
of the hypothetical post-scientific outlook.}
Finally, I may mention that most of my own writings are offered as
fragmentary beginnings in the project of dismantling the modern cognitive
orientation.
Someday we will realize that we were always free to walk through
walls. But we could not exercise this freedom because we structured the
whole situation, and the evidence, in an enslaving way.
\chapter{Philosophical Reflections I}
\begin{enumerate} % TODO letters, sub numbers
\item If language is nonsense, why do we seem to have it? How do these
intricate pseudo-significant structures arise? If beliefs are self-deceiving, why
are they there? Why are we so skilled in the self-deceptive reflex that I find
in language and belief? Why are we so fluent in thinking in self-vitiating
concepts? Granting that language and belief are mistakes, are mistakes of
this degree of complexity made for nothing? Is not the very ability to
concoct an apparently significant, self-vitiating and self-deceiving structure a
transcendent ability, one that points to something non-immediate? Do not
these conceptual gymnastics, even if self-vitiating, make us superior to the
mindless animals?
Such questions tempt one to engage in a sort of philosophical
anthropology, using in part the method of introspection. Beliefs could be
explained as arising in an attempt to deal with experienced frustrations by
denying them in thought. The origin of Christian Science and magic would
thereby be explained. Further, we could postulate a primal anxiety-reaction
to raw experience. This anxiety would be lessened by mythologies and
explanatory beliefs. The frustration and the anxiety-reaction would be
primal non-cognitive needs for beliefs.
Going even farther, we could suppose that a being which could
apprehend the whole universe through direct experience would have no need
of beliefs. Beliefs would be a rickety method of coping with the limited
range of our perception, a method by which our imperfect brains cope with
the world. There would be an analogy with the physicist's use of phantom
models to make experimental observations easier to comprehend.
However, there are two overwhelming objections to this philosophical
anthropology. First, it purports to study the human mind as a derivative
phenomenon, to study it from a God-like perspective. The philosophical
anthropology thus consists of beliefs which are subject to the same
objections as any other beliefs. It is on a par with any other beliefs; it has no
privileged position. Specifically, it is in competition not only with my
philosophy but with other accounts of the mind-reality relation, such as
behaviorism, Platonism, and Thomism. And my philosophy provides me with
no basis to defend my philosophical! anthropology against their philosophical
anthropologies. My philosophy doesn't even provide me with a basis to
defend my philosophical anthropology against its own negation.
In short, the paradoxes which my philosophy uncovers must remain
unexplained and unresolved.
The other objection to my philosophical anthropology is that its
implications are unnecessarily conservative. An explanation of why people
do something wrong can become an assertion that it is necessary to do wrong
and finally a justification for doing wrong. But just because I tend, for
example, to construe my perceptions as confirmations of propositions about
phenomena beyond my experience does not mean that I must think in this
way. To explain the modern cognitive orientation by philosophical
anthropology tends to absolutize it and to conceal its dispensability.
\item There are more legitimate tasks for the introspective "anthropology"
of beliefs than trying to find primal non-cognitive needs for beliefs.
Presupposing the analysis of beliefs as mental acts and self-deception which I
have made elsewhere, we need to examine closely the boundary line between
beliefs and non-credulous mental activity.
Is my fear of jumping out of the window a belief? Strictly speaking,
no. In psychological terms, a conditioned reflex does not require
propositional thought.
Is my identification of an object in different spatial orientations
(relative to my field of vision) as "the same object" a belief? Apparently,
but this is very ambiguous.
Is my identification of tactile and visual "pencil-perceptions" as aspects
of a single object (identity of the object as it is experienced through
different senses) a belief? Yes.
It is possible to subjectively classify bodily movements according to
whether they are intentional, because drunken awkwardness, adolescent
awkwardness, and movements under ESB are clearly unintentional. Then
does intentional movement of my hand require a belief that I can move my
hand? Definitely not, although in rare cases some belief will accompany or
precede the movement of my hand. But believing itself will not get the hand
moved!
Is there any belief involved in identifying my leg, but not the leg of the
table at which I am sitting, as part of my body? Maybe---another ambiguous
case.
Are my emotions of longing and dread beliefs in future time? Is my
emotion of regret belief in past time? Philosophical anthropology: these
temporal feelings precede and give rise to temporal beliefs. (?)
How can I introspectively analyze my dread as dread of future injury if
my belief in the existence of the future is invalid to begin with? Easily---the
object of the fear is a belief or has a belief associated with it.
\gap
\item At one point Alten claimed that his dialectical approach does not
take any evidence as being more immediate, more primary, than any other
evidence. Our "immediate experience" is mediated; it is a derived
phenomenon which only subsists in an objective reality that is outside our
subjective standpoint.
\begin{enumerate}
\item But Alten does not seriously defend the claim that he does not
distinguish between immediate and non-immediate. The claim that there is
no distinction would be regarded as demented in every human culture. Every
culture supposes that I may be tricked or cheated: there is a realm, the
non-immediate or non-experienced, which provides an arena for surreptitious
hostility to me. Every culture supposes that it is easier for me to tell what I
am thinking than what you are thinking. Every culture supposes that I will
hear things which I should not accept before I go and see for myself. Alten is
simply not iconoclastic enough to reject these commonplaces. What he
apparently does is, like the perceptual psychologist, to accept the distinction
between immediate and non-immediate, and to accept the former as the only
way of confirming a model, but to construct a model of the relation between
the two in which the former is analyzed as a derivative phenomenon.
\item Alten proposes to analyze his own awareness as a derivative
phenomenon, to take a stance outside all human awareness. But this is the
pretense of the God-like perspective. He postulates both his own limitedness
and his ability to step outside it! This is an overt contradiction. Indeed, it is
the archetype of the overt self-deception in beliefs which my philosophy
exposes. "I can tell the Empire State Building exists now even though I
cannot now perceive it."
\end{enumerate}
\item In my technical philosophical writings, I call attention to certain
self-vitiating "nodes" in the logic of common sense. These nodes include the
concept of non-experience and the assertion that there is language. I often
find that others dismiss these examples as jokes that can be isolated from
cognition or the logic of common sense, rather than acknowledging that they
are self-vitiating nodes in the logic of common sense. As a result, I have
concluded that it is probably futile to debate the abstract validity of my
analysis of these nodes. It does indeed appear as if I am debating over an
abstract joke, and it is not apparent why I would attribute such great
importance to a joke.
\essaytitle{Philosophical Aspects of Walking Through Walls} represents my
present approach. The advantage of this approach is that it makes
unmistakable the reason why ! attribute so much importance to these
philosophical studies. I am not merely debating the abstract validity of a few
isolated linguistic jokes; I seek to overthrow the life-world. The only
significance of my technical philosophical writings is to offer an explanation
of why the life---world is subject to being undermined.
When I speak of walking through walls, the mistake is often made of
trying to understand this reference within the framework of present-day
scientific common sense. Walking through walls is understood as it would be
pictured in a comic-book episode. But such an understanding is quite beside
the point. What I am advocating---to skip over the intermediate details and go
directly to the end result---is a restructuring of the whole modern cognitive
orientation such that one doesn't even engage in scientific hypothesizing or
have "object perceptions," and thus wouldn't know whether one was
walking through a wail or not.
At first this suggestion may seem like another joke, a triviality. But my
genius consists in recognizing that it is not, that there is a residue of
non-vacuity and non-triviality in this proposal. There may be only a
hair's-breadth of difference between the state I propose and mental
incompetance or death---but still, there is all of a hair's-breadth. I magnify
this hair's-breadth many times, and use it as a lever to overturn civilization.
\item I am often asked in philosophical discussion how it is that we are
now talking if language is vitiated. Let me comment that merely pointing
over and over to one of the two circumstances which create a paradox does
not resolve the paradox. Indeed, a paradox arises when there are two
circumstances in conflict. The "fact" that we are talking is one of the two
circumstances which conjoin in the paradox of language; the other
circumstance being the self-vitiating "nodes" I have mentioned. To repeat
over and over that we are now talking does not resolve any paradoxes.
Contrary to what the question of how it is that we are now talking
suggests, we do not "see" language. (That is, we do not experience an
objective relation between words and things.) The !anguage we "see" is a
shell whose "transcendental reference" is provided by self-deception.
\item Does the theory of amcons show that the contradiction exposed in
\essaytitle{The Flaws Underlying Beliefs} is admissible and thus loses its philosophical
force? No. An amcon is between two things that you see, e.g. stationary
motion. It is between two sensed qualities, the simultaneous experiencing of
contradictory qualities. (But "He left an hour ago" begins to be a borderline
case. Here the point is the ease with which we swallow an expression which
violates logical rules. Also expansion of an arc: a case even more difficult to
classify.) The contradiction in \essaytitle{The Flaws Underlying Beliefs} has to do first
with the logic of common sense, with the logical rules of language. It has to
do, secondly, with the circumstance that you don't see something, yet act as
if you do. Amcons should not be used to justify self-deception in the latter
sense, to rescue every cheap superstition.
\end{enumerate}
{
5/15/1962
Comments from the audience
(photo by Tony Conrad)
"Creep" lecture, May 15, 1962
}
\clearpage
{
5/15/1962
Comments from the audience
(photo by Tony Conrad)
"Creep" lecture, May 15, 1962
}
\clearpage
\chapter{Instructions for the Flyntian Modality}
\begin{enumerate}
\item \textsc{ Stop all \enquote{gross believing,} such as belief in other minds, causality, and the phantom entities of science (atoms, electrons, \etc).}
\item \textsc{Stop thinking in propositional language.}
\item \textsc{Stop all scientific hypothesizing. Do not consider your "sightings" of the empire state building as confirmations that it is there when you are not looking at it --- or for that matter, as confirmations that it is there when you \emph{are} looking at it.}
\item \textsc{Stop organizing visual experiences and tactile experiences into object-gestalts. Stop organizing so-called "different spatial orientations or different touched surfaces of objects" into object-gestalts. That is, stop having perceptions of objects.}
\item \textsc{Stop believing in past and future time. That is, live out of time. Stop feeling longing, dread, or regret.}
\item \textsc{Stop believing that you can move your body.}
\item \textsc{Stop believing that these instructions have any objective meaning.}
\item \textsc{You are now free to walk through walls (if you can find them).}
\chapter{Some Objections to My Philosophy}
\textbf{A.} The predominant attitude toward philosophical questions in
educated circles today derives from the later Wittgenstein. Consider the
philosopher's question of whether other people have minds. The
Wittgensteinian attitude is that in ordinary usage, statements which imply
that other people have minds are not problematic. Everybody knows that
other people have minds. To doubt that other people have minds, as a
philosopher might do, is simply to misuse ordinary language. (See
Philosophical Investigations, \S 420.) Statements which imply that other
people have minds works perfectly well in the context for which they were
intended. When philosophers find these statements problematic, it is because
they subject the statements to criticism by logical standards which are
irrelevant and extraneous to ordinary usage. (\S \S 402, 412, 119, 116.)
For Wittgenstein, the existence of God, immortal souls, other minds,
and the Empire State Building (when I am not looking at it) are all things
which everybody knows; things which it is impossible to doubt "in a real
case." (\S 303, Iliv. For Wittgenstein's theism, see Norman Malcolm's
memoir.) The proper use of language admits of no alternative to belief in
God; atheism is just a mistake in the use of language.
In arguing against Wittgenstein, I will concentrate on the real reason
why I oppose him, rather than on less fundamental technical issues. We read
that in the Middle Ages, people found it impossible not to believe that they
would be struck by lightning if they uttered a blasphemy; just as
Wittgenstein finds the existence of God impossible to doubt "in a real case."
Yet even Wittgenstein does not defend the former belief; while the Soviet
Union has shown that a government can function which has repudiated the
latter belief. There is a tremendous discovery here: that beliefs which were as
inescapable---as impossible to doubt in a real case---as any belief we may have
today, were subsequently discarded. How was this possible? My essay \essaytitle{The
Flaws Underlying Beliefs} shows how. Further, it shows that the belief that
the Empire State Building exists when I am not looking at it, or the belief
that I would be killed if I jumped out of a tenth story window, are no
different in principle from beliefs which we have already discarded. It Is
perfectly possible to project a metaphysical outlook on experience which is
totally different from the beliefs Wittgenstein inherited, and it is also
possible not to project a metaphysical outlook on experience at all. Let us be
absolutely clear: the point is not that we do not know with one hundred per
cent certainty that the Empire State Building exists; the point is that we
need not believe in the Empire State Building at all. \essaytitle{The Flaws Underlying
Beliefs} shows that factual propositions, and the propositions of the natural
sciences, involve outright self-deception.
These discoveries have consequences far more important than the
technical issues involved. It is by no means trivial that I do not have to pray,
or to fast, or to accept the moral dictates of the clergy, or to give money to
the Church. Because the Church prohibited the dissection of human
cadavers, it took an atheist to originate the modern subject of anatomy. In
analogy with this example, the rest of my writings are devoted to exploring
the consequences of rejecting beliefs that Wittgenstein says are impossible to
doubt in a real case, as in my essay \essaytitle{Philosophical Aspects of Walking
Through Walls.} I oppose Wittgenstein because he descended to extremes of
intellectual dishonesty in order to prevent us from discovering these
consequences.
A reply to the Wittgensteinian attitude which is technically adequate
can be provided in short order, for when Wittgenstein's central philosophical
maneuver is identified, its dishonesty becomes transparent. It is not
necessary to enumerate the fallacies in the Wittgensteinian claim that logical
connections and logical standards are extrinsic to the natural language, or in
the aphorism that "the meaning is the use" (as an explication of the natural
language). In other words, there is no reason why I should bandy descriptive
linguistics with Wittgenstein. Wittgenstein was wrong at a level more basic
than the level on which his philosophical discussions were conducted.
Wittgenstein held that philosophical or metaphysical controversies
literally would not arise if it were not for bad philosophers. They would not
arise because there is nothing problematic about sentences, expressing
Wittgenstein's inherited beliefs, in ordinary usage. This rhetorical maneuver
is the inverse of what it seems to be. Wittgenstein doesn't prove that the
paradoxes uncovered by "bad" philosophers result from a misuse of ordinary
language; he defines the philosophers' discussions as a misuse of ordinary
language because they uncover paradoxes is ordinary language propositions.
Wittgenstein waits to see whether a philosopher uncovers problems in
ordinary language propositions; and if the philosopher does so, then
Wittgenstein defines his discussion as improper usage. Wittgenstein waits to
see whether evidence is against his side, and if it is, he defines it as
inadmissible.
Consider the philosopher's question of how I know whether the \textsc{Empire
State Building} continues to exist when I am not looking at it. The
Wittgensteinian position on this question would be that it is problematic
because it is a misuse of ordinary language; and because there is no
behavioral context which constitutes a use for the question. According to
this position, we would not encounter such problems if we would use
ordinary language properly. But what does this position amount to? The
philosopher's question has not been proved improper; it has been defined as
improper because it leads to problems. The reason why "the proper use of
ordinary language never leads to paradoxes" is that Wittgenstein has defined
proper use as use in which no paradoxes are visible. Wittgenstein has not
resolved or eliminated any problems; he has just refused to notice them.
Wittgenstein attempts to pass off, as a discovery about philosophy and
language, a gratuitous definition to the effect that certain portions of the
natural language which embarrass him are inadmissible, a gratuitous ban on
certain portions of the natural language which embarrass him. His purpose is
to make criticism of his inherited beliefs impossible, to give them a spurious
inescapability. Wittgenstein's maneuver is the last word in modish
intellectual dishonesty.
\gap
\textbf{B.} In philosophy, arguments which start from an immediate which
cannot be doubted and attempt to prove the existence of an objective reality
are called transcendental arguments. Typically, such an argument says that if
there is experience, there must be subject and object in experience; if there
are subject and object, subject and object must be objectively real; and thus
there must be objectively real mind and matter. Clearly, the belief which
leaps the gap from the immediate to the objectively real is smuggled into the
middle of the argument by a play on the words \enquote{subject} and \enquote{object.}
When the sophistry is cleared away, it becomes apparent that the
attempt to attain the trans-experiential or extra-experiential within
experience faces a dilemma of overkill. If the attempt could succeed, it
would have only collapsed objective reality to my subjectivity. If it could be
"proved" that I know the distant past, other minds, God, angels, archangels,
etc. from immediate experience, then all these phenomena would be
trivialized. If other minds were given in my experience, they would only be
my mind. The interest of the notion of objective reality is precisely its
otherness and unreachability. If it could be reached from the immediate, it
would be trivial. We ask how I know that the Empire State Building exists
when I am not looking at it. If the answer is that I know through immediate
experience, then objective reality has been collapsed to my subjectivity. The
dilemma for transcendental arguments is that they propose to overcome the
gap between the appearance of a thing and the thing itself, yet they do not
want to conclude that appearances exhaust reality.
There are two special assumptions which are smuggled into supposedly
assumptionless transcendental arguments. First, there is the belief that there
is an objective relationship between descriptive words and the things they
describe, an objective criterion of the use of descriptive words. Secondly,
there is the belief that correlations between the senses have an objective
basis. (It is claimed that this belief cannot be doubted, but the claim is
controverted by intersensory illusions such as the touching of a pencil with
crossed fingers.)
Transcendental arguments are secular theology, because they are
addressed to a reader who wants only philosophical analyses that have
conventional conclusions. A transcendental argument will contain a step
such as the following, for example. We can have "real knowledge" of
particular things only if there is an objective relationship between descriptive
words and the things they describe; thus there must be such a relationship.
This argument is plausible only if the reader can be trusted to overlook the
alternative that we don't have this "real knowledge."
In the way of supplementary remarks, we may mention that
transcendental arguments typically commit the ontological fallacy: inferring
the existence of a thing from the idea or name of the thing. Finally,
transcendental arguments share a confusion which originates in the
empiricism they are directed against: the confusion between doing
fundamental philosophy and doing the psychology of perception. Many
transcendental arguments are similar to current doctrines in scientific
psychology. But they fail as philosophy, because scientific psychology takes
as presuppositions, and cannot prove, the very beliefs which transcendental
arguments are supposed to prove.
\chapter{Philosophy Proper (\enquote{Version 3,} 1961)}
\subsection*{Chapter 1: Introduction (Revised, 1973)}
This monograph defines philosophy as such---philosophy proper---to be
an inquiry as to which beliefs are "true," or right. The right beliefs are
tentatively defined to be the beliefs one does not deceive oneself by holding.
Although beliefs will be regarded as mental acts, they will be identified by
their propositional formulations. Provisionally, beliefs may be taken as
corresponding to non-tautologous propositions.
Philosophy proper is an ultimate activity in the sense that no belief or
supposed knowledge is conceded to be above philosophical examination. It is
also an unavoidable activity in the sense that the notion of a belief, and the
notion of judging the truth of a belief, are intrinsic to common sense and the
natural language. Philosophers may not have achieved convincing results in
philosophy proper; but the question of which beliefs are right is
continuously posed for us even if we do not respect the way in which
philosophers have dealt with it.
All of the obstacles to philosophy proper arise because beliefs are
normally held in order to satisfy non-cognitive needs. It will be heipful to
examine this situation at some length. However, nothing can be done here
beyond examining the situation. It is already clear that the interest of this
monograph in beliefs is cognitive. It would be inappropriate to try to gain
approval for philosophy proper by appealing to the values of those who hold
beliefs in order to satisfy non-cognitive needs.
it is implicit in beliefs that they correspond to cognitive claims, that
they are subject to being judged true or false, and that their value rests on
their truth. Nevertheless, beliefs can and do satisfy non-cognitive needs,
quite apart from whether they are true. In order for a belief to satisfy some
non-cognitive need, it is not necessary for the belief to be true; it merely has
to be held. Concern with the ultimate philosophical validity of beliefs is rare.
Concern with beliefs is normally concern with their ability to satisfy
non-cognitive needs.
To be specific, the literature of credulity contains remarks such as "I
could not stand to live if I did not believe so-and-so," or "Even if so-and-so is
true I don't want to know it." These remarks manifest the needs with which
we are concerned. To take note of these remarks is already to uncover a level
of self-deception. It is important to realize that this self-deception is explicit
and self-admitted. To recognize it has nothing to do with imputing
subconscious motives to behavior, as is done in psychoanalysis. Further, to
recognize it is by no means to advance a theory of the ultimate origin of
beliefs, a theory which would presuppose a judgment as to the philosophical
validity of the beliefs. To theorize that the ultimate origin of beliefs lies in
the denial of frustrating experiences, or in primal anxieties which are
alleviated by mythological inventions, would be inappropriate when we have
not even begun our properly philosophical inquiry. The only self-deceptions
being considered here are admitted self-deceptions.
A partial classification of the circumstances in which beliefs are held for
non-cognitive reasons follows.
\begin{enumerate}
\item Beliefs may be directly tied to one's morale. "I couldn't stand to live if I didn't believe in God." "If President Nixon is guilty I don't want to know it."
\item One may believe for reasons of conformity. The conversion of Jews to Catholicism in late medieval Spain was an extreme example.
\item The American philosopher Santayana said that he believed in Catholicism for esthetic reasons.
\item Moral doctrines are sometimes justified on the grounds of their efficacy in maintaining public order, rather than their philosophical validity.
\item A more complicated and more interesting situation arises when one
who claims to be engaged in a cognitive inquiry somehow circumscribes the
inquiry so as to ensure in advance that it will yield certain preferred results.
Such a circumscribed inquiry will be called "theologizing," in recognition of
the archetypal activity in this category.
When we raise the question of whether the natural sciences are
instances of theologizing, it becomes apparent that the issue of non-cognitive
motives for beliefs is no light matter. According to writers on the scientific
method such as A. d'Abro, the scientist is compelled to operate as if he
believed in the "real existence of a real absolute objective universe---a
common objective world, one existing independently of the observer who
discovers it bit by bit." The scientist holds this belief, even though it is a
commonplace of college philosophy courses that it is unprovable, because he
must do so in order to get on to the sort of results he considers desirable.
The scientist claims to be engaged in a cognitive inquiry; yet the inquiry
begins with an act of faith which it is impermissible to scrutinize. It follows
that science is an instance of theologizing. If scientists cannot welcome a
demonstration that their "metaphysical" presuppositions are invalid, then
their interest in science cannot be cognitive.
The scientist's non-cognitive motive for believing differs from the
non-cognitive motives described earlier in one notable respect. Each of the
non-cognitive needs described earlier required a given belief, and could not
be satisfied by that belief's negation. But inside a science's circumscribed
area of inquiry, the scientist can welcome the establishment of either of two
contradictory propositions; in other words, his non-cognitive need can be
satisfied by either proposition. It is in this sense that he can impartially test
or decide between two propositions, or make new discoveries. On the other
hand, with regard to the metaphysical presuppositions of science, only a
single alternative is welcome.
\item Academicians will readily acknowledge that they are not interested
in scholarly work by unknown persons with no academic credentials. To
academic mathematicians and biologists, whether Galois and Mendel had
made valid discoveries was irrelevant. Thus, academicians as academicians
circumscribe their purported interest in the cognitive in two ways---once as
scientists; and once for reasons of personal gain and prestige.
\item The strangest instance of a non-cognitive need for a belief is
provided by the person who holds a fearful! belief which is widely considered
to be superstitious, such as belief in Hell. As always, the test of whether the
motive for the belief is cognitive is the question of whether the person would
welcome a demonstration that the belief is invalid. There is reason to suspect
that persons who cling to fearful beliefs would not welcome such a
demonstration, perverse as their attitude may seem. After all, they take no
comfort in the widespread rejection of the belief as superstitious. Thus, it
seems that a masochistic need for fearful beliefs must be recognized.
\end{enumerate}
This examination of non-cognitive motives for beliefs is, to repeat,
limited to circumstances in which there is explicit self-deception, or
self-deception that can be demonstrated directly from internal evidence. The
examination cannot be carried further unless we become able to judge
whether the beliefs referred to are, after all, valid. Thus, we will now turn to
our properly philosophical inquiry, which will occupy the remainder of this
monograph.
\signoffnote{(Note: Chapters 2-7 were written in 1961, at a time when I used
unconventional syntax and punctuation. They are printed here without
change.)}
\section{The Linguistic Solution of Properly Philosophical Problems}
\subsection*{Chapter 2 : Preliminary Concepts}
In this part of the book I will be concerned to solve the problem of
philosophy proper, the problem of which beliefs are right, by discussing
language, certain linguistic expressions. To motivate what follows I might
tentatively say that I will consider beliefs as represented by statements,
formulations of them (for example, \formulation{Other persons have minds} as
representing the belief that other persons have minds), so that the problem
will be which statements are true. Actually, to solve this problem we will be
driven far beyond answers to the effect that given statements are true (or
false).
To make this book as engaging as possible, I would like to start right
into the solution of the problem, to begin with the material in the next
chapter. However, it effects, I think, a considerable clarification and
simplification of the presentation of the solution if I first introduce certain
concepts in an extended discussion. Then, when they enter into the solution
they won't have to be just suggested in a condensed explanation which has
to be repeated over and over. Thus, this chapter will be a properly
philosophically neutral introduction of the concepts, an introduction which
doesn't in itself say anything about the rightness of given beliefs (or the
truth of given statements). The chapter is as a result not so interesting as the
others, but I hope the reader will bear with me through it.
The first concept is a new one, that of "explication". Explication of a
familiar linguistic expression is what might traditionally be said to be finding
a definition of the expression; it amounts partly to determining what it is
wanted that the expression "mean". To explain: I will be discussing
philosophically important expressions, familiar to the reader, such that their
"meaning" needs clarifying, such that it is not clear to him how he wants to
use them. I will be concerned with the suggestion of expressions, of which
the "meanings", uses, are clear, which will be acceptable to the reader as
replacements for the expressions of which the uses are obscure; that is,
which have the uses that, it will turn out, the expressions of which the uses
are obscure are supposed to have. Since the expressions which are to be
replacements can be equivalent as expressions (sounds, bodies of marks) to
the expressions they are to replace, it can also be said that I will be
concerned with the suggestion of clear uses, of the expressions of which the
uses are obscure, which are, it will turn out, the uses the reader wants the
expressions to have. To be more specific about the conditions of
acceptability of such replacements, if the familiar expressions (expressions of
which the uses were obscure) were supposed to be names, have referents
(and non-referents), then the new: expressions must clearly have referents.
Further, the new expressions must deserve (by having appropriate referents
in the case of names) the principal connotations of the familiar expressions,
especially the distinctive, honorific connotations of the familiar expressions.
(I will not say here just how I use "connotation". What the connotations of
an expression are will be suggested by giving sentences about, in the case of a
supposed name for example, what the referents of the expression are
supposed to be like.) "Finding", or constructing, an expression (with its use)
supposed to be acceptable to oneself as.a replacement, of the kind described,
for an expression familiar to oneself, will be said to be "explicating" the
expression familiar to oneself. The expression to be replaced wil! be said to
be the "explicandum", and the suggested replacement, the "explication".
Incidentally, if clarification shows that the desired use of the explicandum is
inconsistent, then it can't have an explication at all acceptable, or what is the
same thing, any explication will be as good as any other.
I should mention that my use of "explication" is different from that of
Rudolph Carnap, from whom I have taken the word rather than use the very
problematic "definition". For him, explication is a scientist's, or philosopher
of science's, devising a new precise concept, useful in natural science,
suggested by a vague, unclear common concept (for example, that of
"work"); whereas for me it is in effect constructing (if possible) that precise,
clear concept which is the nearest equivalent to an unclear common concept.
Here is an example in the acceptability of explications. Suppose that an
expression is suggested, as an explication for "thing having a mind" (if
supposed to be a name, have referents), which has as referents precisely the
things which have certain facial expressions, or talk, or have certain other
"overt" behavior, or even certain brain electricity. Then I expect that this
expression will not be acceptable to the reader as an explication for "thing
having a mind", since "thing having a mind" presumably has the connotations
for the reader "that having a mind is not the same as, is very different from,
higher than, having certain facial expressions, talking, certain other overt
behaving, or having certain brain electricity---the mind is observable only by
the thing having it", and the explication doesn't deserve these connotations:
the connotations of the explicandum are exclusive of the referents of the
proposed explication. It doesn't make any difference if there's a causual
connection between having a mind and the other things, because the
expression 'thing having a mind' itself, and not the supposed effects of
having a mind, is what is under discussion.
As the reader can tell from the example, I will, in evaluating
expressions, have to speak of what I assume the connotations of words are
for the reader. If any of my assumptions are incorrect, the book will be
slightly less relevant to the reader's philosophical problems than it would be
otherwise. Even so, the reader should get from this part the method of
finding good explications, and its use in solving properly philosophical
problems.
Especially important in deciding whether an explication for a supposed
name is good is the check of the referents of the explication against the
connotations of the explicandum. Traditional philosophers, in the rare cases
when they have suggested explications for expressions in dealing with
philosophical problems, have suggested absurdly bad ones, which can quickly
be shown up by such a check. Examples which are typically horrible are the
explications for "thing having a mind" mentioned above.
The second concept I will discuss is that of true statement. As I will be
discussing the "truth" of formulations of beliefs, statements, in the next two
chapters, and as the concept of true statement is quite obscure (making it a
good example of one needing explication), it will be helpful for me to clarify
the concept beforehand, to give a partial explication for "true statement".
(Partial because the explication, although much clearer than the
explicandum, will itself have an unclear word in it.)
Well, what is a "statement"? How do what are usually said to be
"statements" state? Take a book and look through it, a book in a language
you don't read, so you won't assume that it's obvious what it means. What
does the book, the object, do? How does it work? Note that talking just
about the marks in the book, or what seem (!) to be the rules of their
arrangement, or the like, won't answer these questions. In fact, I expect that
when the reader really thinks about them, the questions won't seem easy
ones to answer. Now to begin answering them, one of the most important
connotations of "true statement", and, more generally, of "statement", as
traditionally and commonly used, is that a "statement" is an "assertion
which has truth value" (is true or false) (or "has content", as it is sometimes
said, rather misleadingly). That is, the "verbal" part of a statement is
supposed to be related in a certain way to something "non-verbal", or at
least not in the language the verbal part of the statement is in. Further, a
statement is supposed to be "true" or not because of something having to do
with the non-verbal thing to which the verbal part of the statement is
related. (The exceptions are the "statements" of formalist logic and
mathematics, which are not supposed to be assertions; they are thus
irrelevant to statements of the kind ordinary persons and philosophers are
interested in.) Thus, if "true statement" is to be explicated, "assertion having
truth value" and "is true" (and "has content" in a misleading use) have to be
explicated, as they are obscure, and as it must be clear that the explication
for "true statement" deserves the connotations which were suggested with
"assertion having truth value" and "is true". One important conclusion from
these observations is that although "sentences" (the bodies of sound or
bodes of marks such as "The man talks") are often said to be "statements",
would not be sufficient (to say the least) to explicate "statement" by simply
identifying it with "sentence" (in my sense); something must be said about
such matters as that of being an assertion having truth value. For the same
reason, it is not sufficient (to say the least) to simply identify "statement"
with "sentence", the latter being explicated in terms of the ("formal") rules
for the formation of (grammatical) sentences, as these rules have no
reference to such matters as that of being an assertion having truth value.
In explicating "true statement" I will use the most elegant approach, one
relevant to the interest in such matters as that of being an assertion having
truth value. This is to begin by describing a simple, if not the simplest, way
to make an assertion. As an example, I will describe the simplest way to
make the assertion that a thing is a table. The way is to "apply" \term{table} to
the thing. It is supposed that \term{table} has been "interpreted", that is, that it is
"determinate" to which, of all things, applications of \term{table} are (to be said
to be) "true". (It is good to realize that it is also supposed that it is
"determinate" which, of all things (events), are "occurrences of the word
"table", are expressions "equivalent to" "table".) The word "determinate" is
the intentionally ambiguous one in this explication; I don't want to commit
myself yet on how an expression becomes interpreted. As for 'apply', one
can "apply" the word to the thing by pointing out "first" the word and
"then" the thing. 'point out' is restricted to refer to "ostension", pointing
out things in one's presence, things one is perceiving, and not to "directing
attention to things not in one's presence" as well. The assertion is 'true', of
course, if and only if the thing to which 'table' is applied is one of the things
to which it is determinate that the application of 'table' is (to be said to be)
"true", otherwise "false". It should be clear that such a pointing out of a
"first" thing and a "second", the first being an interpreted expression, is an
assertion of a simple kind, does have truth value and so forth. Let me further
suggest 'interpreted expression' as an explication for 'name'; with respect to
this explication, the things to which equivalent names ("occurances of a
name") may be truthfully applied are the referents of the equivalent names,
other things being non-referents. (Incidentally, I could have started with the
concept of a name and its referents, and then said how to make a simple
assertion using a name.) Then what I have intentionally left ambiguous is
how a name has referents; I have not said, for example, whether the relation
between name and referents is an "objective, metaphysical entity", which
would be getting into philosophy proper.
The point of describing this simple way of making an assertion is that
what one wants to say are "statements", namely sentences used in the
context of certain conventions, can be regarded as assertions of the "simple"
kind; thus an explication for 'true statement' can be found. To do so, first
let us say that the "complex name" gotten by replacing a sentence's "main
verb" with the corresponding participle is the "associated name" of the
sentence. For example, the associated name of 'Boston is in Massachusetts' is
'Boston being in Massachusetts'. In the case of a sentence with coordinate
clauses there may be a choice with respect to what is to be taken as the main
verb, but this presents no significant difficulty. Example: sentence: \said{The
table in the room will have been black only if it had been pushed by one
man while the other man talked}; main verb: 'will have been' or 'had been
pushed'. Also, English may not have a participle to correspond to every verb,
but this is in theory no difficulty; the lacking participle could obviously be
invented. Now what we would like to say one does, in using a sentence to
make a statement, is to so to speak "assert" its associated name; this
"asserted name" being "true" if and only if it has a referent. However, one
doesn't assert names; names just have referents---it is statements that one
makes, "asserts", and that are "true" or "false". How, then, do we explicate
this "asserting" of a name? By construing it as that assertion, of the simple
kind, which is the application of 'having a referent' to the name. In other
words, from our theoretical point of view, to use a sentence to make a
statement, one begins with a name (the sentence's associated name), and
puts it into the sentence form, an act equivalent by convention to applying
'having a referent' to it. For example, the sentence 'Boston is in
Massachusetts' should be regarded as the simple assertion which is the
application of 'having a referent' to 'Boston being in Massachusetts'.
Now this approach may seem "unnatural" or incomplete to the reader
for several reasons. First there is the syntactical oddity: the sentence is
replaced by a statement "about" it (or to be precise its associated name).
Well, all I can say is that this oddity is the inevitable result of trying to
describe explicitly all that happens when one uses a sentence to make a
statement; I can assure the reader that the alternate approaches are even
more unnatural. Secondly, it may seem natural enough to speak of
interpreting "simple names" (Fries' Class 1 words), but not so natural to
speak of interpreting complex names (what could their referents be?). Of
course, this is because complex names are to be regarded as formed from
simpler names by specified methods; that is, their interpretations (and thus
referents) are in specified relations to those of the simple names from which
they are formed. The relations are indicated by the words, in the complex
names, which are not names, and by the order of the words in the complex
names. An example worth a comment is associated names containing such
words as 'the'; in making statements, these names have to be in the context
of additional conventions, understandings, to have significance. It will be
clear that what these relations (and referents) are, the explication of these
relations, is not important for my purposes. Thirdly, I have not said anything
about what the "meaning" (intension), as opposed to the referents (and
non-referents), of a name is. (I might say that a thing can't have an intension
unless it has referents or non-referents.) This matter is also not important for
my purposes (and gets into philosophy proper). Finally, my approach tells
the reader no more than he already knew about whether a given statement is
true. Quite so, and I said that the discussion would be properly
philosophically neutral. In fact, it is so precisely because of the ambiguous
word 'determinate', because I haven't said anything about how names get
referents. Even so, we have come a long way from blank wonder about how
one (sounds, marks) could ever state anything, a long way towards
explicating how asserting works. (And to the philosopher of language with
formalist prejudices, the discussion has been a needed reminder that if
language is to be assertional, say something, then names and referring in
some form must have the central role in it.)
"Statements", then, can be regarded as assertions of the 'simple' kind
which are made in the special, conventional way, involving sentences, I have
described. I could thus explicate 'true statement' as referring to those true
"simple" assertions made in the special way, and it should be clear that this
would be a good explication. However, as the connotations of 'true
statement' having to do with the method of apptying the first member to the
second are, I expect, of secondary importance compared to those having to
do with such matters as being an assertion having truth value, it ts more
elegant to explicate 'true statement' as referring to all true assertions of the
"simple" kind. For the purposes of this book it is not important which of
the two explications the reader prefers.
So much for the preliminaries.
\subsection*{Chapter 3 : "Experience"}
I will introduce in this chapter some basic terminology, as the main step
in taking the reader from ordinary English and traditional philosophical
language to a language with which my philosophy can be exposited. This
terminology is important because one of the main difficulties in expositing
my philosophy (or any new philosophy) is that current language is based on
precisely some of the assumptions, beliefs, I intend to question. It will, I
think, be immediately clear to the reader at all familiar with modern
philosophy that the problems of terminology I am going to discuss are
relevant to the problem of which beliefs are right.
First, consider the term 'non-experience'. Although the concept of a
non-experience is intrinsically far more "difficult" than the concept of
"experience" which I will be discussing presently, it is, I suppose,
presupposed in all "natural languages" and throughout philosophy, is so
taken for granted that it is rarely discussed in itself. Thus, the reader should
have no difficulty understanding it. Examples of non-experiences are
perceivable objects---for example, a table (as opposed to one's perceptions of
it), existing external to oneself, persisting when one is not perceiving it; the
future (future events); the past; space (or better, the distantness of objects
from oneself); minds other than one's own; causal relationships as ordinarily
understood; referental relationships (the relationships between names and
their referents as ordinarily understood; what I avoided discussing in the
second chapter); unperceivable "things" (microscopic objects (of course,
viewing them through microscopes does not count as perceiving them),
essences, Being); in short, most of the things one is normally concerned with,
normally thinks about, as well as the objects of uncommon knowledge. (To
simplify the explanation of the concept, make it easier on the reader, I am
speaking as if I believed that there are non-experiences, that is, introducing
the concept in the context of the beliefs usually associated with it.)
Non-experiences are precisely what one has beliefs about. One believes that
there are microscopic living organisms, or that there are none (or that one
can not know whether there are any---this is not a non-belief but a complex
belief about the relation of the realm where non-experiences could be to the
mind). Incidentally, that other minds, for example, are non-experiences is
presumably a connotation of 'other minds' for the reader, as explained in the
second chapter.
In the history of philosophy, the concept of non-experience comes first.
Then philosophers begin to develop theories of how one knows about
non-experiences (epistemological theories). The concept of a perception, or
experience of something, is introduced into philosophy. The theory is that
one knows about non-experiences by perceiving, having experiences of, some
of them. For example, one knows that there is a table before one's eyes
(assuming that there is) by having a visual perception or experience of it, by
having a "visual-table-experience". The theory goes on to say that these
perceptions are in the mind. Then, if one has a visual-table-experience in
one's mind when there is no table, one is hallucinated. And so forth. Now
there are two sources of confusion in all this for the naive reader. First,
saying that perceptions of objects are in one's mind is not saying that they
are, for example, visualizations, imaginings, such as one's visualization of a
table with one's eyes closed. Perceptions of objects do not seem "mental".
The theory that they are in the mind is a belief. This point leads directly to
the second source of confusion. Does the English word 'table', as ordinarily
used to refer to a table when one is looking at it, refer to the table, an entity
external to one's perceptions which persists when not perceived, or to one's
perception of it, to the visual-table-experience? If distinguishing between
the two, and the notion that the table-experience is in his mind, seem silly to
the reader, then he probably uses 'table', 'perceived table', and
'table-experience' as equivalent some of the time. The distinction, however,
is not just silly; anyone who believes that there are tables when he is not
perceiving them must accept it to be consistent. At any rate there is this
confusion, that it is not always clear whether English object-names are being
used to refer to perceived non-experiences or to experiences, the
perceptions.
Now let us ignore for a moment the connotations that experiences are
experiences, perceptions, of non-experiences, and are in the mind. The term
'experience' is important here because with it philosophers finally made a
start at inventing a term for the things one knows directly, unquestionabiy
knows, or, better, which one just has, or are just there (whether they are
experiences, perceptions, of non-experiences or not). A traditional
philosopher would say that if one is having a table-experience, one may not
know whether it's a true perception of a table, whether there's an objective
table there; or whether it's an hallucination; but one unquestionably knows,
has, the table-experience. And of course, with respect to one's experiences
not supposed to be perceptions of anything, such as visualizations, one
unquestionably knows, has them too. A better way of putting it is that there
is no question as to whether one has one's experiences or what they are like.
One doesn't believe (that one has) one's experiences; to try to do so would
be rather like trying to polish air. In fact, "thinking" that one doesn't have
one's experiences, if this is possible, is a belief, a wrong one (as will be
shown, although it should already be obvious if the reader has the slightest
idea of what I am talking about), and in fact a perfectly insane one. Now the
reader must not think that because I say experiences are unquestionably
known I am talking about tautologies, or about beliefs which some
philosophers say can be known by intuition even though unprovable, or say
cannot really be doubted without losing one's sanity (for example, some
philosophers say this about the belief that other persons have minds). In
speaking of experiences I am not trying to trick the reader into accepting a
lot of beliefs I am not prepared to justify, as many philosophers do by
appealing to intuition or sanity or what not, a reprehensible hyprocrisy
which shows that they are not the least interested in philosophy proper. One
does not have other-persons'-having-minds-experiences {nor are the objective
tables one supposedly perceives table-experiences); one believes that other
persons have minds (or that there is an objective table corresponding to one's
table-experience), and this belief could very well be wrong (in fact, it is, as
will be shown).
I have explained the current use of the term 'experience'. Now I want
to propose a new use for the term, which, except where otherwise noted,
will be that of the rest of this book. (Thus whereas in discussing
'non-experience' I was merely explaining and accepting the current use of
the term, in the case of 'experience' I am going to suggest a new use for the
term.) As I explained, the concept of non-experience preceded that of
experience, and the latter was developed to explain how one knows the
former. What I am interested in, however, is not 'experience' as it implies.
'perceptions, of non-experiences, and in the mind', but as it refers to that
which one unquestionably knows, is immediate, is just there, is not
something one believes exists. I am going to use 'experience' to refer, as it
already does, to that immediate "world", but without the implication that
experience is perception of non-experience, and in the mind: the same
referents but without the old connotations. In other words, in my use
'experience' is completely neutral with respect to relationships to
non-experiences, is not an antonym for 'non-experience' as conventionally
used, does not presuppose a metaphysic. The reader is being asked to take a
leap of understanding here, because there is all the difference in philosophy
between 'experience' as implying, connoting, relatedness to non-experiences
or in particular the realm where they could be, and 'experience' without
these connotations.
Viewing this discussion of terminology in retrospect, it should be
obvious that although my term 'experience' was introduced last, it is
intrinsically, logically, the simplest, most immediate, most inevitable of the
terms, and should be the easiest to understand. In contrast, the notions I
discussed in reaching it may seem a little arbitrary. As a matter of fact, I
have used the perspective of the Western philsophical tradition to explain my
term, but this doesn't mean that it is relevant only to that tradition or,
especially, the theory of knowing about non-experiences. Even if the reader's
conceptual background does not involve the concept of non-experience, and
especially the modern Western theory of knowing about non-experiences, he
ought to be able to understand, and realize the "orimacy" of, my term
'experience'. The term should be supra-cultural.
I have gone to some length to explain my use of the term 'experience'.
As I have said, it is "intrinsically" the simplest term, but I can not define it
by just equating it to some English expression because all English, including
the traditional term 'experience', the antonym of 'non-experience', is based
on metaphysical assumptions, does have implications about non-experience,
in short, is formulations of beliefs. These implications are different for
different philosophers according as their metaphysics (or, as is sometimes
(incorrectly) said, "ontologies") differ. Even such a sentence as "The table is
black" implies the formulation \formulation{Material objects are real} (to the materialist),
or \formulation{So-called objects are ideas in the mind} (to the idealist), or \formulation{Substances
and attributes are real}, and so forth, traditionally. As a result, in order to
explain the new term I have had to use English in a very special way,
ultimately turning it against itself, so as to enable the reader to guess how I
use the term. That is, although there is nothing problematic about my use of
\term{experience}, about its referents, there is about my English, for example
when I say that the connotation of relatedness to non-experience is to be
dropped from \term{experience}. There can be this new term, the philosopher is
not irrevocably tied to English or other natural language and its implied
philosophy, as some philosophers claim; because a term is able to be a name,
to be used to make assertions, not by being a part of conventional English or
other natural language, but by having referents.
As I suggested at the beginning of this chapter, I need to introduce my
\term{experience} because without it I cannot question all beliefs, everything
about non-experiences, since in English there is always the implication that
there could be non-experiences. The term is a radical innovation; one of the
most important in this book. The fact that although it is the "simplest" and
least questionable term, it is a radical innovation and is difficult to explain
using English, shows how philosophically inadequate English and the
philosophies it implies are. Now if the reader has not understood my
\term{experience} he is likely to precisely mis-understand the rest of the book as
an attempt to show that there are no non-experiences. (It's good that this
isn't what I'm trying to show, because it is self-contradictory: for there to be
no non-experiences there would have to be a realm empty of them, and this
realm would have to be a non-experience.) If he is lucky he will just find the
book incomprehensible, or possibly even come to understand the term from
the rest of what I say, using it. But if he does understand the term, then he is
past the greatest difficulty in understanding the book; in fact, he may
already realize what I'm going to say.
\subsection*{Chapter 4 : The Linguistic Solution}
Now that I have explained the key terminology for this part of the
book, I can give the solution to properly philosophical problems, the
problems of which beliefs are right, in the form of conclusions about the
language in which the beliefs are formulated. My concern here is to present
the solution as soon as possible, so as to make it clear to the reader that my
work contains important results, is an important contribution to philosophy,
and not just admirable sentiments or the formulation of an attitude or a
philosophically neutral analysis of concepts or the like. For this reason I will
not be too concerned to make the solution seem natural, or intuitive, or to
explore all its implications; that will come later.
However, in the hope that it will make the main "argument" of this
chapter easier to understand, I will precede it with a short, non-rigorous
version of it, which should give the "intuitive insight" behind the main
argument. Consider the question of whether one can know if a given belief is
true. Now a given belief is cognitively arbitrary in that it cannot be justified
from the standpoint of having no beliefs, cannot be justified without
appealing to other beliefs. Thus the answer must be skepticism: one cannot
know if a given belief is true. However, this skepticism is a belief---a
contradiction. The ultimate conclusion is that to escape inconsistency, to be
right, one must, at the linguistic level, reject all talk of beliefs, of knowing if
they are true, reject all formulations of beliefs. The "necessity", but
inconsistency, of skepticism "shows" my conclusion in an intuitively
understandable way.
To get on to the definitive version of my "argument". I will say that
one name "depends" on another if and only if it has the logical relation to
that other that \name{black table} has to \name{table}: a referent of the former is
necessarily a referent of the latter (one of the relations between names
mentioned in the second chapter). Now the associated name of any
statement, or formulation, of a belief of necessity depends on
'non-experience', since non-experiences are what beliefs are about. For
example, \name{Other persons having minds}, the associated name of the
formulation \formulation{Other persons have minds}, certainly depends on
\term{non-experience}. Thus, anything true of \term{non-experience} will be true of the
associated name of any formulation of a belief.
In the last chapter I introduced, explained the concepts of
non-experience and experience (in the traditional sense, as the antonym of
\term{non-experience}), showed the connotations of the expressions
\term{non-experience} and \term{experience} (traditional). What I did not go on to
show, left for this chapter, is that if one continues to analyze these concepts,
one comes on crucial implications which result in contradictions. What
follows is perhaps the most concentrated passage in this book, so that the
reader must be willing to read it slowly and thoughtfully. Consider one's
experience (used in my, "neutral", sense unless I say otherwise). Could there
be something in one's experience, a part of one's experience, which was
awareness of whether it's experience (traditional), of whether it's related to
non-experience, of whether there is non-experience, awareness of
non-experience? No, as should be obvious from the connotations shown in
the last chapter. (Compare this with the point that one cannot (cognitively)
justify a belief from the standpoint of having no beliefs, cannot justify it
without appealing to other beliefs). If there could be, if such awareness were
just an experience, the distinctness of experience from experience
(traditional) and so forth would disappear. The concepts of experience
(traditional) and so forth would be superfluous, in fact, one couldn't have
them: experience (traditional) and so forth would just be absorbed into
experience. One concludes that there cannot be anything in one's experience
which is awareness of whether it's experience (traditional), of whether there
is non-experience. But then this awareness, which is in part about experience
(traditional) and non-experience and thus involves awareness of them, is in
one's experience---a contradiction. In fact, the same holds for the awareness
which is "understanding the concepts" of non-experience and the rest as
they are supposed to be understood. And for "understanding"
\term{non-experience} (and the rest) as it is supposed to be, being aware of its
referents (and non-referents); since to name non-experience, it must be an
experience (traditional). And even for being aware of the referents (and
non-referents) of "non-experience", which to name an experience
(traditional) must be one. One mustn't assume that one understands
'non-experience' --- and "non-experience" --- and \triquote{non-experience}; but here
one is, using "non-experience" and \triquote{non-experience} to say so (which
certainly implies that one assumes one understands them). It is impossible
for there to be non-experiences. When one begins to examine closely the
concept of non-experience, it collapses.
(A final point for the expert. This
tangle of contradictions is intrinsic in the concept of non-experience; it does
not result because I have introduced a violation of the law that names cannot
name themselves. This should be absolutely clear from the two sentences
about names, which show contradictions --- that one must not assume that
one understands certain expressions, but that one uses the expressions to say
so (does assume it) --- with explicit stratification.)
My exposition has broken down in a tangle of contradictions. Now
what is important is that it has done so precisely because I have talked about
experience (traditional), non-experience, and the rest, because I have spoken
as if there could be non-experiences, because I have used 'experience'
(traditional), 'non-experience', and the rest. Thus, even though what I have
said is a tangle of contradictions, it is not by any means valueless. Since it is
a tangle of contradictions precisely because it involves 'experience'
(traditional), 'non-experience', and the rest, it shows that one who "accepts"
the expressions, supposes that they are valid language, has inconsistent
desires with respect to how they are to be used. The expressions can have no
explications at all acceptable to him. He cannot consistently use the
expressions (the way they're supposed to be). The expressions, and,
remembering the paragraph before last, any formulation of a belief, are
completely discredited. (What is not discredited is language referring to
experiences (my use). If it happens that an expression I have said is a
formulation of a belief does have a good explication for the reader, then it is
not a formulation of a belief for him but refers to experiences.) Now there is
an important point about method which should be brought out. If all
"non-experiential language", "belief language", is inconsistent, how can I
show this and yet avoid falling into contradiction when I say it? The answer
is that I don't have to avoid falling into contradiction; that I fall into
contradiction precisely because I use formulations of beliefs shows what I
want to show. This, then, is the linguistic solution; as I said we would, we
have been driven far beyond any such conclusion as 'all formulations of
beliefs are false'.
Now what do these conclusions about formulations of beliefs, about
belief language, say about beliefs themselves, about whether a given belief is
right? Well, to the extent that a belief is tied up with its formulation, since
the formulation is discredited, the belief is, must be wrong. After all, if a
belief were right, its formulation would necessarily have an acceptable
explication which was true; in short, the belief would have a true
formulation (to see this, note that the contrary assertion is itself a
formulation of a belief---leading to a contradiction). Incidentally, this point
answers those who would say, that the inconsistency of their statements of
belief taken literally does not discredit their beliefs, as the statements are not
to be taken literally, are metaphorical or symbolic truths. To continue, one
who because of having a belief took its formulation seriously, expected that
it could have an acceptable explication for him, could not turn out to be an
expression he could not properly use, must be deceiving himself in some
way. Now there is another important point about "method" to be made.
The question will probably continually recur to the critical reader how one
can "know", be aware that any given belief is wrong, without having beliefs.
The answer is that one way one can be aware of it is simply to be aware of
the inconsistency of belief language, which awareness is not a belief.
(Whether belief language is inconsistent is not a matter of belief but of the
way one wants expressions used; being aware of the inconsistency is like
being aware with respect to a table, "that in my language, this is to be said to
be a "table"".) Incidentally, to wrap things up, the common belief as to how
a name has referents is that there is a relation between the name and its
referents which is an objective, metaphysical entity, a non-experience; this
belief is wrong. How, in what sense a name can have referents will not be
discussed here.
The unsophisticated reader may react to all of this with a lot of 'Yes,
but...' thoughts. !f he doesn't more or less identify beliefs with their
formulations, and doesn't have an intuitive appreciation of the force of
linguistic arguments, he my tend to regard my result as a mere (if
embarrassing) curiosity. (Of course, it isn't, but I am concerned with how
well the reader understands that.) And there does remain a lot to be said
about beliefs themselves (as mental acts), and where the self-deception is in
them; it is not even clear yet just what the relation of a belief to its
formulation is. Then the reader might ask whether there aren't beliefs whose
rejection as wrong would conflict with experience, or which it would be
impossible or dangerous not to have. I now turn to the discussion of these
matters.
\clearpage
2/22/1963
Tony Conrad and Henry Flynt demonstrate
against Lincoln Center, February 22,
1963
(photo by Jack Smith)
\clearpage
\section{Completion of the Treatment of Properly Philosophical Problems}
\subsection*{Chapter 5 : Beliefs as Mental Acts}
In this chapter I will solve the problems of philosophy proper by
discussing believing itself, as a ("conscious") mental act. Although I will be
talking about mental acts and experience, it must be clear that this part of
the book, like the fast part, is not epistemology or phenomenology. I will
not try to talk about "perception" or the like, in a mere attempt to justify
"common-sense" beliefs or what not. Of course, both parts are incidentally
relevant to epistemology and phenomenology, since in discussing beliefs I
discuss the beliefs which constitute those subjects.
I should say immediately that 'belief', in its traditional use as supposed
to refer to "mental acts, often unconscious, connected with the realm of
non-experience", has no explication at all satisfactory, has been discredited.
This point is important, as it means that one does not want to say that one
does or does not "have beliefs", in the sense important to those having
beliefs, that beliefs (in my sense) will not do as referents for "belief" in the
use important to those having beliefs; helping to fill out the conclusion of
the last part. Now when I speak of a "belief" I will be speaking of an
experience, what might be said to be "an act of consciously believing, of
consciously having a belief", of what is "in one's head" when one says that
one "believes a certain thing". Further, I will, for convenience in
distinguishing beliefs, speak of belief "that others have minds", for example,
or in general of belief "that there are non-experiences" (with quotation
marks), but I must not be taken as implying that beliefs manage to be
"about non-experiences". (Thus, what I say about beliefs will be entirely
about experiences; I will not be trying to talk "about the realm of
non-experience, or the relation of beliefs to it".) I expect that it is already
fairly clear to the reader what his acts of consciously believing are (if he has
any); I will be more concerned with pointing out to him some features of his
"beliefs" (believing) than with the explication of 'act of consciously
believing', although I will need to make a few comments about that too.
What I am trying to do is to get the reader to accept a useful, possibly new,
use of a word ('belief') salvaged from the unexplicatible use of the word,
rather than rejecting the word altogether.
There is a further point about terminology. The reader should
remember from the third chapter that quite apart from the theory "that
perceptions are in the mind", one can make a distinction between mental
and non-mental experiences, between, for example, visualizing a table with
one's eyes closed, and a "seen" table, a visual-table-experience. Now I am
going to say that visualizations and the like are "imagined-experiences". For
example, a visualization of a table will be said to be an
"imagined-visual-table-experience". The reader should not suppose that by
"imagined" I mean that the experiences are "hallucinations", are "unreal". I
use "imagined" because saying 'mental-table-experience" is too much like
saying "table in the mind" and because just using 'visualization' leaves no way
of speaking of mental experiences which are not visualizations. Speaking of
an "imagined-table-experience" seems to be the best way of saying that it is
a mental experience, and then distinguishing it from other mental
experiences by the conventional method of saying that it is an imagining "of
a (non-mental) table-experience" (better thought of as meaning an imagining
like a (non-mental) table-experience). In other words, an
imagined-x-experience (to generalize) is a "valid" experience, all right, but it
is not a non-mental x-experience; it is a mental experience which is like a
(non-mental) x-experience in a certain way. Incidentally, an "imagined-imagined-experience" is impossible by definition; or is no different from an
imagined-experience, whichever way you want to look at it. If this
terminology is a little confusing, it is not my fault but that of the
conventional method of distinguishing different mental experiences by
saying that they are imaginings "of one or another non-mental experiences".
I can at last ask what one does when one believes "that there is a table,
not perceived by oneself, behind one now", or anything else. Well, in the
first place, one takes note of, gives one's attention to, an
imagined-experience, such as an imagined-table-experience or a visualization
of oneself with one's back to a table; or to a linguistic expression, a supposed
statement, such as \lexpression{There is a table behind me}. This is not all one does,
however; if it were, what one does would not in the least deserve to be said
to be a "belief" (a point about the explication of my 'belief'). The
additional, "essential" component of a belief is a self-deceiving "attitude"
toward the experience. What this attitude is will be described below. Observe
that one does not want to say that the additional component is a belief
about the experience because of the logical absurdity of doing so, or, in
other words, because it suggests that there is an infinite regress of mental
action. Now the claim that the attitude is "self-deceiving" is not, could not
be, at all like the claim "that a belief as a whole, or its formulation, fails to
correspond in a certain way to non-experience, to reality, or is false". The
question of "what is going on in the realm of non-experience" does not arise
here. Rather, my claim is entirely about an experience; it is that the attitude,
the experience not itself a belief but part of the experience of believing, is
"consciously, deliberately" self-deceiving, is a "self-deception experience". I
don't have to "prove that the attitude is self-deceiving by reference to what
is going on in the realm of non-experience"; when I have described the
attitude and the reader is aware of it, he will presumably find it a good
explication, unhesitatingly want, to say that it is "self-deceiving".
I will now say, as well as can be, what the attitude is. In believing, one
is attentive primarily to the imagined-experience or linguistic expression as
mentioned above. The attitude is "peripheral", is a matter of the way one is
atttentive. Saying that the attitude is "conscious, deliberate", is a little
strong if it seems to imply that it is cynical self-brainwashing; what I am
trying to say is that it is not an "objective" or "subconscious" self-deception
such as traditional philosophers speak of, one impossible to be aware of. This
is about as much as I can say about the attitude directly, because of the
inadequacy of the English descriptive vocabulary for mental experiences;
with respect to English the attitude is a "vague, elusive" thing, very difficult
to describe. I will be able to say more about what it is only by suggestion, by
saying that it is the attitude "that such and such" (the reader must not think
I mean the belief "that such and such"). If the experience to which the
attention is primarily given in believing is an imagined-x-experience, then the
self-deceiving attitude is the attitude "that the imagined-x-experience is a
(non-mental) x-experience". As an example, consider the belief "that there is
a table behind one". If one's attention in believing is not on a linguistic
expression, it will be on an imagined-experience such as an
imagined-table-experience or a visualization of a person representing oneself
(to be accurate) with his back to a table, and one will have the self-deceiving
attitude "that the imagined-experience is a table or oneself with one's back
to a table". Of course, if one is asked whether one's imagined-x-experience is
a (non-mental) x-experience, one will say that it is not, that it is admittedly
an imagined-experience but "corresponds to a non-experience". This is not
inconsistent with what I have said: first, I don't say that one believes "that
one's imagined-x-experience is an x-experience"; secondly, when one is asked
the question, one stops believing "that there is a table behind one" and starts
believing "that one's imagined-experience corresponds in a certain way to a
non-experience", a different matter (different belief).
lf one's attention in believing is primarily on a linguistic expression
(which if a sentence, will be pretty much regarded as its associated name),
the self-deceiving attitude is the attitude "that the expression has a
referent". With respect to the belief "that there is a table behind one", one's
attention in believing would be primarily on the expression \expression{There is a table
behind me}, pretty much regarded as 'There being a table behind me', and
one would have the self-deceiving attitude "that this name has a referent".
Unexplicatible expressions, then, function as principal components of
beliefs.
\inlineaside{This paragraph is complicated and inessential; if it begins to confuse
the reader it can be skipped.} I will now describe the relation between the
version, of a belief, involving language and the version not involving
language. In the version not involving language, the attention is on an
imagined-x-experience which is "regarded" as an x-experience, whereas in
the version involving language, the attention is on something which is
"regarded" as having as referent "something" (the attitude is vague here).
For the latter version, the idea is "that the reality is at one remove", and
correspondingly, one whose "language" consists of formulations of beliefs
doesn't desire to have as experiences, or perceive, or even be able to imagine,
referents of expressions---which, for the more critical person, may make
believing easier. Thus, just as one takes note of the imagined-x-experience in
the version of the belief not involving language, has something which
functions as the thing the belief is about, so in the version involving language
one has the attitude that the expression has a referent. Further, just as one
has the attitude that the imagined-x-experience is an x-experience in the
version not involving language, does not recognize that what functions as the
thing believed in is a mere imagined-experience, so in the version involving
"language" one takes note of an 'expression' not having a referent, since a
referent could only be a (mere) experience. One who expects an expression,
which is the principal component of a belief, to have a good explication does
so on the basis of the self-deceiving attitude one has towards it in having the
belief. In trying to explicate the expression, one finds inconsistent desires
with respect to what its referents must be. These desires correspond to the
way the expression functions in the belief: the desire that it be possible for
awareness of the referent to be part of one's experience corresponds to the
attitude, in believing, that the expression has a referent; and the desire that it
not be possible for awareness of the referent to be (merely) part of one's
experience corresponds to the expression's not having a referent in believing.
Pointing out that the expression is unexplicable discredits the belief of which
it is the principal component, just as pointing out that a belief not involving
language consists of being attentive to an imagined-experience and having the
attitude that it is not an imagined-experience, discredits that belief.
Such, then, is what one does when one believes. If the reader is rather
unconvinced by my description, especially because of my speaking of
"attitudes", then let him consider the following summary: there must be
something more to a mental act than just taking note of an experience for it
to be a "belief"; this something is "peripheral and elusive", so that I am
calling the something an "attitude", the most appropriate way in English to
speak of it; the attitude, an experience not itself a belief but part of the
experience which is the belief, is thus isolated; the attitude is
"self-deceiving", is a "(conscious) self-deception experience", because when
aware of it the reader will presumably want to say that it is. The attitude just
about has to be a ("conscious") self-deception experience to transform mere
taking note of an experience into something remotely deserving to be said to
be a "belief". The decision as to whether the attitude is to be said to be
"self-deceiving" is to be made without trying to think "about the relation of
the belief as a whole to the realm of non-experience", to do which would be
to slip into having beliefs, other than the one under consideration, which
would be irrelevant to our concern here. Ultimately, the important thing is
to observe what one does in believing, and particularly the attitude, more
than to say that the attitude is "self-deceiving".
In order for my description of believing to be complete, I must mention
some things often associated with believing but not "essential" to it. First,
one may take note of non-mental and imagined-experiences other than the
one to which attention is primarily given. If one has a table-experience and
believes "that it is a table-perception corresponding to an objectively existing
table', one may give much of his attention to the table-experience in so
believing, associate the table-experience strongly with the belief. One may in
believing give attention to non-mental experiences supposed to be 'evidence
for, confirmation of, one's belief" (more will be said about confirmation
shortly). If one's attention in believing is primarily on the linguistic
expression 'x', one may give attention to a referent of
'imagined-x(-experience)', an "imagined-referent" of 'x'; or to
imagined-y-experiences such that y-experiences are supposed, said, to be
"analogous to the referent of 'x'". In the latter case the y-experiences will be
mutually exclusive, and less importance will be given to them than would be
to imagined-referents. An example of imagined-referents in believing is
visualizing oneself with one's back to a table, as the imagined-referent of
'There being a table behind one'. An example of imagined-y-experiences
(such that y-experiences are mutually exclusive) which are said to be
"analogous to referents", in believing, is the visualizations associated with
beliefs "about entities wholly other than, transcending, experience, such as
Being".
Secondly, there are associated with beliefs logical "justifications",
"arguments", for them, "defenses" of them. I will not bother to explicate
the different kinds of justifications because it is so easy to say what is wrong
with all of them. There are two points to be made. First, explication would
show that the matter of justifications for beliefs is just a matter of language
and beliefs of the kind already discussed. Secondly, as I have suggested
before, whether a statement or belief is right is not dependent on what the
justifications, arguments for it are. (If this seems to fail for inductive
justification, the kind invoiving the citing of experience supposed to be
evidence for, confirmation of, the belief, it is because the metaphysical
assumptions on which induction is based are rarely stated. Without them
inductive justifications are just non sequiturs. An example: this table has
four legs; therefore ("it is more probable that") any other table has four
legs.) Justification of a statement or belief does nothing but conjoin to it
superfluous statements or beliefs, if anything. The claim that a justification,
argument can show that a belief is not arbitrary, gratuitous, in that it can
show that to be consistent, one must have the belief if one has a Sesser,
weaker belief, is simply self-contradictory. If a justification induces one to
believe what one apparently did not believe before hearing the justification,
then one already had the belief "implicitly" (it was a conjunct of a belief
one already had), or one has accepted superfluous beliefs conjoined with it.
I will conclude this chapter first with a list of philosophical positions
my position is not. Although I have already suggested some of this material,
I repeat it because it is so important that the reader not misconstrue my
position as some position which is no more like mine than its negation is,
and which I show to be wrong. My position is not disbelief. (Incidentally, it
is ironic that 'disbeliever', without qualification, has been used by believers
as a term of abuse, since, as disbelief is belief which is the negation of some
belief, any belief is disbelief.) In particular, I am not concerned to deny "the
existence of non-experience", to "cause non-experiences to vanish", so to
speak, to change or cause to vanish some of the reader's non-mental
experiences, "perceived objects". My position is not skepticism of any kind,
is not, for example, the belief "that there is a realm where there could either
be or not be certain entities not experiences, but our means of knowing are
inadequate for finding which is the case." My position is not a mere
"decision to ignore non-experiences, or beliefs". The philosopher who denies
"the existence of non-experiences", or denies any belief, or who is skeptical
of any belief, or who merely "decides to ignore non-experiences, or beliefs",
has some of the very beliefs I am concerned to discredit.
What I have been concerned to do is to discredit formulations of
beliefs, and beliefs as mental acts, by pointing out some features of them. In
the first part of the book I showed the inconsistency of linguistic expressions
dependent on 'non-experience', and pointed out that those who expect them
to have explications at all acceptable are deceiving themselves; discrediting
the beliefs of which the expressions are formulations. In this chapter, I have
described the mental act of believing, calling the reader's attention to the
self-deception experience involved in it, and thus showing that it is wrong.
To conclude, in discrediting beliefs I have shown what the right
philosophical position is: it is not having beliefs (and realizing, for any belief
one happens to think of, that it is wrong (which doesn't involve having beliefs)).
\subsection*{Chapter 6 : Discussion of Some Basic Beliefs}
In the preceding chapters I have been concerned, in discrediting any
given belief, to show what the right philosophical position is. In this chapter
I will turn to particular beliefs, supposed knowledge, to make it clear just
what, specifically, have been discredited. Now if the reader will consider the
entire "history of world thought", the fantastic proliferation of activities at
least partly "systems of knowledge" which constitute it, Platonism,
psychoanalysis, Tibetian mysticism, physics, Bantu witchcraft,
phenomenology, mathematical logic, Konko Kyo, Marxism, alchemy,
comparative linguistics, Orgonomy, Thomism, and so on indefinitely, each
with its own kind of conclusions, method of justifying them, applications,
associated valuations, and the like, he will quickly realize that I could not
hope to analyze even a fraction of them to show just how "non-experiential
language", and beliefs, are involved in them. And I should say that it is not
always obvious whether the concepts of non-experiential language, and
belief, are relevant to them. Zen is an obvious example (although as a matter
of fact is unquestionably does involve beliefs, is not for example an
anticipation of my position). Further, many quasi-systems-of-knowledge are
difficult to discuss because the expositions of them which are what one has
to work with, are badly written, in particular, fail to state the insights behind
what is presented, the real reasons why it can be taken seriously, and are
incomplete and confused.
What I will do, then, to specifically illustrate my results, is to discuss a
few particular beliefs which are found in almost all systems of "knowledge";
have been given especial attention in modern Western philosophy and are
thus especially relevant to the immediate audience for this book; and are so
"basic" (accounting for their ubiquity) that they are either just assumed, as
too trivially factual to be worthy the attention of a profound thinker, or if
they are explicit are said to be so basic that persons cannot do without them.
The discussion will make it specifically clear that it is not necessary to have
these beliefs, that not having them is not "inconsistent" with one's
experience; and is thus important for the reader who is astonished at the idea
of rejecting any given belief, the idea of any given belief's being wrong and
of not having it.
Consider beliefs to the effect "that the world is ordered", beliefs
formulated in "natural laws", beliefs "about substance", and the like.
Rejection of them may seem to lead to a problem. After all, one's "perceived
world" is not "chaotic", is it? The reader should observe that in rejecting
beliefs "that the world is ordered" I do not say that his "perceived world" is
("subjectively") chaotic (that is, extremely unfamiliar, strange). The
non-strange character of one's "perceived world" is associated with beliefs
"about substance" and beliefs formulated in natural laws, but it is not "the
world being ordered"; and taking note of the non-strange character of one's
"perceived world" is not part of what is "essential" in these beliefs.
Rejection of "spatio-temporal" beliefs may seem to lead to a problem.
After all, cannot one watch oneself wave one's hand towards and away from
oneself? Of course one can "watch oneself wave one's hand" (in a non-strict
sense---and if the reader uses the expression in this sense it will not be a
formulation of a belief for him). However, that one can "watch oneself wave
one's hand" (in the non-strict sense) does not imply "that there are spatially
distant, and past and future events"; and although experiences such as a
visual---"moving"---hand experience are associated with spatio-temporal
beliefs, taking note of them is not part of what is essential in those beliefs.
Rejection of beliefs "about the objectivity of linguistic referring" may
seem to lead to a problem. After all, when one says that a table is a "table",
doesn't one do so unhesitatingly, with a feeling of satisfaction, a feeling that
things are less mysterious, strange, when one has done so, and without the
slightest intention of saying that it is a "non-table"? The reader should
observe that I do not deny this. These experiences are associated with beliefs
"about the objectivity of referring", but they are not "objective referring";
and taking note of them is not part of what is essential in those beliefs.
Rejection of the belief "that other humans (better, things) than oneself
have minds" my seem to lead to a problem. After all, "perceived other
humans" talk and so forth, do they not? The reader should observe that in
rejecting the belief "that others have minds" I do not deny that "perceived
other humans" talk and so forth. Other humans' talking and so forth is
associated with the belief "that others have minds", but it is not "other
humans having minds"; and taking note of others talking and so forth is not
part of what is essential in believing "that others have minds", points I
anticipated in the second chapter.
Finally, many philosophers will violently object to rejection of
temporal beliefs of a certain kind, namely beliefs of the form "If \x, then y
will follow in the future", especially if \y\ is something one wants, and \x\ is
something one can do. (After all, doesn't it happen that one throws the
switch, and the light goes on?) They object so strongly because they fear
"that one cannot live unless one has and uses such knowledge". They say,
for example, "that one had better know that one must drink water to live,
and drink water, or one won't live". Now "one's throwing the switch and the
light's coming on" (in a non-strict sense) is like the experiences associated
with other temporal beliefs; that one can do it (in the non-strict sense) does
not imply "that there are past or future events", and taking note of it is not
part of what is essential in the belief "that if one throws the switch, then the
light will come on". As for what the philosophers say, fear, believe "about
the necessity of such knowledge for survival", it is just more beliefs of the
same kind, so that rejection of it is similarly unproblematic. If this abrupt
dismissal of the fears as wrong is terrifying to the reader, then it just shows
how badly he is in need of being straightened out philosophically.
Incidentally, all this should make it clear that it is futile to try to "save"
beliefs (render them justifiable) by construing them as predictions.
By now the reader has probably observed that the beliefs, and their
formulations, which I have been discussing, the ones he is presumably most
suspicious of rejecting, are all strongly (but not essentially) associated with
non-mental experiences of his. The reader may no longer seriously have the
beliefs, but have problems in connection with them, get involved in
defending them, and be suspicious of rejecting them, merely because he
continues to use the formulations of the beliefs, but to refer to the
experiences associated with them (as there's no other way in English to do
so), and confusedly supposes that to reject the beliefs and formulations is to
deny that he has the experiences. Now I am not denying that he has the
experiences. As I said in the last chapter, I am not trying to convince the
reader that he doesn't have experiences he has, but to point out to him the
self-deception experiences involved in his beliefs. The reader should be wary
of thinking, however, on reading this, that maybe he doesn't have any beliefs
after all, just uses the belief language he does to refer to experiences. It
sometimes happens that people who have beliefs and as a result use belief
language excuse themselves on the basis that they are just using the language
to refer to experiences, an hypocrisy. If one uses belief formulations, it's
usually because one has beliefs.
The point that the language which one may use to describe experiences
is formulations of beliefs, is true generally. As I said in the third chapter, all
English sentences are, traditionally anyway, formulations of beliefs. As a
result, those who want to talk about experiences (my use) and still use
English are forced to use formulations of beliefs to refer to strongly
associated experiences, and this seems to be happening more and more; often
among quasi-empiricists who naively suppose that the formulations have
always been used that way, except by a few "metaphysicians". I have had to
so use belief language throughout this book, the most notable example being
the introduction of my use of "experience" in the third chapter. Thus, some
of what I say may imply belief formulations for the reader when it doesn't
for me, and be philosophically problematic for him; he must understand the
book to some extent in spite of the language, as I suggested in the third
chapter. I have tried to make this relatively easy by choosing, to refer to
experiences, language with which they are very strongly associated and
which is only weakly associated with beliefs, and, the important thing, by
announcing when the language is used for that purpose.
It is time, though, that I admit, so as not to be guilty of the hypocricy I
was exposing earlier, that most of the sentences in this book will be
understood as formulations of beliefs, that, in other words, I have presented
my philosophy to the reader by getting him to have a series of beliefs. This
does not invalidate my position, because the beliefs are not part of it. They
are for the heuristic purpose of getting the reader to appreciate my position,
which is not having beliefs (and realizing, for any belief one happens to think
of, that it is wrong (which doesn't involve believing)); and they may well not
be held when they have accomplished that purpose. I hope I will eventually
get around to writing a version of this book which presents my position by
suggesting to the reader a series of imaginings (and no more), rather than
beliefs; developing a new language to do so. The reason I stick with English
in this book is of course (!) that readers are too "unmotivated" (lazy!) to
learn a language of an entirely new kind to read a book, having
unconventional conclusions, in philosophy proper.
\subsection*{Chapter 7 : Summary}
The most important step in understanding my work is to realize that I
am trying neither to get one to adopt a system of beliefs, nor to just ignore
beliefs or the matter of whether they are right. Once the reader does so, he
will find that my position is quite simple. The reader has probably tended to
construe the body of the book, the second through the sixth chapters, as a
formulation of a system of beliefs; or as a proposal that he ignore beliefs or
the matter of whether they are right. Even if he has, a careful reading of
them will, I hope, have prepared him for a statement of my position which is
supposed to make it clear that the position is simple and right. This
statement is a summary, and thus cannot be understood except in
connection with the second through the sixth chapters. First, I reiterate that
my position is not a system of beliefs, supported by a long, plausible
argument. This means, incidentally, that it is absurd to "remain
unconvinced" of the rightness of my position, or to "doubt, question" it, or
to take a long time to decide whether it is right: one can "question" (not
believe) disbelief, but not unbelief. (Not to mention that it is a wrong belief
to be "skeptical" of my position in the sense of believing "that although the
position may subjectively seem right, there is always the possibility that it is
objectively wrong".) I am trying, not to get one to adopt new beliefs but to
reject those one already has, not to make one more credulous but less
credulous. If one "questions my position" then one is misconstruing it as a
belief for which I try to give a long, plausible argument, and is trying to
decide which is more plausible, my argument that all beliefs are false, say, or
the arguments that beliefs are true. It may well take one a long time to
understand my position, but if one is taking a long time to decide whether it
is right then one is wasting one's time thinking about a position I show to be
wrong. Secondly, my position is not a proposal that one ignore beliefs or the
matter of whether they are right. Thus, it is absurd to conclude that my
position is irrefutable but trivial, that one who has beliefs can also be right.
Now for the statement of the position. Imagine yourself without
beliefs. One certainly is without beliefs when one is not thinking, for
example (although not only then). This being without beliefs is my position.
Now this position can't be wrong inasmuch as you aren't doing anything to
be "true or false", to be self-deceiving. Now imagine that someone asks you
to believe something, for example, to believe "that there is a table behind
you". Then if you are going to do what he asks, and believe (as opposed to
continuing not to think; or only imagining---for example, "visualizing
yourself with your back to a table"), you are going to have to have the
attitude that you are in effect perceiving what you don't perceive, that is,
deceive yourself. (What else could he be asking you to do?) You are going
to have to be wrong. That's all there is to it.
As for my language here, it is primarily intended to be suggestive,
intended, at best, to suggest imaginings to you which will enable you to
realize what the right philosophical position is (as in the last paragraph). The
important thing is not whether the sentences in this book correspond to true
statements in your language (although I expect the key ones will, the
expressions in them being construed as referring to the experiences
associated with them); it is for you to realize, observe what you do when
you don't have beliefs and when you do. You are not so much to study my
language as to begin to ask what one who asks you to believe wants you to
do, anyway. The language isn't sufficiently flawless to absolutely force the
complete realization of what the right position is on you (it doesn't have to
be flawless to unquestionably discredit "non-experiential language"); if you
don't want to realize where the self-deception is in believing you can just
ignore the book, and "justify" your doing so on the basis of what I have said
about language such as I have used. The point is that the book is not
therefore valueless.
So much for what the right philosophical position is. From having
beliefs to not having them is not a trivial step; it is a complete
transformation of one's cognitive orientation. Yet astonishing as the latter
position is when first encountered, does it not become, in retrospect,
"obvious"? What other position could be the resolution of the fantastic
proliferation of conflicting beliefs, and of the "profound" philosophical
problems (for example, "Could an omnipotent god do the literally
impossible?", "Are statements about what I did in the past while alone
capable of intersubjective verification?") arising from them? And again, one
begins to ask, when one is asked to believe something, what it is that one is
wanted to do, anyway; and one's reaction to the request comes to be "Why
bother? Cognitively, what is the value of doing so? I'd just be deceiving
myself". Also, how much simpler my position is than that of the believer.
And although in a way the believer's position is the more natural, since one
"naturally" tends to deceive oneself if there's any advantage in doing so
(that is, being right tends not to be valued), in another way my position is,
since it is simple, and since the non-believer isn't worried by the doubts
which arise for one who tries to keep himself deceived.
\part{Esthetics}
\chapter{Down With Art}
\section{\textsc{Art} or \textsc{Brend}?}
\begin{enumerate}
\item Perhaps the most diseased justification the artist can give of his profession
is to say that it is somehow scientific. LaMonte Young, Milton Babbitt, and
Stockhausen are exponents of this sort of justification.
The law which relates the mass of a body to its velocity has predictive value
and is an outstanding scientific law. Is the work of art such a law? The
experiment which shows that the speed of light is independent of the motion
of its source is a measurement of a phenomenon crucial to the confirmation of
a scientific hypothesis; it is an outstanding scientific experiment. Is the work
of art such a measurement? The invention of the vacuum tube was an
outstanding technological advance. Is the work of art such a technological
advance? Differential geometry is a deductive analysis of abstract relations
and an outstanding mathematical theory. ts the work of art such an
analysis?
The motives behind the "scientific" justification of art are utterly sinister.
Perhaps LaMonte Young is merely rationalizing because he wants an
academic job. But Babbitt is out to reduce music to a pedantic
pseudo-science. And Stockhausen, with his "scientific music", intends
nothing less than the suppression of the culture of "lower classes" and
"ower races."
It is the creative personality himself who has the most reason to object to
the "scientific" justification of art. Again and again, the decisive step in
artistic development has come when an artist produces a work that shatters
all existing 'scientific' laws of art, and yet is more important to the
audience than all the works that "obey" the laws.
\item The artist or entertainer cannot exist without urging his product on other
people. In fact, after developing his product, the artist goes out and tries to
win public acceptance for it, to advertise and promote it, to sell it, to force it
on people. If the public doesn't accept it at first, he is disappointed. He
doesn't drop it, but repeatedly urges the product on them.
People have every reason, then, to ask the artist: Is your product good for
me even if I don't like or enjoy it? This question really lays art open. One of
the distinguishing features of art has always been that it is very difficult to
defend art without referring to people's liking or enjoying it. (Functions of
art such as making money or glorifying the social order are real enough, but
they are rarely cited in defense of art. Let us put them aside.) When one
artist shows his latest production to another, all he can usually ask is "Do
you like it?" Once the "scientific" justification of art is discredited, the
artist usually has to admit: If you don't like or enjoy my product, there's no
reason why you should "consume" it.
There are exceptions. Art sometimes becomes the sole channel for political
dissent, the sole arena in which oppressive social relations can be
transcended. Even so, subjectivity of value remains a feature which
distinguishes art and entertainment from other activities. Thus art is
historically a leisure activity.
\item But there is a fundamental contradiction here. Consider the object which
one person produces for the liking, the enjoyment of another. The value of
the object is supposed to be that you just like it. It supposedly has a value
which is entirely subjective and entirely within you, is a part of you. Yet---the
object can exist without you, is completely outside you, is not you or your
valuing, and has no inherent connection with you or your valuing. The
product is not personal to you.
Such is the contradiction in much art and entertainment. it is unfortunate
that it has to be stated so abstractly, but the discussion is about something
so personal that there can be no interpersonal examples of it. Perhaps it will
help to say that in appreciating or consuming art, you are always aware that
it is not you, your valuing---yet your liking it, your valuing it is usually the
only thing that can justify it.
In art and entertainment, objects are produced having no inherent
connection with people's liking, yet the artist expects the objects to find
their value in people's liking them. To be totally successful, the object would
have to give you an experience in which the object is as personal to you as
your valuing of it. Yet you remain aware that the object is another's
product, separable from your liking of it. The artist tries to "be oneself" for
other people, to "express oneself" for them.
\item There are experiences for each person which accomplish what art and
entertainment fail to. The purpose of this essay is to make you aware of
these experiences, by comparing and contrasting them with art. I have
coined the term \term{brend} for these experiences.
Consider all of your doings, what you already do. Exclude the gratifying of
physiological needs, physically harmful activities, and competitive activites.
Concentrate on spontaneous self-amusement or play. That is, concentrate on
everything you do just because you like it, because you just like it as you do
it.
Actually, these doings should be referred to as your just-likings. In saying
that somebody likes an art exhibit, it is appropriate to distinguish the art
exhibit from his liking of it. But in the case of your just-likings, it is not
appropriate to distinguish the objects valued from your valuings, and the
single term that covers both should be used. When you write with a pencil,
you are rarely attentive to the fact that the pencil! was produced by
somebody other than yourself. You can use something produced by
somebody else without thinking about it. In your just-likings, you never
notice that things are not produced by you. The essence of a just-liking is
that in it, you are not aware that the object you value is less personal to you
than your very valuing.
These just-likings are your \term{brend.} Some of your dreams are brend; and
some children's play is brend (but formal children's games aren't). In a sense,
though, the attempt to give interpersonal examples of brend is futile,
because the end result is neutral things or actions, cut off from the valuing
which gives them their only significance; and because the end result suggests
that brend is a deliberate activity like carrying out orders. The only examples
for you are your just-likings, and you have to guess them by directly
applying the abstract definition.
Even though brend is defined exclusively in terms of what you like, it is not
necessarily solitary. The definition simply recognizes that valuing is an act of
individuals; that to counterpose the likes of the community to the likes of
the individuals who make it up is an ideological deception.
\item It is now possible to say that much art and entertainment are
pseudo-brend; that your brend is the total originality beyond art; that your
brend is the absolute self-expression and the absolute enjoyment beyond art.
Can brend, then, replace art, can it expand to fill the space now occupied by
art and entertainment? To ask this question is to ask when utopia will
arrive, when the barrier between work and leisure will be broken down,
when work will be abolished. Rather than holding out utopian promises, it is
better to give whoever can grasp it the realization that the experience
beyond art already occurs in his life---but is totally suppressed by the general
repressiveness of society.
Note: The avant-garde artist may raise a final question. Can't art or
entertainment compensate for its impersonality by having sheer newness as a
value? Can't the very foreignness of the impersonal object be entertaining?
Doesn't this happen with Mock Risk Games, for example? The answer is
that entertainmenta! newness is also subjective. What is entertainingly
strange to one person is incomprehensible, annoying, or irrelevant to
another. The only difference between foreignness and other entertainment
values is that brend does not have more foreignness than conventional
entertainment does.
As for objective newness, or the objective value of Mock Risk Games, these
issues are so difficult that I have been unable to reach final conclusions
about them.
\clearpage
\section{Letter from Terry Riley, Paris, to Henry Flynt, Cambridge,
Mass., dated 11/8/62}
One day a little boy got up and looked at his toys, appraised them and
decided they were of no value to him so he did them in. Seeing that others
were blindly and blissfully enjoying theirs he offered them a long and
"radical new theory" of "pure recreation" for their enjoyment but before he
let them in for this highly secret and "revolutionary theory" they should
follow his example and partake of a little 20th C. iconoclasm. From those
that balked he removed the label "avant-garde" and attached the label
"traditionalist" or if they were already labeled "traditionalist" he added one
more star. If they accepted they got a "hip" rating with gold cluster and if
they comprehended the worth of his theory well enough to destroy their
own art they would be awarded assignments to destroy those works whose
designers were no longer around to speak out in their behalf.
Now about this hip radical new theory of pure recreation.---Well---alor! its
simply what people do anyway but don't realize it but it seems that what
people "do anyway and don't realize it" will not be fully appreciated until
"what people do in the name of art" is eliminated. If art can be relegated to
obscurity, if some one can get John Coltrane to stop blowing, if someone
can smash up all the old Art tatum records as well as all the existing pianos,
if someone can get all that stuff out of those museums, If someone can only
burn down all those concert halls, movie houses, small galleries as well as
rooms in private houses that contain signs of art, If someone can do in all the
cathedrals and monuments bridges etc, If someone can get rid of the sun,
moon, stars, ocean, desert trees birds, bushes mountains, rivers, joy, sadness
inspiration or any other natural phenomenon that reminds us of the ugly
scourge art that has preoccupied and plagued man since he can remember
then yes then at last Henry Flynt, sorry!
\img{terry_flynt_name}
will show us how to really enjoy ourselves. Whooopeeee
\signoffnote{[Terry Riley's spelling etc. carefully preserved]}
\clearpage
\section{letter from Bob Morris to Henry Flynt, dated 8/13/62}
Dear Henry,
\gap
perhaps the desirability of certain kinds of experience in art is not
important. The problem has been for some time one of ideas---those most
admired are the ones with the biggest, most incisive ideas (e.g. Cage \&
Duchamp). The mere exertion in the direction of finding "new" ideas has
not shown too much more than that it has become established as a
traditional method; not much fruit has appeared on this vine. Also it can't be
avoided that this is an academic approach which presupposes a history to
react against---what I mean here is the kind of continuity one is aware of
when involved in this activity: it just seems academic (if the term can
somehow be used without so much emotion attached to it). The difficulty
with new ideas is that they are too hard to manufacture. Even the best have
only had a few good ones. (I suppose none of this is very clear and I can't
seem to get in the mood to do any more than put it down in an off-hand
way---but what I mean by "new ideas" is not only what you might call
"Concept Art" but rather effecting changes in the structures of art forms
more than any specific content or forms) Once one is committed to attempt
these efforts---and tries it for a while---one becomes aware that if one wants
"experience" one must repeat himself until other new things occur: a
position difficult if not impossible to accept with large "idea" ambitions. So
one remains idle, repeats things, or finds some form of concentration and
duration outside the art---jazz, chess, whatever. I think that today art is a
form of art history.
I don't think entertainment solves the problem presented by avant gard art
since entertainment has mostly to do with replacing that part of art which is
now hard to get---i.e. experience. It seems to me that to be concerned with
"just liked" things as you present it is to avoid such things as tradition in art
(some body of stuff to react against---to be thought of as opponent or
memory or however). As I said before, I for one am not so self-sufficient and
when avoiding "given" structures, e.g. art, or even the most tedious and
decorous forms of social intercourse, I am bored. If I need concentration,
which I do, I can't think of anything on my own as good as chess.
One accepts language, one accepts logic.
\signoff{Best regards,}
\signoff{Bob Morris}
\section{}
{
\raggedleft
\textsc{From "Culture" to Veramusement} \\
Boston--New York \\
\textsc{Press Release:} for March--April, 1963 \par
}
Henry Flynt, Tony Conrad, and Jack Smith braved the cold to demonstrate
against Serious Culture (and art) on Wednesday, February 27. They began at
the Museum of Modern Art at 1:30 p.m., picketing with signs bearing the
slogans
\textsc{Demolish serious culture! / Destroy art!} ;
\textsc{Demolish art museums! / No more art!} ;
\textsc{Demolish concert halls! / Demolish Lincoln Center!} ;
and handing out announcements of
Flynt's lecture the next evening. Benjamin Patterson came up to give
encouragement. There was much spontaneous interest among people around
and in the Museum. At about 1:50, a corpulent, richly dressed Museum
official came out and imperiously told the pickets that he was going to
straighten them out, that the Museum had never been picketed, that it could
not be picketed without its permission, that it owned the sidewalk, and that
the pickets would have to go elsewhere. The picket who had obtained police
permission for the demonstration was immediately dispatched to call the
police about the matter, while the other two stood aside. !t was found that
the Museum official had not told the truth; and the picketing was resumed.
People who care about the rights of pickets generally should recognize the
viciousness of, and oppose, the notion that picketing can only be at the
permission of the establishment being picketed. (As for previous picketing of
the Museum, it is a matter of record.) Interest in the demonstration
increased; people stopped to ask questions and talk. There was a much
greater demand for announcements than could be supplied. Some people
indicated their sympathy with the demonstrators. The demonstrators then
went on to the Metropolitan Museum of Art. Because of the unexpected
requirement of a permit to picket on a park street, they had to picket on
Lexington Avenue, crossing 82nd Street. As a result they were far from the
fools lined up to worship the Mona Lisa, but there was still interest. Finally,
they went to Philharmonic Hall. Because of the time, not many people were
there, but still there was interest; people stopped to talk and wanted more
announcements than were available. The demonstrations ended at 3:45 p.m.
Photos of the pickets were taken at all three places.
On Thursday evening, February 28, at Walter DeMaria's loft, Henry Flynt
gave a long lecture expositing the doctrine the Wednesday demonstrations
were based on. On entering the lecture room, the visitor found himself
stepping in the face of a Mona Lisa print placed as the doormat. To one side
was an exhibition of demonstration photos and so forth. Behind the lecturer
was a large picture of Viadimir Mayakovsky, while on either side were the
signs used in the demonstrations, together with one saying
\textsc{Veramusement---Not culture}. About 20 people came to the lecture.
The lecturer showed first the suffering caused by Serious-Cultural snobbery,
by its attempts to force individuals in line with things supposed to have
objective validity, but actually representing only alien subjective tastes
sanctioned by tradition. He then showed that artistic categories have
disintegrated, and that their retention has become obscurantist. (He showed
that the purpose of didactic art is better served by documentaries.) Finally,
in the most intellectually sophisticated part of the lecture, he showed the
superiority of each individual's veramusement (partially defined on the
lecture announcement) to institutionalized amusement activities (which
impose foreign tastes on the individual) and indeed to all "culture" the
lecture was concerned with. After the lecture, Flynt told how his doctrine
was anticipated by little known ideas of Mayakovsky, Dziga Vertov, and
their group, as related in Ilya Ehrenburg's memoirs and elsewhere. He
touched on the Wednesday demonstrations. He spoke of George Maciunas'
\textsc{Fluxus}, with which all this is connected. Several people at the lecture
congratulated Flynt on the clarity of the presentation and logicality of the
arguments. Photos were taken.
\section{Statement of November 1963}
Back in March 1963, I sent the first \textsc{FCTB Press Release}, about FCTB's
February picketing and lecture, to all the communications media, including
the New Yorker. It is so good that the New Yorker wanted to use it, but
they didn't want to give FCTB any free publicity; so they finally published
an inept parody of it, in the October 12, 1963 issue, pp. 49--51. They
changed my last name to Mackie, changed February 27 to September 25, the
Museum of Modern Art to a church, changed our slogans to particularly
idiotic ones (although they got in '\textsc{No More Art/Culture?}', later on),
and added incidents; but the general outlines, and the phrases lifted verbatim
from the FCTB RELEASE, make the relationship clear.---Henry Fiynt
\section{}
{ \raggedleft 3/6/63 \par }
Henry,
Received your note this morning. I had written down a few things about the
lecture the very night I got home but decided they were not very clear so I
didn't send them. Don't know if I can make it any clearer\ldots actually I keep
thinking that I must have overlooked something because the objection I have
to make seems too obvious. You spend much time and effort locating
Veramusement, stating clearly wnat it is not, and stating that it is, if I get it,
of the essence of an awareness, rather memory, of an experience which
cannot be predicted and therefore cannot be located or focused by external
activities. And, in fact, as you said, may cut across, or "intersect" one or
another or several activities. You have discredited activities---like art,
competitive games---as pseudo work or unsatisfactory recreation by employing
arguments which are external to "experiencing" these activities (e.g. chess is
bad because why agree to some arbitrary standard of performance which
doesn't fit you)\ldots well it seems to me that Veramusement could never replace
any cultural form because it has no external "edges" but rather by definition
can occur anywhere anytime anyplace (By the way I want to say here that
its existence as a past tense or memory I find objectionable---but I can't at the
moment really say why.) It seems that you have these two things going:
Veramusement, that has to do with experience, and art, work,
entertainment, that have to do with society and I don't think that the
exposition of how the two things are related has been very clear. George
Herbert Mead, an early Pragmatist (don't shudder at that word, but I can see
you throwing up your hands in despair) talked about this relation as a kind
of double aspect of the personality (which he called the "me" and the "I"
\ldots can't remember his book, something like \booktitle{Mind, Self, and Society}).
I thought you presented the lecture very weil, but towards the end I was
getting too tired to listen very carefully and I am sorry because this was the
newest writing. I would like very much to read this part, i.e. that which dealt
with the evolution of work, automation and the liberation from
drudgery---send me a copy if you can.
\signoff{Best regards,}
\signoff{Bob Morris}
\section{}
{ \raggedleft 3/12/1963 \par }
Henry
\begin{tabular}
\redact{Jazz} & \redact{Cage} & \redact{"Folk Music} & \redact{Communism} &
\begin{tabular}
(anti-art?) \\
------ \\
(communism) \\
\end{tabular} \\
\end{tabular}
I've been along this road too.
Yes I certainly do see the harmfullness of serious culture. My favorite movies are plain documentaries.
\gap
"Veramusement"
questions: the way you set it up it sound like veramusement is \textsc{It}. Some
kind of Absolute good state or activity. ---ie) \textsc{Athletics} are out. \\
---now my brother is a healthy athelete---he enjoys nothing so much as
swimming or playing tennis all day (he likes to use his body---and he likes the
form---competition)
{ \centering
Is this "wrong" \\
Should he stop.--- \par
}
or wouldn't your "creep theory" which lets each person be himself and
relish in himself---by extention from this---shouldn't the atheletic person be
alowed to be himself? ---too. \\
I think you were opening up the world to the people at the lecture---
{
making them move free--
" " ready to be themselves \par
}
I think you were right in not giving examples!
however \\
your absolute---statements and "come on"---and blend with the communist
ideas---(My mind was pretty tired by then and I didn't follow how the
veramusement---was tied to communism)---this \textsc{It} kind of talk.---can only shoo
people off-and let them wait for the next revision or explication. \\
people off---and let them wait for the next revision or explication.
\signoff{Walter DeMaria}
\section{}
Dear Henry, March 18, 1963
As I said before, my main reactions to yr lecture & ideas is that I'm for
Henry Flynt but not for his ideas. I think the spirit you show in carrying on
yr crusade is admirable and exciting. However, I am not against art and think
that any artist who would say that he is or think that he is would be
masochistic enough to need psychiatric care. Since you make no claims to
being an artist this does not refer to you. However, I do call myself a poet
and do think of myself as one. I like art, culture, etc. and do not yet feel
that I am being screwed by it. Until I do, I will not need to turn to anti-art
movements.
All best wishes.
Yours,
Diane Wakoski
\section{}
"Dear Mr. Flynt...Since I may be depending on o-ganized culture for my
loot & livelihood I can wish you only a limited success in your movement...
Cornelius Cardew" [froma postcard of June 7, 1963]
\clearpage
{
2/22/1963
Jack Smith and Henry Flynt demonstrate against the
February 22, 1963
(photo by Tony Conrad)
Museum of Modern Art,
}
\clearpage
\part{Para---science}
\chapter{The Perception-Dissociation of Physics}
From the physicist's point of view, the human dichotomy of sight and
touch is a coincidence. It does not correspond to any dichotomy in the
objective physical world. Light exerts pressure, and substances hot to the
touch emit infrared light. It is just that the range of human receptors is too
limited for them to register the tactile effect of light or the visual effect of
moderate temperatures.
Our problem is to determine what observations or experiences would
cause the physicist to say that the objective physical world had split along
the humen sight-touch boundary, to say that the human sight-touch
dichotomy was an unavoidable model of objective physical reality. Our
discussion is not about perfectly transparent matter, or light retlection and
emission in the absence of matter, or the dissociation of electromagnetic and
inertial phenomena, or the fact that human sight registers light, while touch
registers inertia, bulk modulus, thermal conduction, friction, adhesion, and
so on. (However, these concepts may have to be introduced to complete our
discussion.) Our discussion is about a change in the physicist's observations
or experiences, such that the anomalous state of affairs would be an
experimental analogue to the sight-touch dichotomy of philosophical
subjectivism. Of course, philosophical subjectivism itself will not enter the
discussion.
Because of the topic, our discussion will often seem psychological and
even philosophical. However, the psychology involved always has to do with
experimentally demonstrable aspects of perception. The philosophy involved
is always scientific concept formation, the relating of concepts to
experiments. Sooner or later it will be clear that our only concern is with
experiences that would cause a physicist to modify physics.
Throughout much of the discussion, we have to assume that the human
physicist exists before the sight-touch split occurs, that he continues to exist
after it occurs, and that he functions as a physicist after it occurs. Therefore,
we begin as follows. A healthy human has a realm of sights, and a realm of
touches: and there is a correlation between the two which receives its highest
expression in the concept of the object. (In psychological jargon, intermodal
organization contributes to the object Gestalt. Incidentally, for us "touch"
includes just about every sense except sight, hearing, smell.) Suppose there is
a change in which the tactile realm remains coherent, if not exactly the same
as before, and the visual realm also remains coherent; but the correlation
between the two becomes completely chaotic. A totally blind person does
not directly experience any incomprehensible dislocation, nor does a person
with psychogenic tactile anesthesia (actually observed in hysteria patients).
Let us define such a change. Consider the sight-touch correlation identified
with closing one's eyes. The point is that there is a whole realm of sights
which do not occur when one can feel that one's eyes are closed.
Let $T$ indicate tactile and $V$ indicate visual. Let the tactile sensation of
open eyes be $T_1$, and of closed eyes be $T_2$. Now anything that can be seen
with closed eyes---from total blackness, to the multicolored patterns produced
by waving the spread fingers of both hands between closed eyes and direct
sunlight---can no doubt be duplicated for open eyes. Closed-eye sights are a
subset of open-eye sights. Thus, let sights seen only with open eyes be $V_1$,
and sights seen with either open or closed eyes be $V_2$: If there are sights seen
only with closed eyes, they will be $V_3$; we want disjoint classes. We are
interested in the temporal concurrence of sensations. Combining our
definitions with information about our present world, we find there are no
intrasensory concurrences (eyes open and closed at the same time). Further,
our change will not produce intrasensory concurrences, because each realm
will remain coherent. Thus, we will drop them from our discussion. There
remain the intersensory concurrences, and four can be imagined; let us
denote them by the ordered pairs $(T_1, V_1), (T_1, V_2), (T_2, V_1), (T_2, V_2)$. In
reality, some concurrences are permitted and others are forbidden, Let us
designate each ordered pair as permitted or forbidden, using the following
notation. Consider a rectangular array of "places" such that the place in the
ith row and jth column corresponds to $(T_i, V_j)$, and assign a $p$ or $f$ (as
appropriate) to each place. Then the following state array is a description of
regularities in our present world.
$$\begin{pmatrix}
p & p\\
f & p
\end{pmatrix}$$
So far as temporal successions of concurrences (within the présent
world) are concerned, any permitted concurrence may succeed any other
permitted concurrence. The succession of a concurrence by itself is
excluded, meaning that at the moment, a $V_1$, is defined as lasting from the
time the eyes open until the time they next close.
We have said that our topic is a certain change; we can now indicate
more precisely what this change is. As long as we have a 2x2 array, there are
16 ways it can be filled with p's and f's. That is, there are 16 imaginable
states. The changes we are interested in, then, are specific changes from the
present state
$\begin{pmatrix}
p & p \\
f & p
\end{pmatrix}$
to another state such as
$\begin{pmatrix}
p & f \\
p & p
\end{pmatrix}$
However,
we want to exclude some changes. The change that changes nothing is
excluded. We aren't interested in changing to a state having only f's, which
amounts to blindness. A change to a state with a row or column of f's leaves
one sight or touch completely forbidden (a person becomes blind to
open-eye sights); such an "impairment" is of little interest. Of the remaining
changes, one merely leaves a formerly permitted concurrence forbidden:
closed-eye sights can no longer be seen with open eyes. The rest of the
changes are the ones most relevant to perception-dissociation. They are
changes in the place of the one f; the change to the state having only p's;
and finally
\begin{tabular}
$\begin{pmatrix}
p & p \\
f & p
\end{pmatrix}$ &
->
&
$\begin{pmatrix}
f & p \\
p & f
\end{pmatrix}$ \\
\end{tabular}
In general, we speak of a partition of a sensory realm into disjoint
classes of perceptions, so that the two partitions are $[T_j]$ and $[V_j]$. The
number of classes in a partition, m for touch and n for sight, is its
detailedness. The detailedness of the product partition $[T_j]\times [V_j]$ is written
$m\times n$. This detailedness virtually determines the $(mn)^2$ imaginable states,
although it doesn't determine their qualitative content. Now suppose one
change is followed by another, so that we can speak of a change series. It is
important to realize that by our definitions so far, a change series is not a
conposition of functions; it is a temporal phenomenon in which each state
lasts for a finite time. (A function would be a genera! rule for rewriting
states. A 2X2 rule might say, rotate the state clockwise one place, from
$\begin{pmatrix}a & b \\ c & d\end{pmatrix}$ to
$\begin{pmatrix}c & a \\ d & b\end{pmatrix}$.
But a composition of rules would not be a temporal series; it would be a new
rule.) Returning to the sorting of changes, we always exclude the no-change
changes, and states having only f's. We are unenthusiastic about "impairing"
changes, changes to states with rows or columns of f's. Of the remaining
changes, some merely forbid, repiacing p's with f's. The rest of the changes
are the most perception-dissociating ones.
As for changes in the succession state in the eye case, either they leave
the forbidden concurrence permitted; or else they merely leave permitted
successions forbidden---for example, in order to open your eyes in the dark
you might have to open them in the light and then turn the light off. These
secondary changes are of secondary interest.
If we simply continue with the material we already have, two lines of
investigation are possible. The first investigation is mathematical, and
apparently amounts to combinatorial algebra. The second investigation
concerns the relation between concurrences and commands of the will
(observable as electrochemica! impulses along efferent neurons). If a change
occurs, and the perceptual feedback from a willed command consists of a
formerly forbidden concurrence, is it T or V that conflicts with the
command? Is it that you tried to close your eyes but couldn't get the sight
to go away, or that you were trying to look at something but felt your eyes
close anyway?
Before we carry out these investigations, however, we must return to
our qualitative theory. If one of our eye changes happens to a physicist, he
may immediately conclude that the cause of the anomaly is in himself, that
the anomaly is psychological. But suppose that starting with a state for an
extremely detailed product partition describing the present world, a whole
change series occurs. Let p's be black dots and f's be white dots, and imagine
a continuously shaded gray rectangle whose shading suddenly changes from
time to time. We evoke this image to impress on the reader the
extraordinary qualities of our concept, which can't be conveyed in ordinary
English. Suppose also that to the extent that communication between
scientists is still possible, perhaps in Braille, everybody is subjected to the
same changes. !f the physicist turns to his instruments, he finds that the
anomalies have spread to his attempts to use them. The changes affect
everything-- everything, that is, except the intrasensory coherence of each
sensory realm. Intrasensory coherence becomes the only stable reference
point in the "world." The question of "whether the anomaties are really
outside or only in the mind" comes to have less and less scientific meaning.
If physics survived, it would have to recognize the touch-sight dichotomy as
a physical one! This scenario helps answer a question the reader may have
had: what is the methodological status of our states? They don't seem to be
either physics or psychology, yet it is quite clear how we would know if the
asserted regularities had changed; in fact, that is the whole point of the
states. The answer is that the states are perfectly good assertions (of
observed regularities) which would acquire primary importance if the
changes actually occurred. In fact, the changes would among other things
shift the boundaries of physics and psychology; but we insist that our
interest is in the physicist's side of the boundary. To complete the
investigation we have outlined, the relation between what the states say and
what existing physics says should be established, so that we will know what
has to be done to the photons and electrons to produce the changes. It is the
same as with time travel: the hard part is deciding what it is and the even
harder part is making it happen.
\breatk
However, the foundations of our qualitative theory are not yet
satisfactory, We have assumed that the physicist will be able to identify the
subjective concurrences of perceptions, and will be able to identify his
perceptions themselves, even if sense correlation becomes completely
chaotic. We have assumed that the physicist will be able to say "I see a book
in my hand but I concurrently feel a pencil." These assumptions may not be
justified at all. It is quite likely that the physicist will say, "I don't even
know whether the sight and the touch seem concurrent; I don't even know
whether I think I see a book; I don't even know whether this sensation is
visual." In fact, the anomalies may cause the physicist to decide that books
never looked like books in the first place. In this case, the occurrence of the
changes would render meaningless the terms in which the changes are
defined. Alternately, if the changes produce a localized chaos, so that
everything fits together except the book seen in the hand, the physicist may
literally force himself to re-see that-book as a pencil, and in time this
compensation may become habitual and "pre-conscious." In this case, if the
physicist remembers the changes, he will be convinced that they were a
temporary psychological malfunction.
These criticisms are based on the fact that our simple perceptions are
actually learned, "unconscious" interpretations of raw data which by
themselves don't look like anything. This fact is demonstrated by a vast
number of standard experiments in which the raw data are distorted, the
subject perceptually adapts to the distorted data, and then the subject is
confronted with normal sensations again. The subject finds that the old
familiar sensation of a table looks quite wrong, and that he has to make an
effort to see the table which he knows is there.
Consider a modification of the clock-bell simultaneity experiment. The
subject sits facing a large clock with a second-hand. His hearing is blocked in
some way. Behind him, completely unseen, is a device which can give hima
quick tap, a tactile sensation. There is also an unseen movie camera which
photographs both the tactile contact and the clock face. The subject is
tapped, and must call out the second-hand reading at the time of the tap. We
expect a discrepancy between what the subject says and what the film says;
but even if there is none, the experiment can proceed. Teli the subject that
he always placed the tap earlier than it actually occurred, and that he will be
given a reward if he learns to perceive more accurately. The purpose of the
experiment is to demonstrate to the subject that even his perception of
subjective simultaneity can be consciously modified. In the course of
modification, he may not even know whether two perceptions seem
simultaneous.
This criticism of the changes defined earlier is important, but it may
not be insurmountable. Although Stratton became used to his trick
eyeglasses, the image continued to seem distorted. There is some stability to
our identification of our perceptions. Also, the physicist in our earlier
scenario might ultimately adapt to the changes. He might realize that it is
possible separately to identify sights and touches. Only the sight-touch
correlation is unidentifiable; and the concept of such a correlation might
become an abstract concept of physics just as the concept of particle
resonance is today.
Time is inescapably involved in our discussion; so we must decide what
happens to time as a distinct physical category, and as a sense, in
perception-dissociation. Here, we will simply distinguish three sorts of time.
First, there is subjective concurrence, which we have already begun to
discuss. Secondly, there is the physicist's operational definition of time.
There must be two repeating processes, which to the best of our knowledge
are causally independent, so that irregularities in one process aren't
automatically introduced in the other. !f the ratio of the repetitions of the
two processes is constant, we assume that the repetitions divide time into
equal intervals. Eventually the physicist arrives at a concept of time as a real
line along which movement can be both forward and backward (Feynman).
One effect of perception-dissociation relating to this sort of time would be
to disrupt the ratios of visual clocks (such as electric wall clocks) to tactile
clocks (such as the pulse). The third idea of time comes from an unpublished
manuscript by John Alten, a Harvard classmate of mine. According to Alten,
our most intimate sensation of futurity is associated with our acts of will.
"The future" is simply the time of willing. In comparison with volitional
futurity, the physicist's linear, reversible time is a mere spatial concept. The
empirical importance of Alten's idea is thet it raises the question of what the
perceptual frustration of the will (as we defined it) would do to the sense of
futurity.
\breatk
We now come to some considerations which will help us develop the
state descriptions, and which also show that from one point of view, the
states are actually necessary for the operational definition of physical
language. Let parallel but separated sheets of clear plastic and colored plastic
be mounted in lighting conditions so that the subject can't see the clear
plastic. He touches the clear plastic, but from what he sees, he believes he is
touching the colored plastic. The lighting is then changed and his error is
exposed. In some sense, the sight-touch concurrence identifying an object
was a mere coincidence. Next, we produce another colored sheet for the
subject to touch, and we are able to convince him that this time the
object-identifying concurrence is more than a coincidence.
The physicist interprets this latter case by saying that the matter which
resists the pressure of the subject's finger also reflects the light into his eyes.
To the extent that the physicist's interpretation is causal, it employs the
concept of "matter," a concept which is not really either visual or tactile.
The physicist explains a sight and a touch with a reference beyond both sight
and touch. It is important, then, to know the operational definition of the
physicist's statement, the testing procedures which give the statement its
immediate meaning. What is significant is that the testing procedures cannot
be reduced to purely visual procedures or purely tactile procedures.
Affecting the world requires tactile operations; and the visual "reading" of
the world is so woven into physics that it can't be given up. Yet our
experiment showed that the subject can be fooled by object-identifying
concurrences, and the physicist is supposed to te!l us how to avoid being
fooled.
We find, then, that there is nothing the physicist can appeal to, in
testing object-identifying concurrences, that doesn't immediately rely on
other object-identifying concurrences, the very concurrences which are
suspect. It is as if the physicist proposed to prove that clicks come from a
certain metronome by manipulating a detecting device that outputs its data
as sounds. But suppose the physicist proves that the clicks come from the
metronome by showing (1) that the metronome has to be stopped or
removed to stop the clicks, and (2) that the clicks stop if the metronome is
stopped or removed. The physicist proves that the object-identifying
concurrence is not a coincidence by demonstrating that certain related
concurrences are forbidden. We suggest that the physicist ultimately handles
touch-sight concurrences in just this way. The operational basis of the
physicist's activity comes down to our states. (But note that the physicist
has tests, which do not rely directly on his hearing, to determine whether the
clicks come from the metronome!) One way to develop our states, then,
may be to develop substates which express the differences between those
object-identifying concurrences that are coincidental and those that
aren't---the differences illustrated by the plastic sheet experiment.
\clearpage
{ 2/22/1963
Henry Flynt and Jack Smith demonstrate against the Metropolitan Museum of Art,
February 22, 1963 \\
(foto\footnote{sic} by Tony Conrad)
} \clearpage
\chapter{1966 Mathematical Studies}
% TODO start these section numbers at 0? (this should work)
\section*{0. Introduction}
Pure mathematics is the one activity which is intrinsically formalistic. It
is the one activity which brings out the practical value of formal
manipulations. Abstract games fit in perfectly with the tradition and
rationale of pure mathematics; whereas they would not be appropriate in
any other discipline. Pure mathematics is the one activity which can
appropriately develop through innovations of a formalistic character.
Precisely because pure mathematics does not have to be immediately
practical, there is no intrinsic reason why it should adhere to the normal
concept of logical truth. No harm is done if the mathematician chooses to
play a game which is indeterminate by normal logical standards. All that
matters is that the mathematician clearly specify the rules of his game, and
that he not make claims for his results which are inconsistent with his rules.
Actually, my pure philosophical writings discredit the concept of
logical truth by showing that there are flaws inherent in all non-trivial
language. Thus, no mathematics has the logical validity which was once
claimed for mathematics. From the ultimate philosophical standpoint, all
mathematics is as "indeterminate" as the mathematics in this monograph.
All the more reason, then, not to limit mathematics to the normal concept
of logical truth.
Once it is realized that mathematics is intrinsically formalistic, and need
not adhere to the normal concept of logical truth, why hold back from
exploring the possibilities which are available? There is every reason to
search out the possibilities and present them. Such is the purpose of this
monograph.
The ultimate test of the non-triviality of pure mathematics is whether it
has practical applications. I believe that the approaches presented on a very
abstract level in this monograph will turn out to have such applications. In
order to be applied, the principles which are presented here have to be
developed intensively on a level which is compatible with applications. The
results will be found in my two subsequent essays, \essaytitle{Subjective Propositional
Vibration} and \essaytitle{The Logic of Admissible Contradictions}.
\section{Post-Formalism in Constructed Memories}
\subsection{Post-Formalist Mathematics}
Over the last hundred years, a philosophy of pure mathematics has
grown up which I prefer to call "formalism." As Willard Quine says in the
fourth section of his essay "Carnap and Logical Truth,' formalism was
inspired by a series of developments which began with non-Euclidian
geometry. Quine himself is opposed to formalism, but the formalists have
found encouragement in Quine's own book, \booktitle{Mathematical Logic}. The best
presentation of the formalist position can be found in Rudolph Carnap's
\booktitle{The Logical Syntax of Language}. As a motivation to the reader, and
as a heuristic aid, I will relate my study to these two standard books. (It will
heip if the reader is thoroughly familiar with them.) it is not important
whether Carnap, or Quine, or formalism---or my interpretation of them---is
"correct," for this essay is neither history nor philosophy. I am using history
as a bridge, to give the reader access to some extreme mathematical
innovations.
The formalist position goes as follows. Pure mathematics is the
manipulation of the meaningless and arbitrary, but typographically
well-defined ink-shapes on paper 'w,' 'x,' 'y,' 'z,' '{}',' '(,' '),' '\downarrow,' and '$\in$.'
These shapes are manipulated according to arbitrary but well-detined
mechanical rules. Actually, the rules mimic the structure of primitive
systems such as Euclid's geometry. There are formation rules, mechanical
definitions of which concatenations of shapes are "sentences." One sentence
is '$((x) (x\in x) \downarrow (x) (x\in x))$.' There are transformation rules, rules for the
mechanical derivation of sentences from other sentences. The best known
trasformation rule is the rule that $\psi$ may be concluded from $\varphi$ and
$\ulcorner \varphi \supset \psi \urcorner$;
where '$\supset$' is the truth-functional conditional. For later convenience, I will
say that $\varphi$ and $\ulcorner \varphi \supset \psi \urcorner$ are "impliors,"
and that $\psi$ is the "implicand."
Some sentences are designated as "axioms." A "proof" is a series of
sentences such that each is an axiom or an implicand of preceding sentences.
The last sentence in a proof is a "theorem."
This account is ultrasimplified and non-rigorous, but it is adequate for
my purposes. (The reader may have noticed a terminological issue here. For
Quine, an implication is merely a logically true conditional. The rules which
are used to go from some statements to others, and to assemble proofs, are
rules of inference. The relevant rule of inference is the modus ponens; $\psi$ is
the ponential of $\varphi$ and $\ulcorner \varphi \supset \psi \urcorner$. What I
am doing is to use a terminology of
implication to talk about rules of inference and ponentials. The reason is
that the use of Quine's terminology would result in extremely awkward
formulations. What I will be doing is sufficiently transparent that it can be
translated into Quine's terminology if necessary. My results will be
unaffected.) The decisive feature of the arbitrary game called "mathematics"
is as follows. A sentence-series can be mechanically checked to determine
whether it is a proof. But there is no mechanical method for deciding
whether a sentence is a theorem. Theorems, or rather their proofs, have to be
puzzled out, to be discovered. in this feature lies the dynamism, the
excitement of traditional mathematics. Traditional mathematical ability is
the ability to make inferential discoveries.
A variety of branches of mathematics can be specialized out from the
basic system. Depending on the choices of axioms, systems can be
constructed which are internally consistent, but conflict with each other. A
system can be "interpreted," or given a meaning within the language of a
science such as physics. So interpreted, it may have scientific value, or it may
not. But as pure mathematics, all the systems have the same arbitrary status.
By "formalist mathematics" I will mean the present mathematical
systems which are presented along the above lines. Actually, as many authors
have observed, the success of the non-Euclidian "imaginary" geometries
made recognition of the game-like character of mathematics inevitable.
Formalism is potentially the greatest break with tradition in the history of
mathematics. In the Foreward to \booktitle{The Logical Syntax of Language}, Carnap
brilliantly points out that mathematical innovation is still hindered by the
widespread opinion that deviations from mathematical tradition must be
justified---that is, proved to be "correct" and to be a faithful rendering of
"the true logic." According to Carnap, we are free to choose the rules of a
mathematical system arbitrarily. The striving after correctness must cease, so
that mathematics will no longer be hindered. \said{Before us lies the boundless
ocean of unlimited possibilities.} In other words, Carnap, the most reputable
of academicians, says you can do anything in mathematics. Do not worry
whether whether your arbitrary game corresponds to truth, tradition, or
reality: it is still legitimate mathematics. Despite this wonderful Principle of
Tolerance in mathematics, Carnap never ventured beyond the old
ink-on-paper, axiomatic-deductive structures. I, however, have taken Carnap
at his word. The result is my "post-formalist mathematics." I want to stress
that my innovations have been legitimized in advance by one of the most
reputable academic figures of the twentieth century.
Early in 1961, I constructed some systems which went beyond
formalist mathematics in two respects. 1. My sentential elements are
physically different from the little ink-shapes on paper used in all formalist
systems. My sentences are physically different from concatenations of
ink-shapes. My transformation rules have nothing to do with operations on
ink-shapes. 2. My systems do not necessarily follow the axiomatic-deductive,
sentence-implication-axiom-proof-theorem structure. Both of these
possibilities, by the way, are mentioned by Carnap in \papertitle{Languages as
Calculi.} A "post-formalist system," then, is a formalist system which differs
physically from an ink-on-paper system, or which lacks the
axiomatic-deductive structure.
As a basis for the analysis of post-formalist systems, a list of structural
properties of formalist systems is desirable. Here is such a list. By
"implication" I will mean simple, direct implication, unless I say otherwise.
\begin{enumerate}
\item A sentence can be repeated at will.
\item The rule of implication refers to elements of sentences: sentences
are structurally composite.
\item A sentence can imply itself.
\item The repeat of an implior can imply the repeat of an implicand: an
implication can be repeated.
\item Different impliors can imply different implicands.
\item Given two or three sentences, it is possible to recognize
mechanically whether one or two directly imply the third.
\item No axiom is implied by other, different axioms.
\item The definition of "proof" is the standard definition, in terms of
implication, given early in this essay.
\item Given the axioms and some other sentence, it is not possible to
recognize mechanically whether the sentence is a theorem.
Compound indirect implication is a puzzle.
\end{enumerate}
Now for the first post-formalist system.
{ \centering \large "\textsc{Illusions}" \par}
\begin{sysrules}
A "sentence" is the following page (with the figure on it) so long as the
apparent, perceived ratio of the length of the vertical line to that
of the horizontal line (the statement's "associated ratio") does not
change. (Two sentences are the "same" if end only if their
associated ratios are the same.)
A sentence Y is "implied by" a sentence X if and only if Y is the same as X,
or else Y is, of all the sentences one ever sees, the sentence having
the associated ratio next smaller than that of X.
Take as the axiom the first sentence one sees.
Explanation: The figure is an optical illusion such that the vertical line
normally appears longer than the horizontal line, even though their
lengths are equal. One can correct one's perception, come to see
the vertical line as shorter relative to the horizontal line, decrease
the associated ratio, by measuring the lines with a ruler to convince
oneself that the vertical line is not longer than the other, and then
trying to see the lines as equal in length; constructing similar
figures with a variety of real (measured) ratios and practicing
judging these ratios; and so forth.
\begin{sysrules}
\img{illusions}
"IIlusions" has Properties 1, 3--5, and 7--8. Purely to clarify this fact, the
following sequence of integers is presented as a model of the order in which
associated ratios might appear in reality. (The sequence is otherwise totally
inadequate as a model of "Illusions.") 4 2 1; 4 2; 5 4 2 1; 4 3 1. The
implication structure would then be
\img{illusionstructure}
The axiom would be 4, and 5 could not appear in a proof. "IIlusions" has
Property 1 on the basis that one can contro! the associated ratio. Turning to
Property 4, it is normally the case that when an implication is repeated, a
given occurrence of one of the sentences involved is unique to a specific
occurrence of the implication. In "Illusions," however, if two equal
sentences are next smaller than X, the occurrence of X does not uniquely
belong to either of the two occurrences of the implication. Compare '\begin{tabular} t & h & e \\ h & & \\ e & & \end{tabular}',
where the occurrence of 't' is not unique to either occurrence of 'the'.
Subject to this explanation, "Illusions" has Property 4. "Illusions" has
Property 8, but it goes without saying that the type of implication is not
modus ponens. Properties 3, 5, and 7 need no comment. As for Property 2,
the rule of implication refers to a property of sentences, rather than to
elements of sentences. The interesting feature of "IIlusions" is that it
reverses the situation defined by Properties 6 and 9. Compound indirect
implication is about the same as simple implication. The only difference is
the difference between being smaller and being next smaller. And there is
only one axiom (per person).
Simple direct implication, however, is subjective and illusive. It
essentially involves changing one's perceptions of an illusion. The change of
associated ratios is subjective, elusive, and certainly not numerically
measurable. Then, the order in which one sees sentences won't always be
their order in the implications and proofs. And even though one is exposed
to all the sentences, one may have difficulty distinguishing and remembering
them in consciousness. If I see the normal illusion, then manage to get
myself to see the lines as being of equal length, I know I have seen a
theorem. What is difficult is grasping the steps in between, the simple direct
implications. If the brain contains a permanent impression of every sensation
it has received, then the implications objectively exist; but they may not be
thinkable without neurological techniques for getting at the impressions. In
any case, "proof" is well-defined in some sense---but proofs may not be
thinkable. "Illusions" is, after all, not so much shakier in this respect than
even simple arithmetic, which contains undecidable sentences and
indefinable terms.
In \booktitle{The Logical Syntax of Language}, Carnap distinguishes pure syntax
and descriptive syntax; and says that pure syntax should be independent of
notation, and that every system should be isomorphic to some ink-on-paper
system. In so doing, Carnap violates his ov'n Principle of Tolerance. Consider
the following trivial formalist system.
{ \centering \large "\textsc{Order}" \par}
\begin{sysrules}
A "sentence" is a member of a finite set of integers.
Sentence Y is "implied by" sentence X if and only if Y=X, or else of all the
sentences, Y is the one next smaller than X.
Take as the axiom the largest sentence.
\end{sysrules}
Is the pure syntax of "\textsc{Illusions}" insomorphic to "\textsc{Order}"? The preceding
paragraph proved that it is not. The implication structure of "Order" is
mechanical to the point of idiocy, while the implication structure of
"Illusions" is, as I pointed out, elusive. The figure
\img{orderstructure}
where loops indicate multiple occurances of the same sentence, could
adequately represent a proof in "Order," but could not remotely represent
one in "Illusions." The essence of "Illusions" is that it is coupled to the
reader's subjectivity. For an ink-on-paper system even to be comparable to
"IIlusions," the subjectivity would have to be moved out of the reader and
onto the paper. This is utterly impossible.
Here is the next system.
{ \centering \large "\textsc{Innperseqs}" \par}
\begin{sysrules}
Explanation: Consider the rainbow halo which appears to surround a small
bright light when one looks at it through fogged glass (such as
eyeglasses which have been breathed on). The halo consists of
concentric circular bands of color. As the fog evaporates, the halo
uniformly contracts toward the light. The halo has a vague outer
ring, which contracts as the halo does. Of concern here is what
happens on one contracting radius of the halo, and specifically
what happens on the segment of that radius lying in the vague
outer ring: the outer segment.
A "sentence" (or halopoint) is the changing halo color at a fixed point, in
space, in the halo; until the halo contracts past the point.
Several sentences "imply" another sentence if and only if, at some instant,
the several sentences are on an outer segment, and the other
sentence is the inner endpoint of that outer segment.
An "axiom" is a sentence which is in the initial vague outer ring (before it
contracts), and which is not an inner endpoint.
An "innperseq" is a sequence of sequences of sentences on one radius
satisfying the following conditions. 1. The members of the first
sequence are axioms, 2. For each of the other sequences, the first
member is implied by the non-first members of the preceding
sequence; and the remaining inembers (if any) are axioms or first
members of preceding sequences. 3. All first members, of
sequences other than the last two, appear as non-first members. 4.
No sentence appears as a non-first member more than once. 5. The
last sequence has one member.
In the diagram on the following page, different positions of the vague outer
ring at different times are suggested by different shadings. The
outer segment moves "down the page." The figure is by no means
an innperseq, but is supposed to help explain the definition.
\ccw{Successive bands represent the vague outer ring at successive times as it fades in toward the small bright light.}
Innperseqs Diagram
\img{innperseqs}
"Sentences" at
\begin{tabular}
\img{time1} & $time_1$: & $a_1 a_2 a_3 a_4 a_5 a_6 a_7 b$ \\
& & $a_1,a_2 \rightarrow\ b$ \\
\end{tabular}
\begin{tabular}
\img{time2} & $time_2$: & $a_2 a_3 a_4 a_5 a_6 a_7 b c$ \\
& & $a_3 \rightarrow\ c$ \\
\end{tabular}
\begin{tabular}
\img{time3} & $time_3$: & $a_4 a_5 a_6 a_7 b c d$ \\
& & $a_4,a_5 \rightarrow\ d$ \\
\end{tabular}
\begin{tabular}
\img{time4} & $time_4$: & $a_6 a_7 b c d e$ \\
& & $a_6,b \rightarrow\ e$ \\
\end{tabular}
\begin{tabular}
\img{time5} & $time_5$: & $a_7 b c d e f$ \\
& & $a_7,c \rightarrow\ f$ \\
\end{tabular}
\begin{tabular}
\img{time6} & $time_6$: & $c d e f g$ \\
& & $d,e \rightarrow\ g$ \\
\end{tabular}
"Axioms" $a_1 a_2 a_3 a_4 a_5 a_6 a_7$
Innperseq \\
$(a_3,a_2,a_1)$
$(b,a_3)$
$(c,a_5,a_4)$
$(d,b,a_6)$
$(e,c,a_7)$
$(f,e,d)$
$(g)$
In "Innperseqs," a conventional proof would be redundant unless al!
the statements were on the same radius. And even if the weakest axiom were
chosen (the initial outer endpoint), this axiom would imply the initial inner
endpoint, and from there the theorem could be reached immediately. In
other words, to use the standard definition of "proof" in "Innperseqs"
would result in an uninteresting derivation structure. Thus, a more
interesting derivation structure is defined, the "innperseq." The interest of
an "innperseq" is to be as elaborate as the many restrictions in its definition
will allow. Proofs are either disregarded in "Innperseqs"; or else they are
identified with innpersegs, and lack Property 8. "Innperseqs" makes the
break with the proof-theorem structure of formalist mathematics.
Turning to simple implication, an implicand can have many impliors;
and there is an infinity of axioms, specified by a general condition. The
system has Property 1 in the sense that a sentence can exist at different
times and be a member of different implications. It has Property 4 in the
sense that the sentences in a specific implication can exist at different times,
and the implication holds as long as the sentences exist. It has Property 3 in
that an inner endpoint implies itself. The system also has Properties 5 and 7;
and lacks Property 2. But, as before, Properties 6 and 9 are another matter.
Given several sentences, it is certainly possible to tell mechanically whether
one is implied by the others. But when are you given sentences? If one can
think the sentences, then relating them is easy---but it is difficult to think the
sentences in the first place, even though they objectively exist. The diagram
suggests what to look for, but the actual thinking, the actual sentences are
another matter. As for Property 9, when "theorems" are identified with last
members of innperseqs, I hesitate to say whether a derivation of a given
sentence can be constructed mechanically. If a sentence is nearer the center
than the axioms are, an innperseq can be constructed for it. Or can it? The
answer is contingent. "Innperseqs" is indeterminate because of the difficulty
of thinking the sentences, a difficulty which is defined into the system. It is
the mathematician's capabilities at a particular instant which delimit the
indeterminacies. Precisely because of the difficulty of thinking sentences, I
will give several subvariants of the system.
{ \centering \large \textsc{Indeterminacy} \par}
\begin{sysrules}
A "totally determinate innperseq" is an innperseq in which one thinks all the
sentences.
An "implior-indeterminate innperseq" is an innperseq in which one thinks
only each implicand and the outer segment it terminates.
A "sententially indeterminate innperseq" is an innperseq in which one thinks
only the outer segment, and its inner endpoint, as it progresses
inward.
\end{sysrules}
Let us return to the matter of pure and descriptive syntax. The interest
of "Illusions" and "Innperseqs" is precisely that their abstract structure
cannot be separated from their physical and psychological character, and
thus that they are not isomorphic to any conventional ink-on-paper system. I
am trying to break through to unheard of, and hopefully significant, modes
of implication; to define implication structures (and derivation structures)
beyond the reach of past mathematics.
\subsection{Constructed Memory Systems}
In order to understand this section, it is necessary to be thoroughly
familiar with \essaytitle{Studies in Constructed Memories,} the essay following this
one. (I have not combined the two essays because their approaches are too
different.) I will define post-formalist systems in constructed memories,
beginning with a system in an M*-Memory.
{ \centering \large "\textsc{Dream Amalgams}" \par}
\begin{sysrules}
A "sentence" is a possible method, an $A_{a_i}$. with respect to an M*-Memory.
The sentence $A_{a_p}$ "implies" the sentence $A_{a_q}$ if and only if the $a_q$th
M*-assertion is actually thought; and either $A_{a_q} = A_{a_p}$, or else there is
cross-method contact of a mental state in $A_{a_q}$ with a state in $A_{q_p}$\footnote{sic?}
The axioms must be chosen from sentences which satisfy two conditions.
The mental states in the sentences must have cross-method contact
with mental states in other sentences. And the M*-assertions
corresponding to the sentences must not be thought.
Explanation: As \essaytitle{Studies in Constructed Memories} says, there can be
cross-method contact of states, because a normal dream can
combine totally different episodes in the dreamer's life into an
amalgam.
\end{sysrules}
"\textsc{Dream Amalgams}" has Properties 1-5. For the first time, sentences are
structurally composite, with mental states being the relevant sentential
elements. Implication has an unusual character. The traditional type of
implication, modus ponens, is "directed," because the conditional is
directed. Even if $\ulcorner\varphi\supset\phi\urcorner$ is true
$\ulcorner\varphi\supset\phi\urcorner$ may not be. Now implication is also
directed in "\textsc{Dream Amalgams,}" but for a very different reason.
Cross-method contact, unlike the conditional, has a symmetric character.
What prevents implication from being necessarily symmetrical is that the
implicand's M*-assertion actually has to be thought, while the implior's
M*-assertion does not. Thus, implication is both subjective and mechanical,
it is subjective, in that it is a matter of volition which method is remembered
to have actually: been used. It is mechanical, in that when one is
remembering, one is automatically aware of the cross-method contacts of
states in $A_{a_q}$. The conditions on the axioms ensure that they will have
implications without losing Property 7.
As for compound implication in "\textsc{Dream Amalgams,}" the organism
with the M*-Memory can't be aware of it at all; because it can't be aware
that at different times it remembered different methods to be the one
actually used. (In fact, the organism cannot be aware that the system has
Property 5, for the same reason.) On the other hand, to an outside observer
of the M*-Memory, indirect implication is not only thinkable but
mechanical. It is not superfluous because cross-method contact of mental
states is not necessarily transitive. The outside observer can decide whether a
sentence is a theorem by the following mechanical procedure. Check
whether the sentence's M*-assertion has acually been thought; if so, check all
sentences which imply it to see if any are axioms; if not, check all the
sentences which imply the sentences which imply it to see if any are axioms;
etc. The number of possible methods is given as finite, so the procedure is
certain to terminate. Again, an unprecedented mode of implication has been
defined.
When a post-formalist system is defined in a constructed memory, the
discussion and analysis of the system become a consequence of constructed
memory theory and an extension of it. Constructed memory theory, which
is quite unusual but still more or less employs deductive inference, is used to
study post-formalist modes of inference which are anything but deductive.
To aid in understanding the next system, which involves infalls in a
D-Memory, here is an
{ \centering \large \framebox[1.1\width]{"Exercise to be Read Aloud"} \par}
(Read according to a timer, reading the first word at O' O", and prolonging
and spacing words so that each sentence ends at the time in parentheses after
it. Do not pause netween sentences.)
\begin{tabular}
($event_1$) & All men are mortal. (17") \\
($Sentence_1=event_2s$) & The first utterance lasted 17" and ended at 17"; and lasted 15" and ended 1" ago. (59") \\
($S_2=event_3$) & The second utterance lasted 42" and ended at 59": and lasted 50" and ended 2" ago. (1' 31") \\
($S_3=event_4$) & The third utterance lasted 32" and ended at 1' 31"; and lasted 40" and ended 1" ago. (2' 16") \\
\end{tabular}
Since '32' in $S_3$ is greater than '2' in $S_2$, $S_2$ must say that $S_1$ ($=event_2$)
ended 30" after $S_2$ began, or something equally unclear. The duration of $S_2$
is greater than the distance into the past to which it refers. This situation is
not a real infall, but it should give the reader some intuitive notion of an
infall.
"Infalls"
A "sentence" is a D-sentence, in a D-Memory such that event) + 4 is the first
thinking of the jth D-sentence, for all j.
Two sentences "imply" another if and only if all three are the same; or else
the three are adjacent {and can be written Sit: S;, Si-1 ), and are such
that 6 5 = xj44-Xj raat Sy is the implicand. (The function of Sj+4 is to
give the duration 6,= +1 -%; of Sj. Sj states that event;, the first
dae' of s? "4, ended ata aitence: Zj inte the past, where zj is smaller
than s \$s own vduretian The diagram indicates the relations.)
G2: evenby obi: event 3
occurred in [X5-40° x5 I occurred in ia, Xa
shia and in IN-25-Y5) N-z.; and inI N- "Ared ya Needl oP 2
event itd
events 42
xs 544] t
Bi ese *y+4 A542
"evenby ended 25 ago" "evenly 44 inI
In this variety of D-Memory, the organism continuously thinks successive
D-sentences, which are all different, just as the reader of the above exercise
continuously reads successive and different sentences. Thus, the possibility
of repeating a sentence depends on the possibility of thinking it while one is
thinking another sentence--a possibility which may be far-fetched, but which
96
is not explicitly excluded by the definition of a "D-Memory." If the
possibility is granted, then "Infalls" has Properties 1-5. Direct implication is
completely mechanical; it is subjective only in that the involuntary
determination of the z; and other aspects of the memory is a 'subjective'
process of the organism. Compound implication is also mechanical to an
outside observer of the memory, but if the organism itself is to be aware of
it, it has to perform fantastic feats of multiple thinking.
"Dream Amaigams" and "Infalls" are systems constructed with
imaginary elements, systems whose "notation" is drawn from an imaginary
object or system. Such systems have no descriptive syntax. Imaginary objects
were introduced into mathematics, or at least into geometry, by Nicholas
Lobachevski, and now I am using them as a notation. For these systems to
be nonisomorphic to any ink-on-paper systems, the mathematician must be
the organism with the M*-Memory or the D-*Memory. But this means that
in this case, the mathematics which is nonisomorphic to any ink-on-paper
system can be performed only in an imaginary mind.
Now for a different approach. Carnap said that we are free to choose
the rules of a system arbitrarily. Let us take Carnap literally. I want to
construct more systems in constructed memories--so why not construct the
system by a procedure which ensures that constructed memories are
involved, but which is otherwise arbitrary? Why not suspend the striving
after "interesting" systems, that last vestige of the striving after
"correctness," and see what happens? Why not construct the rules of a
system by a chance procedure?
To construct a system, we have to fill in the blanks in the following rule
schema in such a way that grammatically correct sentences result.
Rule Schema
A"sentence" isa(n)_
Two sentences "imply" a third if and only if the two sentences
the third.
I now spread the pages of 'Studies in Constructed Memories" on the floor.
With eyes closed, I hold a penny over them and drop it. I open my eyes and
copy down the expressions the penny covers. By repeating this routine, I
obtain a haphazard series of expressions concerning constructed memories. It
is with this series that I will fill in the blanks in the rule schema. In the next
stage, I fill the first (second, third) blank with the ceries of expressions
preceding the-first (second, third) period in the entire series.
"Haphazard System"
A "sentence" is a the duration D-sentences A (@") conclude these
"*-Reflection," or the future Assumption voluntarily force of
conviction for conclusion the Situation or by ongoing that this
system? be given telling between the Situation 1.
Two sentences "imply" a third if and only if the two sentences is/ was
contained not have to the acceptance that a certain and malleable
study what an event involves material specifically mathematics:
construct accompanies the rest, extra-linguistically image organism
can fantasy not remembering ® *-Memory, the future interval defined
in dream the third.
An "axiom" is a sentence that internally D-sentences, just as the
"}*-Memory" sentences Ay is A,..
1 2
In the final stage, I cancel the smallest number of words I have to in
order to make the rules grammatical.
"Fantasied Amnesia"
A "sentence" is a duration or the future force of conviction for the Situation
or this system given Situation 1.
Two sentences "imply" a third if and only if the two sentences have the
acceptance that a certain and malleable study extra-linguistically can
fantasy not remembering the future interval defined in the third.
An "axiom" is a sentence that internally just sentences ay:
It becomes clear in thinking about "Fantasied Amnesia' that its
metametamathematics is dual. Describing the construction of the rules, the
metamathematics, by a systematic performance, is one thing. Taking the
finished metamathematics at face value, independently of its origin, and
studying it in the usual manner, is another. Let us take "Fantasied Amnesia"
at face value. As one becomes used to its rules, they become somewhat more
meaningful. I will say that an "interpretation" of a haphazard system is an
explanation of its rules that makes some sense out of what may seem
senseless. 'Interpreting' is somewhat like finding the conditions for the
existence of a constructed memory which seemingly cannot exist. The first
rule of "Fantasied Amnesia" is a disjunction of three substantives. The
"Situation" referred to in the second substantive expression is either
Situation 1 or else an unspecified situation. The third substantive expression
apparently means 'this system, assuming Situation 1,' and refers to
"Eantasied Amnesia" itself. The definition of 'sentence' is thus meaningful,
but very bizarre. The second rule speaks of "the acceptance" as if it were a
written assent. The rule then speaks of a "malleable study" as "fantasying"
98
something. This construction is quite weird, but let us try to accept it. The
third rule speaks of a sentence that "sentences" (in the legal sense) a possible
method. So much for the meaning of the rules.
Turning to the nine properties of formalist systems, the reference to
"the future interval' in the implication rule of "Fantasied Amnesia"
indicates that the system has Property 2; and the system can perfectly well
have Property 8. It does not have Property 6 in any known sense. Certainly
it does have Property 9. it just might have Property. 1. But as for the other
four properties, it seems out of the question to decide whether "Fantasied
Amnesia' has them. For whatever it is worth, "Fantasied Amnesia' is on
balance incomparable to formalist systems.
My transformation rule schema has the form of a biconditional, in
which the right clause is the operative one. If a transformation rule were to
vary, in such a way that it could be replaced by a constant rule whose right
clause was the disjunction of the various right clauses for the variable rule,
then the latter would vary "trivially." 1 will say that a system whose
transformation rule can vary non-trivially is a "heterodeterminate" system.
Since 1 have constructed a haphazard metamathematics, why not a
heterodeterminate metamathematics? Consider a mathematician with an
M-Memory, such that each Ag. is the consistent use of a different
transformation rule, a different definition of "imply," for the mathematics
in which the mathematician is discovering theorems. The consistent use of a
transformation rule is after all a method--a method for finding the
commitments premisses make, and for basing conclusions in premisses. When
the mathematician goes to remember which rule of inference he has actually
been using, he "chooses" which of the possible methods is remembered to
have actually been used. This situation amounts to a heterodeterminate
system. tn fact, the metamathematics cannot even be written out this time; I
can only describe it metametamathematically in terms of an imaginary
memory.
We are now in the realm of mathematical systems which cannot be
written out, but can only be described metametamathematically. I will
present a final system of this sort. It is entitled "System Such That No One
Knows What's Going On." One just has to guess whether this system exists,
and if it does what it is like. The preceding remark is the
metametamathematical description, or definition, of the system.
99
1.3 Epilogue
Ever since Carnap's Principle of Tolerance opened the floodgates to
arbitrariness in mathematics, we have been faced with the prospect of a
mathematics which is indistinguishable from art-for-art's-sake, or
amusement-for-amusement's-sake. But there is one characteristic which saves
mathematics from this fate. Mathematics originated by abstraction from
primitive technology, and is indispensable to science and technology--in
short, mathematics has scientific applications. The experience of group
theory has proved, I hope once and for all, the bankruptcy of that narrow
practicality which would limit mathematics to what can currently be applied
in science. But now that mathematics is wide open, and anything goes, we
should be aware more than ever that scientific applicability is the only
objective value that mathematics has. I would not have set down constructed
memory theory and the post-formalist systems if I did not believe that they
could be applied. When and how they will be is another matter.
And what about the "validity" of formalism? The rise of the formalist
position is certainly understandable. The formalists had a commendable,
rationalistic desire to eliminate the metaphysical! problems associated with
mathematics. Moreover, formalism helped stimulate the development of the
logic needed in computer technology (and also to stimulate this paper). In
spite of the productiveness of the formalist position, however, it now seems
beyond dispute that formalism has failed to achieve its original goals. (My
pure philosophical writings are the last word on this issue.) Perhaps the main
lesson to be learned from the history of formalism is that an idea does not
have to be "true" to be productive.
Note
Early versions of "tllusions" and "Innperseqs" appeared in my essay
"Concept Art," published in An Anthology, ed. La Monte Young, New
York, 1963. An early, July 1961 version of "System Such That No One
Knows What's Going On" appeared in dimension 14, Ann Arbor, 1963,
published by the University of Michigan College of Architecture and Design.
100
2. Studies in Constructed Memories
2.1 Introduction
The memory of a conscious organism is a phenomenon in which
interrelations of mind, language, and the rest of reality are especially evident.
In these studies, I will define some conscious memory-systems, and
investigate them. The investigation will be mathematical. In fact, the nearest
precedent for it is perhaps the geometry of Nicholas Lobachevski.
Non-Euclidian geometry had many founders, but Lobachevski in particular
spoke of his system as an 'imaginary geometry." Lobachevski's system was,
so to speak, the physical geometry of an "imaginary," or constructed, space.
By analogy, my investigation could be called a psychological algebra of
constructed minds. It is too early to characterize the investigation more
exactly. Let us just remember Rudoiph Carnap's Principle of Tolerance in
mathematics: the mathematician is free to construct his system in any way
he chooses.
I will begin by introducing a repertory of concepts informally,
becoming more formal as I go along. Consider ongoing actions, which by
definition extend through past, present, and future. For example, "1! am
making the trip from New York to chicago." Consider also past actions
which have probable consequences in the present. "I have been heating this
water' (entailing that it isn't frozen now). I will be concerned with such
actions as these.
Our language provides for the following assertion: "I am off to the
country today; I could have been off to the beach; I could not possibly have
been going to the center of the sun". We distinguish an actual action from a
possible action; and distinguish both from an action which is materially
impossible. People insist that there are things they could do, even though
they don't choose to do them (as opposed to things they couldn't do). What
distinguishes these possible actions from impossible ones? Rather than
trying to analyze such everyday notions in terms of the logic of
counterfactual conditionals, or of modalities, or of probability, I choose to
take the notions at their face value. My concern is not to philosophize, but
to assemble concepts with which to define an interesting memory system.
What is the introspective psychological difference between a thought
that has the force of a memory, and a thought that has the force of a
fantasied past, a merely possible past? I am not asking how I know that a
verbalized memory is true; I! am asking what quality a naive thought has that
marks it as a memory. Let Alternative E be that I went to an East Side
restaurant yesterday, and Alternative W be that I went to a West Side one.
By the "thought of E" I mean mainly the visualization of going into the East
101
Side restaurant. My thought of E has the force of memory. It actually
happened. W is something I could have done. I can imagine I did do W. There
is nothing present which indicates whether I did E or W. Yet W merely has
the force of possibility, of fantasy. How do the two thoughts differ? Is the
thought of E involuntarily more vivid? Is there perhaps an "attitude of
assertion" involuntarily present in the thought of E?
Consider the memory that I was almost run down by a truck yesterday:
! could have been run down, but wasn't. In such a case, the possibility that I
could have been run down would be more vivid than the actuality that I
wasn't. (Is it not insanity, when a person is overwhelmed by the fear of a
merely possible past event? ) My hold on sanity here would be the awareness
that I am alive and well today.
In dreams, do we not wholeheartedly "remember" that a misfortune
has befallen us, and begin to adjust emotionally to it? Then we awake, and
wholeheartedly remember that the misfortune has not befallen us. The
thought that had the force of memory in the dream ceases to have that force
as we awake. We remember the dream, and conclude that it was a fantasy.
Even more characteristic of dreams, do I not to al! intents and purposes go
to far places and carry out all sorts of actions in a dream, only to awaken in
bed? We say that the dream falsifies my present environment, my
sensations, my actions, memories, the past, my whole world, in a totally
convincing way. Can a hypnotist produce artificial dreams, that is, can he
control their content? Can the hypnotist give his subject one false memory
one moment, and replace it with a contradictory memory the next
moment?
I will now = specify a_ situation involving possible actions and
remembering.
Situation 7. "! could have been accomplishing G by doing Aa, or by
doing Aayy ..., or by doing A, ; but I have actually been accomplishing G by
n
doing Aas" Here the ongoing actions Age i= 1, ..., 9, a; * a, if ixh, are
the possible methods of accomplishing G. (The subscripts are supposed to
indicate that the methods are distinct and countable, but not ordered.) The
possible methods cannot be combined, let us assume.
In such a situation, perhaps the thought that I have been doing Aa,
3 by the
. . us - > n
presence of the "attitude of assertion'. Since the possible methods are
ongoing actions, the thought that I have been doing A,. has logical or
i
would be distinguished from similar thoughts about Aan! wy A
probabie consequences I can check against the present.
Now Aa, is actual and Aao is not, so that Aa, simply cannot have
102
material contact with ay' An actual liquid in Aay could not require a
a, could have
1
with A, would be verbal and gratuitous. Therefore, in order to be possible
methods, Aan' .
not require a jar in Aas to contain it. If it did, Aan couldn't be actualized
possible jar in Pao to contain it. The only "connection" A
.., A, must be materially separable. A liquid in Aan must
n
while Aj, remained only a possibility.
Enough concepts are now at hand for the studies to begin in earnest.
2.2 M- Memories
Definition. Given the sentences 'I have actually been doing A,.', where
i
the A,. are non-combinable possible methods as in Situation 1, an
"M-Memory" is a memory of a conscious organism such that the organism
can think precisely one of the sentences at a time, and any of the sentences
has the force of memory.
This definition refers to language, mind, and the rest of reality in their
interrelations, but the crucial reference is to a property of certain sentences.
I have chosen this formulation precisely because of what I want to
investigate. I want to find the minimal, elegant, extra-linguistic conditions,
whatever they may be, for the existence of an M-Memory (which is defined
by a linguistic property). I can say at once that the conditions must enable
the organism to think the sentences at will, and they must provide that the
memory is consistent with the organism's present awareness.
Definition. The "*P-Memory" of a conscious organism is its conscious
memory of what it did and what happened to it, the past events of its life. I
want to distinguish here the "personal" memory from the preconscious.
Definition. An "L-Memory" is a linguistic P-Memory having no
extra-linguistic component. Of course, the linguistic component has
extra-linguistic mental associations which give it "meaning"--otherwise the
memory wouldn't be conscious. But these associations lack the force of a
mental reliving of the past independent of language. An L-Memory amounts
to extra-linguistic amnesia.
Assumption 1.1. With respect to normal human memory, when I forget
whether I did x, I can't voluntarily give either the thought that I did x, or
the thought that I didn't do x, the force of memory. I know that I either did
or didn't do x, but I can create no conviction for either alternative. (An
introspective observation.)
Conclusion 1.2. An L-Memory is not sufficient for an M-Memory, even
in the trivial case that the Aa. are beyond perception (as internal bodily
103
processes are). True, there would be no present perceptions to check the
sentences '! have actually been doing A,." against. True, the L-Memory
i
precludes any extra-linguistic memory-"feelings" which would conflict with
the sentences. But the L-Memory is otherwise normal. And Assumption 1.1
indicates that normally, either precisely one of a number of mutually
exclusive possibilities has the force of memory; or else the organism can give
none of them the force of memory.
Assumption 1.3.1 cannot, from within a natural dream, choose to swith
to another dream. {An introspective observation. A "natural" dream is a
dream involuntarily produced internally during sleep.)
Conclusion 1.4. An M-Memory could not be produced by natural
dreaming. It is true that in one dream one sentence could have the force of
memory, and in another dream a different sentence could. But an M-Memory
is such that the organism can choose one sentence-memory one moment and
another the next. See Assumption 1.3.
Assumption 1.5. Returning to the example of the restaurants, I find
that months after the event, my thought of E no longer has the force of
memory. All I remember now is that I used to remember that I did E. I
remember that I did E indirectly, by remembering that I remembered that !
did E. (My memory that I did E is becoming an L-Memory.) The assumption
is that a memory of one's remembering can indicate, if not imply, that the
event originally remembered occurred.
Conclusion 1.6. The following are adequate conditions for the existence
of an M-Memory. 1. The sentences are the organism's only memory of which
method he has been using. 2. When the organism thinks 'I have actually been
doing A,.'. then (he artificially dreams that) he has been doing Ag,-and is
now doing it. 3. When the dream ends, he does not remember that he
remembered that "he has been doing A,.," That is, he does not remember
the dream; and he does not remember that he thought the sentence. These
conditions would permit the existence of an M-Memory or else a memory
indistinguishable to all intents and purposes from an M-Memory.
What I have in mind in Conclusion 1.6 is dreams which are produced
artificially but otherwise have all the remarkable qualities of natural dreams.
There would have to be a state of affairs such that the sentence would
instantly start the dream going.
So much for the conditions for the existence of an M-Memory.
Consider now what it is like as a mental experience to have an M-Memory.
What present or ongoing awareness accompanies an M-Memory? Conclusion
1.6.2 already told what the remembering is like. For the rest, I will
informally sketch some conclusions. The organism can extra-linguistically
image the Aa: The organism can think 'l could have been doing Aa; When
104
not remembering, the organism doesn't have to do any Ag., or he can do any
one of them. The organism must not do anything which would liquidate a
possble method, render the action no longer possible for him.
Assumption 2.1. A normal dream can combine two totally different
past episodes in my life into a fused episode, or amalgam; so that I "relive" it
without doubts as.a single episode, and yet remain vaguely aware that
different episodes are present in it. Dreams have the capacity not only to
falsify my world, but to make the impossible believable. (An introspective
observation.)
Conclusion 2.2. The conditions for the existence of an M-Memory
further permit material contact between the possible methods, the very
contact which is out of the question in a normal Situation 1. The dream is so
flexible that the organism can dream that an (actual) fiquid is/was contained
by a jar in a possible method. See Assumption 2.1. Thus, the A,, do not have
to be separable to be possible methods.
I will now introduce further concepts pertaining to the mind.
Definition. A "mental state" is a mental "stage" or "space" or "mood"
in which visualizing, remembering, and all imaging can be carried on.
Some human mental states are stupor, general anxiety, empathy with
another person, dizziness, general euphoria, clearheadedness (the normal
state in which work is performed), and dreaming. In all but the last state,
some simple visualization routine could be carried out voluntarily. Even ina
dream, I can have visualizations, although here I can't have them at will. The
states are not defined by the imaging or activities carried on while in them,
but are "spaces" in which such imaging or activities are carried on.
By definition.
Conclusion 3.2. An M-Memory has to occur within the time which the
possible methods require, the time required to accomplich G. By definition.
Definition. An "M*-Memory" is an M-Memory satisfying these
conditions. 1. Agi: for the entire time it requires, involves the voluntary
assuming of mental states. i = 1, ..., n. 2. The material contact between the
possible methods, the cross-method contact, is specifically some sort of
contact between states.
Conclusion 3.3. For an M*-Memory, to remember is to choose the
mental state in which the remembering is required to occur (by the
memory). After all, for any M-Memory, to remember is to choose all the
A,.-required things you are doing while you remember.
i
By now, the character of this investigation should be clearer. I seek to
stretch our concepts, rather that to find the "true" ones. The investigation
may appear similar to the old discipline of philosophical psychology, but its
105
thrust is rather toward the modern axiomatic systems. The reasoning is
loose, but not arbitrary. And the investigation will become increasingly
mathematical.
2.3 D-Memories
Definition. A "D-Memory" is a memory such that measured past time
appears in it only in the following sentences: "Event; occurred in the interval
of time which is xX] long and ended at Xj AF, and is Yj long and ended 2;
ago," where Xj,
and 'AF' means "after a fixed beginning time." XQ = 'O; XjPX5A and at any
Yje and zj are positive numbers of time units (such as hours)
one fixed time, the intervals IZj. zjtyjl nowhere overlap. Vit ZS%- For an
integer m, the mth sentence acquires the force of memory, is added to the
memory, at the fixed time x,,.j =1, ..., f(t), where the number of sentences
f(t) is written as a function of time AF. Then f(t) = m when x,,<t<x,, 44.
The sentences have the force of memory involuntarily. The organism does
not make them up at will. ; : :
Let me explain what the D-Memory involves. Event; is assigned to an
abnormal "interval," a dual interval defined in two unrelated ways. The
intervals defined by the Yj and z; are tied to the present instant rather than to
a fixed time, and could be written IN-2;-Yj, N-zjl, where 'N' means "the time
of the present instant relative to the fixed beginning time."
Conclusion 4. The intervals IN-2)-Yj, N-Z;I nowhere overlap. Proof: By
definition, the intervals IZj, zi+y;I nowhere overlap. If j #k, IZj, Ztyillz,,
Zz. +y¥pl = 0. This fact implies that e.g. ZjZjtVjZKS ZK +YK- Then
N-2-¥_SN-2<N-2)-9; <N-Zj. Then IN-2p-y,, N-z, 1 N-2jy 7, N-z)I = ¢. At
any one time, the organism can think of all the sliding intervals, and they
partly cover the time up to now without overlapping.
Suppose you find the deck of n cards
event j
Zz i oa"
(jj = 1, .., n and z, is a positive number of days), and you have no
J
information to date them other than what they themselves say. If you
believe the cards, your mental experience will be a little like having a
D-Memory. Then, the definition does not require that Yj = Xt Again, it is
106
not that two concepts of "length" are involved, but that the "interval" is
abnormal. Of course this is ali inconsistent, but I want to study the
conditions under which a mind will accept inconsistency.
Assumption 5.1. With respect to normal human memory, it is possible
to forget what day it is, even though one remembers a past date. (An
empirical observation.)
Assumption 5.2. This assumption is based on the fact that the sign
'CLOSED FOR VACATION. BACK IN TWO WEEKS' was in the window of
a nearby store for at least a month this summer; and the fact that a
filmmaker wrote in a newspaper, "When an actor asks me when the film will
be finished, I say 'In two months," and two months later I give the same
answer, and I'm always right.' Even in normal circumstances, humans can
maintain a dual and outright inconsistent awareness of measured time. [n
general, inconsistency is a normal aspect of human thinking and even has
practical value.
Imagine a child who has been told to date events by saying, for
example, x happened two days ago, and a day later saying again, x happened
two days ago--and who has not been told that this is inconsistent. What
conditions are required for the acceptance of this dating system? It is
precisely because of Assumptions 5.1 and 5.2 that a certain answer cannot
be given to this question. The human mind is so flexible and malleable that
there is no telling how much inconsistency it can absorb. I can only study
what flaws might lead the child to reject the system. The child might "fee!"
that an event recedes into the past, something the memory doesn't express.
An event might be placed by the memory no later than another, and yet
"feel" more recent than the other. I speculate that if anything will discredit
the system, it will be its conflict with naive, "felt," extra-linguistic memory.
Conclusion 5.3. The above dating system would be acceptable to an
organism with an L—Memory.
Conclusion 5.4. The existence of an L-Memory is an adequate condition
for the existence of a D-Memory. With extra-linguistic amnesia, the
structure of the language would be the structure of the past in any case. The
past would have no form independent of language. Anyway, time is gone for
good, leaving nothing that can be checked directly. Without an
extra-linguistic memory to fall back on, and considering Assumptions 5.1
and 5.2, the dual temporal memory shouldn't be too much to absorb.
As I said, the real difficulty with this line of investigation is putting
limits on anything so flexible as the mind's capacity to absorb inconsistency.
Now the thinking of a sentence in a D-Memory itself takes time. Let
'tS; be the minimum number of time units it takes to think the jth
D-sentence. This function, abbreviated '8y), is the duration function of the
107
D-sentences.
Conclusion 6.1. If 5j>Z), the memory of the interval defined by Yj and
Zj places the end of the interval after the beginning of the memory of it, or
does something else equally unclear. If bj>yjtzj. the entire interval is placed
after the beginning of the memory of it. When 5;>z;, let us say that the end
of the remembered interval falis within the interval for the memory of it, or
that the situation is an "infall." (Compare 'The light went out a half-second
ago'.) 5
Conclusion 6.2. If 6}>xj4,-xj, then Sj, is added to the preconscious
before s can be thought once. The earliest interval during which the jth
sentence can be thought "passes over" the (j+k)th interval. Let us say that
the situation is a "passover." (Something of the sort is true of humans,
whose brains contain permanent impressions of far more sensations than can
be thought, remembered in consciousness.)
Conclusion 6.3. If there are passovers in a D-Memory, the organism
cannot both think the sentences during the earliest intervals possible and be
aware of the passovers. Proof: The only way the organism can be aware of 6
(S}) is for event j+h (h a positive integer) to be the thinking of Sj. If the
thinking of Sj takes piace as the (j+1)th event, then the organism gets two
values for 5(S)), namely 4h Xj and Yj+1- Assume that only Xj4I%y is
allowed as a measure of 5(Sj). Since 5(S)) = X44%j, there is no passover. If
the thinking of S; takes place as the (j+2)th event, then xj4.9-x j44 = 5(S))
could be greater than xj1%- But since Sj goes into the preconscious at x;,
S: is not actually thought in the earliest interval during which it could be
thought. See the diagram.
So 4 St Sz+d Sz+2
event+ I sven? ~ Pee even bs +2 I
aoa ee aaa ee SS
a "je "542
Conclusion 6.4. Let there be an infall in the case where event) is the
thinking of Sj- 5(S) = X45 and 5(Sj)>z;. Si+1 gives 5(S)), so that the
organism can be aware of it. It is greater than z;. Thus, the organism can be
aware of the infall. However, the infall will certainly be no more difficult to
accept than the other features of the D-Memory. And the thinking of Sj has
108
to be one of the events for the organism to be aware of the infall.
2.7 &-Memories
I will conclude these studies with two complex constructions.
Definition. A "&-Memory" is a memory which includes an M*-Memory
and a D-Memory, with the following conditions. 1. The goal G, for the
M*-Memory, is to move from one point to another. 2. For the D-Memory,
"event," becomes a numerical term, the decrease in the organism's distance
from the destination point during the temporal interval. "A 3-inch move
toward the destination" is the sort of thing that 'event;' here refers to. 3.
The number of Aa, equals the number of D-sentences factorial. The number
of D-sentences, of course, increases.
Consider the consecutive thinking of each D-sentence precisely once, in
minimum time, while the number of sentences remains constant. Such a
"D-paragraph" is a permutation of the D-sentences. Let H™ be a
D-paragraph when the number of sentances equals the integer m. There are
m! SA" s. When f(t) = m = 3, one of the sixH" sis sais\}, thought in
minimum time. Assume that the duration A of a D-paragraph depends only
on the number of D-sentences and the bi. We can write
The permutations of the D-sentences, as well as the D-paragraphs, can be
indexed with the a;, just as the possible methods are.
Definition. A "b*-Memory" is a ®-Memory in which the order of the
sentences in the ajth Ti" has the meaning of 'I have actually been doing Aa.
assigned to it. The order is the indication that A,. has actually been used; it
i
is the ajth M*-assertion. '! have actually been doing A,.' is merely an English
i
translation, and does not appear in the ®*- Memory.
Conclusion 7. Given a \$*-Memory, if one D-sentence is forgotten, not
only will there be a gap in the awareness of when what events occurred; it
will be forgotten which method has actually been used.
This conclusion points toward a study in which deformations of the
memory language are related to deformations of general consciousness.
Definition. A "*-Reflection," or reflection in the present of a
@*-Memory, is a collection of assertions about the future, derived from a
&*-Memory, as follows. 1. There are the sentences 'Event; will occur in the
109
interval of time which is xxi long, and begins at twice the present time
AF, minus Xj AF; and which is y; long and begins zj from now'. If event; was
a 3-inch move toward the destination in the ®*-Memory, the sentence in the
®*-Reflection says that a 3-inch move will be made in the future temporal
interval. 2. The ajth permutation of the sentences defined in (1) is an
assertion which has the meaning of 'I will do A,.'; and the organism can
i
think precisely one permutation at a time. The A,_, Xj Vir Bye and the rest are
. . - I . . .
defined as before (so that in particular the permutations can be indexed with
the aj).
Conclusion 8. Given that the @*-Memory's temporal! intervals x54, xj!
are reflected as I2N-x;, 2N-x; 41, the reflection preserves the intervals'
absolute distances from the present. Proof: The least distance of X74, xj
from N is N-x;; the greatest distance is N-Xi 4. Adding the least distance, and
then the greatest distance, to N, gives I2N-x;, 2N-xj 41.
I will end with two problems. If a ©*-Memory exists, under what
conditions will a ®*-Reflection be a precognition? Under what conditions
will every assertion be prescience or foreknowledge? By a "precognition" I
don't mean a prediction about the future implied by deterministic laws; I
mean a direct "memory" of the future unconnected with general principles.
Finally, what would a precognitive ®*-Reflection be like as a mental
experience? What present or ongoing awareness would accompany a
precognitive ®*-Reflection?
110
THE NEW MODALITY
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11. Representation of the Memory of an Energy Cube Organism
1966 VERSION
The energy cube organism is a conscious organism which is nothing but
energy confined to a cubical space. It rests on a rectangular energy slab, in a
stationary, colorless liquid, separated from the slab by a thin film of liquid.
It has been on the slab for an indefinitely long time. There are in fact two
infinite bodies of the liquid, alternating with two infinite empty spaces; the
four volumes are outlined by two intersecting planes which just miss being
perpendicular. The slab is poised, at a slant, on the faces of the upper body
of liquid, near where they meet. There are no other objects in the bodies of
liquid. The slab, liquid, and spaces are the energy cube organism's entire
cosmology. (See the illustration.)
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ILLUSTRATION
113
The energy cube organism can continuously change position,
continuously and instantly moving the liquid from its path into its wake so
as to make no current in the liquid. For almost as long as it has been on the
slab, the organism has devoted itself to crossing the slab, from the slab's edge
on one face of the liquid to its edge on the other.
The energy cube organism has a conscious memory (by which I mean
strictly a memory of what it did and what happened to it, the past events of
its existence). The memory consists of symbols which are given "meaning"
by their extra-linguistic mental! associations--in human terms, it consists of
language. The complete memory contains tens of thousands of partial
memories, which the organism can only have one at a time. Going through
the partials--which it does as if they were the phonemes of one long
word--constitutes its one complete memory. Each partial is a memory of the
difference in the organism's minimum distances from the destination edge, at
the beginning, and at the end, of some interval of time. Call the difference its
"progress." The total of time intervals in all the partials completely covers
the interval from the earliest remembered event to the most recent
remembered event. As time passes, more partials are added to the complete
memory. The production of partial memories is an involuntary process of
the organism.
The memory is temporally dual. The interval for each partial is an
interval of fixed time, defined by its duration, and the distance from the
fixed time when the energy cube organism appeared on the slab up to the
interval's end. But it is also a sliding interval, defined by its duration, and a
constant distance from the present instant back to the interval's end. When
partials are added to the memory, each of the former intervals exactly covers
the tire not already covered, up to the absolute time when the partial is
added. But the latter intervals, while they never overlap, can have gaps
between them. The intervals generally are of different durations. The energy
cube organism lacks any independent extra-linguistic memory, any mental
reliving of the past, which could conflict with the dual temporal memory.
There is no form to the past other than that of the memory's language. (See
the graph.)
The order of the partials in the complete memory is a linguistic
phenomenon which indicates the method the organism has been using to
move itself--and thus the order (with its extra-linguistic associations) is the
memory of the method. A single method" is everything to be done by the
energy cube organism to move itself, throughout the entire time it takes to
reach the destination edge. There are different possible methods, and each
could get the organism across; but the methods cannot be combined in any
way. Every order of all partials signifies a different possible method. These
114
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absolute times, covered by intervals
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GRAPH showing a possible relationship
in the dual temporal memory
115
possible methods are in no special order. When a partial is added to the
memory, the number of possible methods is increased by a factor equal to
the new number of partials.
Now the complete memory is obtained by going through the partials--in
any order! Any order gives the memory. This feature, which can be
precisely characterized in terms of the memory language, is perhaps the most
remarkable feature of the whole cosmology. An approach to this feature in
human terms is to say that when the organism goes through the partials, (it
dreams that) it has been using the method indicated--and is presently using
it. It (does not remember the dream, and) does not remember going through
the partials. It has no other memory of which method it has been using.
The organism moves itself by mental exertion, teleports itself. The
"possible methods" are mental routines. These routines draw on the
following standard mental resources. The organism can assume at will many
"mental states." By 'mental state' I refer to a mental "stage" or "space" or
"mood" in which visualizing, remembering, and all imaging can be carried
on. Some human mental states are general euphoria, stupor, general anxiety,
dreaming, dizziness, empathy with another person, and clearheadedness, the
normal state in which work is performed. These states are not defined by
specific imagings, but are "spaces" in which imaging is carried on. The
organism changes its state by changing from one form of energy to another,
gravity, magnetism, electric energy, radiated heat, or light. In these states,
the organism has an unlimited capacity to image; in human terms, to
visualize. There are visualized regions of colored liquids. Call them "fluid
colors." There are visualized glowing surfaces, and there are black regions or
"holes." There are visualized "covers," "lattices," and "shells," which are all
formed from transparent planes, spherical surfaces and the like. Call them
"orojected surfaces." The fluid colors can be stationary or flowing. There are
"channels," which are strung-out series of fluid colors. There are
"reservoirs," which are clusters of fluid colors. A channel can be closed or
Open. Two channels can cross each other. There are pairs of channels such
that earlier members of each channel flow into later members of the
other--calied "screw-connected" channels. Fluid colors often occur on or
within projected surfaces. Projected surfaces can be growing or held. A
visualization can be at the forefront of attention, or in the back of the mind.
That is, states have depth, and visualizations can be at different depths. The
state as a whole can be "frozen" or "melted." A human approach is to say
that a "frozen" state is set or fixed; while a "melted" state is fluid--the state
itself flows. A state can be projected into "superstate," gaining an abnormal
amount of mental! energy and becoming superdizziness or superanxiety, for
instance.
116
Most interesting, states in different possible methods can have contact
with each other. A human approach is to say that dreams are so flexible that
the organism can dream that an actual! state is/was in contact with a state in
a possible method. One sort of cross-method contact is for states to be
'Snterfrozen" --more easily frozen because they are somehow mixed. They
can also be "intermelted."
I will describe a method, as the organism would be conscious of it in
remembering. For concreteness, I will refer to the different states with the
names of human states rather than with letters. Channels are generated in a
frozen stupor, and become fixed at the forefront of attention of euphoria
intermelted with a possible state. The screw-crossed channels erode crevices
in a held lattice, which breaks into growing sheets (a variety of covers). The
sheets are stacked, and held in a frozen dream thawed at intervals for
reshuffling of the stack. The dream becomes melted, and proceeds in a
trajectory which shears, and closes, open channels. If no violation of the
channels cross-mars the melt, the stack meshes with the sharp-open channels.
The dream becomes interfrozen, and mixed clear-headed states compress the
closed channels which were not fixed at the dream's surface. A fused
exterior double-flash (a certain maximally 'glowing surface") is
expand-enveloped by euphoria, which becomes dizziness; and oblique
lattices are projected from the paralinear deviation of guided open channels
in it. Growing shells are dreamed into violet sound-slices (certain synesthetic
"fluid colors') by the needed jumped drag (a generic state}, a crossfrozen
dream. Channels in a growing anxiety enspiral concentric shells having
intermixed reservoirs between them, during cyclic intersection of the anxiety
in superstate. And on and on. Time is here the time it takes to carry out the
successive steps of the routine.
The energy cube organism language, the symbols constituting the
partials, are themselves mental entities. A partial is a rectangular plane
glowing surface, which has two stationary plane reservoirs on it, and has a
triangular hole in it. As a mental entity, in other words, a partial is a
visualization like those which are part of the methods. The perimeter of the
triangular hole equals the organism's progress in the corresponding time
interval. Absence of the hole indicates zero progress.
The fluid colors in each of the reservoirs on each partial memory are
primary colors, and are mixed together. Speaking as accurately as possible in
human terms, in each reservoir there is precisely one point of "maximum
mixture" of the primary colors. The primary colors are mentally mixed in
any way until the right amount of mixture is reached. There is a scale of
measurement for amounts of mixture of the colors. There is a scale for
vertical distances on the surface--for how far one point is below another. The
difference in amounts of mixture at the two points of maximum mixture
corresponds to the lengti; of the first temporal interval; and the difference
between the>maximum possible amount of mixture and the lesser of the two
amounts of maximum mixture on the surface corresponds to the distance
from the fixed beginning time to the interval's and. The vertical distance
between the two points of maximum mixture corresponds to the length of
the second temporal interval; and the vertical distance from the middle of
the surface to the point nearer it corresponds to the constant distance from
the present instant back to the interval's enc. The middle of the surface
represents the present, and the upper half represents the future; the
reservoirs are all in the lower half. For each partial it is necessary to
determine (1) the number of units of duration per unit difference in
amounts of mixture; and (2) the number of units of duration per unit
difference in vertical distances. The average glow per unit area of each
glowing surface (excepting the hole) is correlated with a pair of numbers
constituting this information.
Finally, turning all the partial memories upside down--and reflecting the
first temporal memory in the present instant, so that the intervals' absolute
distances from the present are preserved--gives the precognition of the
organism's future course of action, tells what progress will be made when
and by which method.
The Representation
This essay accompanies a representation of the energy cube organism's
memory--hence its title. The way to picture the memory, naturally, is to
make something that looks like the partials. I have represented the partials
by rectangular sheets of paper of different translucencies with mixtures of
inks of primary colors on them and holes cut in them; together in an
envelope, which bears the injunction not to have more than one sheet out at
a time. Three of the tens of thousands of partials are represented.
118
ORIGINAL 1961 VERSION
Foreward
I have refrained from editing the Original Version except where
absolutely necessary. It is full of inconsistencies and inadequate
explanations, but I have flagged only two major ones, by placing them
between the signs X and lX Part of the fourth paragraph is flagged because a
sequence of units is not analogous to a sequence of inflected words; it is
rather more like permutations of letters which form words ('rat', 'tar', 'art').
Most of the seventh paragraph is flagged because I promise to define intervals
by their lengths and ends, but instead give their beginnings and ends.
In the fourth paragraph, there are two different versions of the
correspondence between possible methods and sequences of units, and of
why any sequence is acceptable. Passages belonging exclusively to the
"multiplex" version are set off by the sign #. Passages which belong
exclusively to the "style" version and which should be deleted if the
"multiplex" version is used are placed between slashes. The "style" version is
the main version. In the fifth paragraph, a notion appears which is
interesting, but unconvincingly explained. It is not clear whether this notion
relates only to the "multiplex" version, or whether it would relate to the
"style" version if the word 'multiplex' were omitted. The passages suggesting
this notion are placed in brackets.
1. Energy cube organisms are conscious organisms which are cubical
spaces containing only energy. The particular energy cube organism of
concern here has, for an indefinitely long time, been in a body of liquid,
"resting on' a rectangular energy slab also in the body of liquid; the
organism's "bottom" face is separated from the slab by only a very thin film
of the liquid. The "universe" the organism and slab are in is made up of four
infinite triangular right prisms, prismatic spaces, as defined geometrically by
two intersecting planes almost perpendicular to each other. The prismatic
spaces defined by the vertical obtuse dihedral angles are empty. The other
spaces, defined by the vertical acute dihedral! angles, are infinite bodies of a
stationary, colorless lfiquid--the "upper" body of liquid being what the
organism and slab are in. The two opposite shorter edges of the slab are at
the faces of the body of liquid, the planes, near their intersection; the slab is
"slanted," so that the edges are at slightly different distances from the line
of intersection. The organism and slab are the only "objects" in the bodies
of liquid. (See the illustration.) The organism can move (the energy cube can
119
continuously change position) without creating currents in the liquid. For
almost as 'ong as it has been in the liquid, the organism has devoted all its
"intelligence," all its "energies," to moving across the slab, from one of the
shorter edges to (any point on) the other.
Z The organism's conscious, distinct memory is entirely concerned
with, is entirely cf, its efforts to cross the slab. (1 am using 'memory'
narrowly to refer to an organism's memory of its past. I am counting its
"general information," for example Knowing a language, not as part of its
memory but as imagings not memories. Thinking the sequence 1, 2, 1, 2 is
not in itself remembering.) The total memory consists of a large number of
units (tens of thousands), of which the organism can be attentive to precisely
one at a time. 'Total recall," the total memory, involves considering, having,
all units in any succession, which the organism can do very rapidly. Now
from one point of view, the memory consists of its content; from another, it
consists of symbols, just as human memories often consist of language. In
describing the memory, I will go from considering primarily the content,
what the memory is of; to considering the specific character of the units,
specific symbolism used in the memory, and specific content. Each unit is
first a memory of the amount of progress made toward the destination edge
in a particular interval of time. The amount of progress is the difference
between the minimum distance of the organism from the destination edge at
the beginning of the interval, and the minimum distance at the end of the
interval. The total of intervals, in the total of units, cover the "absolute"
interval of time from the earliest to the most recent remembered event; as
time passes, more units are added to the memory.
3. Now the memory is temporally dual: the interval of time for each
unit is first, an interval of 'absolute' time; defined by its duration, and the
"absolute" time of its end (stated with respect to an "absolute event" such
as the appearance of the organism on the slab); and secondly, an interval
defined by its duration, and how far from the present instant its end is. It is
like remembering that so much progress was made during one year which
ended at January 1, 1000 A.D.; as well as remembering that it was made
during one year which ended 1,000 years ago. In the second temporal
memory, the absolute time of the end of the interval to which the progress is
assigned changes according as the absolute time of the present instant
changes. For example, it is like remembering "that so much progress was
made during one year ending 1,000 years ago," and, 100 years later,
remembering--'that so much progress was made during one year ending
1,000 years ago"; and in general, always remembering "that so much
progress was made during one year ending 1,000 years ago.' Both temporal
memories are in their own ways "natural," the first being anchored at an
120
"absolute beginning," the second at the present instant. When a unit is added
to the memory, the interval of time of the first temporal memory is added at
the end, exactly covers the time not already covered, up to the absolute time
when the unit is added; so that the total of intervals of the first temporal
memory exactly cover, without overlap, the absolute total time. In contrast,
although the intervals of the second temporal memory do not overlap at any
time, there can be gaps between them; so that when a unit is added to the
memory, the interval for the second temporal memory may be placed
between existing intervals and not have to cover an absolute time which they
have left behind, that is, not have to be placed farther back than all of them.
Intervals of both temporal memories are of different sizes, a "natural
complexity." (See the graph.) Incidentally, the condition for coincidence of
the two temporal intervals of a unit is: if the two intervals are of the same
duration, they will coincide at the absolute time which is the sum of the
absolute time of the end of the first interval, and the distance from the
present instant of the end of the second interval. The two temporal
memories complement each other; aside from this comment I will not be
concerned to "explain" the duality with respect to when the amounts of
progress were made, whether when they were "really" made stayed the same
and changed, or whether the memory is inconsistent about it, or what.
4. I will now turn to the aspect of the memory concerned with the
method the organism has used to move itself. # Methodologically, the
memory is a multiplex symbol.# A "single method" is everything to be done
by the organism, to move itself, throughout the total time it takes to reach
the destination edge; so that the organism could not use two different
"single methods," must, after it chooses its method, continue with it alone
throughout. The organism has available different (single) methods, has
different methods it could try. The different sequences, of all units, are
assigned to the different (single) methods available to the organism to signify
them; are symbols for them. (Thus, the number of available methods
increases as units are added to the memory.) /Now all this only approximates
what is the case, because contrary to what I may have implied, which
method is used is not a matter of "fact" as are the temporal intervals and
amounts of progress. As I have said, having all units in any succession
constitutes the total memory, total recall ('factually")--different sequences
of all units are each the total memory, total recall, << but, as language, the
total memory in different styles (like words in different orders in a highly
inflected language); and the matter of method (which might better be said to
be "manner") corresponds to the matter of style, rather than factual
content, of language. Different styles exclude each other, but not what is
said in each other's being true. Thus it is that the number of available
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methods can increase; and that any sequence of all units can constitute the
total memory, total recall ("factually"), although different sequences signify
different methods used./ #As an indicator of the method used, the whole
memory is a multiplex symbol. Names for each of the methods are combined
in a single symbol, the totality of units. In remembering, the organism
separates any single name by going through all the units in succession, and
that name is the complete reading of the multiplex symbol, the complete
information about the method used. I will not be concerned to "explain"
the matter of the increasing number of available methods; or the matter of
any sequence of all units' constituting the complete reading, the total
memory, total recall, but different sequences' signifying different methods
used.#
5. I will give just an indication of what the available methods [and
their relations through the multiplex memory] are like. Throughout this
description, there has been the difficulty that English lacks a vocabulary
appropriate for describing the "universe" I am concerned with, but the
difficulty is particularly great here, in the case of the methods [and their
relations through the multiplex memory]; so that I will just have to
approximate a vocabulary with present English as best as I can. The
methods, instruments of autokinesis, are all mental, teleportation, resu!t in
teleportation. The "consciousnesses" available to the organism to be
combined into methods are infinitely many. It has available many states of
mind (as humans have non-consciousness, autohypnotic trance, dizziness,
dreaming, clear-headed calculation, and so forth), corresponding to different
forms its energy can assume. To give this description more content I will
differentiate its states of mind by referring to them with the names of the
human states of mind (rather than just with letters). It has available an
indefinite variety of contents, as humans have particular imagings, in its
conscious states of mind. I will outline the principal contents. There are
"visualized" fluid regions of color (like colored liquids), first-order contents.
There are 'visualized' radient surfaces, and non-radient surfaces or regions
("holes"), the intermediate contents. The second-order contents are
"projective" constructs of imaged geometric surfaces, "covers," "lattices,"
and "shells." Fluid colors can be stationary or flowing. They can occur in
certain series, "channels"; and in certain arrays, "reservoirs." A channel can
be "closed" or "open"; two channels can be "crossed," or
"screw-connected" (earlier members of each channel flowing into later
members of the other). First-order contents (fluid colors) often occur on or
within second-order ones (projective surfaces). Second-order contents can be
"held" or "growing." States of mind have depth, 'deeper' being 'farther from
the forefront of attention'; and contents can be at different depths. A state
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of mind as a unity can be "frozen," which is more than just unchanging (in
particular having its contents stationary or held). It can be projected into
"superstate," remaining a state of mind but being superenergized. [Most
interesting, states of mind, in different methods signified by different
symbols combined in the multiplex methodological memory, can have
contact with each other, for example be "interfrozen."I] A partial description
of a method will give an idea of the complexity of the methods. Channels are
generated by a frozen non-conscious state, and become fixed in the surface
layer of an [inter] melted trance. The screw-crossed channels erode crevices
in a held shell, which breaks into growing sheets (certain covers). The sheets
are stacked, and held in a frozen dream thawed at intervals for reshuffling.
The dream becomes melted, and proceeds in a trajectory which shears, and
closes, open channels. If no violation of the channels cross-mars the melt, the
stack meshes with the sharp-open channels. The dream becomes [inter]
frozen, and mixed calculation states compress the closed channels which
were not surface-fixed in it. A fused exterior double-flash {a certain
maximally radient surface) is expand-enveloped by a trance, which becomes
dizziness; and oblique lattices are projected from the paralinear deviation of
guided open channels in it. Growing shells are dreamed into violet
sound-slices (certain fluid colors) by the needed jumped drag (a certain
consciousness), a [cross] frozen dream. Channels in a growing trance enspiral
concentric shells having intermixed reservoirs between them, during cyclic
intersection of the trance in superstate. I will not say more about the
available methods, because in a sense the memory does not: a sequence of
units is a marker arbitrarily assigned to a method to signify it, like an
arbitrary letter, say 'q', assigned to a certain table to signify it; it no more
gives characteristics of the method than 'q' does of the table. In fact, the
available methods and sequences do not have any particular order; one
cannot speak of the "first" method, the "second," or the like.
6. I will now concentrate on the character of the memory as a mental
entity, and the rest of the symbolism used in it and specific content. A unit
is a rectangular plane ("visualized") radient surface (! --the terminology is
that introduced in the last paragraph), which has two stationary plane
reservoirs {! ) on it, and has a triangular hole (! ) in it. The triangular hole is
a simple symboi not yet explained: its perimeter equals the amount of the
organism's progress, the difference in its minimum distances from the
destination edge, in the interval the unit is concerned with. Absence of the
hole indicates zero perimeter and no progress.
7. As for the symbols for the temporal interval. The colors in each of
the two reservoirs on each unit are primary, and are mixed together.
Speaking as accurately as possible in English, in each reservoir there is
123
precisely one point of "maximum mixture' of the primary colors. (The rest
of the reservoirs are not significant: the primary colors are mentally mixed in
any way to get the right amount of mixture, as pigments are mixed on a
palette.) X\_ For the first temporal memory, these points are two points on a
scale of amounts of color mixture. For the second memory, the points are
two points on a scale of vertical distances from the imaginary horizontal! line
which bisects the rectangular surface, divides it into lower and upper halves.
The units are marked in their lower halves only; because for the second
memory the imaginary dividing line represents the present instant, distances
below it represent distances into the past, and distances above it distances
into the future (lower and upper edges representing equal distances from the
present). Now a scale is required so that it can be told what temporal
intervals the interval on the amount of mixture scale and the interval on the
distance scale represent. The parts of the scale which may vary from unit to
unit and have to be specified in each unit are the "absolute" time
corresponding to the maximum possible color mixture, the number of units
of absolute duration per unit difference in amounts of mixture, and the
number of units of absolute duration per unit difference in distances from
the imaginary dividing line. The markers arbitrarily assigned to the triples of
information giving these parts of the scale are average radiences per unit
areas of the units (excepting the holes). —X
8. A final aspect of interest. Not too surprisingly, the transformation
which is inverting all units gives, if one considers not the first temporal
memory but its reflection in the present instant, the organism's precognized
course of action in the future, specifically, what progress will be made when.
The Representation
With this background, it is not surprising that the method of
representation I have chosen is visual representation of the units, the
"visualizations." Units are represented by rectangular sheets of paper of
different translucencies with mixtures of inks of primary colors on them and
holes cut in them, together in an envelope. Only one sheet should be out of
the envelope at a time. A sheet should be viewed while placed before a white
light in front of a black background, so that the light illuminates the whole
sheet as evenly as possible without being seen through the hole, only the
black being seen at the hole. The ultimate in fidelity would be to learn to
visualize these sheets as they look when viewed properly; then one could
have the memory as nearly as possible as the organism does. I have
represented eleven of the tens of thousands of units in the total memory.
Concept Art
Copyright 1961 by Henry A.Flynt, Jr.
Concept art is first of all an art of which the material is concepts, as the
material of e.g. music is sound. Since concepts are closely bound up with
language, concept art is a kind of art of which the material is language. That
is, unlike e.g. a work of music, in which the music proper (as opposed to
notation, analysis, etc.) is just sound, concept art proper will involve
language. From the philosophy of language, we learn that a concept may as
well be thought of as the intension of a name; this is the relation between
concepts and language.* The notion of a concept is a vestige of the notion of
a platonic form (the thing which e.g. all tables have in common: tableness),
which notion is replaced by the notion of a name objectively, metaphysically
related to its intension (so that all tables now have in common their
objective relation to table). Now the claim that there can be an objective
relation between a name and its intension is wrong, and (the word) concept,
as commonly used now, can be discredited (see my book, Philosophy
Proper). If, however, it is enough for one that there be a subjective relation
between a name and its intension, namely the unhesitant decision as to the
way one wants to use the name, the unhesitant decisions to affirm the names
of some things but not others, then concept is valid language, and concept
art has a philosophically valid basis.
Now what is artistic, aesthetic, about a work which is a body of
concepts? This question can best be answered by telling where concept art
came from; I developed it in an attempt to straighten out certain traditional
activities generally regarded as aesthetic. The first of these is structure art,
music, visual art, etc., in which the important thing is "structure." My
definitive discussion of structure art is in my unpublished essay Structure
Art and Pure Mathematics; here I will just summarize that discussion. Much
structure art is a vestige of the time when e.g. music was believed to be
knowledge, a science, which had important things to say in astronomy etc.
Contemporary structure artists, on the other hand, tend to claim the kind of
cognitive value for their art that conventional contemporary mathematicians
* The extension of the word 'table' is all existing tables; the intension of
'table' is all possible instances of a table.
125
claim for mathematics. Modern examples of structure art are the fugue and
total serial music. These examples illustrate the important division of
structure art into two kinds according to how the structure is appreciated. In
the case of a fugue, one is aware of its structure in listening to it; one
imposes relationships, a categorization (hopefully that intended by the
composer)on the sounds while listening to them, that is, has an (associated)
artistic structure experience. In the case of total serial music, the structure is
such that this cannot be done; one just has to read an analysis of the
music, definition of the relationships. Now there are two things wrong with
structure art. First, its cognitive pretensions are utterly wrong. Secondly, by
trying to be music or whatever (which has nothing to do with knowledge),
and knowledge represented by structure, structure art both fails, is
completely boring, as music, and doesn't begin to explore the aesthetic
possibilities structure can have when freed from trying to be music or
whatever.The first step in straightening out e.g. structure music is to stop
calling it music, and start saying that the sound is used only to carry the
structure and that the real point is the structure--and then you will see how
limited, impoverished, the structure is. Incidentally, anyone who says that
works of structure music do occasionally have musical value just doesn't
know how good real music (the Goli Dance of the Baoule; Cans on Windows
by La Monte Young; the contemporary American hit song Sweets for My
Sweets, by the Drifters) can get. When you make the change, then since
structures are concepts, you have concept art. Incidentally, there is another,
less important kind of art which when straightened out becomes concept art:
art involving play with the concepts of the art such as, in music, the score,
performer-vs. listener, playing a work. The second criticism of structure art
applies, with the necessary changes, to this art.
The second main antecedent of structure art is mathematics. This is the
result of my revolution in mathematics, presented in my 1966 Mathematical
Studies; here I will only summarize. The revolution occured first because for
reasons of taste I wanted to deemphasize discovery in mathematics,
mathematics as discovering theorems and proofs. I wasn't good at such
discovery, and it bored me. The first way I thought of to de-emphasize
discovery came not later than Summer, 1960; it was that since the value of
pure mathematics is now regarded as aesthetic rather than cognitive, why not
try to make up aesthetic theorems, without considering whether they are
true. The second way, which came at about the same time, was to find, as a
philosopher, that the conventional claim that theorems and proofs are
discovered is wrong, for the same reason I have already given that 'concept'
can be discredited. The third way, which came in the fall-winter of 1960,
was to work in unexplored regions of formalist mathematics. The resulting
126
mathematics still had statements, theorems, proofs, but the latter weren't
discovered in the way they traditionally were. Now exploration of the wider
possibilities of mathematics as revolutionized by me tends to lead beyond
what it makes sense to call mathematics; the category of mathematics, a
vestige of Platonism, is an unnatural, bad one. My work in mathematics leads
to the new category of concept art, of which straightened out traditional
mathematics (mathematics as discovery) is an untypical, smal! but
intensively developed part.
I can now return to the question of why concept art is art. Why isn't it an
absolutely new, or at least a non-artistic, non-aesthetic activity? The answer
is that the antecedents of concept art are commonly regarded as artistic,
aesthetic activities; on a deeper level, interesting concepts, concepts
enjoyable in themselves, especially as they occur in mathematics, are
commonly said to have beauty. By calling my activity art, therefore, I am
simply recognizing this common usage, and the origin of the activity in
structure art and mathematics. However: it is confusing to call things as
irrelevant as the emotional enjoyment of (rea!) music, and the intellectual
enjoyment of concepts, the same kind of enjoyment. Since concept art
includes almost everything ever said to be music, at least, which is not music
for the emotions, perhaps it would be better to restrict art to apply to art for
the emotions, and recognize my activity as an independent, new activity,
irrelevant to art (and knowledge).
Concept Art Version of Mathematics System 3/26/61 (6/19/61)
An element is the adjacent area (with the figure in it) so long as the
apparent, perceived, ratio of the length of the vertical line to that of the
horizontal line (the element's associated ratio) does not change.
A selection sequence is a sequence of elements of which the first is the one
having the greatest associated ratio, and each of the others has the associated
ratio next smaller than that of the preceding one. (To decrease the ratio,
come to see the vertical line as shorter, relative to the horizontal line, one
might try measuring the lines with a ruler to convince oneself that the
vertical one is not longer than the other, and then trying to see the lines as
equal in length; constructing similar figures with a variety of real (measured)
ratios and practicing judging these ratios; and so forth.)
[Observe that the order of elements in a selection sequence may not be the
order in which one sees them. ]
127
Implications--Concept Art Version of Colored Sheet Music No.1 3/14/61
(10/11/61)
[This is a mathematical system without general concepts of statement,
implication, axiom, and proof. Instead, you make the object, and stipulate
by ostension that it is an axiom, theorem, or whatever. My thesis is that
since there is no objective relation between name and intension, all
mathematics is this arbitrary. Originally, the successive statements, or sheets,
were to be played on an optical audiorecorder. I
The axiom: a sheet of cheap, thin white typewriter paper
The axiom implies statement 2: soak the axiom in inflammable liquid which
does not leave solid residue when burned; then burn it on horizontal
rectangular white fireproof surface--statement 2 is ashes (on surface)
Statement 2 implies s.3: make black and white photograph of s.2 in white
light (image of ashes' rectangle with respect to white surface (that is, of the
region (of surface, with the ashes on it) with bounding edges parallel to the
edges of the surface and intersecting the four points in the ashes nearest the
four edges of the surface) must exactly cover the film); develop film-- s. 3 is
the negative
\$.2 and s.3 imply s.4: melt s.3 and cool in mold to form plastic doubly
convex lens with small curvature; take color photograph of ashes' rectangle
in yellow light using this lens; develop film-- s. 4 is color negative
\$.2 and s.4 imply s.5: repeat last step with s.4 (instead of 3), using red
light-- s. 5 is second color negative
S.2 and s.5 imply s.6: repeat last step with s.5, using blue light-- s. 6 is third
color negative
\$.2 and s.6 imply s.7: make lens from s.6 mixed with the ashes which have
been being photographed; make black and white photograph, in white fight,
of that part of the white surface where the ashes' rectangle was; develop film
- s.7 is second black and white negative
S.2, s.6, and s.7 imply the theorem: melt, mold, and cool lens used in last
step to form negative, and make lens from s.7; using negative and lens in an
enlarger, make two prints, an enlargement and a reduction--enlargement and
reduction together constitute the theorem.
Concept Art: Innpersegs (May - July 1961)
A "halpoint" iff whatever is at any point in space, in the fading rainbow halo
which appears to surround a small bright light when one looks at it through
glasses fogged by having been breathed on, for as long as the point is in the
halo.
An "init'point" iff a halpoint in the initial vague outer ring of its halo.
An "inn'perseq" iff a sequence of sequences of halpoints such that all the
halpoints are on one (initial) radius of a halo; the members of the first
sequence are initpoints; for each of the other sequences, the first member (a
consequent) is got from the non-first members of the preceding sequence
{the antecedents) by being the inner endpoint of the radial segment in the
vague outer ring when they are on the segment, and the other members (if
any) are initpoints or first members of preceding sequences; all first members
of sequences other than the last [two] appear as non-first members, and
halpoints appear only once as non-first members; and the last sequence has
one member.
Indeterminacy
A ftotaliy determinate innperseq' iff an innperseq: in which one is aware of
(specifies) all halpoints.
An fantecedentally indeterminate innperseq' iff an innperseq in which one is
aware of (specifies) only each consequent and the radial seqment beyond it.
A 'thalpointally indeterminate innperseq' iff an innperseq'in which one is
aware of (specifies) only the radial segment in the vague outer ring, and its
inner endpoint, as it progresses inward.
Innpersegs Diagram
In the diagram, different positions of the vague outer ring at different times
are suggested by different shadings. The radia! segment in the vague outer
ring moves down the page. The figure is by no means an innperseq, but is
supposed to help explain the definition.
129
Successive bands represent the vague outer ring at successive times as it fades in toward the small bright tight.
INNPERSEOQS DIAGRAM ;
Halpoints at
! time): ay a9 a3 aq a5 ag a7 b
4.49 + p
if time: a9 43 aq a5 ag a7 be
a3 — Se
SSS
Se
wa
SSS SS
TSO 3
V3
KS SS
time3: a4 @5agaz7 DC d
24,45 > d
WSS SSS
BWBABWVAAs
WIS SAR SRS SSS ORS SS OSS SS SS
A
Y
a
NY
timeg: ag a7 bede
ag,h ——>e
CR
=e
iy
be
i
PaaS
s760%,
é ue
mone
times: a7bc def
a7,€ oe f
timeg: cdefg
de—>g
SO ESOS Pee Oe
ROSES EE
SQ
SSE REARS ES Initpoint a9 a9 aq ae apa
SERA ic cama Nae "te Sat a
RENEURE SEAEELES
SSR RRA
ALENRAS QCaRBen
WRALECE ACRES
AAEALET RANECAN
TaN
SOR RSS Sei
WARERENTE aN lnnperseq
SOS eo
WR B (43,49, a]
WO aes
WS N AQ (c,a5,a4)
(d,b, ag)
(e, C, a7)
\\ (f, e, d)
x (g)-
small bright light
130
13. Exhibit of a Working Model of a Perception-Dissociator
STATEMENT OF OBJECTIVES
To construct a model of a machine a thousand years before the machine
itself is technologically feasible--to model a technological breakthrough a
thousand years before it occurs
(Analogies: constructing a model of an atomic power plant in ancient
Rome; chess-playing-machine hoaxes of 19th-century Europe as
models of computers; Soviet Cosmos Hall at Expo 67 as model
of anti-gravity machine)
To construct the mode! almost entirely from the visitors coming to see it, so
that each visitor regards the others as the model!
What the hypothetical perception-dissociator will do that is not
possible now:
Physically alter the world (relative to you): sound disappears; sights and
touches are dissociated; other people unconsciously signal you.
Physically, "psychoelectronically" induce conditioned reflexes in your
nervous system. Physically break ddwn your sense of time.
[INVITATION]
Because of your interest in technology and science, you are invited to visit
EXHIBIT OF AWORKING MODEL OFA
PERCEPTION-DISSOCIATOR
Sponsored by (legitimate sponsor) Open continuously from (date)
to {date) At (lunar colony or space station)
"The perception-dissociator is a machine which is the product of a
technology far superior to that of humans. With it, a conscious organism can
drastically transform its psychophysical relation to objects and to other
conscious organisms... The exhibit spotlights the technical interest of the
perception-dissociator, giving the visitor a working model of the machine
which he can use to 'transform' himself." —from the Guidebook
it isn't possible for this exhibit to be open or public, because of the nature of
the model. You have been invited in the belief that you will be a cooperative
visitor. Come alone. Don't discuss the exhibit at all before you see it; and
don't discuss it afterwards except with other ex-visitors. Come prepared to
131
spend several hours without a break. There will be absolutely no risk or
danger to you if you follow instructions.
TO THE DIRECTOR
Exhibit requires two adjacent rooms, on moon or other low-gravity
location, so that humans can easily jump over each other and fall without
being hurt. First room, the anteroom, has "normal" entrance door leading in
from "normal" human world. Is filled with chairs or school desks. At far
corner from normal door is two-step lock, built in anteroom, connecting
rooms. Normai door on hinges leads from anteroom into first step of lock.
Sliding panel door leads into second step; and smooth curtain with slit in
middle leads into the exhibit hali. Another sliding door leads from lock's
first step directly back out to normal human world, bypassing anteroom.
Shelf required in first lock to check watches and shoes.
Exhibit hall large and empty with very high ceiling (Fuller dome? ). I
Room must be strongly lighted, so that objects in front of closed eyes will
cast highly visible shadows on eyelids. Room's inner surfaces must be
sound-absorbing, and moderate noise must be played into room to mask
accidental sounds; thus humans will cease to notice sound. Floor must be of
hard rubber or other material that will not splinter, and will not be too hard
to fall and crawl on.
Exhibit open continuously for days. Invite people who will seriously
try to play along--preferably engineers; and invite many of them, because
is better to have many in exhibit. Sample invitation enclosed. Attendants
working in shifts must be at two posts throughout. Try to keep surprising
features of exhibit secret from those who have not been through it.
Procedure. Visitor arrives and enters anteroom. Entrance attendant
gives him a Guidebook and sends him to sit down and start reading. Then
visitor goes to lock. Lock attendant must try hard to see that no more than
normal
Entrance
Anteroom
Exhibit Hal!
chairs or
chooldesks
:
Exit
@: attendant
132
one visitor is in lock at a time. If lock is empty of visitors, attendant lets
entering visitor into first step, checks his watch and shoes, and sends him
alone into second step and on to exhibit room. When visitor comes out of
exhibit hall for any reason, he must be gotten into first step, and then
attendant sends him out the exit. When a visitor comes out, he just goes out
and doesn't go back in.
133
EXHIBIT OF A WORKING MODEL OF A PERCEPTION—DISSOCIATOR
(CONCEIVED BY HENRY FLYNT)
GUIDEBOOK
READ THIS GUIDEBOOK AS DIRECTED-STRAIGHT THROUGH OR AS
OTHERWISE DIRECTED. DON'T LEAF AROUND.
READ PAGES 2-3 BEFORE YOU GO IN TO SEE THE EXHIBIT.
134
Introduction. The perception-dissociator is a machine which is the
product of a technology far superior to that of humans. With it, a conscious
organism can drastically transform its psychophysical relation to objects and
to other conscious organisms. When the organism has transformed itself,
sound disappears, time is immeasurable; and the relation between seeing and
touching becomes a random one. That is, the organism never knows whether
it will be able to touch or fee! what it sees, and never knows whether it will
be able to see what it touches or what touches it. The world ceases to be a
collection of objects (relative to the physically altered organism). Further,
the machine induces a pattern of communication in the organism's nervous
system, an involuntary pattern of responses to certain events, to help the
organism cope with the invisible tactile phenomena. A dimension is added of
involuntarily relating to other organisms as unconscious signalling devices.
The transformation induced by the machine is permanent unless the
organism subsequently uses the machine to undo it.
The perception-dissociator is not conscious or alive in any human sense.
The components of the machine that the user is aware of are: (1) Optical
phenomena that are seen--"sights." (2) Solid or massive phenomena that are
felt cutaneously--"touches." If the user tries to touch a sight, he may not be
able to feel anything there. If he looks for a component that touches him, he
may not be able to see it.
(Keep reading)
135
In other words, from the beginning the machine has properties that the
entire world comes to have to the transformed organism.
The exhibit spotlights the technical interest of the
perception-dissociator, giving the visitor a working model of the machine
which he can use to "transform" himself. Nothing is said about the purpose
of the perception-dissociator in the society that can make one. The model is
sophisticated enough that it can run independently of the visitor's will, and
can affect him. In fact, the visitor may be hurt if he doesn't follow the
instructions for using the machine.
When you have absorbed the above, go to the entrance and be admitted
to the exhibit. You must check your shoes, and your watch (if you have
one), with the attendant. As you enter, turn this page and begin reading Page
4.
136
DO NOT TALK OR MAKE ANY OTHER UNCALLED-FOR NOISE.
Be prepared for the touch of pulling your feet out from under you
from behind. Don't resist; just fall forward, break your fali with your arms
(and retrieve this Guidebook). The floor is not hard and the gravity is weak,
so the fall should leave you absolutely unhurt.
AVOID ALL TOUCHES (EXCEPT FLOOR AND YOUSELF) UNLESS
DIRECTED OTHERWISE. (You have been directed not to resist having your
feet pulled out from under you.) INEFFECT, IF YOU BUMP INTOASOLID
OBJECT OR STEP ON ONE, DRAW BACK. REMEMBER THAT YOU
AVOID TOUCHES BY YOUR TACTILE SENSES ALONE. Whether your
eyes are open or closed makes no difference. It is not necessary to avoid
sights unless you touch something.
There may be the touch of being pushed forward at your shoulder
blades. Don't resist; just move forward.
As for the sights in this model, it happens that they will be humanoid.
All the human appearances other than you in the exhibit hall are sights from
the machine. This is just the way the model is; don't give it a thought. Sights
may appear or disappear (for example, at the curtain) while you are looking.
I am referring to the components of the model with the names of the
components of the perception-dissociator.
As soon as you understand the above and are prepared to remember
and follow the instructions, go immediately to Page 6.
137
138
You will now begin the first phase of perception- dissociation by the
machine. Throughout this phase, you walk erect.
Instructions for operating the machine and for protecting yourself from
it will be given both in English and in an abbreviated symbolism. It is
important to master the symbolism, because later instructions car.'t be
expressed without it.
uemeans you
S, \$4, Sp, \$3 mean different sights from the machine
t, ty, tg, tg mean different touches from the machine
aAmeans a's eyes are Open or a opens its eyes
av means a's eyes are shut or a shuts its eyes
a=b means a blows on b's hand
aDb means a pushes b, typically from behind
{a holds Guidebook under arm or elsewhere)
albImeans a jumps over b, crossing completely above b (weak gravity
should make this easy)
a'b means a rapidly waves both hands in front of and near b's eyes so that
moving shadows are cast on b's eyes (a "shadows" b)
a means a pulls b's ankles back and up and immediately lets them go, so
that b falls forward (a "tackles" b)
afb means a jumps and falls on b, or a steps on b
a.J means a rapidly moves aside
{} parentheses around the symbol for an action mean the action will
probably happen
A line of action symbols constitutes an instruction. The order of symbols
indicates the order of events. !f one symbol is right above another, the
actions are simultaneous.
YOU MAY ALWAYS TURN BACK TO THESE EXPLANATIONS !F
YOU FORGET THEM.
{Keep reading)
Instructions 1-3 apply WHEN YOUR EYES ARE OPEN.
1. If you see a sight close its eyes, a heavy touch from the machine
may be falling toward you. You must instantly jump aside. s4A S4V ud
uA (th)
YOU MUST FOLLOW THIS AND SUCCEEDING INSTRUCTIONS AS
LONG AS YOU STAY IN THE EXHIBIT. STAY WITH EACH
INSTRUCTION UNTIL YOU HAVE IT THOROUGHLY IN MEMORY;
AND CHECK OUT THE SYMBOLIC VERSION SO YOU LEARN TO
READ THE SYMBOLS.
2. tf a sight in front of you jumps over you, a touch may be about to
tackle you. You must instantly jump to one side.
uA Sia] ul
(t>
3. If a sight waves its hands in front of your open eyes, a touch may
be about to shove from behind. Jump to one side.
as (120) ut
IF THERE ARE ANY SIGHTS, TRY STANDING AROUND AND
FOLLOWING THESE INSTRUCTIONS FOR A SHORT WHILE.
4. if you close your eyes, you must keep them closed until a touch
tackles you, a touch shoves you, or you can't keep your mind on the exhibit
(which you should also consider to be an effect of the machine). Then you
immediately open your eyes.
cls {A horizontal line between
ag Clu eK laa symbols means "or."
With it, instr. can be combined.
y inattentive
THE NEXT THREE INSTRUCTIONS TELL YOU WHAT TO DO
WHEN YOUR EYES ARE CLOSED. LEARN THEM WELL.
5. !f you feel a breath blowing on one of your hands, a touch may be
falling on you. You must instantly jump to the side away from the breath.
UV (efi) u (Tern page and convinue)
6. If your closed eyes are shadowed, a touch may be about to tackle
you. You must instantly jump aside.
Saco :
Uv + ul
(¢ a>)
7. If you sense a massive touch going above your head, another touch
may be about to shove you from behind. Jump aside.
orm
C, fui
Ae ee u-4
UY (€,4u)
8. If you have any time left over from following other instructions,
close your eyes and go around with your hands in front of you, shoving
touches whenever you fee! them.
uy ud
NOW TRY INSTR. 8, REMEMBERING AND FOLLOWING THE
OTHER INSTRUCTIONS ABOUT CLOSED EYES (INSTR. 4-7). WHEN
YOU HAVE TO OPEN YOUR EYES AGAIN, AS PER INSTR. 4, CHECK
ANYTHING YOU FORGOT: AND THEN GO TO THE SUCCEEDING
INSTRUCTIONS. NOW-CLOSE YOUR EYES.
THE NEXT THREE INSTRUCTIONS APPLY WHEN YOUR EYES
ARE OPEN.
9. If you see a sight falling toward or about to step on another sight
whose eyes are open, run until you face the sight on the ground and close
your eyes. BEFORE YOU FOLLOW THIS INSTRUCTION YOU MUST
HAVE MASTERED THE PRECEEDING INSTRUCTIONS ABOUT
CLOSED EYES.
/
/
f
uy S24 (si /Sz) UY
(Keep going)
141
10. If you see a sight about to tackle another whose eyes are open, run
until you face the sight about to be tackled and jump over both sights. If the
sight about to be tackled has closed eyes, you must immediately shadow
them.
S2/ (s, \e>) u SS
S2V (s.(S) uP Sz
11. If you see a sight about to push another with open eyes from
behind, you must shadow the sight about to be pushed. But if the sight
about to be pushed has closed eyes, you must immediately jump over both
sights.
UA
A s,a (\$12) U oe S2
S2V¥0 (6,252) u [s, S21
You must now put ali the instructions into practice until you have
learned them thoroughly by doing as they say. In other words, carry out
Instr. 8, and the other instructions as they apply.
If you can't practice the instructions because you still have not seen a
sight or felt a touch, skip directly to Page 18.
Learning the instructions in practice should take a good while. When
you have mastered them, the first phase is over. Turn to Page 10 and begin
the second phase.
142
You are now in the second phase of transforming yourself with the
perception-dissociator. Throughout this phase, you must stoop or crouch
somewhat. That is, you must keep yourself below the height of your neck
when you stand straight-- except when you jump over a sight. The symbol is
uz u rad means that you crouch and close your eyes. Now crouch.
The numbered instructions for this phase are so similar to those in the
preceeding phase that they will be given in symbols only. Changes are noted
parenthetically. You may turn back if you forget symbols.
4. SA SV 4] 2. oa Tal. ud
uZA (E(u) 2 4% (ec)
t=Hu 'Chan @e. component Blows on you)
Z, us A (t,Ju) ul \ cee of shadowing you.
Jee.
4. u2dv CIty yn
uv mabtentive
Seo Uu
3 t.=4 yl 6 2 V u
5. ou 4" (Cy fu 4S (¢ &)
7, uy py. "AE a 4° Be
(€271u)
The big change comes next.
(Keep going)
143
9 u3r SA (Sie) uv and abo
uar S2V (s,/S2) Us S2
4
That is, if you see a sight falling or stepping on another sight with closed
eyes, you must immediately blow on the sight on the ground. This is an
addition.
40.
* S.Vv (S: >) u eax Oz
44 >
a, S24 (2.152) us Se
3.
* sv (\$48) ule
(Change: you blow on Sz)
So far there have been only three changes in the instructions. Memorize
them. Then go on to Instr. 12, which is new, and carry it out along with the
other eleven instructions.
AS SOON AS YOU HAVE PUT ANY CHANGED INSTRUCTION (3,
9, OR 11) INTO PRACTICE, THE SECOND PHASE IS OVER. TURN TO
PAGE 12 AND THE THIRD PHASE.
If you can't practice the instructions because all the components have
vanished, skip to Page 18.
12. Adding to Instruction 8, if you have time left over from following
other instructions, you may also keep your eyes open and jump over, blow
on, or shadow sights.
u fs]
usa 4Uros
ux9
Throughout the third phase, you must squat or move on your hands
and knees. That is, you must always keep yourself below the height of your
waist when you stand straight--unless you are able to jump over a sight from
your low position. The symbol is ut. Now get down.
Instr. 1-7 from the last phase apply here without change. They are thus
stated in the most abbreviated form.
Sv 7
" Ct) TE ae
Uu 4" S rol ul . I ul uy A
(clip : us 4 inattentive
t,= u C,=u
(t;u) (t, fa)
Seo W ut =f
ee)
Jot 'u
(tga u)
The biggest change comes next.
8. If you have any time left over, close your eyes and go around with
your hands in front of you. If you encounter touches standing higher than
you, tackle them. If you encounter touches as near the ground as you, shove
them. You must be sensitive and judge heights with eyes closed.
phy LoD
2 Cao UIT
C> MEANS ** (FE STANDS HIGH RELATIVE TO You
tc MEANS jFE IGNEAR GROUND RELATIVE TO You
9 No change.
Ga S2N (5,2) uv
- -\$2V (S12) uz %
10. The previous Instr. 10 applies if sy is near the ground, that is, it
applies unless sz is too high for you to jump or shadow it.
SAS (s, 3) ulS,5;]
rag Cs are
(Keep going)
145
44. uta S2a ( S, 1s.) U= S2
The second half of the previous Instr. 11 is dropped.
Except for the instruction to tackle touches, the changes are simply
limitations to make the instructions feasible for u > They should be easy
to remember.
You will next go on to Instr. 12, and carry it out along with the other
instructions. As soon as you encounter an actual! situation where you cannot
act because u+., the third phase will be over. AT THAT POINT YOU
MUST TURN TO PAGE 14 AND THE FOURTH PHASE.
If you can't carry out the instructions because all the components have
vanished, the third phase is over. Turn to Page 14 and the fourth phase.
12. Adding to Instr. 8, if you have time left over, you may also keep
your eyes open and blow on sights. You may also shadow or jump over
sights unless they are too high.
You are in the tourth phase of perception-dissociation. Throughout this
phase, you must crawl on your stomach (keep below knee height). The
symbol is u +.. Now get on the floor.
You can no longer be tackled, nor can you jump. Thus, the numbered
instructions are greatly limited, and they will be restated fully.
THE FIRST TWO INSTRUCTIONS APPLY WHEN YOUR EYES ARE
OPEN.
1. If you see a sight close its eyes, a touch may be falling or stepping
on you, and you must immediately scramble aside.
SA SV mal
ugar (Tia)
THE NEXT THREE INSTRUCTIONS TELL YOU WHAT TO DO
WHEN YOUR EYES ARE CLOSED.
3. When to reopen your eyes.
j Cou
udu ene UA
4+ u mMattentlive
4. if your closed eyes are shadowed, a touch may be falling or
stepping on you. Scramble aside.
e. 4 Aa 'a' Al sf
UZ V (tru)
6. PM
7 Av. E> ui b>
4 cs ute
TRY INSTR. 6, REMEMBERING AND FOLLOWING INSTR. 3-5.
WHEN YOU HAVE TO REOPEN YOUR EYES AS PER INSTR. 3, CHECK
ON ANYTHING YOU FORGOT. THEN GO TO PAGE 15. NOW--CLOSE
YOUR EYES.
The rest of the instructions apply when your eyes are open.
ya —224 (6152) uv'
4 \$2VvE (1/2) Ur Sz
\f \$9's eyes are closed, you must shadow them unless they are too high.
& y AA Sag (S13s2) us S,
You blow on \$9'S hand unless it is too high.
9. Adding to Instr. 6, if you have time left over from following
instructions, you may also shadow or blow on sights if they aren't too high.
U a A sc Uso S
u =S
You must now put these nine instructions into practice unti] you have
learned them thoroughly in practice; and even continue after that until you
have difficulty keeping your mind on the exhibit.
IF YOU CAN'T PRACTICE THE INSTRUCTIONS BECAUSE ALL
THE COMPONENTS HAVE VANISHED, SKIP TO PAGE 18.
Otherwise, stay with this phase until you have difficulty keeping your
mind on it. Then turn to Page 16 and the final phase of
perception-dissociation.
You are now in the final phase of transforming yourself with the
perception-dissociator. When you finish transforming yourself, you will have
lost track of time, and will have ceased to notice sound. You will be dealing
with sights and touches as unrelated phenomena; and you will be responding
by reflex action to unconscious signals from "other people."
For this last phase, you will turn to Page 5. You will go through the
symbols there in any order you like as if they were one long instruction,
carrying out that instruction. You are to "use" each symbol once. There
have been enough precedents in the interpretation of the symbols that you
should now be able to interpret any combination of them. Continue to
follow the previous numbered instructions as they apply, depending on
whether you are 1, 3/4, 1/2, or 1/4. (But forget the instructions for time left
over; you won't have any extra time.) REMEMBER THE INSTRUCTIONS
ABOUT WHEN TO REOPEN YOUR EYES IF YOU CLOSE THEM.
When you are through, you will be transformed. NOW TURN TO
PAGE 5 AND BEGIN.
149
If you have found these words and are reading them in desperation
because you are completely confused; or because you have lost interest in
the exhibit; or because you have finished; then you are transformed.
If you want to use the model to simulate the reversal of your
transformation before you leave the exhibit, do the following. Spend 50
seconds erect, with open eyes, walking up to sights and pushing
them--assuming that you will find touches where you see sights. Count the
seconds "one-thousand-and-one," "one-thousand-and-two," etc.
Then you will close your eyes. If you are blown on or pushed before
250 seconds have passed, you will open your eyes and--assuming that you
will find a sight where you were touched--you wil! shadow it. Otherwise you
will open your eyes when the 250 seconds have passed. Now close your eyes
and do as instructed.
It is now suggested that you leave the exhibit. Go out through the
curtain.
150
Stay in the exhibit and follow every instruction that is relevant, unti!
you become thirsty.
if you begin to encounter components, return to the page you were on
before you turned to this one.
lf you still don't encounter components, the mode! must be broken.
Leave the exhibit by the same passage through which you entered.
151
2/22/1963
Henry Flynt and Tony Conrad demonstrate against the Metropolitan Museum of Art,
February 22, 1963
(foto by Jack Smith}
152
14. Mock Risk Games
Suppose you stand in front of a swinging door with a nail sticking out of it
pointing at your face; and suppose you are prepared to jump back if the
door suddenly opens in your face. You are deliberately taking a risk on the
assumption that you can protect yourself. Let us call such a situation a "risk
game." Then a mock risk game is a risk game such that the misfortune which
you risk is contrary to the course of nature, a freak misfortune; and thus
your preparation to evade it is correspondingly superficial.
If the direction of gravity reverses and you fall on the ceiling, that is a
freak misfortune. If you don't want to risk this misfortune, then you will
anchor yourself to the floor in some way. But if you stand free so that you
can fall, and yet try to prepare so that if you do fall, you will fall in such a
way that you won't be hurt, then that is a mock risk game. if technicians
could actually effect or simulate gravity reversal in the room, then the risk
game would be a real one. But I am not concerned with real risk games. I am
interested in dealing with gravity reversal in an everyday environment, where
everything tells you it can't possibly happen. Your 'preparation' for the fall
is thus superficial, because you still have the involuntary conviction that it
can't possibly happen.
Mock risk games constitute a new area of human behavior, because they
aren't something people have done before, you don't know what they will be
like until you try them, and it took a very special effort to devise them.
They have a tremendous advantage over other activities of comparable
significance, because they can be produced in the privacy of your own room
without special equipment. Let us explore this new psychological effect; and
let us not ask what use it has until we are more familiar with it.
Instructions for a variety of mock risk games follow. (I have played
each game many times in developing it, to ensure that the experience of
playing it will be compelling.) For each game, there is a physical action to be
performed in a physical setting. Then there is a list of freak misfortunes
which you risk by performing the action, and which you must be prepared
to evade. The point is not to hallucinate the misfortunes, or even to fear
them, but rather to be prepared to evade them. First you work with each
misfortune separately. For example, you walk across a room, prepared to
react self-protectingly if you are suddenly upside down, resting on the top of
153
your head on the floor. In preparing for this risk, you should clear the path
of objects that might hurt you if you fell on them; you should wear clothes
suitable for falling; and you should try standing on your head, taking your
hands off the floor and falling, to get a feeling for how to fail without
getting hurt. After you have mastered the preparation for each misfortune
separately, you perform the action prepared to evade the first misfortune
and the second (but not both at once). You must prepare to determine
instantly which of the two misfortunes befalls you, and to react
appropriately. After you have mastered pairs of misfortunes, you go on to
triples of misfortunes, and so forth.
The principal games are for a large room with no animals or distracting
sounds present.
A. Walk across the lighted room from one corner to the diagonally
opposite one, breathing normally, with your eyes open.
1. You are suddenly upside down, resting on the top of your head on the
floor. You must get down without breaking your neck.
2. Although the floor looks unbroken and solid, beyond a certain point
nothing is there. !f you step onto that area, you will take a fatal fall. Thus, as
you walk, you must not shift your weight to your forward foot until you are
sure it will hold. Put the ball of the forward foot down before the heel.
3. Something happens to the cohesive forces in your neck so that if your
head tips in any direction, it will come right off your body, killing you
immediately. Otherwise everything remains normal. Thus, as you walk, you
must "balance" your head on your neck. When you reach the other side of
the room, your neck will be restored to normal. (Prepare beforehand by
walking with a book balanced on your head.)
4. Invisible conical weights fall around you with their points down, each
whistling as it falls. You must evade them by ear in order not to be stabbed.
Walk softly and fast.
5. The room is suddenly filled with water. You have to contro! your lungs
and swim to the top. Wear clothes suitable for swimming.
A. Play game A while on a long walk on an uncrowded street. The floor
is replaced by the sidewalk. The fifth misfortune becomes for space suddenly
to be filled with water to a height of fifteen feet above the street.
B. Lie on your back on a pallet in the dimly lit room, hands at your
sides, with a pillow on your face so that it is slightly difficult to breathe, for
thirty seconds at a time.
1. The pillow suddenly hardens and becomes hundreds of pounds heavier. !t
remains suspended on your face for a split second and then "falls," bears
down with full weight. You must jerk your head out from under it in that
split second.
154
2. The pillow adheres to your skin with a force greater than your skin's
cohesion, and begins to rise. You must rise with it in such a way that your
skin is not torn.
C. Lie on your back on the pallet in the dimly lit room.
1. Gravity suddenly disappears completely, so that nothing is held down by
it; and the ceiling becomes red-hot. You must avoid drifting up against the
ceiling.
2. The surface you are lying on becomes a vast lighted open plane. From the
distance, giant steel spheres come rolling in your direction. You must evade
them.
3. Your body is split in half just above the waist by an indefinitely long,
rather high, foot-thick wall. Your legs and lower torso are on one side, and
your upper torso, arms, and head are on the other side. Matter normally
exchanged between the two halves of your body continues to be exchanged
through the. wall by telekinesis. It is as if you are a foot longer above the
waist. In order to reunite your body, you must first roll over and get up,
bent way forward. There are depressions in the wall on the same side as your
feet. You have to climb the wall, putting your feet in the depressions and
balancing yourself. You will be reunited when you reach the top and your
waist passes above the wall.
D. Sit in a plain, small, straight chair, on the edge of the seat, hands
hanging at the sides of the seat, feet together in front of the chair, in the
lighted room, for about thirty seconds at a time.
1. The chair is suddenly out from under you and sitting on you with Its legs
straddling your lap and legs. You have to get your weight over your feet so
you won't take a hard fall.
2. The direction of gravity reverses and the chair remains anchored to the
floor. You have to grab the seat and hold on in order not to fall on the
ceiling.
3. You are suddenly in a contra-terrene universe, in which the atmosphere is
unbreathable and prolonged contact with either the atmosphere or the
ground will disintegrate you. The seat and back of the chair become a
penetrable hyperspatial sheet between the alien universe and your own. As
soon as you feel the alien atmosphere, you must jerk your feet off the
ground and deliberately sink or p!unge through the seat and back of the chair
in the best way that you can. You will end up on the floor under the chair in
your universe.
4. You are suddenly in dark empty space in a three-dimensional lattice of
gleaming wires. Segments of the lattice alternately burst into flame and cool
off. You adhere to the chair as if it were part of you. With your hands
holding onto the seat, you can move yourself and the chair forward by
155
from blundering into a radiation beam, you have to communicate
pre-verbally to the other mind by every means from vocal cries to
pantomine, and get your-body/his-mind out of range of the radiation. When
the body is out, you will both be restored to normal. (The first thing to
anticipate is the basic shift in viewpoint by which you will be looking at
your own body from the other's position. There is no point in tensing your
muscles in preparatiton for the misfortune, because if it occurs, you will be
working with a strange set of muscles anyway. The next thing to prepare to
do is to spot the radiation beams; and then to yell, gesture, or
whatever--anything to get the "other" to avoid the radiation. Note finally
that neither player prepares for the possibility that he will be surrounded by
radiation. Each player prepares for the same role in an asymmetrical pas de
deux.)
Asymmetry: The two of you play a given duo game, but each prepares
to evade a different misfortune.
AB. Stay awake with eyes closed for an agreed upon time between one
and fifteen minutes. Use a timer with an alarm.
1. Each suddenly has the other's entire present consciousness in addition to
his own, from perceptions to memories, ideologies, ambitions, and
everything else--threatening both with psychological shock.
The couple must take up positions such that their sensory perceptions
are as nearly identical as possible. Beforehand, each must discuss with the
other the aspects of the other's attitude to the world which each must fears
having impused on his consciousness. During the game, each must think
about these aspects and try to prepare for them.
2. Each suddenly relives the other's most intense past feelings of depression
and suicidal impulses. In other words, if five years ago the other attempted
suicide because he failed out of college, you suddenly have the consciousness
that "you" have just failed out of college, are totally worthless, and should
destroy yourself. Presumably the other has since learned to live with his past
disasters, but you do not have the defenses he has built up. You are
overwhelmed with a despair which the other felt in the past, and which is
incongruous with the rest of your consciousness. In summary, both of you
risk shock and suicidal impulses. Beforehand, of course, each must tell the
other of his worst past suicidal or depressed episode; and discuss anything
else that may minimize the risk of shock.
158
Intrusions in Duo Games
As before, distractions and modulations can be openly studied by
consent of the players. As for bogies, it is possible in duo games for one
player to create a bogy without warning, in effect acting as a saboteur. As
soon as a game is sabotaged, though, confidence is lost, and each player just
watches out for the other's bogies. Here are some sample intrusions.
DISTRACTION BOGY MODULATION
shout in other's each
face take
2, talk and Jaugh stamp hard 2a
get out of step Ly different
}
ALB cough gasp
talk and laugh silently pass palm back I
& forth in front of
other's face
15. The Dream Reality
A. Memo on the Dream Project
Original aim: To recreate the effect of e.g. Pran Nath's singing--transcendent
inner escape--in direct life rather than art. I needed material which could
function as an alien civilization (since the source of Pran Nath's expression is
an alien civilization relative to me); yet which was encultured in me and not
an affectation or pretense. I decided to use dreams as the material, assuming
that my dreams would take me to alien worlds. But mostly they did not.
Mostly my dreams consist of long periods of tawdry, familiar life interrupted
occasionally by senseless, unmotivated anomalies. In contrast, my original
aim required alluring, psychically gratifying material.
The emphasis shifted to redefining reality so that dreams were on the same
level as waking life; so that they were apprehended as what they seem to be:
literal reality {and not memory, precognition, or symbolism). The project
was still arcane, but in a drastically different way. I was getting into an
alternate reality which was extremely bizarre but not psychically gratifying.
It was boringly frightful and sometimes obscene. I became concerned with
analytical study of the natural order of the dream world, a para-scientific
investigation. As I grappled with the rational arguments against treating
dreams as literal reality, the project became a difficult analytical exercise in
the philosophy of science. The original sensuous-esthetic purpose was lost.
Now I would like to return to the original aim, but how to do it? Obtain
other people's dreams--see if they are more suitable? Work only with my
very rare dreams which do take me to alien worlds? Try to alter the content
of my raw dreams? Attempt to affect content of dreams by experiment in
which many people sleep in same room and try to communicate in their
sleep? The most uncertain approach to a solution: set up a transformation
on my banal dreams, so that to the first-order activity of raw dreaming is
added a second-order activity. The transformation procedure to somehow
combine conscious ideational direction--coding of the banal dreams--with
alteration of my experience, my esthesia, my lived experience.
160
B. Dreams and Reality--An Experimental Essay
Excerpts from my dream diary which are referred-to in the essay that
follows.
12/11/1973
I notice a state between waking and dreaming: a waking dream. I have
been asleep; I wake up; I close my eyes to sleep again. While not yet asleep, I
experience isolated objects before me as in a dream, but with no
background, only a dark void. !n this case, there are two pocket combs, both
with teeth broken. In the waking world, I threw away one of my two pocket
combs because I broke it; the other comb is still in good condition.
12/30/1973
I am chased by the police for one block west on West Market Street in
Greensboro. I reach the intersection with Eugene Street, and in the north
direction there is a steep hill rather than the street. The surface of the hill is
bare ground and grass. I run up the hill, sensing that if ! can get over the hill
I will find Friendly Road and the general neighborhood of my mother's
houses on the other side. The police start shooting. If I can get a few yards
farther on the top of the hill I will be past the line of fire. I take a headlong
dive and awaken in the middle of the dive to find myself diving forward on
my mattress in the front room of my apartment. The action is carried on
continuously through waking up and through the associated change of
setting.
1/12/1974
Just before ! go to sleep for the night, I am lying in bed drowsy. I think
of being, and suddenly am, at the south edge of the Courant Institute plaza,
which is several feet above the sidewalk. The edge of the plaza and the drop
are all I see. It is night; and there is only a void where the peripheral
environment should be. (Comment: It is of great theoretical importance that
while most of the internal reality cues were present in this experience, some,
like the peripheral environment, were not. In my dream experiences, all
reality cues are present.) The drop expands to twenty or thirty feet, and I
start to fall off. Fright jolts me completely awake. I have had something like
a waking nightmare and have awakened from being awake. I thought of the
scene, was suddenly in it (except for peripheral reality cues), lost control and
became endangered by it, and then snapped back to my bedroom.
1/1-/1974
One or two nights after 1/12/74 I was lying in bed just before going to
161
sleep. I could see women standing on a sidewalk. The scene was real, but I
was not in it; I was a disembodied spectator. Also, the peripheral
environment was absent. The reality was between that of a waking
visualization and that of the Courant Institute incident of 1/12/74.
Comment: The differences between this experience and a _ waking
visualization are that the latter is less vivid than seeing and is accompanied
by waking reality cues such as cues of bodily location.
1/16/1974
1. I am in an apartment vaguely like the first place in which I lived, at
1025 Madison Avenue in Greensboro. I am a spy. I am teen-aged and short;
and I am in the apartment with several enemy men, who are middle-aged and
adult-sized. My code sheets look like the sheets of Yiddish I have been
copying out in waking life. Eventually the men discover me in the front
room with the code sheets on a fold-up desk. They chase me out the front
door and onto the west side of the lawn, and shoot me with a needle gun. At
that moment my consciousness jumps from my body and becomes that of a
disembodied spectator watching from an eastward location, as if I were
watching a film.
2. I am living in a dormitory in a rural setting with other males. At one
point I walking barefoot in weeds outside the dormitory, and Supt. Toro
tells me I am walking in poison ivy. My feet begin to show the rash, but I
recognize that I am in a dream and think that the rash will not carry over to
the waking state. I then begin to will away the rash in the dream, and I
succeed,
1/20/1974
For some reason the dream associates Simone Forti with flute-like
music. It is shortly before midnight. In the dream I believe that Simone lives
in a loft on the east side of Wooster Street. The blocks in SOHO are very
small. If I walk through the streets and whistle, she will hear me. I start to
whistle but can only whistle a single high note. I half awaken but continue
whistling, or trying to; the dream action continues into waking. But I cannot
change pitch or whistle clearly because my mouth is taped. As I realize this, I
awaken fully.
Comments: I tape my mouth at night so I will sleep with my mouth closed. I
experimented at trying to whistle with the tape on while fully awake. The
breath just hisses against the tape. The pitch of the hiss can be varied.
2/1/1974
1. I try to assist a man in counterfeiting ten dollar bills by taking half
of a ten, scotch taping it to half of a one, and then coloring over the one
until it looks like the other half of the ten. The method fails because I bring
old crumpled tens rather than new tens, and the one doilar bills are new.
Comments: There are no natural anomalies in this dream at ali. What is
anomalous is that this counterfeiting method seems perfectly sensible, and I
only begin to question it when we try to fit the crumpled half-bill to the
crisp half-bill. Why am I so foolish in this dream? I retain my identity as
Henry Flynt, and yet my outlook, my sense of what is rational, is so
different that it is that of a different person. More generally, the person I am
in my dreams is much more limited in certain ways that I am in waking life.
My waking preoccupations are totally absent from my dreams. Instead there
is bland material about my early life which could apply to any child or
teen-ager. Thus, I must warn readers who know me only from this diary not
to try to make the image of me here fit my waking life.
2/3/1974
3. I have had several dreams that I am taking the last courses of my
student career. (In waking life I have completed all course work.) I am
usually failing them. Tonight I dream that I have gone all semester without
studying (in a course in English? ). Now I am in the final exam and sinking. I
will have to repeat these courses. Subsequently, I am sitting in a school
office (of a professor or psychologist? ), giving him a long list (of words, a
foreign vocabulary? ). {I mention this episode because I remember that while
I retained my nominal identity as Henry Flynt, I had the mind of a different
person. I experienced another person's existence instead of mine. Professor
Nell also appeared somewhere in this dream; as he has in several school
dreams I have had recently.
2/3/1974 (This is the date I recorded, but it seems that it would have to be
later.)
} get up in the morning and decide to have a self-indulgent breakfast
because of the unpleasantness of working on my income tax the day before.
So I put two slices of pizza in the oven, and also eat two bakery sweets,
possibly éclairs. Then I think that a Mexican TV dinner would have been
better all around, but it is too late; I have to eat what I am already preparing.
Subsequently, I go with John Alten to a Shoreham Cafeteria at Houston and
Mercer Streets. The cafeteria chain is a good one, but this cafeteria is dark
and extremely dingy upstairs where the serving line is. John coinplains that
there is no ventilation and that he is suffocating, and he stalks out.
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Comment: When I awoke, my first thought was that the pizza in the oven
would be burning. {I assumed that I had arisen, put the pizza in the oven,
and gone back to sleep.) But then I realized that the breakfast was a dream. I
got up and prepared the Mexican dinner which I had decided was best in the
dream, but I also ate one éclair.
7/8/1974
I am caught out in a theft of money, and I feel that the rest of my life
will be ruined. Comments: The quality of the episode depended on my
strong belief in the reality of the social future and in my ability to form
accurate expectations about it. When I awakened, the whole misadventure
vanished.
End of excerpts from my dream diary. /
".. It is correct to say that the objective world is a synthesis of private views
or perceptions... But ... inasmuch as it is the common objective world that
renders ... general knowledge possible, it will be this world that the scientist
will identify with the world of reality. Henceforth the private views, though
just as real, will be treated as its perspectives. ... the common objective
world, whether such a thing exists or is a mere convenient fiction, is
indispensable to science ... ."
A. d'Abro, The Evolution of Scientific Thought (New York, Dover, 1950),
pp. 176-7
A. We wish to postulate that dreams are exactly what they seem to be
while we are dreaming, namely, literal reality. Naively, we want to get closer
to literal empiricism than natural science is. But science has worked out a
very comfortable world-view on the assumption that both dreams and
semi-conscious quasi-dreams are mere subjective phenomena of individual
consciousness. If we wish to carry through the postulate that dreams are
literal reality, then we will have to adopt a cognitive model quite different
from that of natural science. It is of crucial importance that we are not
interested in superstition. We do not wish to adopt a cognitive model which
would simply be defeated in competition with science. We wish to be at least
as rationa!, as empirical, and as cognitively parsimonious as science is. We
want our cognitive model to be compelling, and not to be a plaything which
is easily taken up and easily discarded.
The question is whether there can be a rational empiricism which
differs from science in placing dreamed episodes on the same level as waking
164
episodes, but which stops short of the "nihilistic empiricism' of my
philosophical essay entitled "The Flaws Underlying Beliefs." (In effect, the
latter essay rejects other minds, causality, persistent objective entities, past
time, the possibility of objective categories and significant language, and so
forth, ending up with ungraded immediate experience.)
As an example of our problem, the waking scientific outlook assumes
that a typewriter continues to exist even when we turn our backs on it
(persistence of objective entities). In many of our dreams we make the same
sort of assumption. In other words, in some of our dreams the natural order
is not noticeably different from that of the waking world; and in many
dreams our conscious world-view has much in common with waking
common sense or scientific pragmatism. On 2/3/1974 I had a dream in which
a typewriter was featured. I certainly assumed that the typewriter continued
to exist when my back was turned to it. On 7/8/1974 I dreamed that ! was
caught out in a theft of money, and I felt my life would be ruined because of
it. I certainly assumed the reality of the social future, and my ability to form
accurate expectations about it. These examples illustrate that we are not
nihilistic empiricists in our dreams. The question is whether acceptance of
the pragmatic outlook which we have in dreams is consistent with not
regarding the dream-world as a subjective phenomenon of individual
consciousness. Can we accept dreams as "literal reality"; or must we reject
the very concept of "reality" on order to defend the placing of the dream
world on the same level as the waking world?
In summary, the question is whether we can place dreams on the same
fevel as the waking world while stopping short of nihilistic empiricism. A
further difficulty in accomplishing this aim is that neurological science might
succeed in gaining complete experimental control of dreams. Scientists might
become able to produce dreams at will and to monitor them. The whole
phenomenon of dreaming would then tend to be totally assimilated to the
outlook of scientists. Their decision to treat dreams as subjective phenomena
of individual consciousness would be greatly supported by these
developments. Would we have to go all the way to nihilistic empiricism in
order to have a basis for rejecting the neurologists' accomplishments?
Still another difficulty is presented for us by semi-conscious
quasi-dreams such as the ones described in my diary. Semi-conscious
quasi-dreams exhibit some reality cues, but lack other important internal
reality cues. Science handles these experiences easily, by dismissing them
along with dreams as subjective phenomena of individual consciousness.
Suppose we accept that the semi-conscious quasi-dreams are illusory reality.
But tf they can be illusory reality, how can we exclude the possibility that
dreams might be aiso? !f, on the other hand, we accept the quasi-dreams as
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literal reality, what about the missing reality cues? Can we justify different
treatment for dreams and quasi-dreams by saying that all reality cues have to
be present before an experience is accepted as non-illusory? If we propose
to do so, the question then becomes whether we should accept the weight
which common sense places on reality cues.
Why do we wish to stop short of nihilistic empiricism? Because we do
wish to assert that dreams can be remembered; that they can be described in
permanent records; that they can be compared and studied rationally. We do
wa..t to cite the past as evidence; we do want to distinguish between actual
dream experience and waking fabrications, waking lies about what we have
dreamed; and we do want to describe what we experience in intersubjective
language. "
As easy way out which would offend nobody would be to treat dreams
as simulations of alternate universes. But this approach is a cowardly evasion
for several reasons. It excludes the phenomenon of the semi-conscious
quasi-dream, which poses the problem of internal reality cues in the sharpest
way. Further, we cannot give up the notion that our project is nearer to
literal empiricism than natural science is. We cannot accept the notion that
we must dismiss some of our experiences as mere illusions, but not all of
them. We do not see dreams as simulations of anything. Some of the most
interesting observations I have made about connections between adjacent
dreamed and waking episodes in my own experience are noticeable only
because I take both dreamed and waking experience literally.
B. Before we continue our attempt to resolve our methodological
problem, we will provide more detail on topics which we have mentioned in
passing. We begin with the purported empiricism of natural science. The
philosopher Hume postulated that experience was the only raw material of
reality or cognition. However, he did not content himself with ungraded
experience. He insisted on draping the experiential raw material on an
intellectual framework in such a way that experience was used to simulate
the inherited conception of. reality, a conception which we will call
Aristotelian realism. Similarly for the purported empiricism of natural
science. In fact, the working scientist learns to think of the framework or
model as primary, and of experiences and verification procedures as ancillary
to it. The quotation by d'Abro which heads this essay concedes as much.
What we are investigating is whether experiences can be draped on a
different intellectual framework in which dreamed and waking life come out
as equally real. Some examples of alternate verification conventions follow.
1. Accept intersubjective confirmation of my experience of the dream world
which occurs within the dream as confirmation of the reality of the dream
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world.
2. Accept intersubjective confirmation of the past of the dream world which
occurs in the dream itself as confirmation of the reality of the dreamed past.
3. Recognize that there is no infallible way to tell whether other people are
lying about their dreamed expefience or their waking experience.
4. Develop sophisticated interrogation techniques as a limited test of
whether people are telling the truth about their dreams.
5. Accept that a certain category of anomalies occurs in dreams only when
several people have reported experiences in that category.
The principal characteristic of the approach which these conventions
represent is that each dream is treated as a separate world. There is no
attempt to arrive at an account, for a given "objective" time period, which is
consistent with more than one dream or with both dreamed and waking
periods. Thus, many parallel worlds could be confirmed as real. As our
discussion proceeds, we will move away from this approach, probably out of
a sense that it is pointless to maintain a strong notion of reality and yet to
forego the notion of the consistency of all portions of reality.
C. Something that I have learned from a study of my dream records is
that while dreams are not chaotic, while they can be compared and
classified, it is not possibie to apply the method of natural science to them in
the sense of discerning a consistent, impersonal natural order in the dream
world. It is not that the natural order is different in dreams from what it is in
the waking world; it is that the dream worlds are incommensurate with the
discernment of a natural order in the scientific sense. Here are some specific
observations which relate to this whole question.
1. Some dreams are not noticeably anomalous. The laws of science are not
violated in them. This observation is important in giving us a normal base for
our investigation. Dreams are not all crazy and chaotic.
2. In some dreams, it is impossible to abstract an impersonal natural order
from personal experiences and anecdotes. There are no impersonal events.
There is no nature whose order can be defined impersonally. The dreams are
full of personal magic which cannot be generalized to a characteristic of an
impersonal natural order.
3. As a special case of (2), in some dreams, we jump back in time and move
discontinuously in time and space. Chronological personal magic.
4. In dreams, the distinction between myself and other people is blurred in
many different ways. Also, ! sometimes become a_ disembodied
consciousness.
5. As a generalization of (4), sometimes it becomes impossible to distinguish
objects from our sensing and perceiving function. The mediating sensory
function becomes obtrusively anomalous. Stable object gestalts cannot be
167
identified.
6. Sometimes we experience the logically impossible in dreams. My father
was both dead and buried, and alive and walking around, in one dream.
7. The possibility of identifying causal relationships is sometimes lacking in
dreams. /t is not just that actions have unexpected effects. It is that events
are strung together like beads on a string. There is no sense of willful acting
on the world or manipulation of the world which can be objectified as a
causal relation between impersonal! events.
The possibility arises of using dreams as philosophical experiments in
worlds in which one or more of the preconditions for application of the
scientific method is absent. (But in the one case in which Alten and I tried
this, we reached opposite conclusions. Alten said that dreams in which one
can jump around in time proved that the irreversibility of time is the basis
for distinguishing between time and space; I said that the dreams proved that
time and space can be distinguished even when the irreversibility of time is
lacking.)
Observation (2) above can lead us to an insight about the waking world.
Perhaps science insists on the elimination of personal anecdotes from the
natural order which it recognizes because the scientist wants results which
can be transferred from one life to another and which will give one person
power over another. At any rate, science excludes anecdotal anomalies which
cannot be made somehow into "objective" events. As an example, I may be
walking down the street and suddenly find myself on the other side of the
street with no awareness of any act of crossing the street.
What dreams provide us with is worlds in which anecdotal anomalies
cannot be relegated to limbo as they are in waking science. They are so
prominent in dreams that we can become accustomed to identifying them
there. We may then learn to recognize analogous anomalies in the waking
world, where we had overlooked them before because of our scientific
indoctrination.
Of course, we run the risk that superstitious people will misuse our
theory to justify their folly. But the difference between our theory and
superstition is clear. When the superstitious person says that he
communicates with spirits, he either lies outright; or alse he misinterprets his
experiences--embedding them in an extraneous pre-scientific belief system,
or treating them as controversions of scientific propositions. We, on the
other hand, maintain more literally than science does that the only raw
material of cognition is experience. We differ from science in draping
experiences on a different organizational framework. The "reality" we arrive
at is incommensurate with science; it does not falsify any scientific
proposition. As for science and superstition, we headed this essay with the
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quotation by d'Abro to emphasize that the scientist himself is superstitious:
he is determined to believe in the common objective world, even though it is
a fiction, because it is necessa~y to science. The superstitious person wants
you to believe that his communication with spirits is intersubjectively
consequential. Thus our theory, which tends toward the attitude that
nothing is intersubjectively consequential, offers him even less comfort than
science does.
D. We next turn to semi-conscious quasi-dreams. Referring to my
experience on the morning of 1/12/1974, I describe the experience by saying
that I was on the Courant Institute plaza. But I cannot conclude that I was
on the Courant Institute plaza. The reason is that important internal reality
cues are missing in the experience. For one thing, the peripheral environment
is missing; in its place is a void. Referring to my experience on 1/1-/1974,
still other cues are missing. I am awake, and the scene is unstable and
momentary. The slightest attention shift will cause the scene to vanish.
When we recognize that we have disallowed falling asleep, awaking, and
anomalous phenomena in dreams as evidence of unreality, a careful analysis
yields only two types of reality cues.
1. Presence of the peripheral environment.
2. "Single consciousness." This cue is missing when we see a
three-dimensional scene and move about in it, and yet have a background
awareness that we are awake in bed; and lose the scene through a mere shift
of attention. Its absence is even more marked if the scene is a momentary
one between two waking periods.
Let us recall our earlier discussion of the empiricism of science. Science
does not content itself with ungraded experience. it drapes experience on an
intellectual framework in such a way as to simulate Aristotelian realism. It
feeds experience into a maze of verification procedures in order to confirm a
model which is not explicit in ungraded experience. It short, science grades
experience as to its reality on the basis of standards which are
"intellectually" supplied. Internal reality cues are thus characteristics of
experience which are given special weight by the grading procedure. The
immediate problem for us is that ordinary descriptive language implicitly
recognizes these reality cues; one would never say without qualification that
one was on the Courant Institute plaza if the peripheral environment was
missing and if one was also aware of being awake in bed at the time. (In
contrast, it is fair to use ordinary descriptive language with respect to
dreamed episodes when our consciousness is singulary, that is, when
everything seems real and unqualified.) -
For purposes of further comparison !«may mention an experience I
have had on rare occasions while lying on my back in bed fully awake. It is
169
as if colored spheres whosé centers are located a few feet or yards in front of
my chest expand until they press against me, one after the other. I use the
phrase "as if' because reality cues are missing in this experience, and thus I
cannot use the language of stable object gestalts without qualification in
describing it. The colors are not vivid as real colors are. They are like
visualized colors. The spheres pass through each other, and through me--with
only a moderate sensation of pressure. I can turn the experience off by
getting out of bed. The point, again, is that it is inherent in ordinary
language not to use unqualified object descriptions in these circumstances.
Yet the only language I have for such sensory configurations is the language
of stable object gestalts-this is particularly obvious in the example of the
Courant Institute plaza. (Is "ringing in the ears' in the same class of
phenomena? }
An insight that is crucial in elucidating this problem is that when I
describe episodes, the descriptions implicitly convey not only sensations but
beliefs, as when I speak of a typewriter in a dream on the assumption that it
persisted while I was not looking at it. The peculiar quality of a quasi-dream
comes about not only because it is an anomaly in my sensations but because
it is an anomaly in the scientific-pragmatic cognitive model which underlies
ordinary language. If I discard this cognitive model and then report the
event, it will not be the same event: the beliefs implicit in ordinary language
helped give the event its quality. As a further example, now that I have
recognized experiences such as that of 1/12/1974, I am willing to entertain
the possibility that they are the basis for claims by superstitious persons to
have projected astrally. But to use the phrase "astral projection" is to embed
the experiences in a_ pre-scientific belief system extraneous to the
experiences themselves. !f we learn to report such experiences by using
idioms like "ringing in the ears" and blocking any comparison with notions
of objective reality or intersubjective import, we will have flattened out
experience and will have moved in the direction of ungraded experience and
nihilistic empiricism.
E. We next take up connections between adjacent dreamed and waking
periods. As a preliminary, we reject conventional notions that dreams are
fabricated from memories of waking reality; or that dreams are precognitions
of waking reality; or that dreams are mental phenomena which symbolize
waking reality. We reject these notions because they conflict with the placing
of the dream world on the same level as the waking world.
Connections between dream and waking periods are important in this
study because we may wish to create such connections deliberately, and even
to attribute causal significance to them. Initially, we define the concept of
dream control: it is to conduct one's waking life so that it is supportive of
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one's dreamed life in some sense. We also define controlled dreaming: it is to
manipulate a person "from outside" before sleep {or during sleep) so as to
influence the content of that person's dreams. (An example would be to give
somebody a psychoactive sleeping pill.)
A careful analysis of connections between dream and waking periods
yields the following classification of such connections.
1. I walk around the kitchen in a dream, then awaken and walk around the
kitchen. Voluntary continued action.
2. Given a_ project with causally separate components, voluntarily
assembled, I can carry out the project entirely while awake, entirely in
dreams, or partly while awake and partly in dreams.
3. I walk around the kitchen while awake, then sleep. I may then walk
around the kitchen in a dream. Also, I draw a glass of water while awake. I
may have the glass of water to use in the dream. We could postulate that
such connections are not mere coincidences, if they occur. However, we
certainly cannot produce such connections at will. We call these connections
echoes of waking actions in dreams. Note the case in which I taped my
mouth shut before sleeping, and could not whistle in the subsequent dream.
4. We next have connections from dreamed to waking periods which can be
postulated to have causal significance. First, misfortune or danger in dreams
is regularly followed by immediate awaking. Secondly, I! have had
experiences in which a headlong dive or an attempt to whistle continued
from dream to waking, right through waking up. These experiences are
causally continuous actions. However, I cannot bring them about at will.
5. We can manipulate a person "from outside" before sleep (or during sleep)
so as to influence the content of that person's dreams. The dream is not an
echo of the waking action; the causal relationship is manipulative. Examples
are to give someone a psychoactive sleeping drug or to create a special
environment for sleep. The case in which I taped my mouth shut before
sleeping was a remarkable borderline case between an echo and a
manipulation.
in conclusion, dream control is any of the connections described in
(1)-(4). Controlled dreaming is (5). We have analyzed these concepts
meticulously because we want to exclude all attempts at magic, all
superstition from the project of placing dreamed and waking life on the same
level. There must be no rain dancing, no false causality, in this project.
F. Until now, we have analyzed our experience episode by episode. We
could make this approach into a principle by assuming that each episode is a
separate and complete world, which has its reality confirmed internally. In
particular, the notion of objective location in space and time would be
maintained if it appeared in a dream and was intersubjectively confirmed in
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the dream, but the notion would be purely internal to each episode. The
objection to these assumptions, as we mentioned at the end of (B), is that
they propose to maintain the notion of objective location, and yet they
forego the notion of the consistency of all portions of reality. if we adopt
these assumptions and then compare all the reports of our dreamed and
waking periods, we may find that we have experienced different events
attributed to the same location--and indeed, that is exactly what we do
experience.
One of the main discoveries of this essay has been that dreamed and
waking periods are more symmetrical than our scientific-pragmatic
indoctrination would have us suppose. The reality of the dream world is
intersubjectively confirmed--within the dream. Anecdotal anomalies can be
found in waking periods as well as in dreams. Entities which resemble
common object gestalts but which lack some of the reality cues of object
gestalts can be encountered whicle we are fully awake. Now we can
recognize a further symmetry between dreamed and waking life. A dreamed
misfortune is usually "lost" when we awaken, and its disappearance is taken
as evidence of the unreality of the dream (the nightmare). But we can also
"lose" a waking misfortune by going to sleep and dreaming. Further, just as
a waking misfortune can persist from one waking period to another, a
dreamed misfortune can persist from one dream to another (recurrent
nightmares). Thus, we conclude that in regard to the consistency of episodes
with each other, there is no basis for preferring any one episode, dreamed or
waking, as the standard by which the reality of other episodes will be judged.
Of course, rather than maintaining the reality of each episode as a separate
world, we can block all attributions of events to objective locations. This
approach would alter the quality of the events and bring us closer to
nihilistic empiricism.
A further problem arises if we take the dream reports of other people as
reports of reality. Suppose I am awake in my apartment at 3 AM on
2/6/1974, but that someone dreams at that time that I am out of my
apartment. Multiple existences which I do not even experience are now being
attributed to me. (My own episodes also pose a problem of whether
"multiple existences" are being attributed to me, but that problem concerns
events I experience myself.) What we should recognize is that the problem of
"multiple existences" is not as unique to our investigation as may at first
appear. Natural science has an analogous problem in disposing of the notion
of other minds. The notion of the existence of many minds, none of which
can experience any other, is difficult to assimilate to the cognitive model of
science. On the other hand, to deny the existence of any mind, as
behaviorists do, is to repudiate the scientist's observations of his own mental
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life. And if the scientist's observations of his own mental life are repudiated,
then there is no good reason not to repudiate the scientist's observations of
his budily sensations and of external phenomena also; that is, to repudiate
the very possibility of scientific observation. Further, when behaviorists try
to convince people that they have no awareness, whom (or what) are they
trying to convince? And what is the behaviorist explanation of the origin of
the fiction of consciousness? Who benefits from perpetuating this fiction,
and how does he benefit?
We must emphasize that the above critique is not applicable to every
philosophical outlook. It applies specifically to science-- because the scientist
wants to have the benefits of two incompatible conceptual frameworks.
Some of the common sense about other minds is necessary in the operational
preliminaries to formal science; and the scientist's role as observer is
indispensable to formal science. Yet the conceptual framework of science is
essentially physicalistic, and can allow only for external objects. What this
difficulty reveals is that the cognitive model of science has stabilized and
prevailed even though it has blatent discrepancies in its foundations. The
foremost discrepancy, of course, is that the scientist is willing to have his
enterprise rest on a fiction, that of the common objective world. Thus, the
example of science suggests an additional way of dealing with the problems
which arise for our theory: we can allow discrepancies to persist unresolved.
There is an interesting observation to be made about one's own dreams
in connection with multiple existences. I have found that the person I am in
my dreams is significantly different from the waking identity I take for
granted, as in my dream of 2/1/1974. As for the problem of other people's
dreams, one way of handling them would be simply to reject the existence of
other people's dream worlds and of their consciousnesses, and to limit one's
consideration to one's own dreams. But perhaps the most productive way to
handle the problem would be to construe it as one involving language in the
way that the problems concerning quasi-dreams did. Our descriptive language
is a language of stable object gestalts, of scientific-pragmatic reality. If we
accept reports of other people's dreams in language which blocks any
implications concerning objective reality, then our perceptual interpretations
will be different and the quality of the events will be fundamentally
different. The experience-world will be flatter. But maybe this is a
revolutionary advance. Maybe reports of our appearances in other people's
dreams, in language which blocks any implications about reality, are what we
should strive for. And if ve cease to be stable object gestalts for others,
maybe our stable object gestalts will not even appear in their dreams.
Note on how to remember dreams
The trick in remembering a dream is to fix in your mind one incident or
theme in the dream immediately upon awaking from it. You will then be
able to remember the whole dream well enough to write a description of it
the next day, and you will probably find that for weeks afterwards you can
add to the description and correct it.
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SOCIAL PHILOSOPHY
ey
16. On Social Recognition
The most important tasks which the individual can undertake arise not
from personal considerations but from the general conditions of society. The
standards of accomplishment for these tasks are implicit in the tasks, and are
objective in the sense that they can be applied without reference to public
opinion. For example, given that humans express themselves in statements
which are supposedly true or false, there arises a fundamental philosophical
"problem of knowledge." Then, the fact that societies are organized in
different ways at different times and places poses fundamental problems of
"political" thought and action. Sometimes the most important task posed by
the conditions of society is to invent a whole new activity. The origination
of experimental science in Europe in the seventeenth century is an example.
For lack of a better term, these tasks will be referred to as 'fundamental!
tasks."
The fact that a fundamental task is posed by the general conditions of
society does not mean that public opinion will be aware of the task, or that
the ruling class will commission someone to undertake it. It may well be that
the first person to perceive the problem is the person who solves it; and
public opinion may not catch up with him for decades or centuries.
The person who devotes himself to a fundamental task is, more often
than not, persecuted or ignored by society. Society puts up an immense
resistance to solutions of fundamenta! problems, even when, as in the cases
of Galois and Mendel, those solutions are politically innocuous. There is no
evidence that this state of affairs is limited to some particular organization of
society. Further, there are cases in which an objectively valid result is
known, and yet apparently society can never adopt the result institutionally.
Art is objectively inferior to brend, as I have shown, and yet all indications
are that art will always be a major institution. The persecution of individuals
who undertake fundamental tasks is an instance of a general human social
irrationality which runs throughout history, from human sacrifice in ancient
times to present-day war between communist countries. The conclusion is
that for an individual to commit himself to a fundamental task tends to
preclude social approval for his activities.
Quite apart from the fundamental tasks which are posed by general
social conditions, the ruling class needs a continual supply of new talent at
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al! levels of society. At the lower levels, this supply is assured by the
necessity of selling one's labor power in order to eat. At the higher levels of
accomplishment, the ruling class assures itself of a continual supply of new
talent by offering publicity or fame--social recognition--as a reward for
accomplishing the tasks specified by the ruling class. Famous men such as
Einstein are held up to children as examples of the proper relationship
between the talented individual and society; and an internationa! institution,
the Nobel Prize, exists to implement this system of supplying talent.
According to the doctrine, the individual has a duty to benefit society, to
choose a task posed by the ruling class as his occupation. (His publicly
known occupation is supposed to correspond to his real goals.) If he
performs successfully, he will receive publicity as an indication that he is
indeed benefiting society.
Our analysis of fame is the opposite of that of Ben Vautier. Vautier
asserts that the desire for personal publicity is an instinctive drive of human
beings, and that the accumulation of publicity is a genuinely selfish act like
the accumulation of food. In fact, Vautier goes so far as to make no
distinction between what Gypsy Rose Lee and Lenin, for example, did to
gain fame; and he assumes that a pacifist, for example, would welcome
military honors equally as much as he would a peace award. We assert, on
the contrary, that the desire for publicity is not instinctive; it is inculcated in
the young so that the ruling class may have a continual supply of new talent
to serve its purposes. The desire for publicity, far more than the desire for
money, is establishment-serving more than self-serving. (We suggest that the
principal reason why Vautier seeks publicity is not instinct, but economics.
Vautier has no inherited source of income, and has never been trained for a
profession. For him, the alternative to the art/publicity racket would be
common labor. !f he had the opportunity for a life of leisure, he might feel
differently about publicity.)
The issues which are raised here are extremely important for the person
who perceives a fundamental task, because his sanity may depend on
whether he understands the rationality of his motives for undertaking the
task. He will already have been inculcated with the establishment's concepts
of service and recognition, concepts which are epitomized in the image of
Einstein's career. What we suggest is that it is vital to disabuse oneself of
these concepts. To repeat, fundamental tasks are posed by the general
conditions of society. Yet the individual who undertakes such a task will
probably be persecuted or ignored. Given these circumstances, the doctrine
that the individual has a duty to benefit society is a hypocritical fraud, an
obscenity. For the individual to commit himself to a fundamental task tends
to preclude social recognition for his activities; or, to reverse the remark,
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social recognition is not a reward to accomplishment of a fundamental task
(just as military honors are not a reward to pacifism). Thus, it is not rational
for the individual to undertake a fundamental task in order to gain fame.
The motive for undertaking a fundamental task should be genuine
selfishness. (We will continue our argument that the striving for fame is not
genuinely selfish below.) The individual who perceives a fundamental task
should undertake it for his private gratification. The task is of primary
importance to society. By accomplishing it, the individual gains the privilege
of knowing something which is socially important, but which society cannot
deal with honestly. The individual should undertake the task in order to
utilize his real abilities, to develop his potentiality for its own sake. The
undertaking of a significant task which utilizes one's real abilities is the true
source of happiness. To perceive a fundamental task and not to undertake it
is to be stunted: one loses one's self-respect and becomes progressively
demoralized. (Another rational motive for undertaking a fundamental task is
to transform the social environment by methods which do not depend on
society's approval or comprehension.)
We do not mean to suggest that the individual who undertakes a
fundamental task should conceal his results. Even though such tasks may
seem individualistic, they require cooperative, social activity for their
accomplishment. A proposed solution to a fundamental problem can hardly
develop without being scrutinized from a variety of perspectives. It is
essential to have qualified critics, and it is unfortunate that they are so rare.
Solutions to fundamental problems are social consumption goods (their
consumption is not exclusionary), so that critics or collaborators have as
much opportunity to benefit from them as their originators do. As an
example, most of my writings are really collaborations with Tony Conrad. I
often find that I do not understand my own position until I know how it
appears to him. When communication of results is essentially a form of
collaboration, it is very different from the attempt to gain publicity or fame.
It is precisely in the context of the generalized social irrationality which
runs throughout history that the attempt to gain fame must be seen as
foolishly un-selfish. What difference can it possibly make whether the masses
venerate one's name a hundred years after one's death? The adulation of the
masses after one is dead is of no conceivable value to oneself. It is society
which indoctrinates one to worry about one's reputation after one is dead, in
order to condition one to serve the interests of the ruling class.
Then, what does it mean to the individual who solves a fundamental
problem to have his name publicized in the mass media, to be a celebrity
among people who cannot possibly understand what he has done? Even
more important, we must recognize that publicity carries a definte risk for
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the individual committed to a fundamental task. The solution of such a
problem must usually be expressed in categories which are incommensurate
and incompatible with the categories of thought which are common coin at
the time. In order for the solution of a fundamental! problem to be exposed
in the mass media, it has to be translated into media categories and this
usually results in irreparable distortion. In fact, the solution is distorted in
precisely such a manner that it begins to serve the interests of the ruling
class. One encounters an immense pressure which tends to harness one to
goals which have nothing to do with objective value. More precisely, when an
individual who has solved a fundamental problem is publicized in the mass
media, a process of mutual subversion takes place as between the
establishment/media and the individual. In the process, the establishment is
likely to come out far ahead.
There are two other reasons why it is actually advantageous to the
individual who undertakes a fundamental! task to avoid publicity. Since one's
activity is likely to be treated as a threat by society, one can minimize the
energy required to defend it, and can carry the activity further, if one
receives no publicity. Then, there will unavoidably be false starts made in
developing the solution to a fundamental problem. If one is not operating in
the glare of publicity, it is far easier to abandon these false starts.
It used to be that when I saw publicity being given to an inferior way of
doing a thing, and I knew a better way, then I reacted with a sense of duty. I
had to appoint myself as a missionary, to enter the public arena and start a
campaign to replace the inferior approach with the better approach. But this
sense of duty must now be called into question. Is it really in my interest to.
thrust myself on the media as a missionary? The truth is that in the context
of generalized social irrationality, it is un-selfish and self-sacrificing to believe
that I must either agree with current fads or else contest them publicly. The
genuinely selfish attitude is *hat it is sufficient for me to know what the
superior approach is. I can ignore the false issues which fill the mass media; I
do not have to participate in public opinion at all. The genuinely selfish
attitude is that "it does not concern me." Genuine selfishness is living one's
life on a level which does not communicate with the level of the mass media
and public opinion.
If we recognize that it is irrational to undertake a fundamental task in
order to benefit society and gain social approval, then our very choice of
fundamental tasks shouid be affected. The most visible fundamental tasks
are those which the establishment is to some extent aware of, and which if
accomplished would immediately be rewarded with social approval. (In the
natural sciences, there literally may be a race to solve a well-known problem).
But if our motives are genuinely self-serving, and have to do with the
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development of our potentiality for its own sake, then there is no reason to
limit ourselves to widely understood problems. We can undertake to discover
timeless results--permanent answers to questions which will be important
indefinitely--without concerning ourselves with whether society can adopt
the results institutionally. We can pose problems of which neither the
establishment, the media, nor public opinion are aware. We can undertake
tasks which draw on our unique abilities, so that our personal contribution is
indispensable.
There is a difficulty which we have postponed mentioning. The
individual is always compelled to engage in some socially approved activity
in order to obtain the means of subsistence. We cannot assume that the
individual will have an inherited source of income. In order to pursue a
fundamental task, he will have to pursue a legitimate occupation at the same
time. It may be extremely difficult to lead such a double life, because to do
so requires precisely the self-assurance. that comes from accomplishing the
fundamenta! task. Leading a double life is not a game for the person who is
unsure about his real abilities or his vocation. If the individual is capable of
leading a double life, our suggestion is to obtain the means of subsistence by
the most efficient swindle available. Do not hesitate to practice outward
conformity in order to exploit the establishment for your own purposes.
There remains the case of the individual who, like Galois, is not
prepared to lead a double life. His problem is one of destitution. However,
he is different from an ordinary pauper. By assumption, he is more talented
than the members of the establishment; he does not belong to the
establishment because he is overqualified for it. Given that he is more
talented than members of the establishment, and that his survival is
threatened, a collateral fundamental task emerges, the task of immediately
transmuting his talent into power to handle the establishment on his own
terms. To perceive this task is a major resuit of this essay. The task cannot be
defined accurately without a perfect understanding of the difference
between fundamental tasks and the serve-society-and-get-famous fraud. We
contend that Galois should have regarded the task of immediately
transmuting his talent into power over the establishment as an inseparable
collateral problem to his mathematical researches. From a common sense
point of view, this collateral task will seem utterly impossible. However, we
are talking about individuals whose vocation is to do the seemingly
impossible. Thus, we conclude by leaving this unsolved fundamental problem
for the reader to ponder.
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17. Creep
When Helen Lefkowitz said I was "such a creep" at Interlochen in
1956, her remark epitomized the feeling that females have always had about
me. My attempts to understand why females rejected me and to decide what
to do about it resulted in years of confusion. In 1961-1962, I tried to
develop a theory of the creep problem. This theory took involuntary
celibacy as the defining characteristic of the creep. Every society has its
image of the ideal young adult, even though the symbols of growing up
change from generation to generation. The creep is an involuntary celibate
because he fails to develop the surface traits of adulthood--poise and
sophistication; and because he is shy, unassertive, and lacks self-confidence
in the presence of others. The creep is awkward and has an unstylish
appearance. He seems sexless and childish. He is regarded by the ideal adults
with condescending scorn, amusement, or pity.
Because he seems weak and inferior in the company of others, and
cannot maintain his self-respect, the creep is pressed into isolation. There,
the creep doesn't have the pressure of other people's presence to make him
feel inferior, to make him feel that he must be like them in order not te be
inferior. The creep can develop the morale required to differ. The creep also
tends to expand his fantasy life, so that it takes the place of the
interpersonal life from which he has been excluded. The important
consequence is that the creep is led to discover a number of positive
personality values which cannot be achieved by the mature, married adult.
During the period when I developed the creep theory, I was spending almost
all of my time alone in my room, thinking and writing. This fact should
make the positive creep values more understandable.
1. Because of his isolation, the creep has a qualitatively higher sense of
identity. He has a sense of the boundaries of his personality, and a control of
what goes on within those boundaries. In contrast, the mature adult, who
spends all his time with his marriage partner or in groups of people, is a mere
channel into which thoughts flow from outside; he lives in a state of
conformist anonymity.
2. The creep is emotionally autonomous, independent, or
self-contained. He develops an elaborate world of feelings which remain
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within himself, or which are directed toward inanimate objects. The creep
may cooperate with other people in work situations, but he does not develop
emotional attachments to other people.
3. Although the creep's intellectual abilities develop with education,
the creep lives in a sexually neutral world and a child's world throughout his
life. He is thus able to play like a child. He retains the child's capacity for
make-believe. He retains the child's lyrical creativity in regard to
self-originated, self-justifying activities.
4. There is enormous room in the creep's life for the development of
every aspect of the inner world or the inner life. The creep can devote
himself to thought, fantasy, imagination, imaging, variegated mental states,
dreams, internal emotions and feelings towards inanimate objects. The creep
develops his inner world on his own power. His inner life originates with
himself, and is controlled and intellectually consequential. The creep has no
use for meditations whose content is supplied by religious traditions. Nor has
he any use for those drug experiences which adolescents undertake to prove
how grown-up they are, and whose content is supplied by fashion. The
creep's development of his inner life is the summation of all the positive
creep values.
After describing these values, the creep theory returned to the problem
of the creep's involuntary celibacy. For physical reasons, the creep remains a
captive audience for the opposite sex, but his attempts to gain acceptance by
the opposite sex always end in failure. On the other hand, the creep may
well find the positive creep values so desirable that he will want to intensify
them. The solution is for the creep to seek a medical procedure which will
sexually neutralize him. He can then attain the full creep values, without the
disability of an unresolved physical desire.
Actually, the existence of the positive creep values proves that the
creep is an authentic non-human who happens to be trapped in human social
biology. The positive creep values imply a specification of a whole
non-human: social biology which would be appropriate to those values.
Finally, the creep theory mentioned that creeps often make good grades in
school, and can thus do clerical work or other work useful to humans. This
fact would be the basis for human acceptance of the creep.
In the years after I presented the creep theory, a number of
inadequacies became apparent in it. The principal one was that I managed to
cast off the surface traits of the creep, but that when I did my problem
became even more intractable. An entirely different analysis of the problem
was required.
My problem actually has to do with the enormous discrepancy between
the ways I can relate to males and the ways I can relate to females. The
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essence of the problem has to do with the social values of females, which are
completely different from my own. The principal occupation of my life has
been certain self-originated activities which are embodied in "writings." Now
most males have the same social values that I find in all females. But there
have always been a few males with exceptional values; and my activities have
developed through exchanges of ideas with these males. These exchanges
have come about spontaneously and naturally. In contrast, I have never had
such an exchange of ideas with females, for the following reasons. Females
have nothing to say that applies to my activities. They cannot understand
that such activities are possible. Or they are a part of the "masses" who
oppose and have tried to discourage my activities.
The great divergence between myself and females comes in the area
where each individual is responsible for what he or she is; the area in which
one must choose oneself and the principles with which one will be identified.
This area is certainly not a matter of intelligence or academic degrees.
Further, the fact that society has denied many opportunities to females at
one time or another is not involved here. (My occupation has no formal
prerequisites, no institutional barriers to entry. One enters it by defining
oneself as being in it. Yet no female has chosen to enter it. Or consider such
figures as Galileo and Galois. By the standards of their contemporaries, these
individuals were engaged in utterly ridiculous, antisocial pursuits. Society
does not give anybody the "opportunity" to engage in such pursuits. Society
tries to prevent everybody from being a Galileo or Galois. To be a Galileo is
really a matter of choosing sides, of choosing to take a certain stand.)
Let me be specific about my own experiences. When I distributed the
prospectus for The Journal of Indeterminate Mathematical Investigations to
graduate students at the Courant Institute in the fall of 1967, the most
negative reactions came from the females. The mere fact that I wanted to
invent a mathematics outside of academic mathematics was in and of itself
offensive and revolting to them. Since the academic status of these females
was considerably higher than my own, the disagreement could only be
considered one of values.
The field of art provides an even better example, because there are
many females in this field. In the summer of 1969 I attended a meeting of
the women's group of the Art Workers Coalition in New York. Many of the
women there had seen my Down With Art pamphlet. Ail the females who
have seen this pamphlet have reacted negatively, and it is quite clear what
their attitude is. They believe that they are courageously defending modern
art against a philistine. They consider me to be a crank who needs a "modern
museum art appreciation course." The more they are pressed, the more
proudiy do they defend "Great Art." Now the objective validity of my
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opposition to art is absolutely beyond question. To defend modern art is
precisely what a hopeless mediocrity would consider courageous. Again, it is
clear that the opposition between myself and females is in the area where
one must choose one's values.
I have found that what I really have to do to make a favorable
impression on females is to conceal or suspend my activities--the most
important part of my life; and to adopt a facade of conformity. Thus, I
perceive females as persons who cannot function in my occupation. I
perceive them as being like an employment agency, like an institution to
which you have to present a conformist facade. Females can he counted on to
represent the most "social, human" point of view, a point of view which, as I
have explained, is distant from my own. {In March 1970, at the Institute for
Advanced Study, the mathematician Dennis Johnson said to me that he
would murder his own mother, and murder all his friends, if by doing so he
could get the aliens to take him to another star and show him a higher
civilization. My own position is the same as Johnson's.)
It follows that my perception of sex is totally different from that of
others. The depictions of sex in the mass media are completely at variance
with my own experience. I object to pornography in particular because it is
like deceptive advertising for sex; it creates the impression that the physical
aspect of sex can be separated from human personalities and social
interaction. Actually, if most people can separate sex from personality, it is
because they are so average that their values are the same as everybody else's.
In my case, although I am a captive audience for females for physical
reasons, the disparity between my values and theirs overrides the physical
attraction I feel for them. It is hard enough to present a facade of
conformity in order to deal with an employment agency, but the thought of
having to maintain such a facade in a more intimate relationship is
completely demoralizing.
What conclusions can be drawn by comparing the creep theory with my
later experience? First, some individuals who are unquestionably creeps as
far as the surface traits are concerned simply may not be led to the deeper
values I described. They may not have the talent to get anything positive out
of their involuntary situation; or their aspirations may be so conformist that
they do not see their involuntary situation as a positive opportunity. Many
creeps are female, but all the evidence indicates that they have the same
values I have attributed to other females--values which are hard to reconcile
with the deeper creep values.
As for the positive creep values, I may have had them even before I
began to care about whether females accepted me. For me, these values may
have been the cause, not the effect, of surface creepiness. They are closely
185
related to the values that underlie my activities. It is not necessary to appear
strangely dressed, childish, unassertive, awkward, and lacking in confidence
in order to achieve the positive creep values. (1 probably emphasized surface
creep traits during my youth in order to dissociate myself from conformist
opinion at a time when I hadn't yet had the chance to make a full
substantive critique of it.) Even sex, in and of itself, might not be
incompatible with the creep inner life; what makes it incompatible is the
female personality and female social values, which in real life cannot be
separated from sex and are the predominant aspect of it.
Having cast off the surface traits of the creep, I can now see that
whether I make a favorable impression on females really depends on whether
I conceal my occupation. Celibacy is an effect of my occupation; it does not
have the role of a primary cause that the creep theory attributed to it.
However, it does have consequences of its own. In the context of the entire
situation I have described, it constitutes an absolute dividing line between
myself and humanity. It does seem to be closely related to the deeper creep
values, especially the one of living in a child's world.
As for the sexual neutralization advocated in the creep theory, to find a
procedure which actually achieves the stated objective without having all
sorts of unacceptable side effects would be an enormous undertaking. It is
not feasible as a minor operation developed for a single person. Further, as
the human species comes to have vast technological capabilities, many
special interest groups will want to tinker with human social biology, each in
a different way, for political reasons. I am no longer interested in petty
tinkering with human biology. As I make it clear in other writings, I am in
favor of building entities which are actially superior to humans, and which
avoid the whole fabric of human biosocial defects, not just one or two of
them.
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2/22/1963
Henry Flynt and Jack Smith demonstrate against Lincoln Center, February 22, 1963
(photo by Tony Conrad)
18. The Three Levels of Politics
Political activity and its results can occur on three levels. The first level
is the personal one. An individual may vote to re-elect a local politician
because of patronage he has received, for example. On this level the
individual's motivation is narrow, immediate self-interest. Often the action
has a defensive character; the individual is trying to hold on to something he
already possesses.
The second level may be called the historical level. It is exemplified by
the Civil War in the United States. Certain political movements result in
largescale, irreversible social change. The Civil War set in motion the
industrialization of the United States, as well as abolishing slavery. In 1860,
slavery was viewed by large numbers of Americans as a legitimate institution.
One hundred years later, even American conservatives did not often defend
it. To re-establish a plantation economy in the South today would be out of
the question. These observations prove that on the second level, society
really does change. On this level, political action does make a difference.
However, there is a further aspect to the Civil War which indicates that
politics does not make the difference people think it makes. According to
the ideology of the abolitionists, the accomplishment of the Civil War would
be to raise the slaves to a position of equality with whites. In fact, nothing of
the sort happened. The real accomplishment of the Civil War was to
transform the United States into an industria! capitalist society (and to
abolish an institution which was incompatible with the capitalists' need for a
free labor market). By the time the Northern businessmen brought
Reconstruction to an end, it was clear that the position of blacks in
American society was where it had always been: at the bottom. The Civil
War changed American society, but is did not make the society any more
utopian. On the contrary, it brought into prominence still another violent
social conflict--the conflict between labor and capital.
The third level of politics has to do with the utopian aspect of modern
political ideologies, the aspect which calls not only for society to change, but
to change for the better. Typical third-level political goals are the abolition
of war, the abolition of the oligarchic structure of society, and the abolition
of economic institutions which value human lives in terms of money. in all
of human history, society has never changed on this third level.
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The successful Communist revolutionists of the twentieth century (in
the underdeveloped countries) have repeatedly claimed to have accomplished
third-level change in their societies. However, these claims of third-level
change have always turned out to be illusions which cover a recapitulation of
capitalist development. Communist revolutions are typical examples of real
second-level change which is accomplished under the cover of claims of
third-level change, claims which are pure and simple frauds.
By -introducing the concept of levels of politics, we can resolve the
apparent paradox that society certainly changes, but that it really does not
change. It is important to understand that empirical evidence on the
question of the levels of politics can only be drawn from the past, the
present, and the immediate future (five to ten years). Recent technological
developments have brought into question the very existence of the human
species. In addition, technology is developing much faster than society is. It
is meaningless to discuss the issue of second versus third-level social change
with reference to the more distant future, because there may not be any
human society in the more distant future.
This essay is concerned with the politics of the third level. The first and
second levels are certainly rea! enough, but we are not the least interested in
them. As we have just said, we make the restriction that any empirical
analysis of the third level must refer to the past, the present, or the
immediate future. Our purpose is to present a substitute for the politics of
the third level.
There are a number of present-day political tendencies which hold out
the promise of third-level social change. These tendencies are all descended
from the leftist working-class movements of nineteenth century Europe,
most of them by way of the early Soviet regime. The promises of third-level
change held out by these tendencies are nothing but cheap illusions. What is
more, a careful examination of leftist ideologies in relation to the historical
record will show that the promises of third-level change are extremely vague
and without substance. Beneath the surface of vague promises, leftist
ideologies do not even favor third-level change; they are opposed to it.
One example will serve to demonstrate this contention. In my capacity
as a professional economist, I have become familiar with the official
economic policies--the doctrines of the professional economists--of the
various socialist governments and leftist movements throughout the world. It
should be mentioned that most of the followers of leftism are not familiar
with these technical economic policies; they are aware only of vague,
meaningless promises of future bliss coming from leftist political
speechmakers. When we turn to technical economic realities, we find that
virtually every leftist tendency in the world today accepts economic
189
principles which in the parlance of the layman are referred to as
"capitalism." The most important principle is stated by Ernest Mandel: "the
economy continues to be fundamentally a money economy, with the
satisfaction of the bulk of people's needs depending on the number of
currency tokens a person possesses." When it comes to the realities of
technical economics, virtually every leftist in the world accepts this
principle. So far as the third level is concerned, there is no such thing as a
non-capitalist polical tendency, and there is no point in hoping for one. A
similar conclusion holds for virtually every aspect of third-level politics.
Leftists claim that Communism eliminates the causes of war; while at the
same time war breaks out beween China and the Soviet Union.
We propose to draw a far-reaching conclusion from these
considerations. Returning to the example of first-level politics, it is rational
for the patronage-seeker to be in favor of the election of one focal politican
and against the election of his opponent. This is a matter which is within the
scope of human responsibility, and with respect to which individual action
can make a difference. But it is not rationa! to be either for against
"capitalism," to be either for or against war. As we have seen, "capitalism"
and war are permanent aspects of human society, and no political tendency
genuinely opposes them. {t is meaningless to treat them as if they were
within the scope of human responsibility in the sense that the election of a
local politician is. in other words, the third-level aspects of society are not
partial, limited aspects which can be eliminated by conscious human action
while the bulk of human life is retained. The only way you can meaningfully
be against the third-level aspects of human society is by adopting a different
attitude to the human species as such.
This attitude is the one you would adopt if you were suddenly thrown
into a society of apes-apes which perpetually preyed within their own
ecological niche. It is clear that if you proposed to be "against" such a
situation, and to do something about it, then politics as it is normally
conceived would be out of the question. To anticipate our later discussion,
the first thing you must do is to protect yourself against society. The way to
do this is to create an invisible enclave for yourself within the Establishment.
Having such an enclave certainly does not imply loyalty to the
Establishment. On the contrary, there is no reason why you should be toyal
to any faction among the apes. You only pretend to be loyal to one faction
or another when it is necessary for self-defense. If there is a change of regime
in the country where you are living, you either leave or join the winning side.
Transfer your invisible enclave to whatever Establishment is available. But all
this is an external, defensive tactic which has nothing to do with the primary
goals of our strategy.
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We will finish our critique of third-level politics, and then continue the
description of the substitute which we propose. In addition to making vague
promises of third-level change, leftism encourages indignation at social
conditions which are beyond anyone's power to affect. Leftism attributes
great ethical merit to such indignation and morally condemns anyone who
does not share it. But this attitude is totally irrational and dishonest. In
philosophy and mathematics, it is possible for a proposition to be valid even
though it has no chance of institutional acceptance. But in social, economic,
and political matters, attitudes which have policy implications are nonsense
unless the policies are actually implemented. Institutional acceptance is the
only arena of validation of a social doctrine. It is absurd to attribute ethical
merit to a longing for the impossible. Indignation at a social condition which
is beyond anyone's power to affect is meaningless. (Indeed, to the extent
that such indignation diverts social energy into a dead end, it is
"counter-revolutionary.") To be more radical in social matters than society
can possibly be is not virtuous; it is idiotic.
Although third-level politics is a fraud, it is the contention of this essay
that there exists a rational substitute for it. Once you perceive that you exist
in a society of apes who attack their own ecological niche, there are rational
goals which you can adopt for your life that correspond to third-level change
even though they have nothing to do with leftism. The preliminary step, as
we have said, is to create an invisible enclave for yourself within. the
Establishment. The remainder of the strategy is in two parts which are in
fact closely related.
The first part is based on a consideration of the effects which such
figures as Galileo, Galois, Abel, Lobachevski, and Mendel have had on
society. These men devoted themselves to researches which seemed to be
purely abstract, without any relevance to the practical world. Yet, through
long, tortuous chains of events, their researches have had disruptive effects
on society which go far beyond the effects of most political movements. The
reason has to do with the peculiar role which technology has in human
society. Society's attitude in relation to technology is like that of a child
who cannot refrain from playing with matches. We find that
the abstract researches of the men being considered accomplished a dual
result. On the one hand, they represented inner escape, the achievement of a
private utopia now. Of course, the general public will not understand this;
only the few who are capable of participating in such activities will
appreciate the extent to which they can constitute inner escape. On the
other hand, they have had profoundly disruptive effects on society, effects
which still have not run their course.
Thus, the first part of our strategy is to follow the example of these
191
individuals. Of course, we do not stay within the bounds of present-day
academic research, any more than Galileo or Mendel did in their time. What
we have in mind is activities in the intellectual modality represented by the
rest of this book.
It should be clear that such activities do represent a private utopia, and are at
the same time the seeds of disruptive future technologies which lead directly
to the second part of our strategy.
It is important to realize that by speaking of inner escape we do not
mean fashionable drug use, or Eastern religions, or occultism. These
threadbare superstitions are embraced by the cosmopolitan middle
classes--intellectually spineless fools who are always grasping for spiritual
comfort. Superstitious fads are escapism in the worst sense, as they only
serve to further muddle the heads of the fools who embrace them. In
contrast, the inner escape which we propose is origina! and consequential,
leading to an increase in man's manipulative power over the world. It has
nothing to do with irrationality or superstition.
The second part of our strategy is predicated on the following states of
affairs. First, it is the human species as such which is the obstacle to
third-level political change. Secondly, technology is developing far more
rapidly than society is, and no feature of the natural world need any longer
be taken for granted. Society cannot help but foster technology in the
pursuit of military and economic supremacy, and this includes technology
which can contribute to the making of artificial superhuman beings. Every
fundamental advance in logic, physics, neurophysiology, and
neurocybernetics obviously leads in this direction. Thus, the second part of
the strategy is to participate in the making of artificial superhumans,
possibly by infiltrating the military-scientific establishment and diverting
research in the appropriate direction.
Note: This essay provides a specific, practical strategy for the present
environment. It also shows that certain types of opposition to the status quo
are meaningless. Subversion Theory, on the other hand, was a general theory
which was not limited to any one environment, but also which failed to
provide a specific strategy for the present environment.
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SCIENCE (LOGIC)
19. The Logic of Admissible Contradictions--work in progress
Chapter [1!. A Provisional Axiomatic Treatment
In the first and second chapters, we developed our intuitions
concerning perceptions of the logically impossible in as much detail as we
could. We decided, on intuitive grounds, which contradictions were
admissible and which were not. As we proceeded, it began to appear that the
results suggested by intuition were cases of a few general principles. In this
chapter, we will adopt these principles as postulates. The restatement of our
theory does not render the preceding chapters unnecessary. Only by
beginning with an exhaustive, intuitive discussion of perceptual illusions
could we convey the substance underlying the notations which we call
admissble contradictions, and motivate the unusual collection of postulates
which we will adopt.
All properties will be thought of as 'parameters,' such as time,
location, color, density, acidity, etc. Different parameters will be represented
by the letters x, y, z, .... Different values of one parameter, say x, will be
represented by x1, X9, .... Each parameter has a domain, the set of all values
it can assume. An ensembie (Xo, Yo: Zo, ...) will stand for the single possible
phenomenon which has x-value xg, y-value yo, etc. Several remarks are in
order. My ensembles are a highly refined version of Rudolph Carnap's
intensions or intension sets (sets of all possible entities having a given
property). The number of parameters, or properties, must be supposed to be
indefinitely large. By giving a possible phenomenon fixed values for every
parameter, I assure that there will be only one such possible phenomenon. In
other words, my intension sets are all singletons. Another point is that if we
specify some of the parameters and specify their ranges, we limit the
phenomena which can be represented by our "ensembles." If our first
parameter is time and its range ts R, and our second parameter is spatial
location and its range is R , then we are limited to phenomena which are
point phenomena in space and time. !f we have a parameter for speed of
motion, the motion will have to be infinitesimal. We cannot have a
parameter for weight at all; we can only have one for density. The physicist
encounters similar conceptual problems, and does noi find them
insurmountable.
Let (x4, y, Z, ...), (x9, y, Z, -..), etc. stand for possible phenomena
195
which all differ from each other in respect to parameter x but are identical in
respect to every other parameter y, z, ... . {If the ensembles were intension
sets, they would be disjoint precisely because x takes a different value in
each.) A "simple contradiction family" of ensembles is the family [(x4,y, 2,
aay (x9, y, Z, ...), «J. The family may have any number of ensembles. It
actually represents many families, because y, z, ... are allowed to vary; but
each of these parameters must assume the same value in all ensembles in any
one family. x, on the other hand, takes different values in each ensemble in
any one family, values which may be fixed. A parameter which has the same
value throughout any one family will be referred to as a consistency
parameter. A parameter which has a different value in each ensemble in a
given family will be referred to as a contradiction parameter.
"Contradiction" will be shortened to "con." A simple con family is then a
family with one con parameter. The consistency parameters may be dropped
from the notation, but the reader must remember that they are implicitly
present, and must remember how they function.
A con parameter, instead of being fixed in every ensemble, may be
restricted to a different subset of its domain in every ensemble. The subsets
must be mutually disjoint for the con family to be well-defined. The con
family then represents many families in another dimension, because it
represents every family which can be formed by choosing a con parameter
value from the first subset, one from the second subset, etc.
Con families can be defined which have more than one con parameter,
i.e. more than one parameter satisfying all the conditions we put on x. Such
con families are not "simple." Let the cardinality of a con family be
indicated by a number prefixed to "family," and let the number of con
parameters be indicated by a number prefixed to "con." Remembering that
consistency parameters are understood, a 2-con °-family would appear as
(x4, Yq). (x9, y), sei.
A "contradiction" or "y - object" is not explicitly defined, but it is
notated by putting "y" in front of a con family. The characteristics of y
-objects, or cons, are established by introducing additional postulates in the
theory.
In this theory, every con is either "admissible" or "not admissible."
"Admissible" will be shortened to "am." The initial amcons of the theory
are introduced by postulate. Essentially, what is postulated is that cons with
a certain con parameter are am. (The cons directly postulated to be am are
on 1-con families.) However, the postulate will specify other requirements for
admissibility besides having the given con parameter. The requisite
cardinality of the con family will be specified. Also, the subsets will be
specified to which the con parameter must be restricted in each ensemble in
196
the con. A con must satisfy all postulated requirements before it is admitted
by the postulate.
The task of the theory is to determine whether the admissibility of the
cons postulated to be am implies the admissibility of any other cons. The
method we have developed for solving such problems will be expressed as a
collection of posiulates for our theory.
Postulate 1. Given y[(x € A), (x € B}, ...] am, where x ¢ A, xe B, ... are the
restrictions on the con parameter, and given A1CA, By CB, ..., where Ay, By,
.. & @, then gl(x € Ay), (x € By),...] is am. This postulate is obviously
equivalent to the postulate that y[{x € ANC), (xe BNC),...] is am, where C is
a subset of x's domain end the intersections are non-empty. (Proof: Choose
C= A, UB... .)
Postulate 2. If x and y are simple amcon parameters, then a con with con
parameters x and y is am if it satisfies the postulated requirements
concerning amcons on x and the postulated requirements concerning amcons
on y.
The effect of all! our assumptions up to now is to make parameters
totally independent. They do not interact with each other at all.
We will now introduce some specific amcons by postulate. If s is speed,
consideration of the waterfall illusion suggests that we postulate y[(s>O),
{s=O)] to be am. (But with this postulate, we have come a long way from
the literary description of the waterfall illusion! } Note the implicit
requirements that the con family must be a 2-family, and that s must be
selected from [O] in one ensemble and from [s: s>O] in the other ensemble.
If tis time, t € R, consideration of the phrase "b years ago," which is an
amcon in the natural language, suggests that we postulate y[(t): a-b<t<v-b &
av] to be am, where a is a fixed time expressed in years A.D., bisa fixed
number of years, and v is a variable--the time of the present instant in years
A.D. The implicit requirements are that the con family must have the
cardinality of the continuum, and that every value of t from a-b to v-b must
appear in an ensemble, where v is a variable. Ensembles are thus continually
added to the con family. Note that there is the non-trivial possibility of using
this postulate more than once. We could admit a con for a = 1964, b=,
then admit another for a=1963, b=2, and admit stifl another for a=1963,
b=1; etc.
Let p be spatial location, p é R2. Let P; be a non-empty, bounded,
connected subset of R2. Restriction subsets will be selected from the P;.
Specifically, let Py APs = ¢. Consideration of a certain dreamed illusion
suggests that we admit y[(p € P;), (p € Py)]. The implicit requirements are
obvious. But in this case, there are more requirements in the postulate of
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admissibility. Vay we apply the postulate twice? May we admit first y[(pe
P4), (pe P5)} and then y[(peP3), (pePg)], where P2 and Py are arbitrary
P;'s different from P; and Po? The answer is no. We may admit y [(p € P4),
(p € Po)] for arbitrary Py and Po, Py OP = «3, but having made this "initial
choice," the postulate cannot be reused for arbitrary P3 and Pg. A second
con y[(p € Pa), (p € P4)], PgNP4 = 6, may be postulated to be am only if
P4UP3, PoUP3, PUP, and PoUP4 are not connected. In other words, you
may postulate many cons of the form y[(p é Pi), (p € Pi)] to be am, but
your first choice strongly circumscribes your second choice, etc.
We will now consider certain results in the logic of amcons which were
established by extensive elucidation of our intuitions. The issue is whether
our present axiomization produces the same results. We will express the
results in our latest notation as far as possible. Two more definitions are
necessary. The parameter @ is the angle of motion of an infinitesimally
moving phenomenon, measured in degrees with respect to some chosen axis.
Then, recalling the set Py, choose Ps and Pa so that Py = P5UPs and
PEOPe=¢.
The results by which we will judge our axiomization are as follows.
1: glS, C,UCs] can be inferred to be am.
Our present notation cannot express this result, because it does not
distinguish between different types of uniform motion throughout a finite
region, i.e. the types M, Cy, Co, Dy, and Do. Instead, we have infinitesimal
motion, which is involved in all the latter types of motion. Questions such as
"whether the admissibility of » [M, S] implies the admissibility of y[C,, S}"
drop out. The reason for the omission in the present theory is our choice of
parameters and domains, which we discussed earlier. Our present version is
thus not exhaustive. However, the deficiency is not intrinsic to our method;
and it does not represent any outright falsification of our intuitions. Thus,
we pass over the deficiency.
2: [(pe Py, SQ), (pe Po, SqQ)] and other such cons can be inferred to be am.
With our new, powerful approach, this result is trivial. It is guaranteed by
what we said about consistency parameters.
3: There is no way to infer that y[C1, Cg] is am; and no way to infer that
y[ (45°, SQ>O), (60°,s=s¢)] is am.
The first part of the result drops out. The second part is trivial with our new
method as long as we do not postulate that cons on @ are am.
4: p [(pe Po), (p € P5)] can be inferred to be am.
Yes, by Postulate 1.
5: v [(s>O, p € Py), (s=O, pe Po)] and y [(s>O, pe Po), (s=O, p € P4)] can
198
be inferred to be am.
Yes, by Postulate 2. These two amcons are distinct. The question of whether
they should be considered equivalent is closely related to the degree to
which con parameters are independent of each other.
6: There is no way to infer that y [(p € Ps), (pe Pg)] or p[(pe Py), (p € P3)
] is am. Our special requirement in the postulate of admissibility for y [(p €
P+), (p € Po)] guarantees this result.
The reason for desiring this last result requires some discussion. [In
heuristic terms, we wish to avoid admitting both location in New York in
Greensboro and location in Manhattan and Brooklyn. We also wish to avoid
admitting location in New York in Greensboro and location in New York in
Boston. If we admitted either of these combinations, then the intuitive
rationale of the notions would indicate that we had admitted triple location.
While we have a dreamed illusion which justifies the concept of double
location, we have no intuitive justification whatever for the concept of triple
location. It must be clear that admission of either of the combinations
mentioned would not imply the admissibility of a con on a 3-family with
con parameter p by the postulates of our theory. Our theory is formally safe
from this implication. However, the intuitive meaning of either combination
would make them proxies for the con on the 3-family.
A closely related consideration is that in the preceding chapter, it
appeared that the admission of y[(p € P;), (pe Po)] and y[(p € Ps), (pe Pe)]
would tend to require the admission of the object y[(p € Po), e [(p € Ps), (p
€ Pg) ]] {a Type 1 chain). Further, it this implication held, then by the same
rationale the admission of y[(p € P4}, (p € Pa)] and y[(s> O, Pg € Py), (s=O,
P=Ppo)1], both of which are am, would require the admission of the object
vl{p € Pa), yl(s> O, pg € Py), (s=O, P=PqQ)]]. We may now say, however,
that the postulates of our theory emphatically do not require us to accept
these implications. If there is an intuitively valid notion underlying the chain
on s and p, it reduces to the amcons introduced in result 5. As for the chain
on p alone, we repeat that simultaneous admission of the two cons
mentioned would tend to justify some triple location concept. However, we
do not have to recognize that concept as being the chain. It seems that our
present approach allows us to forget about chains for now.
Our conclusion is that the formal approach of this chapter is in good
agreement with our intuitively established results.
199
Note on the overall significance of the logic of amcons:
When traditional logicians said that something was logically impossible,
they meant to imply that it was impossible to imagine or visualize. But this
implication was empirically false. The realm of the logically possible is not
the entire realm of connotative thought; it is just the realm of normal
perceptual routines. When the mind is temporarily freed from normal
perceptual routines--especially in perceptual illusions, but also in dreams and
even in the use of certain "illogical" natural language phrases--it can imagine
and visualize the "logically impossible." Every text on perceptual
psychology mentions this fact, but logicians have never noticed its immense
significance. The logically impossible is not a blank; it is a whole layer of
meaning and concepts which can be superimposed on conventional logic, but
not reduced or assimilated to it. The logician of the future may use a drug or
some other method to free himself from normal perceptual routines for a
sustained period of time, so he can freely think the logically impossible. He
will then perform rigorous deductions and computations in the logic of
amcons.
200
20. Subjective Propositional Vibration-work in progress
Up until the present, the scientific study of language has treated
language as if it were reducible to the mechanical manipulation of counters
on a board. Scientists have avoided recognizing that language has a mental
aspect, especially an aspect such as the 'understood meaning" of a linguistic
expression. This paper, on the other hand, will present linguistic constructs
which inescapably involve a mental aspect that is objectifiable and can be
subjected to precise analysis in terms of perceptual psychology. These
constructs are not derivable from the models of the existing linguistic
sciences. In fact, the existing linguistic sciences overlook the possibility of
such constructs.
Consider the ambiguous schema 'ADB&C', expressed in words as 'C and
B if A'. An example is
Jack will soon leave and Bill will laugh if Don speaks. (1)
In order to get sense out of this utterance, the reader has to supply it with a
comma. That is, in the jargon of logic, he has to supply it with grouping. Let
us make the convention that in order to read the utterance, you must
mentally supply grouping to it, or 'bracket' it. If you construe the schema
as 'AD (B &C)', you will be said to bracket the conjunction. If you construe
the. schema as '(ADB) & C', you will be said to bracket the conditional There
is an immediate syntactical issue. If you are asked to copy (1), do you write
"Jack will soon leave and Bill will laugh if Don speaks"; or do you write
"Jack will soon leave, and Bill will laugh if Don speaks" if that is the way
you are reading (1) at the moment? A distinction has to be made between
reading the proposition, which involves bracketing; and viewing the
proposition, which involves reacting to the ink-marks solely as a pattern.
Thus, any statement about an ambiguous grouping proposition must specify
whether the reference is to the proposition as read or as viewed.
Some additional conventions are necessary. With respect to (1), we
distinguish two possibilities: you are reading it, or you are not looking at it
(or are only viewing it). Thus, a "single reading' of (1) refers to an event
which separates two consecutive periods of not looking at {1) (or only
viewing it). During a single reading, you may switch between bracketing the
conjunction and bracketing the conditional. These switches demarcate a
series of "states" of the reading, which alternately correspond to 'Jack will
201
¢
soon leave, and Bill will laugh if Don speaks' or 'Jack will soon leave and Bill
will laugh, if Don speaks'. Note that a state is like a complete proposition.
We stipulate that inasmuch as (1) is read at all, it is the present meaning or
state that counts--if you are asked what the proposition says, whether it is
true, etc.
Another convention is that the logical status of
(Jack will soon leave and Bill will laugh if Don speaks) if and only if (Jack
will soon leave and Bill will laugh if Don speaks)
is not that of a normal tautology, even though the biconditional when
viewed has the form 'A=A'. The two ambiguous cemponents wil! not
necessarily be bracketed the same way in a state.
We now turn to an example which is more substantial that (1).
Consider
Your mother is a whore and you are now bracketing the conditional! in (2) if
you are now bracketing the conjunction in (2). (2)
If you read this proposition, then depending on how you bracket it, the
reading wil! either be internally false or else wil! call your mother a whore. In
general, ambiguous grouping propositions are constructs in which the mental
aspect plays a fairly explicit role in the language. We have included (2) to
show that the contents of these propositions can provide more complications
than would be suggested by (1).
There is another way of bringing out the mental! aspect of language,
however, which is incomparably more powerful than ambiguous grouping.
We will turn to this approach immediately, and will devote the rest of the
paper to it. The cubical frame is asimple reversible perspective figure
which can either be seen oriented upward like Q _ or oriented downward
like ©, . Both positions are implicit in the same ink-on-paper image; it is
the subjective psychological response of the perceiver which differentiates
the positions. The perceiver can deliberately cause the perspective to reverse,
or he can allow the perspective to reverse without resisting. The perspective
can also reverse against his will. Thus, there are three possibilities: deliberate,
indifferent, and involuntary reversal.
Suppose that each of the positions is assigned a different meaning, and
the figure is used as a notation. We will adopt the following definitions
because they are convenient for our purposes at the moment.
> (for '3' if it appears to be oriented like Q
for 'O' (zero) if it appears to be oriented like @!
We may now write
1 +B = 4 (3)
We must further agree that (3), or any proposition containing such
202
notation, is to be read to mean just what it seems to mean at any given
instant. [f, at the moment you read the proposition, the cube seems to be
up, then the proposition means 1+3=4; but if the cube seems to be down,
the proposition means 1+O=4. The proposition has an unambiguous
meaning for the reader at any given instant, but the meaning may change in
the next instant due to a subjective psychological change in the reader. The
reader is to accept the proposition for what it is at any instant. The result is
subjectively triggered propositional vibration, or SPV for short. The
distinction between reading and viewing a proposition, which we already
made in the case of ambiguous grouping, is even more important in the case
of SPV. Reading now occurs only when perspective is imputed. In reading
(3) you don't think about the ink graph any more than you think about the
type face.
in a definition such as that of ' 8 '3° and 'OQ' will be called the
assignments. A single reading is defined as before. During a single reading, (3)
will vibrate some number of times. The series of states of the reading, which
alternately correspond to '1 + 3 = 4' or '1+ O = 4', are demarcated by
these vibrations. The portion of a state which can change when vibration
occurs will be called a partial. It is the partials in a reading that correspond
directly to the assignments in the definition.
Additional conventions are necessary. Most of the cases we are
concerned with can be covered by two extremely important rules. First, the
ordinary theory of properties which have to do with the form of expressions
as viewed is not applicable when SPV notation is present. Not only is a
biconditional not a tautology just because its components are the same when
viewed; it cannot be considered an ordinary tautology even if the one
component's states have the same truth value, as in the case of '1 + & #
2'. Secondly, and even more important, SPV notation has to be present
explicitly or it is not present at all. SPV is not the idea of an expression with
two meanings, which is commonplace in English; SPV is a double meaning
which comes about by a perceptual experience and thus has very special
properties. Thus, if a quantifier should be used in a proposition containing
SPV notation, the "range" of the "variable" will be that of conventional
ser
logic. You cannot write ' RS ' for 'x' in the statement matrix 'x
= we '
We must now elucidate at considerable length the uniqué properties of
SPV. When the reader sees an SPV figure, past perceptual training will cause
him to impute one or the other orientation to it. This phenomenon is not a
mere convention in the sense in which new terminology is a convention.
There are already two clear-cut possibilities. Their reality is entirely mental;
the external. ink-on-paper aspect does not change in any manner whatever.
203
The change that can occur is completely and inherently subjective and
mental. By mental effort, the reader can consciously control the orientation.
If he does, involuntary vibrations will occur because of neural noise or
attention lapses. The reader can also refrain from control and accept
whatever appears. In this case, when the figure is used as a notation,
vibrations may occur because of a preference for one meaning over the
other. Thus, a deliberate vibration, an involuntary vibration, and an
indifferent vibration are three distinct possibilities.
What we have done is to give meanings to the two pre-existing
perceptual possibilities. In order to read a proposition containing an SPV
notation at all, one has to see the ink-on-paper figure, impute perspective to
it, and recall the meaning of that perspective; rather than just seeing the
figure and recalling its meaning. The imputation of perspective, which will
happen anyway because of pre-existing perceptual training, has a function in
the language we are developing analogous to the function of a letter of the
alphabet in ordinary language. The imputation of perspective is an aspect of
the notation, but it is entirely mental. Our language uses not only
graphemes, but "psychemes" or "mentemes". One consequence is that the
time structure of the vibration series has a distinct character; different in
principle from external, mechanical randomization, or even changes which
the reader would produce by pressing a button. Another consequence is that
ambiguous notation in general is not equivalent to SPV. There can be mental
changes of meaning with respect to any ambiguous notation, but in general
there is no psycheme, no mental change of notation. It is the clear-cut,
mental, involuntary change of notation which is the essence of SPV. Without
psychemes, there can be no truly involuntary mental changes of meaning.
In order to illustrate the preceding remarks, we will use an SPV
notation defined as follows.
« fis an affirmative, read "definitely," if it appears to be oriented
BH ijlike O
is a negative, read "not," if it appears to be oriented like fy
The proposition which follows refers to the immediate past, not to all past
time; that is, it refers to the preceding vebration.
You have i deliberately vibrated (4). (4)
This proposition refers to itself, and its truth depends on an aspect of the
reader's subjectivity which accompanies the act of reading. However, the
same can be said for the next proposition.
The bat is made of wood, and you have just decided that the second
word in (5) refers to a flying mammal. (5)
204
Further, the same can be said for (2). We must compare (5), (2), and (4) in
order to establish that (4) represents an order of language entirely different
from that represented by (5) and (2). (5) is a grammatical English sentence
as it stands, although an abnormal one. The invariable, all-ink notation 'bat'
has an equivocal referental structure: it may have either of two mutually
exclusive denotations. In reading, the native speaker of English has to choose
one denotation or the other; contexts in which the choice is difficult rarely
occur. (2) is not automatically grammatical, because it lacks a comma. We
have agreed on a conventional process by which the reader mentally supplies
the comma. Thus, the proposition lacks an element and the reader must
supply it by a deliberate act of thought. The comma is not, strictly speaking,
a notation, because it is entirely voluntary. The reader might as well be
supplying a denotation io an equivocal expression: (5) and (2) can be
reduced to the same principle. As for (4), it cannot be mistaken for ordinary
English. It has an equivocal "proto-notation," ' 74] ". You automatically
impute perspective to the proto-notation before you react to it as language.
Thus, a notation with a mental component comes into being involuntarily.
This notation has an unequivocal denotation. However, deliberate,
inditferent, and most important of all, involuntary mental changes in
notation can occur.
We now suggest that the reader actually read (5), (2), and (4), in that
order. We expect that (5) can be read without noticeable effort, and that a
fixed result will be arrived at {unless the reader switches in an attempt to
find a true state). The reading of (2) involves mentally supplying the comma,
which is easy, and comprehending the logical compound which . results,
which is not as easy. Again, we expect that a fixed result will be arrived at
(unless the reader vacillates between the insult and the internally false state).
In order to read (4), center your sight on the SPV notation, with your
peripheral vision taking in the rest of the sentence. A single reading should
last at least half a minute. If the reader will seriously read (4), we expect that
he will find the reading to be an experience of a totally different order from
the reading of (5) and (2). It is like looking at certain confusing visual
patterns, but with an entire dimension added by the incorporation of the
pattern into language. The essence of the experience, as we have indicated, is
that the original imputation of perspective is involuntary, and that the reader
has to contend with involuntary changes in notation for which his own mind
is responsible. We are relying on this experience to convince the reader
empirically that (4) represents a new order of language to an extent to which
(5) and (2) do not.
To make our point even clearer, let us introduce an operation, called
"collapsing," which may be applied to propositions containing SPV
205
proto-notation. The operation consists in redefining the SPV figure in a given
proposition so that its assignments are the states of the original proposition.
Let us collapse (4). We redefine
for 'You have deliberately vibrated (4)' if it appears to be oriented
t_* like @J
for 'You have not deliberately vibrated (4)' if it appears to be oriented
like
(4) now becomes
# (4)
We emphasize that the reader must actually read (4), for the effect is
indescribable. The reader should learn the assignments with flash cards if
necessary.
The claim we want to make for (4) is probably that it is the most
clear-cut case yet constructed in which thought becomes an object for itself.
Just looking at a reversible perspective figure which is not a linguistic
utterance--an approach which perceptual psychologists have already
tried--does not yield results which are significant with respect to "thought."
In order to obtain a significant case, the apparent orientation or imputed
perspective must be a proposition; it must be true or false. Then, (5) and (2)
are not highly significant, because the mental act of supplying the missing
element of the proposition is all a matter of your volition; and because the
element supplied is essentially an "understood meaning." We already have an
abundance of understood meanings, but scientists have been able to ignore
them because they are not "objectifiable." In short, reversible perspective by
itself is not "thought"; equivocation by itself has no mental aspect which is
objectifiable. Only in reading (4) do we experience an "objectifiable aspect
of thought." We have invented an instance of thought (as opposed to
perception) which can be accomodated in the ontology of the perceptual
psychologist.
206
¥
Henry Flynt, Blueprint for a Higher Civilization
(Milano, Multhipla Edizioni, 1975)
ERRATA
p. 4 delete 5/15/1962
Adams House
p.- 24 delete 5/15/1962
audience,
ppe 26-32 middle of p. 26 to top of p. 32
should come after p. 60
pe 27 line 5 fact it
line 7 of them, which
pe 42 line 4 bodies
"statements", it
pe 53 delete 2/22/1963
February 27, 1963
pe 55 line 7 mind',
pe 72 delete third line from bottom
pe 74 delete 2/22/1963
February 27, 1963
p. 84 delete 2/22/1963
February 27, 1963
(photo
pe 86 line 26 transformation
p. 94 line 2 from bottom is true,
p. 96 lines 12-14 all S to have superscript D
line 13 250
under the figure: given 25 S X5yy
pe 97 line 14 D-Memory
p. 99 lines 13, 14, 15 right-hand
p. 100 line 3 from bottom 1962
p. 101 line 19 Chicago."
line 25 sun,"
p. 102 line 4 from bottom assertion."
pe 104 line 8 switch
line 26 A, ar
i
line 28 A."
; as
pe 105 between lines 25, 26
Conclusion 3.1. Conscious remembering occurs in
some mental state.
I j 7 *j-a
p. 108 line 20. x.,--x.
j-1 j
lines 4, 5 from bottom j+4
p. 109 line 2 2.4 %-Memories
pe 114 line 5 from bottom "A single
pe 120 line 5 26
pe 106 line 7 x
Page 1
Henry Flynt, Blueprint for a Higher Civilization Page 2
(Milano, Multhipla Edizioni, 1975)
ERRATA
pe. 125 bottom line table. See Carnap, Meaning and Necessity.
p. 129 line 1 —s. 7
line 12 from bottom
fotally determinate innperseq' iff an innpersea
line 10 from bottom
Tantecedentally indeterminate innperseq! iff an innperseq
line 8 from bottom
*halpointally indeterminate innperseq' iff an innperseq
pp. 134-151 These pages should have tab pagination identifying
them as pp. 1-18 of the "Guidebook."
Also, the Guidebook must start on a right-hand
page.
p. 139 line 13 a_lb
p. 141 line 15 NOW--CLOSE
pe 145 in Instr. 1-3. (t SS )
line 6 from bottom 9.
p. 147 line 3 'a
p. 152 delete 2/22/1963
Februery 27, 1963
(photo
p. 158 line 23 most fears
line 24 imposed
p.- 179 bottom line definite
p. 180 line 5 categories,
p. 187 delete 2/22/1963
February 27, 1963
p. 195 line 12 admissible
p. 201 line 19 'AD (BEC)',
. line 20 conditional.
p. 202 line 12 than (1).
p. 204 line 7 from bottom vibration
p. 206 lines 4-7 definitions in braces { }
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