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\chap PLATO'S IMAGE OF TIME (AN ESSAY IN PHILOSOPHICAL SOCIOLOGY)
\null\vfill
63-5592
This dissertation has been microfilmed exactly as received
\hang
GIOSCIA, Victor Joseph, 1930-- PLATO'S IMAGE OF TIME (AN ESSAY IN PHILOSOPHICAL SOCIOLOGY).\nl
\nl
Fordham University, Ph.D., 1963\nl
Philosophy\nl
Sociology, general \nl
\vfill
\centerline{University Microfilms, Inc., Ann Arbor, Michigan}
\vfill\break
\null\vfill
\centerline{ Copyright by Victor Joseph Gioscia 1963}
\vfill\break
\centerline{PLATO'S IMAGE OF TIME}
\centerline{(AN ESSAY IN PHILOSOPHICAL SOCIOLOGY)}
\centerline{BY}\nl
\centerline{VICTOR JOSEPH GIOSCIA}
\centerline{M.A. FORDHAM UNIVERSITY, 1957}
\centerline{DISSERTATION}
{\parindent=0pt\leftskip=0pt plus1fill\rightskip=0pt plus1fill\parfillskip=0pt
SUBMITTED IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY IN THE DEPARTMENT OF PHILOSOPHY AT FORDHAM UNIVERSITY\par}
\centerline{NEW YORK}
\centerline{1963}
\Q{But now the sight of day and night, and the months and the revolutions of the years have created number and have given us a conception of time, and the power of inquiring about the nature of the universe, and from this source we have derived philosophy, than which no greater good ever was or will be given by the gods to mortal man.}
\Qs{Tim\ae us 47}
\sec Introduction
If one knew of an important writer who had written
a number of consecutive and cumulative works, but if one
chose to read the tenth in the series because he felt
that it gave evidence of a stylistic superiority, one
could be criticized for exercising a stylistic preference
at the expense of his own doctrinal enrichment.
For example, if it is true that Plato wrote his
dialogues over a period of many years, and that in some
of the later works he reconsidered his philosophy of time,
one could criticise that reader who chose to look for
Plato's philosophy of time only in those dialogues to
which he is attracted, by reminding the reader that he
ignored the possibility of later modifications of doctrine
which Plato may have attained.
In this age of process philosophies, we seldom
witness scholarly interest in Plato's views of time and
history. And yet Whitehead has remarked that not only the
process philosophies, but, in some sense, all european
Philosophy consists of a series of footnotes to Plato.\pnote{1}
If it could be shown that there is a Platonic
philosophy of time and that this philosophy is as seminal
for the process philosophies as Whitehead's remark
indicates it to be, it would seem well worth the effort
to investigate this topic with some thoroughness. In
addition, he who begins to read the scholars who have
written in this area will quickly discover that many of
them seem to prefer to study those dialogues which have
come to be called the "middle" group.
As the reader will see in the pages to come, there
has recently been a quickening of interest on the part of
modern writers in the views of Plato on the question of
time and its meaning, and these writers have attempted to
investigate the relations between Plato's philosophy of
time and contemporary process-philosophies. Several writers
have addressed themselves to reconsiderations of the
meanings of Plato's theory of time and the implications
which this theory might have for contemporary investigations. For example, W.H. Walsh\pnote{2} discusses the controversy
which arose after the publication of K. Popper's two
volumes,\pnote{3} in which Popper wrote, somewhat angrily, that
Plato's "view of the world" was "fundamentally historical."
Although Walsh later agrees with Popper's assertion that
Plato was at bottom a "totalitarian"* he disagrees strongly
that Plato's view of the world was historical at all, and,
in the remainder of his article, examines with great care
and patience Books VIII and 1X of the Republic to show
that Plato did not really posess a "philosophy of History."
While it is not the aim of this study to discuss
these two writers, it is instructive to cite them as
examples because they contain views which are representative
of certain aspects of Platonic scholarship in our generation.> Walsh represents the tendency to view the Republic
as the final source of Plato's philosophy of the Polis;
Popper represents that view which regards Plato as one
of the first "social scientists" whose interest it was to
observe and classify those irrevocable patterns in nature
which make prediction of future events possible.
R.G. Bury has also addressed himself to the question
3 K.R. Popper, The Open Society and its Enemies
(2 vols.; 2d ed. rev.; London: Routledge and Kegan Paul,
1952).
4 Waleh, op, cit., p. 6.
2 See, for example. R.L. Nettleship, Lectures on
the Republi Plato (New York: The Macmillan Company,
1955), and E. freee Political Thought of Plato and
Aristotle (New York: Dover Publications, i 1959).
Both of these authors make slight reference to the
Timaeug while discussing Plato's "Political Philosophy."
whether Plato has a philosophy of history, and, aithough
he does not regard the Republic as the final source of
Plato's reflections on this topic, and pays rather extended
attention to the Timaeus, he nevertheless concludes that
Plato does not achieve a sufficiently gradualist position
to qualify as a genuine philosopher of history.©
E. MacKinnon! is of the opinion that an adequate
conceptualization and subsequent insight into the meaning
of the notion of time in contemporary physics must begin
with the thoughts which the classical Greeks gave to this
topic. He cites passages from the Timaeus to show that
Plato's thoughts on time can be fruitfully consulted by a
modern theorist and that such a consultation facilitates
the modern's attempt to understand contemporary physical
theory.
The dee teuporany student of Plato nas been delighted
with the extensive commentary which has been flowing from
the pen of Gauss" in his six volume Handkommentar, and it
might be mentioned that in the final volume Gauss devotes
considerable attention to Plato's Timaeus and the social
6 R.G. bury, "Plato and History," Classical
Quarterly, New Series, 1-2, pp. 86-94,
T Eaward MacKinnon, 8.J., "Time in Contemporary
Physics," International Philosophical Quart Daa ae,
(September, 1962), Dp. 429.
8 Hermann Gauss, Philosophischer Handkommentar zu
den Dialogen Platos, vol. itt part 2 (Bern: Herbart Lang, 16.
function of Piato's theory of time in the cosmology which
this dialogue develops.
In a simiitar vein, although of slightly less recent
vintage, one notices in Bertrand Russell's Mysticism and
Logic? an extended discussion of the relation between a
conception of time and the sort of insight which he
describes as "mystical." There the reader confronts the
statement that Plato, like ail "mystical" writers, regarded
the reality of time as illusory, and Russe.l: supports his
claim by appeal to the Parmenides. He does not distinguish
between tne character or Parmenides which Plato has
created in his dialogue, and the real Parmenides whose
doctrines we must reconstruct from the fragments of his
works bequeathed to us through the ages.
There is the now familiar quotation from Whitehead's
Process and Keality to the effect that an analysis of
Plato's thought is rar from an antiquarian interest; it
reads in full, "The safest general characterization of
the Guropean philosophical tradition is that 1t consiste
of a series of footnotes to Plato."!9 This statment is of
considerable import since it appears in @ major work of a
major philosopher of our own era, who is known to have
been deeply influenced by Einstein's notion of time in
a Se SS DST Ec Spe
9 Bertrand Russell, Mysticism and Logic (Garden
City, New York: Doubleday & Co., 1917).
10 Whitehead, loc, cit.
his Relativity Physics. For this reason, Whitehead's
philosophy may be viewed as a process philosophy because
of its radical temporalisn.
Again, in a similar vein, Heisenberg! ! perhaps the
most distinguished of living physicists, has recently
written that the key to the hoped-for solution to the
fundamental enigmas involved in the constitution of
matter, is to be found in Plato's Timaeus, where it is
said that mathematical forms and not fundamental particles
of a solid stuff are at the basis of the Universe.
Iwo groups of writers can be distinguished in the
foregoing citations; one group of writers concern themselves with political and sociologicaL questions, and the
others are concerned with cosmological questions. It is
therefore a matter of importance to note that Plato does
not suffer from this division of subject matter; in the
Timaeus, it is precisely these two seemingly disparate
themes which he unites. Thus it is something of a
problem for modern writers to account for the separation
of cosmology from politics which most writers assume in
approaching Plato's written works, although this separation is foreign to Plato himself.
Therefore, in addition to showing the relevance of
Plato's thought to modern speculation, we must point out
11 Werner Heisenberg, Physics and Philosophy (New
York: Harper & Brothers, 1955), ch. 4.
that some modern writers have divided Plato against himself, and have viewed his philosophy as if it were divided
among the academic specializations which characterize
modern universities. Or, to put the matter differently,
we ought to realize that Plato's perspectives do not
mirror our own perspectives, and that Plato's approach
to certain fundamental questions about the ultimate origins
of society and the Universe differ from our own. But it
does not suffice to say that Plato's focus differed from
our own; one must account for the difference, and explain
how it was that Plato was able to consider cosmological
and sociological questions as inseparable.
To account for Plato's undivided focus on what we
would consider separate problems, it is necessary to
anticipate some of the conclusions which we shall reach in
subsequent chapters. Briefly, it can be said at this
juncture that Plato included cosmology and sociology within
a larger perspective, a perspective in which the origin of
the Universe and the origin of society were seen as stages
in a temporal process, so that he first presents an account
of the origins of the Universe and then, presents an
account of the origin of society, at a later time. But it
should not pass without comment that Plato's account of
the origin of the Universe was set down for the purpose
of deepening his account of the origin of society, and
that his discussion of the account of the Universe is
preceded by statements to the effect that it is only upon
the broad canvass of the entire Universe that the best
account of society's origins can be painted, !2
the reason for this metaphorical phraseology 18 not
arbitrary, and in the remainder of this study it will
become evident that one must frequently resort to metaphor
to explain Plato's meaning because Plato himself makes use
of metaphor throughout his iimaeus, indeed, throughout
most of his philosophy. This emphasis on metaphor, in fact,
becomes one of the central problems for any commentator on
the limaeus and its philosophy. For Plato has fashioned
his philosophy of time in such a way that it is impossible
to be faithful to Plato's thought without a heavy emphasis
on imagery. As we shall see, Plato's discussion of the
reality of time contains not only a number of images but
a definition of time whose central term is the word image.
Since Plato defines time as an image, it becomes the
probiem of the commentator to reveal as clearly as possible
the significance of this definition and the reason for his
inclusion of image as one of its principal terms.
In short, it would be impossible to discuss Plato's
Timaeus and its doctrine of time without paying considerable
attention to Plato's use of the word image, and the meaning
otf this word in its philosophical context. but there is
12 See, ror example. F.M. Cornford, From Heligion
to Phitosophy (New York: Harper & Brothers, 1957).
another reason for discussing Plato's time-image, and
again, to anticipate briefly what shall be discussed in
the concluding portions of this study, we may say at this
juncture that Plato has put imagery at the heart or his
time-philosophy because it is the function of an image to
present complex unities in a simple vision, on which one
may, if one wishes, focus the more divisive powers of
logical analysis. In short, Plato's use of image invests
his doctrine of time with a great unity, which subsequent
analysis finds to be a rich source of philosophical insight.
There is unanimous agreement among scholars that
Plato concerned himself with those inquiries which he felt
were important for a philosophy of life in community. It
should not, therefore, be surprising to find that a
sociologist who is interested in a full and complete
history of sociological theory, endeavors to examine Plato's
‘philosophy of society. Since, however, Plato does not
separate his sociological theory from his cosmological
philosophy, the sociologist is faced with the necessity of
familiarizing himself with those parts of Plato's philosophy which most contemporary sociologists would exclude
from current definitions of the province of sociology.
This ought not give rise to the conclusion that the
contemporary sociologist has forsaken his calling; rather,
4t should be interpreted as the willingness of the sociologist to extend his inquiry into those regions of
thought where the theorist he is following has taken hin.
In this sense, it is clear that Plato's sociological
thinking must read it in its given context, and to do so,
4t 4s necessary to notice that Plato has made this context
cosmological. It follows that the sociologist who reads
Plato's theories of society without a comprehension of
their stated cosmological context is attempting to take
Plato's theory of society out of its given context, and
that, to do so violates the general canons of scholarship.
The most explicit formulation which Plato made of his
philosophy of time is found in his Timaeus. In this
dialogue, he reexamines some of the ideas he formulated in
the Republic, and, in so doing, makes the context of his
examination of society explicitly temporal; that is, he
suggests that it is necessary to know about time in order
to know about the best form of society, and he examines
these two problems together in the Timaeus.
The most important focus of this study is to set out
the meaning of this apparant juxtaposition of problems and
to show that it was no arbitrary mingling of themes, but a
theoretical synthesis which flows from a central Platonic
insight.
It will be established that the Timaeus is very
probably the last dialogue Plato completed and edited, that
it 1s followed only by the incomplete Critias and the
unedited Laws. These facts, taken together with the fact
that the Timaeus recapitulates some doctrines of the
Republic, give the Timaeus a central importance in Plato®s
reflections on society. Only much later in history do we
find divisions of thought about society into the academic
disciplines called Political Philosophy, Sociology,
Economics, Anthropology, etc. Such divisions were not made
in Plato's era, Plato wrote the Republic, the Statesman,
the Critias, and the Laws, and in each of these dialogues
he asks questions which twentieth century thinkers would
regard as crossing over traditional academic boundaries.
Therefore, although it might seem altogether strange to the
modern reader, it is nonetheless true that Plato put
together the themes of society and astronomy in the Timaeus,
and that he linked them through his investigation of the
reality of time.
It is necessary to clarify the claim that the Timaeus,
4s the last completed dialogue of Plato. The claim that the
Timaeus is a "late" dialogue means that the doctrine of the
Timaeus contains certain generalizations of doctrine which
show it to be a more mature work, the result of subsequent
reflection on the doctrines of prior works. The words "more
mature" therefore mean that the doctrine of the Timaeus
includes, generalizes, and goes beyond other dialogues
which are therefore doctrinally "earlier." Therefore, it
should be evident that the characterization of a dialogue
as "late" or "early" or "middle" refers not only to the
period of Plato's life during which it was composed but
also to the degree to which its doctrine represents 4
‘reflective advance over prior positions and themes.
More specifically, it will be shown that the
Timaeus contains a discussion of the themes of eternity,
time, and image, and that these three themes are related
to each other in such a way as to be inseparable from each
other and from the question of the basis of a society.
Thus, the statement that the Timaeus precedes the
Critias and the Laws and succeeds the Republic means not
only that these dialogues were written before and after
each other respectively; it means also that the doctrine of
the Timaeus is a "later doctrine" than the Republic, i.e.,
that is a reflective advance over the doctrine of the
Republic. owevens 4b should be pointed out that the
precise meaning of this hypothesized advance will have to
be spelled out in the following chapters. It is not possible
to reach @ precise meaning on this point here and now,
because it is necessary to say exactly how and in what
way the doctrine of the Timaeus constitutes an advance
over prior dialogues, which it is the whole business of
this study to describe.
Briefly, all that can be done here in the Introduction
is to anticipate the conclusion, which is that the Timaeus
refers to doctrines developed in the Republic, Parmenides,
Theatetus, Sophist, Statesman, Philebus, and modifies the
doctrines developed in these dialogues in a@ new way,
referring Sack" to them, and referring "forward," as it
were, to the Critias and Laws. Again, this is not to say
that Plato was perfectly conscious of a precise and
detailed plan to write the Critias and then the Laws, and
that he knew full well in advance what the exact formulations of doctrine were to be in these future dialogues.
No such definite finality is necessary to follow out the
hypothesis of this study. Most Platonic scholars agree
that Plato planned to write a trilogy, of which the
Timaeus was the first dialogue, but we cannot even be sure
that he fully intended to complete the trilogy. It may well
be, as Cornford says, !° that Plato planned only to complete
the Critias, and then changed his mind and wrote the Laws
instead of the Hermocrates. Again, this does not damage
the hypothesis of this study.
In short, all that is maintained here is the view
that the 4maeus contains Plato's most mature reflections
on the themes of eternity, image, and time, and that in
the Timaeys this trilogy of themes receives the most
explicit formulation Plato gave it. this late formulation
reformulates some of the ideas Plato had formed in the
Republic, and therefore, one ought not look to the Republic
for the final formulation of Plato's philosophy of eternity,
time, or image. Further, the themes of eternity, time,
and image are treated in the Timaeus in an explicitly
13 F.M. Cornford, Plato's Cosmology (London:
Routledge and Kegan Paul, Ltd., 1 » p. 8.
sociological framework, and are said to be part and
parcel of the inquiry into the best society and its basis
in time.
It is necessary to clarify the special use of the
term "hypothesis" as it will be employed in this study.
By hypothesis is meant nothing more than a tentative
assertion of a conclusion, such that one states an hypothesis and then musters "arguments" in favor of it. The
hypothesis in this study is a tripartite one: it involves
the tentative assertion that the Timaeus is a "late"
dialogue, that is, it was written during Plato's last years
and it contains his most mature reflections on the doctrines
which it discusses; it involves the tentative assertion
that the doctrines of the Timaeus constitute a maturation
and are the results of a progressive evolution which can
be traced through the group of dialogues which the scholars
have agreed to call the "late" group; and it invoives the
tentative assertion that the themes of eternity, image, and
time, can be focused upon as those themes which Plato
devoted his maturing efforts to expand and deepen by
repeated reflection upon them. Finally, the tripartite
hypothesis involves the tentative assertion that Plato's
thoughts on the basis of society gradually shifted from an
"eternalist" to a "temporalist"™ orientation; that is, in
his early works, Plato reasoned to the conclusion that
society is based on an eternal model, and in his later
works he reasoned that society also shares in a temporal .
process, or, to be more exact, in the reality of time
itself.
Thus it is necessary to distinguish the word
"hypothesis" from other uses of the term. For example, in
the Parmenides Plato discusses eight "hypotheses" and his
meaning there seems to be that one may tentatively assert
@ proposition, and then, by reasoning logically to the
conclusions which flow from it, and by asking whether these
conclusions seem acceptable or not, either accept or reject
the hypothesis. This is not the meaning of the term hypothesis as it will be employed here, for we do not intend
to begin with the assertion that the Timaeus is a late
dialogue in which certain views are put forward. Rather we
will attempt to ascertain whether there are acceptable
arguments on whose basis it seems reasonable to conclude
that the Timaeus is what we hypothesize it to be and
whether it says what we say it says.
Finally, it is necessary to distinguish the term
hypothesis from the usage of the so-called physical
sciences, wherein "data" are brought forward to "validate,
verify, and confirm" the hypothesis. In the sciences, an
hypothesis is said to be a "testable" proposition by
reason of "operationalizing" its terms; i.e., describing
the operations through which the investigator has gone
in the process of reaching his conciusions. 14
As used in this study, the term hypothesis means that
a conclusion has been tentatively reached and an insight
has been developed by the writer as a result of reading
the statements and works cited, and that he regards his
views as reasonable conclusions because he has interpreted
certain passages in a certain way. The term hypothesis is
used because the writer does not regard his conclusions as
definitive and exhaustive, but as probable and reasonable
conclusions. In this, the method of hypothesis and arguments in favor of adopting the hypothesis as a conclusion
resemble but are not identical with the methods of the
sciences, because it is impossible to measure an interpretation with physical instruments or to reveal by what
processes or operations one has reached his conclusions.
Nevertheless, it is claimed that, by focusing his attention
on the passages discussed, another student of Plato will
probably be brought, if not to identical, then to similar
conclusions.
One could, then, assert that it is the hypothesis of
this study that the Timaeus is a late dialogue in which
Plato has united several themes from the late dialogues
14 Garl G. Hempel, "Fundamentals of Concept
Formation in Enpirical Science," International Encyclopaedia
of Unified § ce, vols. I and IT; Foundations of the
° ence, C.
reas, 1 e
vol. II, no. 7 (University o cago
into a new unity, and that this new unity of themes places
society on a basis different from the one it received in
the earlier dialogues. Then the chapters devoted to the
several aspects of this hypothesis could be viewed as
"data" which conspire to "verify" the hypothesis; i.e.,
make it seem more reasonable than another view.
There are, then, three important problems surrounding
Plato's philosophy of time. First, to get the philosophy
of time into its Platonic context, it is necessary to
show the chronological relation of the Ltimaeus as a dialogue
to the other dialogues. ‘this is an "external argument"
which attempts to establish the relative chronology of
the dialogues by relatively non-interpretative criteria,
i.e., criteria which do not demand an insight into the
meaning of Plato's thought. Second, it is necessary to set
the philosophy of time in the Timaeus in its philosophical
context. This is an internal argument, which traces the
development of Plato's philosophy of time through the late
dialogues, in which he considered this problem. Third, it
is necessary to show how the definition of time emerges
gradually from Plato's thought in the late group of
dialogues, where the use of an image becomes gradually
more appropriate.
These problems form a cluster about a deeper point,
and it 1s this deeper point which deserves the best efforts
towards clarification. Since Plato investigates the meaning
of time, eternity, and image together in his effort to
describe the basis of the best form of society, it is
necessary to reveal as clearly as possible how the themes
of eternity, time and image are related to the basis of
society. This constitutes the primary purpose of this study.
As we said above, the twentieth century has witnessed
an increasing concern for what is called the Philosophy of
History, which includes an attempt to understand human
behavior in its historical setting. !> Plato is infrequently
consulted in this attempt, and when he is, the Republic is
most frequently consulted. If it can be shown that Plato
in the Timaeus devotes his most mature reflections to the
meaning of human life in society in its historical setting,
then the tendency to regard the Republic as the definitive
source of Plato's reflections on man in history may receive
a@ small counter-thrust. It may well be that Plato's
philosophy of time and society, seen together as they are
in the Timaeus, contains the seed of an insight relevant
for our times.
As to the format of this study, certain preliminary
remarks are in order. In the second chapter will be found
a discussion of those arguments drawn from relatively non-interpretative sources which set the Timaeus in its
15 Hans Meyerhoff, ed., The Philosophy of History
in Our Time (New York: Doubleday & Co., 1959), which
contains a valuable anthology of the important authors
in this field and some of their most representative
views.
chronological order. That is, it will be demonstrated that
the Timaeus is in fact the last completed work we have
from the pen of Plato, since the Critias is unfinished and
the Laws is unedited. The argument in the second chapter
is as external as it is possible to be, and relies as
little as possible on insight into the meaning of Plato's
thought. It is devoted to the scholars' discussions of
Greek language and with certain topographic features of
the dialogues. The order of the dialogues according to the
"ancients" is recounted; stylistic and linguistic criteria
are described and the conclusions reached by these methods
are stated in support of the hypothesis. Certain details
of Plato's life which are known from sources other than
Plato's own writings are brought forward as additional
support for the claim that the Timaeus is a late work.
Finally, the same chapter examines the information avail.
able to us in Plato's Seventh Letter. The problem of its
authenticity is discussed and the relevance of this
information is described.
In the third chapter, the order of the dialogues is
taken to be correct, as established by the external
criteria, and, assuming this order, the themes of eternity,
time, and image are traced through the Republic, Parmenides,
theatetus, Sophist, Statesman, and Philebus. The gradual
culmination of these themes in the Timaeus is anticipated
by tracing the development of these themes through the
late dialogues. It is therefore not appropriate to call
this chapter only an internal or interpretative argument
in support of the hypothesis that the Timaeus is a late
dialogue, for it is concerned with the meaning of the
doctrines of the several dialogues as well as the gradual
progression of doctrine which becomes visible by reading
the dialogues in sequence.
The fourth and fifth chapters are devoted to a
commentary on those parts of the Timaeus which pertain to
the trilogy of themes of eternity, image, and time, and
those aspects of prior dialogues which are pertinent to
these themes as the Timaeus treats them. In the final
chapter the relation of eternity, time, and image to the
Philosophy of Society is discussed in detail; certain
references to the Critias and the Laws are made for
additional clarification.
The final chapter is therefore devoted to the
Philosophy of Society and the Philosophy of Time in their
concatenation and interrelationship. Some modern studies
of Plato's philosophy of history and the conclusions which
these studies reach are there discussed, and, where
appropriate, differences between their conclusions and
the conclusions of this study are presented. Plato's
Philosophy of Time and his Philosophy of Society are shown
to be interdependent.
Finally, it should be mentioned that the study will
draw on the original Greek sources only insofar as there
are controversial points of grammar, and that English
translations are used throughout.
The writer realizes that this study concerns only a
small part of the whole philosophy of Plato, and he humbly
admits himself to the company of those more learned than
himself who assert nonetheless that one never masters
Plato but continues to learn from him at each reading.
The plan of the thesis, then, is quite simple. The
second chapter will show that there is a significant
measure of scholarly agreement on the order of the
dialogues. The third chapter will trace the doctrines of
eternity, image, and time through the late group of dialogues. The fourth and fifth chapters will show the interrelation of these themes in the Timaeus. The concluding
chapter will show the relationships between Plato's
philosophy of time and his philosophy of society, and
point out what these relationships signify for a philosophy
of history in the Platonic manner.
The study aspires to show that Plato regarded the
eternity of the Forms as the sole basis of perfection
when he was in his middle years, and that the Republic
may well be taken as representative of the philosophical
reflections Plato articulated during these years. But,
during the last years of his life, Plato rethought many
of the themes of his earlier years, and, as the result of
significant experiences and significant reflections on
them throughout his later years, finally arrived at a
reformulation of the doctrines of the middle years.
In his late reformulation, the temporality of the Forms
takes on new meaning.
Whereas the Republic placed society on an eternal
basis, the Timaeus places society on a temporal basis. But
one should not conclude that Plato has simply shiftea from
one pole of a dichotomy to its opposite, for such a view
would be incorrect. Rather, one should follow Plato
through the doctrinal reformulations he accomplishes in
his late dialogues to see how he has expanded his philosophical horizons, and in that way, one may arrive, as
the writer has, at the view that Plato has ascended new
philosophical heights, in which the simple dichotomy
between time and eternity is no longer valid or fruitful,
and that one best comprehends the basis of society by
comprehending the processes which we call Time. One
should not infer that Plato has abandoned former insights
in his later doctrines. On the contrary, his former
insights are included in his new doctrines, not merely as
special cases but as points of departure. He retains the
old in the new.
CHAPTER IT
THE ORDER OF THE DIALOGUES
In the first chapter, it was stated that an attempt
will be made in this study to verify the hypothesis that
the Timaeus is a late dialogue in which Plato significantly
reformulates his earlier doctrines of eternity, image, and
time. It was stated that the hypothesis was to be investigated by dividing it into two logically interrelated
aspects; first, the order of the dialogues will be
established and their relative chronology will be documented;
second, the doctrines of the late dialogues will be
traced insofar as they develop the tripartite theme ofr
eternity, image, and time.
It was said that the first aspect relied upon
criteria which demand an interpretation of the significance
of Plato's style, and that the second aspect depends on an
interpretation of Plato's thought. In this chapter, the
criteria which do not depend on an interpretation of
Plato's thought will be discussed. This chapter assumes
that some knowledge of the order or Plato's dialogues is
needed in order to interpret them intelligently, and so
the chapter which discusses how the scholars established
this order precedes the chapter which discusses Platonic
doctrine. :
It should be stated at the outset that one cannot
simply assume that a dialogue which was composed later
than another is therefore necessarily a more mature work.
This is precisely what must be demonstrated. In this
chapter, the chronology of the dialogues is ascertained
insofar as this is possible by citing the conclusions of
those scholars who have specialized in the use of stylistic criteria. If one establishes the chronological
order of composition there is a valid presumption that
it also representa some sort of development in doctrine.
If, then, one shows in addition that the doctrines
developed follow an ascending order of reflection, the
point is made. ‘thus, the arguments are not independent
of each other.
If it can be shown that there is a development of
doctrine which can be traced through the late dialogues,
then it can be shown that this progression facilitates
comprehension of the doctrine of the Timaeus. More
specifically, the themes of eternity, image, and time
can be traced through the late dialogues only after one
knows which dialogues are late and in what order they
should be read. Thus the chronology of the dialogues
and the progression of doctrine are not separate items but
logically interrelated aspects of a larger argument.
It would be possible to postulate an order for the
dialogues which would support the view that the doctrine
of the Timaeus is a culmination, and each scholar could
do this without reference to non-interpretative criteria.
‘But, in this way, so many different postulates would ensue
that it would become impossible for scholars to reach any
agreement among themselves. This in fact is what happened
when doctrinal criteria alone were used, and it resulted
in such widespread disagreement that a need for some sort
of non-interpretative criteria by which to establish the
sequence of the dialogues was finally perceived. Further,
the reliance on interpretative criteria alone and the
subsequent differences in the alleged order could support
the conclusion that the relation of the dialogues to each
other had no bearing on their respective doctrines, since
each scholar might postulate a different chronology. But
Plato himself contradicted this view in those of his
dialogues which refer to each other, as, for example, in
the Timaeus, which refers to the Republic almost explicitly
by repeating ‘ciods doctrines of the HKepublic which are
found nowhere else in those of Plato's written works which
have come down to us.
The proceedure followed in this chapter is as
follows. Firat, the testimony of the ancients is adduced.
then the efforts of scholars to use stylistic and Linguistic
criteria are described. Then, biographical intormation
about Plato's life and travels is recounted. Finally,
Plato's own description of his life and his travels is
presented. By drawing from each of these sources, one can
compile a composite picture of the criteria by which the
order of the dialogues can be established, without
reference to an interpretation of Piato's thought. It will
be shown that all of these sources lead to the conclusion
that there is a group of dialogues which are later than
others, and that the Timaeus is the latest of this group.
In the next chapter, it will be shown that the doctrinal
interpretation of these dialogues leads to a greater
insight into the doctrine of the imaeus.
I_The Traditional View
Writing in his "Commentary," A.E. Taylor presents
an impressive list of ancients who authenticate the Timaeus
as Plato's work. He cites Aristotle's references to
passages of the Timaeus and the fact that Aristotle refers
to the Timaeus as a completed dialogue. In addition to
reminding us that Aristotle may be presumed to know the
works of his teacher, Taylor cites, in regard to the
authenticity of the Timaeus, the testimony of Theophrastus,
Plutarch, Chalcidius, Xenocrates, Crantor, Poseidonius,
Procius, Plotinus, Boethius, Cicero, and Diogenes Laertius, !
This list is offered against the view of Schelling, who
contended that the Timaeus was spurious, and by it,
taylor demonstrates that those who do not recognize the
Timaeus as authentic are in the decided minority. There is
little need to recapitulate all of the scholarship on each
of these authors’ claims and it is certainly sate to regard
Taylor's scholarship in these matters as impeccable.
. ' avs. Taylor, commenter on Plato's iimaeus
(Oxford: Clarendon Press, 1928), pe. 4.
te
To this List, Cornfrord adds the names of Galen,
Theon, Derclydes, and Adrastus, who not only knew the
Zimaeug to be Plato's own but in addition agreed that it
was the work of Plato's maturity. Summing up his own
argument, Cornford says, "All the ancient Platonists from
Aristotle to Simplicius, all the medieval and modern
scholars have assumed that this dialogue contains the
mature doctrine of its author." Again it seems unnecessarv
to repeat the details of Cornford's scholarship which may,
like Taylor's, be regarded as impeccable. Both authors
state that the ancients regarded the Timaeus as Plato's
mature work.
But the testimony of the ancients is hardly sufficient
to establish beyond doubt that the Timaeus is both Plato's
work, and, in addition, a work of Plato's old age. Citing
the ancients lends a great deal of support to the claim
that the Timaeus is authentic, but the claim that it is a
late work bears closer scrutiny. This is especially true
in view of the fact that, at one time, a lively controversy
with regard to the alleged maturity of the Timaeus took
place among the scholars.
Between the time of the ancients and the moderns,
the Timaeug was not unknown. Jaeger presents a short and
terse history of the Timaeus in the middle ages. Beginning
2 ¥F.M. Cornford, Plato's Cosmology, p. viii.
with the fact that Plato's Timaeus deeply influenced
Augustine, and through Augustine, the whole of the middle
ages, and continuing through the Renaissance by way of the
Byzantine theologian and mystic Gemistos Plethon, who
brought Plato to the Quattrocento, Jaeger also describes
the treatment Plato received at the academy of the Medicis,
where Marsilius Ficinus taught from the text of the
Timaeug."
Jaeger notes a change in the eighteenth century,
when Schleiermacher seems to have resuscitated a Plato who
was nonetheless very much alive. However, theretofore,
Plato had been regarded as a mystic and as a theologian
whose doctrine was as systematic and systematized as the
Aristotelianism of the Schoolmen. Plato was regarded only
as the author of the theory of ideas."
According to Jaeger, it was Schleierzacher's
contention that the form which a philosophy took was a
creative expression of the philosopher's individuality,
and it was Plato's genius, he thought, to dramatize, and to
use philosophy as a "continuous philosophical discussion
aimed at discovering the truth. ">
> Werner Jaeger, Paideia: The Ideals of Greek
Culture (3vols.; New York: Oxford University Press,
1943), II, pp. 77, 78.
4 Ibid., p. 78.
> Ibid., p. 79.
Immediately after Schleiermacher's view became
known, there followed a period during which the philological investigation of every last minute hypothesis of
Plato's was undertaken with the painstakingly precise
attention for which philologists are deservedly famous.
However, it soon became evident that the forest was being
obscured by the trees.
It remained for C.F. Hermann®
to regard the problems
of authenticating not only the authorship but the chronology of Plato's dialogues as of paramount importance, and
Jaeger tells us that Hermann came to regard the dialogues
as "stages in the gradual development of Plato's philosophy."? Thus Hermann brought "into the center of interest
@& problem which had hitherto been little considered, and
gave it much greater importance. This was the problem of
the dates at which the several dialogues had been written, "8
Since various authors developed differing opinions on the
dating of the dialogues by using doctrinal criteria alone,
4t was the task of philology and researches into stylistic
differences and minute characteristics of language to fix
the date of composition as exactly as possible.
© o.F. Hermann, Geschichte und 8 m der
Platonischen Phil EOUONTy 1e30), in Jaeger,
oS ae Pe 79.
T Jaeger, Op, cite, p. 79.
5 tpad., p. 80.
II The Stylistic Controversy |
T. Gomperz presents an entire chapter on the question
of the authenticity and order of Plato's dialogues.? He
makes a good summary of some of the chief difficulties to
be encountered in an evaluation of the results of the whole
stylistic controversy, and gives evidence of how and to
what extent the whole question has been settled,
He begins with a tantalizing supposition: suppose
Speusippus had sat down one afternoon, and, in fifteen
minutes, written on a scrap of paper the order of the
Platonic dialogues. But, of course, Speusippus did no such
thing, nor did anyone else, so that the scholars were left
with the need to know the order of the dialogues, but,
also, they were left with a need to construct methods of
establishing the chronology, with no hints from Plato or
the Academy as to which methods would prove the most
fruitful, 1°
Initially, each man interpreted the dialogues in
what he felt was the logical order of Platonic philosophy.
But this produced almost as many logical orders as there
were interpreters.
According to Gomperz (and others, including Jaeger)
it was Schleiermacher who first attempted to find his own
9 Theodor Gomperz, eyock thinkers, trans. G.G. Berry
(London: John Murray, 1905).
10 Ipad., pe 275.
way out of this myriad of opinions. By viewing Plato's
doctrine developmentally, and, starting with Aristotle's
guarantees as to certain authentic passages and chronologies, he set about constructing an orderly arrangement of
the dialogues. However, this attempt got off to a wrong
start because, since only approximately half of Aristotle's
works are extent, it became possible for some to construct
what was called the argument from silence, i.e., those
works of Plato which Aristotle did not mention might be
regarded as spurious. !! Gomperz points out that this was
really an excess of Platonic zeal since it included only
those works which Aristotle claimed were Plato's best. '*
Notwithstanding these efforts, Gomperz states that
even in ancient tradition, the Laws were regarded as Plato's
last work. Campbell then perceived that there were
stylistic similarities between the Laws and the Timaeus
and the Critias, including the fact that some 1500 words
were used in these works which do not appear in any of
Plato's earlier works.!> In addition, these works appear
last on the list of Plato's works which was kept by
Aristophanes of Byzantium, the Librarian of Alexandria.
But these are not final criteria. Gomperz asks "...is not
11 Ibid., p. 278.
12 Ipad.
15 Ipaa., pp. 279, 283.
an author's ‘advance,’ his progress towards perfection
the surest criterion for the chronological arrangement of
his works"? He answers his own question in the affirmative,
but reminds us that this road leads to diverse and varied
interpretations of "advance," because there are so many
possible meanings for this tern. '*
For these reasons, the stylistic methods were tried.
Describing them as "linguistic...and verbal statistics, "!5
Gomperz lists some of the criteria employed:
@. number and use of particles
b. new words and phrases
c. certain formulae of affirmation and negation
d. special superlatives !©
He goes on to say that the use of these criteria
produced "astonishing agreement between many different
investigators."!7 They noted that the style of the Laws,
known to be late, (from other sources) was very similar to
the style of the Timaeus, Critias, Sophist, Statesman, and
the Philebus.
He concludes:
The determination of the chronologically separate
14 Ipda., p. 284.
'5 Ipaa., p. 285.
16 psa,
17 Ibid., p. 286.
groups and the distribution among these groups
of the {individual dialogues...are problems
which may be regarded as finally solved; the
more ambitious task of settling the chronological
order within all the groups cannot yet be said to
have been completed. !
However, Jaeger claimed,
This method, in its turn, was at first successful;
but it was later discredited by its own exaggerations. It actually undertook, by the purely
mechanical application of language tables, to
determine the exact date of every dialogue.19
Before entering into this lively controversy, it is
necessary to distinguish a few crucial points; otherwise,
Jaeger's claim that the movement discredited itself will not
be intelligible. First, let it be noted that it 1s sometimes impossible to distinguish very well between the
date of composition of a dialogue, that is, the period of
time during which Plato is said to have actually written
down his thoughts, and the date at which the dialogue
appeared, that is, was circulated, and, as we should say,
released for publication. Although it is sometimes possible
to indicate that a dialogue was actually composed in the
late period of Plato's life, one cannot simply equate a
late doctrine and a late writing. This distinction is
necessary if one is to assert that the doctrine of the
Timaeyus is a late formulation in Plato's life, and, as our
documentation will attempt to indicate, both the formulation
of doctrine and the actual composition of the Jimacus seem
~ Ibid., p. 287. 19 Jaeger, loce cit.
to be very late, according to the sources available to us.
But one cannot jump immediately from the conclusion that a
dialogue was written late to the conclusion that its
doctrine is therefore, on that basis alone, a late doctrine.
It should be pointed out in this regard that we have no
way of knowing whether Plato did or did not compose in the
last years of his life, dialogues whose doctrine and style
we should call early or middle doctrines. Like anyone else,
he might incorporate in late writing what he had formulated
much earlier. Although it is unlikely that Plato set early
or middle doctrines down on paper in his late years, it is
aimost impossible to establish this unlikelihood to a
degree of satisfaction which would entirely eliminate
controversy. For example, the last few pages of the Philebus
seem not to be in the same style or in the doctrinal spirit
as the rest of the dialogue. It may well be that this
dialogue was left unfinished by Plato, and was completed by
the Academy after Plato's death, and that the completion
was accomplished by an academician whose insight and
doctrinal leaning corresponds to what we should call the
middle period of Plato's philosophy.
However, in the instance of the imaeus, it is claimed
here that both the doctrine and the composition of the
dialogue are to be placed in the last years of Plato's
life, and that it was probably a late doctrine, because it
was composed late. These are the two sides or halves of the
ks
argument which we are following in the attempt to verify
our hypothesis. On the one hand, if the dialogue was
written late, we have probable grounds to infer that ite
doctrine is a late one. But it is unwise to conclude only
from its late composition that the Timaeus contains a late
view. In addition to establishing its date of composition
one must examine its doctrine, to see whether it reveals a
more developed form of Plato's later thought. Having made
this distinction, it is now possible to pass in review
the main points of the stylistic controversy, whose
protaganists and antagonists tried by what we are calling
non-interpretative criteria, to establish the late date of
composition of the Timaeus.
Campbe112° presents a brief outline of the history
of attempts to date the dialogues. He recounts how
Schleiermacher was so assured that Plato had a complete
system of philosophy to expound that there must have been
a pedagogical order of the dialogues which Plato intended
so that his students could gradually master his philosophical
systen.
Campbell says that Schleiermacher's conception of a
"complete system gradually revealed" was a stirring one
which caused a renaissance of Platonic scholarship. Later,
20 L. Campbell, "Plato," Encyclopaedia britannica,
llth ed., Vol. XXI, pp. 808-824.
C.F. Hermann's statement that the gradual development of
Plato's thought in the dialogues was not a pedagogical
gradualism but reflected the slow maturation and development of Plato's mind, brought about a quickening of
interest beyond even that which Schleilermacher had precipitated. Ueberweg discerned that the Sophist and the
Statesman must be placed between the Republic and the Laws
on the basis of Hermann's view. Ueberweg and other Hegelians
felt that the non-being of the Sophist represented a
dialectical advance over the Republic and welcomed the
chance to demonstrate this point of view by mapping out
the dialogues in a series of dialectical advances, -! Grote,
on the other hand felt so strongly that the Protagoras was
Plato's most mature doctrine that he discounted the
chronological attempts of Schleiermacher, Hermann, and
Ueberweg.
Campbell adopted a different method of reasoning.
Starting with the conclusion that the Laws remained
unedited because Plato died before he could do so himself,
and noting that the Laws contains a reference to the death
of Dionysius Il, and inferring from the tone and style of
the Laws that it is almost a monologue and represents a
departure from the Socratic dialogues, and adding the
agreement of the Ancients with his own view, Campbell
21 Ipid., p. 810.
‘concluded that the Laws is probably the last of Plato's
works. Then, Campbell reasoned that both the Timaeus and
the Critias presuppose the Republic, and both resemble
the Laws in style and tone. Thus they should both precede
the Laws. Since the Sophist and the Statesman seem to
belong together, he placed the Philebus between them and
the Timaeus and Critias. So, Campbell concluded, the order
of the late dialogues must be begun at the Sophist, and
followed by the Statesman, Philebus, Timaeus, Critias, and
Laws. ° He says, in addition, that Dittenberger and Ritter
followed him in taking this view, and that Lutoslawski
later reached the same conclusions. —> Jaeger says that he
himself reached these same conclusions by another route.
He also agreed with Campbell that the Parmenides, and
Theatetus immediately precede the Sophist.
It should be pointed out that Campbell's chain of
reasoning depends on the placement of the Laws as the last
of the dialog'es, and this placement does not rest
exclusively on non-interpretative bases, since it includes
the criterion of the tone and style of Plato's language.
One must have at least a comprehension of the tones and
styles of the language in which Plato wrote and some
knowledge of the relation of style to the content which
22 Ipig.
23 Ip4a.
is expressed by language. To avoid confusion, it is
necessary to define certain terms as they are employed in
this study. By stylistic criteria, I mean the use made by
reputable scholars of observations such as the presence
or absence of Socrates in a dialogue, or the apparent
attempt on Plato's part to have his passage read more
smoothly and without unnecessary interruptions. Such
devices as the avoidance of hiatus and the use of
anacoluthic sentence endings are here called stylistic.
The term stylometry refers to the application of statistical procedures to the number of particles in a paragraph,
or to the frequency of certain words in one dialogue as
against another; clearly, it carries metric connotations,
and necessitates only the sort of competence which can
easily be programmed into a computer. Whereas the stylistic
reader must understand what he reads, the stylometric
reader ought to avoid understanding the passage he
subjects to statistical criteria. A similar difference
could be found between counting a number of unknown
objects, which, by analogy, would represent the stylometric method, and concluding that the objects so counted
are a strange lot of objects, which be analogy, would
represent the stylistic method. It is one thing to count
the number of clausulae and quite another to notice that a
passage reads more smoothly because of the presence of a
number of clausulae. Thus objections to the use of stylometric scholarship need not carry equal weight if referred |
to stylistic scholarship. It would be impossible, for
example, to put words of the Laws into a computer and
arrive at the conclusion that the Laws 1s a late dialogue,
without at the same time programming into the computer the
criteria according to which one says that a certain
language style is late or early. There are similar studies
concerning the language of Homer in progress at Columbia
University, and there too, the criteria of "lateness"
must be agreed upon before the "purely mechanical application of language tables to determine the exact date of
every dialogue" is undertaken. Thus, Campbell's argument
should read as follows; if the Laws is agreed to be last,
then the remainder follows on stylistic grounds. And it
should be tallied against Jaeger that the placement of the
Laws as last does not rest on "purely mechanical" criteria.
This conclusion bears directly on the question of
the chronology and the relation of the Seventh Letter to
the Timaeus, because the Seventh Letter contains a
description of certain events in Sicilian politics in which,
Plato was directly involved. These events were significant
experiences for Plato, and their impress is discernible
in certain passages of the Timaeus. Detailed comment on the
impact of the Sicilian journeys on the doctrine of the
Timaeus will be reserved for the discussion of the
doctrine of the-Timaeus in the fourth chapter. Suffice
4t here to point out that the autobiographical material
Which the Seventh Letter makes available was taken over
= 40
by the stylists,-" 25 and added to their attempts to :
establish the order of the avavoedee: Again, this shows
that the stylistic criteria cannot be viewed as "purely
machanical." On the one hand this limite the extent to
which stylistic criteria may be said to be non-interpretative; on the other hand, since interpretative sources
enter into stylistic researches, it seems to add to the
reliability of stylistic criteria in establishing the
order of the dialogues.
A.E. Taylor says that the real impetus for the
stylometric method was received from Campbell's groundbreaking edition of the Sophist and Statesman, and that
Dittenberger, Ritter, and Lutoslawski continued and
extended Campbell's efforts, but, he adds, these scholars
were able to agree further that there was a definite break
in style between the Theatetus and the whole group of
dialogues Which Campbell had called the late group. However, Taylor says that the stylometric tabulations, while
they could establish whole groups of dialogues which
shared a style, could not effectively establish the order
of dialogues within a given group. °°
24 U.v. Wilamowitz-Moellendorff, Platon,I (2d ed.;
Berlin: Weidman, 1920), in Jaeger, op, cit., p. 80.
25 Jaeger, Op. cit., p. 84.
26 A.E. Taylor, "Plato," Encyclopaedia Britannica,
agar (Chicago: Encyclopaedia Britannica, Inc., 1957),
pe 49.
Le
Af
It is interesting to follow A.E. Taylor's shifting
emphasis and reliance on the stylistic researches. In the
article which he wrote for the Britannica, ! Taylor says
there are no stylistic grounds for placing the Timaeus
late in the order of Plato's dialogues. However, in the
Commentary on the Timaeus, -° there is a rather extensive
description of the stylistic and stylometric criteria and
@ rather extensive reliance on both of them, albeit
accompanied by a critique. Later, in Plato, the Man and
his Work, "2 there is a recapitulation of the stylistic
criteria and a somewhat limited reliance upon them. One
can only conclude that Taylor did not deem it worthwhile
to inform the readers of the Britannica on the intricasies
of the stylistic controversy. Nevertheless, in all these
works, Taylor concludes that the Timaeus is the work of
Plato's last years.
It is informative therefore, to read Taylor's
description of the satylistic criteria. He summarizes those
used to establish the late group as follows:
1. @ reduction of dramatic style
2. a lesser role for Socrates
3. the presence of a lecture
27 Ipid.
28 A.E. Taylor, Commentary, p. 4.
29 alm Taylor, Plato: The Man and His Work (6th
ed.;3 Aa print.; New York: Meridian Books, Inc., 1959),
(Pe 436.
4, periodic versus poetic style-0
He says, in addition, that the last dialogue which bears
the marks of Plato's earlier style must be the Theatetus,
and that he shares this view with Ritter"! and
Lutoslawek1.>*
A.E. Taylor's recapitulation of the stylistic
criteria is especially interesting in view of the fact
that he follows Burnet rather carefully, and yet Burnet
states, "I have ventured to assume the results of the
stylistic researches inaugurated by Lewis Campbell in
1867.""2 It is also interesting to note that Burnet, like
taylor, refers to these researches as stylistic and not
stylometric, which indicates that he is not willing to go
so far as Lutoslawski's application of calculus to the
frequency of hiatus and the use of clausulae in Plato's
aQialogues. On the other hand, Burnet himself makes use of
"stylistic" arguments when he notes that the early dialogues
make use of dramatic form and employ the person ot Socrates
centrally in that endeavor, whereas the later dialogues do
30 A.E. Taylor, Commentary, pe 4.
Constantin Ritter, The Essence of Plato's
EnLiceophy, trans. Adam Alles (London: George Allen &
Unwin, Ltd., 1933).
32 W. Lutoslawski, Origi ad Growth of Plato's
Logig (New York: Longmans, rooey.
33 John Burnet, Greek Philosophy (London: Macmillan
& Co., Ltd., 1914), Part I, p. 212.
80 with less and less emphasis on drama and on Socrates’
interlocutory role. On this basis Burnet too concludes
that the Timaeus is the work of Plato's old age, but
reserves decision as to whether the Philebus precedes it or
not.
It 18 frequently recognized that Burnet, A.E. Taylor
and Cornford collectively form something of a school, and
so it is appropriate to take Cornford's remarks on the
order of the dialogues into account. This is especially
true since his translation of the Timaeus is the most
recent and constitutes a valuable synthesis of scholarly
efforts to understand this dialogue.
In his Plato's Cosmology Cornford discusses the
dating of the Timaeug but makes only peripheral reference
to the stylistic criteria.-* He cites Wilamowitz 35 to the
effect that Timaeus speaks with an authoritative tone, and
makes little use of the gently poetic questionings of
Socrates. Cornford also cites Ritter to the effect that
the fourth person of the Timaeys is left unknown, perhaps
because Plato wanted to keep open the possibility of writing a fourth dialogue in the series. ©
34 Gornford, op, cit.
35 Wilamowitz, Platon, I, p. 591, in Jaeger,
Op. cit., pe sO.
36 Constantin Ritter, Neve Untersuchungen uber
Platon (Munich: 1910), p. 181.
But Cornford, like Burnet and unlike A.E. taylor, makes
little mention of the whole matter of stylistic dating.
He assumes the results of the stylists but prefers to place
the Timaeus and Critias just before the Laws for reasons of
doctrine rather than for reasons of style.
Ritter says that he learned most "from the English,"
meaning Burnet, Taylor, and Cornford, and that his own
researches brought him into "remarkably close agreement...
with respect to their chronological determinations."-/
Briefly, his conclusions are theses there are six major
groupings of dialogues, and the last group, composed of
the Sophist, Statesman, Timaeus, Critias, Philebus, and
Laws, must be late because a "careful study of the differences in language and expression" creates an "indubitable
means of determining their genuineness as well as the
approximate date of their appearance." >° In addition, he
says that there are changes in style and writing which
are less precise but no less observable by the trained
observer, and that perhaps the strongest of these
considerations is the transition from the "poetic" style
in the early works to the "didactic" style of the later
works.-? It 18 interesting to observe that when Zeller
3T Ritter, The Essence of Plato's Philosophy, p. 9.
38 tpia., pe 27.
39 tpid., pp. 29, 30.
challenged Ritter to try the stylistic methods on a 7
modern writer's works, whose chronology could be independantty verified, Ritter was able to arrive at the correct
chronology of the works of Goethe, 40
Perhaps a summary of the stylistic controversy is
in order at this point. "1 Briefly, it began with the
efforts of Schleiermacher to reveal what he felt was the
pedagogical gradualiem of Plato's dialogues. But Hermann
felt that the gradual development in the dialogues revealed
not Plato's pedagogical process so much as the gradual
growth of Plato's own insight. Campbell started with the
assertion that the Laws was the last work of Plato and
noted stylistic similarities between the Laws and a whole
group of dialogues, which included the Sophist, Statesman,
Philebus, Timaeus, and Critias. Ritter modified the
stylistic criteria and made them more precise, and arrived
at astonishingly similar conclusions. In turn, Wilamowitz
and Lutoslawski carried the work further (and perhaps to
excess) by accomplishing stylometric word-counts and
establishing frequency tables for the number of particles,
clausulae, and hiatus. They too reached similar conclusions.
It emerged that the comparison of styles of writing employed
4 Ross has summerized these results in tabular
form. See appendix A.
by Plato in the dialogues could be used by several
relatively independant scholars to reach agreement on the
chronology of the dialogues, and, on this basis, it was
agreed that the Timaeus was a work of Plato's old age,
since the Timaeug and the Crjtias resembled the Laws, |
more than any other work of Plato, in its style and
composition. The researches of Burnet, Taylor, and Cornford
assume these stylistic results and take them up into a
more comprehensive view of the dialogues. This however
does not alter their opinions that the Timaeus is the work
of Plato's old age. Taylor and Burnet are uncertain whether
the stylistic methods can place the Timaeus after the
Philebus and conclude that if this is to be done it must
be done on other grounds. More recent researchers have
little or nothing to add to the stylistic probability that
the Timaeus is the work of Plato's old age.
The criteria used by these authors are said to be
non-interpretative, insofar as they refer to the use of
grammar, style, language devices such as expletives, hiatus,
clausulae, etc. But other criteria, such as the death of
Dionysius II, the decreasing importance of the role of
Socrates in the various dialogues, do, to a certain extent,
demand a degree of insight and interpretation of the style
of the dialogues, and are used both as starting points for
stylistic analyses and as parts of such analyses. They
cannot be said to be purely mechanical, nor are they wholly
objective, but their use by what Ritter calls "trained
observers" has led to a remarkably wide and detailed
agreement on the part of scholars to the effect that the
Timaeug is the work of Plato's old age.
Before we pass on to an examination of those details
of Plato's biography which help to establish the sequence
of the late dialogues, there is another point which
deserves attention, and it is the matter of those dialogues
which Zeller and Ritter call the "transitional dialogues, "
namely the Parmenides and the Theatetus. It is necessary
to note that a number of those scholars who have constructed
chronologies of the dialogues have reached agreement that
these two dialogues must be placed after the works of
Plato's middle period, which include the Republic, and
before the last period, which begins with the Sophist. In
the next chapter, the doctrinal significance of this
placement will become evident. It is necessary here only
to document the assertion that reputable scholars have
agreed to place the Parmenides and Theatetus immediately
before the dialogues of the late period.
III Biographical Criteria
Up to this point, we have seen that there is a long
and honorable tradition which regards the Timaeus as the
work of Plato's old age, and that atylistic criteria, used
by a small but highly reputable number of Platonic scholars,
has brought about a condition of wide and detailed agreement that the Timaeus is Plato's work and that he wrote it
i
in his last few years
To these sources, let us now add a review of those
details of Plato's life which may be useful in determining
the order of the dialogues. Again, so far as possible, the
argument here will attempt to avoid any interpretations of
Plato's thought, in keeping with the attempt to divide the
evidence in favor of the nypotheale into two inseparable
but logically discrete aspects.
Unfortunately, the biographical information which
we posess about Plato is painfully scant, since most of
what we know about Plato's life has to be derived from the
dialogues and the letters. The date of Plato's birth is
usually said to be 427, although A.E, Taylor gives 428.
Similarly, the date of Plato's death is usually given as
347 but A.E. Taylor gives 348. All agree that these dates
are approximate. The concensus seems to be that Plato was
approximately eighty or eighty-one when he died.
Plato was descended from an aristocratic family.
His mother's first husband was Ariston who traced himself
to Poseidon; her second husband was Pyrilampes, who
related himself to Pericles. Plato's mother, Perictione,
was of the family of Solon. 42
' Plato had two brothers, Adeimantus and Glaucon, and
a sister, Potone, whose son, Speusippus was therefore
42 alk. Taylor, "Plato," Encyclopaedia Britannica,
pp. 48-64.
Plato's nephew as well as successor as head of the
Academy. Plato was the youngest child in the family. *?
According to Cicero, Plato's introduction to Archytas (the
Strategus of Tarentum) was extremely fortunate since
Archytas later rescued Plato from slavery, into which he
had been sold by Dionysius 11.44 the incident of Plato's
slavery was also recorded by Philodemus in his Index
Academicorum. "5 However, without the Seventh Letter it is
not possible to set a precise date for this event. Cicero
only tells us that Plato was in Sicily and that he was
ransomed by Archytas from the slavery into which he had
been sola. *©
After citing the well known details of Plato's birth
and aristocratic lineage, Ritter reminds us that Plato was
born during the Peloponesian war and that soon thereafter
Pericles succumbed to the plague. Plato was six when peace
was concluded with Sparta in 421 and he was fourteen, an
Aimpressionable age, when the Athenian fleet was destroyed
43 Field, op. cit., p. 4.
a According to Field, Plato's benefactor was
Archytas (Field, op. cit., p. 16), but according to
Gomperz it was Anniceris (Gomperz, op. cit., p. 261).
45 Field, op. cit., p. 18.
46 Gomperz, op, cit., p. 261.
off Sicily. 47
In 405, when he was approximately twenty, Plato met
Socrates, and Ritter tells us that even his exceptional
education in the arts of drama and poetry were not enough
to prevent Plato from committing his poetic works to the
flames, since they were not up to the new philosophical
standards Socrates had impressed on nim, 48
When "The Thirty" came to rule, Plato was asked to
join with them, but he could not bring himself to take
part in a regime which he felt to be responsible for the
injustice of Socrates' death, so he went instead to Megara
for a few years. 49
Plato also travelled to Egypt, Crete, Cyrene, and
Italy and Sicily. The Sicilian travels were "of great
significance" for Plato's philosophy. In addition to
Archytas of Tarentum he met other Pythagoreans in Syracuse.
It was during these travels that he also met Dion and
Dionysius I. Plato was at this time fourty years old; Dion
was twenty and Dionysius forty-three, 99
Many years later, after the unfortunate and misconceived rivalry between Dion and Dionysius II, Plato was
sold into slavery at the island of Aegina but was soon
47 Ritter, The Essence of Plato's Philosophy, pp. 21,
22.
48 tpaa., p. 22.
49 Ipta., p. 23. © Abia.
ransomed, His benefactor refused reimbursement, so Plato
took the sum and applied it to the purchase of a plot of
ground in the gardens of Akademos, where the founding and
administration of his school occupied his attention for the
next twenty years.>!
In 367, Dionysius I dies and Dionysius II is advised
by Dion to send for Plato. A rivalry takes place between
Dion and Dionysius. Plato is allowed to return to Athens
for the duration of the war in which Syracuse is engaged,
on the promise that he will return as soon as it is over.
Plato leaves and Dion is banished. °2
Five years later, Plato returns. He tries, with less
success than before, to have Dion reinstated. He returns
again to Athens in 360. Three years later, Dion assembles
an army and marches on Syracuse. He meets with some success
but is later assassinated. According to Ritter, 52 Plato
mourns with deeper grief than he had for Socrates,
although Ritter does not reveal the source of his information.
In 347, Plato dies. Ritter says: "To the end of his
life he was mentally alert and active and enjoyed the honour
51 Ip4d., p. 24.
52 Ibid., p. 25.
53 Ipid., pe 26.
and respect conferred upon him by his circle of disciples."
By accepting the authenticity of the Seventh Letter,
Ritter is able to conclude that the Parmenides and the
Theatetus were written before Plato’s Sicilian adventures
and that the late dialogues were written thereafter. >>
Thus Ritter is of the opinion that the Parmenides and
Theatetus immediately precede the late group and should be
read before them, since, in this order, the changes in style
and doctrine between the Parmenides and the Jheatetus and
the late group became more clearly recognizeable. In short,
the influence of Plato's Sicilian experiences can be
better discerned in the late group, and this influence is
not detectable in the Parmenjdes and Theatetus.
One final biographical point deserves attention
before we pass on to a discussion of the relevance of
Plato's letters to the matter of establishing the chronology
of the dialogues, and it is the problem of determining the
relative influence of Socrates on Plato's life.
While this problem seems at first sight to belong
to a discussion of Plato's biography, actually it does not.
While it is true to say that we have as little information
about the details of Socrates’ life as we have of Plato's,
o4 Ibid., pe 27.
55 Ritter cit., pp. 329 ff.; Untersuchungen
uber Platon (Stutheeres 1888 » pp. 88 ff,
()
the fact is that we can only determine the influence of |
Socrates by examining Plato's thought. It is frequently
asserted that Plato wrote in the dialogue form because he
held Socrates’ method of communication in such high esteem,
and this is probably true. But there seems to be no
information which could help us to determine whether the
order of the dialogues was influenced by Socrates. It
seems better to postpone this question until the next
chapter, where we take up the doctrines of the dialogues,
and the influence of Socrates’ thought on Plato's doctrine.
It might be noted in anticipation that Plato does
give several hints, through the Parmenides, Theatetus, and
in the whole group of late dialogues, of the extent to
which the doctrines of these dialogues are "beyond"
Socrates, that is, ask the sort of questions which Socrates
probably would not have asked.
Let us pass, then, to a discussion of Plato's
Seventh Letter, which reveals in some detail how Plato's
Sicilian experiences influenced him. Such information will
be useful in understanding some of the passages in the late
dialogues.
IV. The Letters
J. Harward °° has made a very useful compendium
which contains an impressive amount of material on the
NE PIN SE IE TE ESI IT IT I I SE TS TC EIT OT DFAT I LEED TENE EEE
50 J, Harward, The Platonic Epistles (Cambridge:
The University Press, 1932).
L a
Letters. He cites a number of ancients who regarded the i
whole collection of Plato's letters as authentic, including
Diogenes Laertius, Plutarch, Lucian, Cicero, and Aristophanes the grammarian of Alexandria.o? Although Jowett 58
followed Karsten 99 into the opinion that the entire lot
was spurious, Harward says that the increasingly wide use
of stylistic criteria soon dissipated the influence of their
opinions. The stylists were thus able to overcome the views
of Jowett and Karsten 60 which were that the letters were
written in too lowly a style for them to be regarded as
Plato's own, that the philosophical doctrine of the letters
differs too widely from Plato's theory or Ideas, and that
there are no sources from which we may conclude that Plato
was actually ever in Sicily.©! Wilamowitz was particularly
strong in asserting the letters to be genuine, and his
criteria were largely stylistic, that is, he was able to
conclude that the satyle of the letters was not too lowly
tor Plato, but was in fact written with many or the idioms
and phrases which Plato favored in his late years.
57 Harward, op, cit., p. 60.
58 B. Jowett, e Dialogues of Plato (3rd ed.; New
York: Scribner, Armstrong, Oe, 1 » preface.
59 H.T. Karaten, De Epistolis quae feruntur
Platonicis (Utrecht: 1864), in Harvard, Op, cit., Pp. 61.
60 Harward, op. cit., pp. 71, 72.
61 Field, op, git., p. 16.
Thus, there are few scholars today who would reject
all the letters, although some scholars reject some of then,
as we shall see. But in the main, the wave of scepticism
has subsided. Thus, Harward is able to compile a list of
scholars and tabulate which scholars accept which of the
letters.
The Seventh Letter in particular, has been accepted by
Taylor, Burnet, Ritter, Hackforth, Wilamowitz, Souilhe,
Bury, and Field.©2 These scholars were able to agree
largely because of the stylistic criteria as applied to
the letters. Harward discusses these criteria in some
detail. He divides them into four groups, which include
the following:
1. choice of words, including neologisms and
expressions Known to be current in certain
years by reference to other authors.
2. word order, including inversions of normal
word order, hiatus, elision, the use of clausulae
3. sentence structure, including extra paranthetic
clauses, hanging nominatives, a string of terse,
clipped unmodified verbs, following intuitional
rather than strictly logical order.
4. circuitous mannerisms and tautologous phrases 63
One notices that the foregoing criteria are neither
atrictly stylistic nor strictly stylometric. In order to
make use of them i1t would be necessary to be a "trained
observer" as Ritter says, and, in addition to noticing the
presence of these devices of style, one could, if so
62 Harward, ope cit., p. 76.
63 Ibid., pp. 86-96.
inclined, make tables and count the frequency with which
these mannerisms occurred. But the deeper point is that
the most reputable Platonic scholars were able to agree
on the basis of these criteria that the Seventh Letter was
both genuine and late. Harward says "...the stylistic
features in common (between the Seventh Letter and the
Laws) are so striking that they stare the reader in the
face, "64 Ritter makes a similar comment when he says, "On
any unprejudiced reader it (the Seventh Letter) cannot
fail to produce the impression of the natural outspokenness
of a narrative of personal experience. "65 Cicero himself
says, "praeclara epistula Platonis ad Dionis propinquos..."66
To these, Harward adds his own views since Plato regarded
Kallipos as a "fiend incarnate," and since it was Kallipos
who had Dion murdered, and since Kallipos wrote to Plato
of the death of Dion in 354, and since the death of Dion
4s recorded in the letter, but the letter does not record
the death of Kallipos, which occurred a year later, it is
probable that the letter was written between 354 and 353,67
From all of these probabilities, Harward concludes that the
64 Ipia., p. 86.
65 Ritter, Neue Untersuchungen uber Platon, p. 408.
66 Tusc, Disp. V, 35, in Harward, op. cit., p. 189.
67 Harward, op, cit., p. 192.
letter was composed after the Sicilian journeys and before :
the Laws. This places the letters in a setting which is
either immediately before or contemporaneous with the
Timaeus. As we shall see after a discussion of the Seventh
Letter in detail, it is probable that it precedes the
Timaeus.
Having shown on the basis of reputable scholarship
the authenticity of the Seventh Letter and its late
composition, I would like now to summarize its contents,
in order to point out certain experiences Plato had
relevant to the doctrine of the Timaeus.
Plato begins by telling that his motive for visiting
Sicily as the desire to see the people there freed by the
best laws for the situation, and, in addition, he will
recount in the letter the process in which he reached the
formation of his opinions on the matter (324b).
He describes his youthful aspiration for a political
career and recounts that some of his relatives, (Critias
and Charmides) were members of the Thirty, and that they
had asked him to rule with them (324 b,c). But he declines
because he sees that their rule, like most revolutionary
regimes new in power, suffered excesses. These were
particularly visible in these attempt to send Socrates on
a dishonorable mission (324 6). It was finally certain,
when Socrates was sentenced to death at the hands of this
regime (325 c). Plato notes sadly that the older he gets
the more he realizes the extreme difficulty of handling
public matters (325 a). He noticed that not only the
written but the unwritten laws were extremely inflexible
and therefore hard to mold. As a matter of fact, those in
Athens struck him as incurable, and for the time, nothing
could be done (326 a). |
We then read a small recapitulation of the Republic
doctrine of the philosopher-king. Plato tells his readers
that the situation in Sicily, like the one in Athens, is
so difficult that there will be no peace for the sons of
men until either philosophers are kings or those in power
lay hold to some philosophical illumination (326 b). It
was with these expectations that Plato first arrived in
Sicily. He is repelled by the life of vice and court
debauchery which he finds there, and says that here as
elsewhere such immorality will inevitably lead to a
succession of tyranny, oligarchy, and democracy (326 d).
However, while there, he instructs the young Dion
who is extraordinarily adept at this sort of learning, and
Dion resolves to "live for the future" which of course
makes him terribly unpopular at the court (327 b,c)
However it is his hope that Dionysius will learn too, and
in this way peace and happiness will be introduced (327 d).
This fitea in with Plato's desires not to be "only a man
of words" (328 aec) and, in addition, helps Plato to
prove to himself that he does no dishonor to philosophy by
inaction (329 a). However, Dionysius does not devote himself to philosophy. Moreover, Dion is perceived as a
threat and is expelled from the court. Plato becomes a
prisoner of the court (329 ced). Dionysius flatters Plato,
but Plato is aware that it is his status and not his
philosophy which Dionysius desires (330 a).
Plato reflects on these experiences for his readers,
and tells them an allegory to the effect that the physician
is to his patient as the philosopher is to the state, and
that, just as the physician prescribes diet, so the
philosopher prescribes laws and constitutions which will
eventuate in a good state (330 d-33!1 e). This too is
reminiscent of the Republic. Again we are told that the
good governor is he who frames good laws (332 b). To do
80, @ man must have loyal friends, and there is no surer
test of vice than a man without friends (332 c). Such a
man is Dionysius, whose early years were hungry for want
of education and proper training. Thus he was raised
discordantly, and, beyond the fact that he is wrecking
Sicily, the greatest poverty arises from his lack of
harmony with himself (332 a). Nevertheless, a way must be
found to free Sicily by the introduction of just laws (334c).
A way might be found if only Dionysius can be brought to
harmony with himself. If it is not possible to introduce
order through Dionysius, then other means must be sought,
for the source of light is the soul at harmony within the
man (335 aed). Plato's hope is high and his desire is
strong, but the worst crime is comitted: Dionysius
refuses (335 e).
- Thus the second venture ends worse than the first,
due to a "fiendish" ignorance of matters of the soul and
of philosophy on the part of Dionysius (336 bec).
We are reminded of the early lesson of the letter,
i.e., that a period of temperance after a revolution is
as rare as it is necessary. Perhaps it follows that this
is the time when just laws should be enacted but it is
unfortunately true that this is also the time when such
an enactment is least possible. Perhaps this task will
remain for the future (356 e).
How should such laws come to be? Plato answers his
own question by saying that only the best men can make
the best laws, and actually goes into the proportion of
men to the population (337 c).
The motive for Plato's third trip to Sicily is
given. We are informed that Dionysius is eager to have
Plato return, and that he has made progress in his study
of philosophy. Archytas and his Tarentine circle of
Pythagoreans implore Plato by letter, and one, Archydemos,
even accompanies the trireme which is sent to supply
Plato's passage. In order not to betray Dion and his other
Tarentine friends, Plato allows himself to be convinced( 339
a-e).
There follows what one writer (Ritter) calls a
philosophical digression into the nature of the process
wherein philosophy is "imparted" so that the student will
_gsee a "marvellous road" open before him (340 b,c). Here
we have a recapitulation of some of the thoughts Plato
had set down in the Phaedo and in the Republic, where he
described how the soul, reflecting on herself, sees a
whole new realm (340 d).
"There neither is nor ever will be a treatise of
mine on the subject" says Plato, in what seems at first
to be a deep paradox. What can a philosopher mean whose
Magnificent dramatic dialogues are revered as perhaps
the highest insights ever written? Is it all a game? The
key to this, is to be found in the Seventh Letter, which
explains to the friends of Dion that Plato never fell from
honor and was not among the murderers of Dion nor among
the followers or participants in the horrible rule of
Dionysius who had him killed. Plato is not addressing a
learned academy nor an audience of philosophers but a
group of friends and former associates of Dion who cannot
understand how the great Plato and his philosophy could
not save Dion from an unjust fate.
To the claim of Dionysius that he was learning
philosophy from the one lesson Plato had given him and
that he was in fact producing learned treatises of originality and brilliance, Plato responds not only that his
philosophy can't be taught in a few lessons, but that its
deepest meanings cannot be taught at all, but must be
experienced as a fire which is enkindled in the soul
after an arduous preliminary regimen in the company of
\.
teachers who have been so inflamed (341 d,e).
If philosophy cannot be taught as a series of learnable propositions, how can one expect to learn it in
writings and disquisitions? To bolster this argument and to
derive it from higher knowledge, Plato launches into a
short essay on the steps and stages on the way to philosophical insight. There are, he says, three preliminary
steps and two later stages through which philosophical
knowledge is imparted (342 a), o8
the "instruments" of this process are names, definitions, and images (eidola). Names are notoriously flighty
and subject to the winds of change and fashion. Definitions
are frequently contradictory and refer to aspects which
shift. Images may be drawn and fashioned at will but what
images attempt to convey is not necessarily subject to
these inconsistancies (342 b,c). More proximate but still
very distant is knowledge of the thing and closest is the
thing itself as it is. If somehow one does not go through
the first three, (names, definitions, and images) one
cannot even aspire to the fourth, (knowledge of the thing)
much less the fifth. It is much the same with the Good,
the Beautiful, the Just, Bodies, even Characters of the
65 not learned. Plato is talking about the
communication of philosophy, not the stating of it, nor
the acquisition of it, but the process in which, so to
speak, philosophy happens.
‘soul, and with all that is done or suffered (342 e). :
Plato distrusts the fixity and unchangeable character
of language as he hesitates to put down in words which
seem firm and clear what cannot be grasped so easily (343 a).
Words, definitions, and images contain much that is
opposite to the things themselves (343 b). Philosophy is so
hard that men satisfy themselves with images. ©9 Most men
cannot study philosophy, and even those who do, find it
hard if not impossible to speak of. Perhaps, after the
preliminaries of words, definitions, and images, a birth
will take place but unless the preparatory steps are
taken, naught will avail the ambitious, such as Dionysius.
In addition, if there is no "natural inclination," even
these steps will lead nowhere (344 a).
What is needed is a "sudden flash" which will arrive
only occasionally and then only after long preperation (344b).
Therefore, Plato warns his audience, do not expect to plumb
the deepest meanings of philosophy too rapidly. And, even
if a treatise on Laws, written by a great writer, should
cross your attention, do not think that you see there the
most precious thought of their writer; you do not. These,
he implies, are images drawn for your information, but
they are not philosophy, in its deepest sense (344 c).
Moreover, Plato tells his readers that his reverence
for the truth is such that he will not entrust it to
69 See the Cave Allegory of the Republic 507. F
vehicles. That which is inexpressibly beautiful should not
be dragged down in homely expression. The inner harmony of
philosophy will not mix with the discordant decadence of
Dionysian politics. On the other hand, once truths of this
sort have been experienced, there is no need to write them
down because there is no danger of forgetting them. Once
posessed, they live on (344d). So ends the "philosophical
digression."
Plato returns to his history of the events of his
third stay in Sicily. He is implored to stay on by
Dionysius’ promise to restore Dion's property and income.
Plato is asked to remain for a while to consider the plan,
but while he does so, the last trade ships leave and the
season for travel comes to an end. (He has been tricked)
(346). After the ships are gone, Dionysius sells Dion's
property (347). Plato is told that Herakleides will not be
harmed, even though he led a guard's revolt for higher pay,
but again Dionysius goes back on his promise. Plato is
ousted from the palace gardens on the pretext that they are
needed for a festival (349).
Plato begins to realize that his friendship for Dion
4s disadvantageous, that he no longer shares the tyrant's
confidence, that he is no longer useful, either to himself
or to the tyrant, and that his friends at the court are
gradually being arrested.
He sends for help to Archytas (350). A trireme of
_thirty oars is sent, with Lamiskos, a Pythagorean, in
command. Plato is taken to Dion, who immediately plots
revenge against Dionysius II. This time, Plato pleads not
to be included, because of his advanced age, and because
Dion is plotting to injure someone, and Plato will not be
a party to violence (350 c).
Plato gives out another allegory. Like the brave
captain of a good vessel who underestimates the brutal
ferocity of a storm, it became Dion's fate to die at the
hands of Dionysius' forces, but it was a death with honor.
Plato ends the letter by saying that he felt it was
necessary to explain the paradoxical turn of events in
Sicily, and he hopes he has done so (352).
Since reputable scholars have agreed that the
Seventh Letter is Plato's own, and since, in all probability
it was written between 354 and 353, we must place it in the
late period. We should expect the extraordinary experiences
of Plato's Sicilian travels to have a marked influence on
the doctrine of those dialogues written after the travels
which the Seventh Letter record.
However, in order to show what influences these
experiences had on the doctrine of the Timaeus, it is
first necessary to pass in review the doctrines of the
dialogues between the Republic and the Timaeus. This task
is the burden of the following chapter. It is possible at
this point only to anticipate how the Seventh Letter leads
us to expect that the Timaeus will reveal the influence of
_Plato's Sicilian experiences.
Thus, there is confirmatory evidence to be derived
from the Seventh Letter for the view that the Timaeus is a
late dialogue. This is indicated in the statement (at 344c)
that even if a great writer were to write a treatise on
laws and if such a treatise were to come to the attention
of the Sicilians, it should not be regarded as philosophy
but as a set of images. The fact that this statement is
put in the hypothetical future seems to indicate that the
Laws have not yet been written (at least, not completed).
If the Laws is Plato's last effort, and if the Timaeus
is as closely related to the Laws as the stylistic criteria
indicate, this statement would seem to indicate that the
letter itself was written before both the Timaeus and the
Laws. We have already cited evidence for this view.
It 18 the business of the next chapter to spell out
the doctrinal criteria on which this same conclusion can
be reached. There, the relevence of the doctrinal points
of the Seventh Letter will be introduced.
Perhaps it is not inexcusable to ask the reader to
recall at this point that the division of the initial
hypothesis into two methodological procedures, has, at
this point, only dealt with one half of the argument, and
that both halves are necessary to establish the hypothesis.
Thus, one concludes from this chapter that the external
sources, individually and collectively, point to the
Timaeus as a late work. It now needs to be demonstrated
ithat the doctrine of the Timaeus is a late doctrine.
Thereafter, it will be shown that in the doctrine of the
Timaeus we find not only a later doctrine than its
predecessors, but a more developed doctrine, consisting of
@ culmination and synthesia of the themes of eternity,
image, and time.
V__Conclusion
I conclude this chapter with the conviction that the
Timaeus is a late dialogue, probably written after Plato's
Sicilian adventures. It is difficult to fix a precise date
for its composition. It is certainly after the first two
Sicilian adventures and certainly before 347, the year of
Plato's death. /° stylistic criteria place it in the same
age grouping as the Laws. This makes it probable that the
Laws and the Timaeus occupied Plato's attention alternately
during the same set of years. This means that the Timaeus
trilogy and the Laws were both written in the last years
of Plato's life. I think it is probable that the Timaeus
was written after the third Sicilian adventure, after
Plato's indebtedness to the Tarentine Pythagoreans had
increased a great deal. I feel no need to separate the
Laws, the Seventh Letter, and the Timaeug more precisely
because I think that work on all three of them could have
proceded together, yet I feel it is probable that the
Seventh Letter precedes the completion of the Laws and
70 4.e., it 48 in all probability not a posthumous
edition.
Ln
the Timaeus. Cornford's hypothesis that Plato stopped in
the middle of the Critias in order to complete the Laws is
especially attractive.
CHAPTER III
THE DOCTRINE OF THE DIALOGUES
Introduction
In the foregoing chapter, the chronology of the
dialogues according to reputable scholars was presented.
The conclusion that the Iimaeus is a late dialogue was
reached by these scholars by utilizing several criteria,
including stylistic interpretations, biographical information, agreement among some of the ancients, and certain
relevant information which Plato set down in his Seventh
Letter. It 1s now the task before us to confirm this
cgnelusion by appeal to doctrinal development in the
dialogues which precede the Timaeus. This will be done by
showing that there are significant themes in the dialogues
which precede the Timaeus, which are gradually modified
and expanded until they are treated in a new way in the
Timaeus.
It is obviously impossible in these few pages to
present a detailed summary of all of the philosophical
doctrines which Plato treated in each of the dialogues to
be discussed. Therefore, only those themes which specifically culminate in the Timaeus will be passed in review.
It 1s assumed that no significant distortion of Plato's
philosophy will be made by selecting three themes which
Plato discusses together in the Timaeus, and that no
distortion will be introduced by tracing these themes as
Plato develops them in the dialogues which intervene
between a logical starting point and the Timaeus.
The first problen, then, is to determine a logical
point to begin our investigations. The Timaeus itself gives
us the starting point because it begins with a recapitulation of certain themes in the Republic. This seems to be a
clear indication that the investigation of Plato's later
philosophy must include some sort of comparison with the
Republic and the doctrines of the so-called middle period.
In the discussion which follows, it will be assumed that
the doctrines of the Republic may fairly be taken as
representative of the doctrines of the entire middle
period, and that reference to the other dialogues of the
middle period will be made only when it seems clearly
necessary. Thus little mention will be found of the Phaedo,
Phaedrus, and Symposium, and our inquiry will focus mainly
on the Republic.
The Parmenides and the Theatetus constitute a special
group of dialogues, as Ritter has observed. In these
dialogues a special critique of the doctrines of the middle
period is undertaken by Plato himself. Thus, if one plans
to trace the development of certain doctrinal themes by
starting with the Republic and continuing through the late
dialogues, one ought to interpose between the Republic
and the "late" dislogues, the Parmenides and the Theatetus,
and their respective doctrines, insofar as they discuss
the themes in question.
In the subsequent discussion of the doctrines of
the late dialogues, it will be shown that the critique of
the middle doctrines by the Parmenides and Theatetus had
brought Plato to the recognition of a need for new doctrinal formulations. Thus, it will not only clarify the doctrine
of the Republic but it will shed light on the Sophist,
Statesman, and Philebus if we examine carefully the critique made by the Parmenides and Theatetus. In this way, one
May examine the sequence of doctrinal modifications which
Plato made as he matured, and one may discuss both the
doctrines and the doctrinal advances as one treats each
succeeding dialogue.
Certain confirmations of the view that the Timaeus
reformulates old doctrines in a new way will be sought
in relevant passages from the Critias and the Laws, but
these are only taken as lateral confirmations, and not as
indices, of the extent to which the Timaeus contains
significantly new doctrinal formulations. They form, as
it were, testable corollaries of the main hypothesis.
The three themes which I have selected to focus upon
are the themes of eternity, image, and time. It should be
noted that the words eternity, image, and time are not
technical terms for Plato, and that their meaning will be
found to change as the sequence of dialogues approaches the
Le
Timaeus. For this reason, I prefer to call them themes and ;
not terms or ideas or doctrines.
I have also made a methodological choice. It would
be possible to select the passages from each of the dialogues which discuss eternity, image, and time, and by placing
them together, one could discuss each theme separately. But
there is another way, which seems more faithful to Plato's
own method, and that 18 to pass each dialogue in review,
and, in passing, point out those passages which are relevant to the themes of eternity, image and time. This latter
method has been adopted.
In the chapters which follow the present one, a more
or less interlinear commentary will be offered on those
passages of the Timaeus which are relevant to the three
themes I have selected for study. In this way, the gradual
advance of Plato's thought is given what I feel is an
appropriately developmental context.
I maintain, then, that in the middle period, i.e., in
the Republic, Plato formulated a doctrinal position with
respect to the relations of eternity, image, and time,
that he began a critique of this position in the Parmenides
and Theatetus, and that he began a new formulation in the
Sophist, Statesman, and Philebus, which reached a new
height in the Timaeus. The reader is asked to judge for
himself in what follows whether this claim is credible.
The Republic
In the Republic, Plato retains the doctrine of the
Forms, and seeks particularly to find the Form of Justice,
its nature and origin (357 d). However, this is a hard
task which can only be performed by those whose eyesight
(for the Forms) is particularly good (368 d). For this
reason, it is decided that perhaps the method of inquiry
had better be adapted to those whose sight is not so
perfect, so that, instead of attempting to gaze directly
on the Form of Justice, it will be better to adopt a
"shortsighted" method, namely, seeing Justice where it is
writ large, in the state (369 a). This will bring about an
unfortunate mutilation of pure vision, but it is inescapable. Moreover, it is a better method than the one adopted
by such "story tellers" as Hesiod and Homer who rather tell
lies than avoid distortion (377 e). These authors do not
realize that "children" do not know the difference between
allegory and fact. It were better that the truth be not
told at all than told badly, yet the problem of representing
truth in images is not a small one. The primary requirement
is that truths must be represented, if at all, ina true
way, worthy of their contents (379 b). "Because we do not
know the truth of ancient traditions, we make falsehoods
as much like the truth as we can, and there is no use in
this."(382 4d)
Here in the opening passages of Book II, Plato tells
us that one encounters difficulty in attempting to reveal
those truths which have been seen by one's excellent eyesight, to those with less than perfect vision. Images of
truth are, for such men, dangerous, and should be avoided.
Nevertheless, Plato does not stop the process of
inquiry. Reluctantly, he will try to see the truth of the
Form of Justice as it is writ large in the state. This
tells us that the whole Republic is, in its own way, an
allegory, designed not so much to spell out the legal
machinations of a polis as to take a shortsighted view of
the Form of Justice. We know this interest in Justice to be
a lifelong concern of Plato. It is cited here to document
the fact that even in the middle dialogues, Plato is not
unaware of the danger of misrepresenting the gods, and
that at this point in his development he uses a short-e
sighted method. He makes the decision to undertake a vision
of Justice in the state despite his awareness that his
description of the state will only imperfectly incarnate
Justice in an image, which in this case, is an allegory (%9
a). The problem is that allegories only imperfectly imitate the Form of Justice, which Plato tells us next in the
famous allegory of the guardians and their education. It
is necessary for the guardians to know the Forms, or else
their guidance shall be lacking in some perfection, yet
they are surrounded in their youth by "images of moral
deformity (401 b)." Physicians, like judges, must cure by
use of mind, and "a virtuous nature, educated by time, will
acquire a knowledge of both virtue and vice (409 e)."
Thus, it will be necessary for the guardians to be exposed
to both perfect and imperfect images of Justice, and, if
they are strong, and if their souls are in harmony (410 e),
they will rule well, despite the limitations which mere
images of Justice impose on their thought.
This limitation of images is termed the "royal lie"
and the "audacious fiction" (414 b). It is recognized that
the sights of youth are like dreams, and that their
education is an acquaintance with "appearance," but youth
ie in a process of formation in the womb of the earth.
Perhaps it might not be possible to so educate the guardians in the first generation, but in the next, their sons
will probably adopt this view (415 b). Here Plato anticipates the difficulty that a new set of laws may not be
accepted with open arms by a generation of men, but the
need is great; new laws must be found and promulgated. Yet
the basis for new laws, i.e., a clear sight of the Forms,
is impossible. It is as if Plato were scandalized by the
need to speak the truth of the Forms in a language of
imagery and allegory, yet, the political necessity (the
need to know the truth) cannot be denied. Eventually, the
guardians will see through the mere images of their
education if they are instructed in these matters "and
others not mentioned (423 e)." For that reason, there is
no need to legislate about particulars, since these will
flow from the character of the institutions (425 c).
In order to legislate about the "greatest and noblest"
institution (427 b) the one which deals with temples and
sacrifices, Plato introduces the "method of residues"
which we would call the method of gradual elimination.
By presenting the given activities, which are presumed to
be known, and by eliminating all the unacceptable ones,
Plato arrives at a list of virtues which ought to characterize the guardians (428 a). (As we shall see, this method
of residues is by no means the same as the method of
division in the Sophist). Then, by eliminating lesser
virtues, Plato arrives at the conclusion that the guardians
ought to be temperate, wise, courageous, and just (432 b).
And by further use of the method of residues, it is
decided that Justice 1s the ultimate basis of the perfection
of the state (435 a). As we shall see, this conclusion will
be expanded in the Timaeus, where Time, not Justice is
said to be the basis of perfection.
Justice itself is said to be "the having and doing
what is a man's own, and belongs to him (435 b)." If a
man does what he does, and does not attempt to do what
others do, then Justice will have introduced harmony into
the relations of the citizens.
Just as the classes of the state are to be in harmony
with each other, so the soul's virtues will be in harmony
with each other, if education proceeds correctly. Yet
TT
Socrates confessed that he does not understand this notion
of harmony too well. The technical insight into music and
the harmony of string lengths is best left to the musician,
as the matter of gymnastic is best left to the gymnast.
Socrates relates the need for harmony in the soul; the
images of this harmony in the particular instances of
music and gymnastics are not directly his concern.
‘This is true because it behooves a man, and a state,
to be a unity, whereas a skill in a large number of
particulars strains unity. ‘thus, each class in the state
has one and only one function, just as each man in the
state will have one and only one occupation. Thus for the
shoemaker to fight will be unjust, just as the fighter
should not make shoes.
However, Socrates begins to doubt that his method of
residues is working very well. He reminds us that we are
seeking a knowledge of Justice and that we are trying to
achieve it by seeing Justice writ large in the state, but
the discussion seems to be bogging down in particulars.
However, he hopes to "strike a spark" and in that way
release a vision of his subject (434 e). He says:
I must confess that the method we are employing
seems to be altogether inadequate to the accurate
solution of this questions for the true method is
another and a longer one. Still, we may arrive at
a@ solution not below the level of the previous
Anquiry (435 a)."
This is the same intractable necessity to reveal
visions of a more perfect eye to those with less than
Toes
perfect vision. However, the method of employing images
aoes reveal a "shadow" of Justice, and therefore, it is
useful (443 c). So, on this basis he traces out the
division of labor in a society, showing that each man who
fulfills his appointed task is just only insofar as he does
not encroach upon the appointed task of another. To do what
another ought to do is a double injustice, both to oneself
and to the other. The solidarity of the "imaginary commonwealth" (456 d) rests on this Justice, and, in the same way,
the soul of the man who tries to cross his line of responsibility will be unjust. The relation of these divided
responsibilities is injustice. We must assume this to be
so, for we are reminded that the allegorical investigation
of the Form of Justice is like dreamers feasting on a
dream, and that the state here investigated is ""imaginary (458 a)."
Does unity, achieved by the harmony of each individual (soul or class) performing his one task, really work.
"The inquiry has yet to be made whether such a community
will be found possible...and in what way...(471 c)."
To answer this, we must inquire what is the least
change to be introduced into the state which would bring
about the imaginary harmony we seek. The philosopher-~
king is the person who will accomplish this. Why do we
need the philosopher-king? Because it is he who sees the
Forms in their direct "Beauty" (476 b) and he knows the
difference between knowledge of something and knowledge of :
nothing. When one knows, he knows something, and this is
true knowledge. When one knows nothing, he is in "ignore
ance" (477 b). The realm of opinion is in between, where
what one knows both is and is not. True knowledge is of
the immutable and the eternal, and only this is rightly
called knowledge (478 e). this sort of knowledge and this
sort alone should characterize the philosopher-king, and
all those who deal in opinions about the Justice of this
or that or the Beauty of this or that occupy some intermediary region which will not fit them for ruling, nor for
introducing into the atate the least change which will
make it a just state. Only knowledge of the eternal and
immutable is knowledge. And yet, as Galileo remarked in
another age, it moves: the dialogue which castigates mere
images continues on its allegorical way.
Not only is it true that Knowledge which deserves
the name is eternal and immutable, but further, those who
dwell in the realm of opinion are called Sophists, whose
cant and mere talk is subject to every whim and caprice of
opinion, changing from day to day and from speech to
speech. Such men cannot deserve the honor of navigating
at the helm of state, for they follow the fancies of the
demanding crew, whom they are supposed to lead (488 a).
Just as most do not possess the clarity of vision to see
Justice, these men do not know how sweet philosophy is.
LL
Few know this (496 c). For this reason, there has never
been a state ruled by the philosopher king, and none exists
at the present (499 a). We see how necessary it is to
found the state on justice yet we have confronted the
supreme difficulty of revealing justice to the inhabitors
of the realm of opinion. It is confessed to be impossible,
and for that reason, rather than try to show the Sophist
the form of justice, we had better imagine a state where
youths are educated from the start to see through the
dreams which characterize the realm of opinion.
If then, in the countless ages of the past or at
the present hour in some foreign clime which is
far away and beyond our ken, the perfect philosopher
4s or has been or shall be hereafter compelled by a
superior power to have charge of the state, we are
ready to assert to the death that this our
constitution has been, is, and yea, will be at
any time, only when the muse of philosophy is
queen. Neither is there any impossibility in
this: the difficulty we do not deny (499 4).
Here is a striking juncture, for in it, Plato tells
us that the vision of the eternal and immutable Form of
Justice is only to be had by philosophers, that images are
not completely satisfactory (since the Sophists deal in
them), but that there is no impossibility in imagining the
philosopher-king performing his role, perhaps in the past,
perhaps at present, or perhaps in the future. The themes
of eternity, image, and time, are joined in one passage.
The eternal realm of Forms is the domain of the philosopher,
not the Sophist, who dwells in the realm of opinion and
changing imagery. At present, we have no philosopher-king,
but, since he is not impossible, he may be sought in
another time; perhaps past, perhaps future, or perhaps in
the present somewhere far away.
What will be the task of the philosopher-king.
eoeHe will look at Justice and Beauty as they are
in nature and again at the corresponding quality
in mankind, and then inlay the true human image,
moulding and selecting out of the various forms
of life: and this He will conceive according to
that other image, which, when existing among
men, Homer calls the form and likeness of
God" (501 b).
It will be his task to see the forms and to legislate
in such a way that men are made in him image. To do so
requires a very high wisdom indeed, and the education of
the guardians must therefore by truly philosophical. They
will not be allowed to take the shortsighted path: theirs
will be the "long way." To this astonishing exhortation, it
is objected: is there a higher form than Justice, and the
still more astonishing answer is: yes. This is the idea of
the Good and the Beautiful (504 ad).
The Good and the Beautiful are not to be represented
on the same level as Justice. For them, nothing short of
the most perfect representation suffices (504 e). Yet,
even the best opinion is only like a blind man hoping to
find his way along a straight road (506). To discuss the
4dea of the Good is too much of a task for the present,
but Socrates deigns to discuss the "child of the good";
he warns his hearers to be on guard lest he render a false
account, although he has no intention of deceit (506 e).
What follows is an extended metaphor concerring
sunlight, the eyes, and the things seen, in which Socrates
explains that the sun is not sight but the source of sight,
he whom I call the child of the Good, whom the
Good begat in his own likeness, to be in the
visible world in relation to sight and the
things of sight what the Good is in the
intellectual world in relation to mind and
the things of the mind" (508 b).
This is the immediate prelude to the famous allegory
of the divided line, in which the ambivalence which Plato
seems to show with respect to images is somewhat clarified.
It emerges that there are two sorts of images, those which
pertain to the visible world and those which pertain to the
intelligible world. In the intelligible sphere, reason
apprehends the Forms, understanding apprehends images of
the Forms. In the same way, there are divisions in the
visible world: the reflections of the Forms in the visible
world, when perceived truly, are reflections and images,
but when they are not perceived truly, are mere shadows
and opinions (510 a). In the intelligible realm, images
function as hypotheses, suggesting but not confirming
the Forms and the ideas.
Perhaps the most famous of all philosophical allegories is the next image which Socrates presents, the allegory
of the cave (514 a). We are told that the divided line can
be seen more concretely in the cave allegory. Going from
the lowest to the highest of knowledge, we first have
shadows, then the objects which cast the shadows, themselves
only images of the Forms. Then, the understanding captures .
images of the Forms and finally, reason sees the Form (515e).
It is noteworthy, despite the familiarity of this allegory,
to point out that the path of philosophical knowledge is
laden with two difficulties: the first is the blinding
clarity of the Forms when first seen: the second is the
need to readapt one's eyes to the dark of the cave upon
redescending (516 e). However, since the soul likes to
climb, and prefers not to descend back into the cave, the
guardians will have to point out that the whole state
suffers if the enlightened ones do not redescend to
enlighten in turn their former fellows (519 c).
Here we again confront two kinds of images, or
rather two levels of images. This is an advance beyond
the first books of the dialogue, where all images were
weve copies, dangerous and to be avoided. But, Plato has
not brought the realm of the Forms any closer: rather, he
has added a small measure of validity to the images of the
Forms. It is no longer true that no truth whatever can be
had in the visible wordl: now, some images are valid,
others are not. It is still true, however, that images do
not perfectly reveal the Forms.
There is one further step in the treatment of images
in the Republic which deserves emphasis. After Socrates
describes the visible universe and the starry heaven as
the most beautiful and perfect of all visible things (on
this basis the guardians are to be instructed in geometry
and astronomy) he says that these sciences are not to be
learned for their own sake, but because they contain
instructive images of the "divine" (532). The unfortunate
thing is that those who study the number of stars do not
look for number itself, and even those who study numbers
themselves do not reflect upon why some numbers are
harmonious and some are not: they ignore the "images of
the divine," not knowing that what they study is only
like the truth, but is not the truth (533 c).
The seeds of a new insight are here, but it would
be stretching the point to say that we are now fully
4nstructed in it. It becomes true to say that for every
level of truth, the level just beneath it "images" it.
For this reason, there are two kinds of image in the
divided line: from the higher vantage point of perception,
mere sensation is only a shadow, the lowliest kind of image.
From the point of view of reason, understanding is only an
image. Similarly, every perception, from the higher point
of view of understanding, is only an image. Image is thus
a relative term, not necessarily opprobrious, since to
advance from a shadow to an image is an advance in the
right direction, i1.e., toward greater insight.
This is an important doctrine in several respects,
not the least of which is the new validity which images
have been given. It is also important to stress the
relativity of images to the respective truths which they
reveal, because it is just this function of revealing the
higher truth which the Timaeus develops in a new way. In
the Republic, Plato admits the functional role of images
with some hesitation. In the Timaeus, this hesitation is
gone, and images are said to be perfectly appropriate
revelations in themselves, since they are proportional
to their paradigms.
Next we are given a Pythagorean myth of the origin
and outcome of strife in the state, in which the diameters
and circumferences of circles are described by means of
the numbers for which the Pythagoreans are famous. The
perfect stpirelede circle is one whose diameter is a
perfect number; i.e., one which is the sum of its divisors,
as six is divided by and is the sum of 1, 2, and 3.
Unevenly divided circles introduce strife in the state.
This 1s the sort of tale the muses tell, and Homer speaks
their language (545 e). However, while these tales are true
in their way, Plato says that there are more pressing
investigations, and little is made of the whole procedure.
It is quickly introduced and quickly abandoned. Suffice it
here to note that in this Pythagorean allegory time is
represented by a revolving sphere, and, like a sphere, has
a beginning, a middle and an end, so that the forms of
government which correspond to the periods of time have a
definite sequence. One might extract here a whole political
_philosophy of history in the Pythagorean idiom, but it can |
be shown by a discussion of the Timaeus, that a philosophy
of political forms and their temporal sequence along
Pythagorean lines is far from the sort of treatment Plato
can give to this subject.
Plato resorts once again to an image of the soul,
but this time it 1s an ideal image, the best possible.
The soul is pictured as consisting of one part polycephalous beast, one part lion, and one part man (588 c), just
as the state consists of three classes, one of knowledge,
one of ambition, and one of money (580 da). Having discovered this as a result of the inquiry into the state as the
image of the justice of the soul, Socrates says now that
the ideal city is a pattern laid up in heaven, and "he who
desires may behold this, and beholding, govern himself
accordingly. But whether there really is or ever will be
such a one is of no importance to him, for he will act
according to the laws of that city and no other" (592 b).
The last book of the Republic again takes up the
problem of representing this ideal realm in images which
the short-sighted might be able to see. Here Plato rejects
imitative poetry as mere copy-making, so that even the
painter, who paints new images which did not exist before,
4s an inferior kind of creator, for when he copies the bed
which the carpenter makes of wood, even the wooden bed is
only an imitation of the Form of all beds. The painter
copies, the carpenter copies, but the idea of the bed is
ie
original and is not a copy of any thing or of any idea.
Thus, the doctrine of the Republic, insofar as it
concerns the realm of Forms, describes this realm as a
sphere in which what is remains what it is, and does not
become something else. These Forms are the archetypes of
the visible world, which, from the point of view of the
Forms, consists of images and copies of the Forms. Images
are subject to time in the guises of generation and corrup~
tion, and are changeable, and, therefore, are not truly
real, since they are not immutable and eternal.
One last doctrinal theme of the Republic remains to
be cited before we pass on to the next dialogue. It is the
Myth of Er. Like the small Pythagorean allegory which
purported to explain the origin of strife, it represents
an attempt on Plato's part to plumb not only the depths
of things but to discern their origins. The Myth of
goes beyond the Pythagorean myth of political philosophy
in that it is meant to be a brief cosmogony, not just the
origin of this or that political form. ‘'o those who search
the Republic for a literal political philosophy and its
correlations with the soul, it might seem strange that
the Republic should end on a note of myth. However, to
those who see that the Kepublic is an allegorical attempt
to portray the realm of Justice, (which is timeless) in
terms which the shortsighted can comprehend, (namely, the
images of the changing present) it comes as no surprise
tote)
that the Republic ends in a myth. In fact, since the whole
Republic itself, 1s confessedly only a short-sighted
representation of an eternal realm, there should be no
jarring of consciousness when the Myth of Er is presented.
The whole dialogue reads like an attempt to say what seems
unsayable to those who think that saying things means they
are true.
However, there are certain characteristics of the
Myth of Er which ought to be singled out, in addition to
its cosmogonical character,
The Myth of Er recounts the alleged journey of a
slain warrior into the world after death, where he is
allowed to see what happens to the souls who perish. Some
are doomed to wander beneath the earth for ten times the
normal lifespan (reckoned as ten times one hundred) and
others are allowed to spend their time in a realm of
""4nconceivable Beauty." Thereafter, the souls are allowed
to choose from a wide assortment of lives those they think
they would enjoy in their next mortal period on earth.
The more interesting feature of this myth is the
description of the stars and planets spinning in their
relative spheres around the spindle of Necessity; the
Fates, daughters of Necessity, may interrupt these revolutions momentarily or give them direction. The fates
represent the tenses of time, one for the present, one
for the past, and one for the future. Here is the circular
image of time again, in which the revolutions of the
spheres of the heavens is taken to be the meaning of time: /
that is, the spinning of the spheres is the motion we call
time. Notice, however, that here in the Republic, time
derives from necessity. As we shall see, this is quite
different from the doctrine of the Timaeus.
One of the most provocative features of this myth,
48 the perpetual recurrence which 1s said to characterize
life, and the circular imagery in which this doctrine is
cloaked. For, if it is taken seriously as a myth, it tells
us that the number of souls must be a constant, and the
careers of men are predetermined by their former lives.
How could the experience of such a realm elude our conscious
thought in the mortal portion of life? We are told that the
souls must drink of the "waters of forgetfulness and negligence" before they return to a mortal abode (621 a).
this is a strange metaphor, especially when coupled
with the doctrine of reminiscence, or with the description
of the after-life in the Phaedo. What is the meaning of
the "water of forgetfulness"? It pertains to the theme we
have been describing throughout the Republic: the eternal
realm of Forms, the visible world of time, and the strange
distance between them which makes the truth of the eternal
realm almost impossibly unintelligible to the visible life.
Here in the Myth of Er the souls who have lived for a
thousand years in the realm of "inconceivable Beauty" are
made to forget this experience by imbibing the waters of
ES
forgetfulness. In this way, a mythical answer is made to
the problem of the difficulty of remembering the realm of
Forms, the true home of the soul. Since the soul has been
in the realm of the Forms, this former life is the basis of
the soul's subsequent recognition of copies of the Forms in
this life. This accounts for Socrates' constant attempt to
be the midwife of insight. He hopes that a particularly
well-chosen image might awaken the soul's memory of the
eternal realm. His whole pedagogy is based on this premise.
On the one hand, this elevates philosophic discourse
to a very high level. On the other hand, it puts the whole
responsibility of achieving insight into the Forms on a
lesser and inferior type of insight. This contradiction
did not escape Plato, but he did not resolve it in the
Republic. We shall have to look to succeeding dialogues for
its resolution.
Summary of the Republic
We have seen that the Republic presents an attempt to
gain insight into the eternal realm through the investigation of Justice as it is in the state, that this is an
allegorical attempt to see the Form of justice in the soul,
and in that way to see Justice itself. However, we are told
repeatedly that one needs good vision for this, and that not
everyone has good vision. Further, even those with good
vision have a difficult time communicating with those who
have less than perfect vision. This forces him who has seen
ithe Form of Justice to resort to images and copies of the
Form of Justice, which, unfortunately results ina .
Mutilation of the truth of the Form. We are forced to rely
on myths which are like the truth but are not the truth.
They bring us close to the truth but not close enough.
The height and distance of the Forms is the reason for this
difficulty, and it is only partially diminished by the use
of imagery, which is unfortunately always changing, becoming, and passing away. We must have the truth as it is,
yet we cannot, for the realms of eternity and time are too
discrete. While time derives from necessity, the Forms
derive from eternity, and images constitute an in-between
realm of compromise.
The Parmenides
It is generally agreed that the Parmenides and the
Theatetus must be placed midway between the middle and the
late dialogues. If it is true that Plato gradually develop=
ed his doctrines, one should expect to find in the Parmenides some criticism of the Form-theory as it was developed
in the Republic, and some sort of further development of
doctrine. In order to present the details of this hypothesized development, it is now necessary to examine the
doctrines of the Parmenides which pertain to the themes of
eternity, image, and time, and to see how Plato modifies
his view of the relation of these themes to each other
and in what way the meaning of these themes in themselves
is changed. As we shall see, the eternal realm of the Forms
and the relation of this realm to the realm of visible
things, as described in the Republic, is brought face to
face with some sharp criticisms, in the light of which
Plato modifies the positions he took in the Republic.
It 18 also generally agreed that one may logically
divide the Parmenides into two parts, the first of which 1s
a dramatic introduction and the second of which constitutes
the body of doctrine. In this second part, Plato divides
his subject into a series of eight hypotheses. Before we
discuss them, it might be wise to describe what the word
hypothesis means as Plato uses it in the Parmenides.
First, Plato does not mean by hypothesis what is
usually meant by this word in contemporary usage in our
own day. We are accustomed to the provisional character of
hypotheses and we regularly expect them to be written in
the form of if-then propositions. Thus for example, we
usually begin an investigation by asserting that, if a
given theoretical view is true, then we should expect to
find the certain conditions to obtain. Then we seek out
the conditions, describe them as impartially and fairly as
we can, and thereafter determine with what accuracy the
conditions resemble those we predicted would obtain.
But Plato's method in the Parmenides is different
from the methods just described. He proceeds in a similar
but not identical way: for he first decides to examine
whether a given proposition is true or false and then,
ee
first assumes the truth and then the falsity of the
proposition in question, which he follows with a demonstrae
tion of the logical consequences of these assumptions. If
he arrives at an absurd consequence by assuming the
proposition to be false, he begins again by logically
deducing the consequences of assuming the proposition to
be true. In short, Plato asks what are the consequences of
assuming a given proposition to be true or false, and it
is these propositions which he calls hypotheses. His method
differs from our own in that we are accustomed to confront
our hypothetical propositions with observations which may
or may not agree with predicted observations. Plato examines
the logical consequences of a given view; we predict which
observations shall be made if the hypothesis is true.
While these two methods have much in common, they are
obviously not identical.
The eight hypotheses which Plato discusses in the
Parmenides are not equally relevant to the themes of eternity, image and time, so that the short summary of the
doctrine of the Parmenides which follows should not be
regarded as an attempt to summarize the entire significance
of the dialogue.
The dialogue begins with a recitation of a youthful
work of Zeno's, which asserts that the existence of the
many leads to logical absurdities even more ridiculous than
the alleged absurdities which are said to flow from the
tes
assertion of the existence of the One. The basis for this
assertion of absurdity is the statement that the many
would have to be both like and unlike, and that therefore
the Like would be Unlike and the Unlike Like, i.e., since
there are both like and unlike things, both Like and Unlike would have to be said of them (127 e).
Socrates asks whether it is possible to assert that
there is a Form of Like and a Form of Unlike, and that,
instead of saying that each thing is both Like and Unlike,
perhaps things share in these Forms, and in that way,
things will only share in these Forms and will not have to
be both like and unlike in themselves (129 a). While it
would not be difficult to think that things shared in the
Forms in this dual way, it would of course be impossible to
assert that the idea of Like and the idea of Unlike themselves shared in a dual way in some higher Form, A thing
might participate in the One and in the Many and in that
way it could share in both of them without being both of
them, and thus different from itself. In the same way,
things could share in both Rest and Motion, Same and
Different, and other pairs of opposites (129 e).
Parmenides and Zeno smile in admiration at this
view, as if they were amused at the craft of this philosophical child named Socrates, who, at the time of this
dialogue, 1s said to be no more than twenty years old (130).
Parmenides elicits from Socrates the admission that
i 95
his method leads to the assertion of a Form for the Just, :
the Good, and the Beautiful, and of all that class of
notions (130 a). Therefore, there must be a Form of man,
of fire, of water, etc. Similarly, there must be a Form of
hair, dirt, mud, etc.
eeevVisible things such as these are as they appear
to us, and I am afraid that there would be an
absurdity in assuming an idea of them, although I
sometimes get disturbed and begin to think that
there is nothing without an idea; but then again
when I have taken this position, I run away,
because I am afraid that I may fall into a bottonmless pit of nonsense, and perish; and I return to
the ideas of which I was just now speaking, and
busy myself with them (130 d).
Parmenides responds that this is due to Socrates’ youth,
and that a time will come when philosophy will have a
firmer grasp.
Parmenides then puts the issue squarely: are there
or are there not Forms in which things participate, and in
that way come to have the qualities of the Forms. Socrates
says there are (131 a). Here we have the central problem
of the Parmenides posed with exact precision: are there
Forms and is there an eternal unchanging realm where they
abide. This realm and its characteristics are assumed to
exist so that they can be examined in a new way. The
problem of the manner in which the Many participate in the
One is chosen as the topic by which this issue is best
focused, and they agree to discusa it. .
The first ob jection Parmenides offers to this view is
the problem of accounting for the way in which a Form could
be said to be in the many and yet remain one Forn. For, .
if the Form were in the many, it would seem to be divided
among them, and hence, not one Form, but many. Nor is it
possible for the whole idea to be in each of the many for
then the idea itself would be many (131 c).
The second objection Parmenides raises is as follows:
if the Idea of Greatness (or Oneness, or Justice, etc.)
arises as the Idea under which the many are comprehended,
must not an Idea of the Idea arise which is the source
both of the Idea and of its distribution in the many, and
then an Idea of it, and so on, until an infinite regress
4a reached (1352 b)?
Socrates attempts to evade this by asking whether
the Idea may not be only a mental unity assigned to the
class. Parmenides shows that even such an Idea would be
subject to the same critique, for an Idea of the Idea
would have to arise to give meaning to the first idea, and
so on.
Socrates then attempts to say that the Ideas are
really patterns fixed in nature, and that things resemble
them. This is subjected to the same critique: another Idea
would have to arise in which both the pattern and the
thing would be like.
"The theory, then, that other things participate in
the Ideas by resemblance has to be given up, and some
other mode of participation has to be devised" (133 a).
These are not even the gravest objections which can
be raised against the theory of the Forms. Even worse
consequences follow once one perceives that the Ideas
cannot exist in us or be known by us so long as they remain
where they are said to be, for then they are there and not
here with us. And if we cannot know them, is there any
basis of intelligibility: how can we know, and what can we
know (133 b). Parmenides asserts that only a long and
laborious demonstration can remove this difficulty, which
necessitates much training, (not good eyesight alone).
Parmenides begins then, by facing directly the
problem which the Republic began to examine; i.e., if there
is a realm of Forms separated from the realm of things,
the relation of one realm to the other seems impossible, and
with that impossibility of separation, partially bridged by
the reluctant admission of images, the basis of true
knowledge (and Justice, Good, Beauty, etc.) disappears.
One falls thereafter into a "pit of nonsense." The further
consequence is that anyone who might have knowledge of the
Forms would be unable to have knowledge of us, since we are
in a different realm (134 e). Separated realms leads to
nothing less than the destruction of reason (135 c). All
this arises out of the youth of Socrates, and his lack of
training.
Parmenides holds out a hopes he says that there is
more truth to be found, if, after affirming the hypothesis
,of separated realms and inapecting its logical results,
the hypothesis is also denied, and the results of this
denial are similarly subjected to logical investigation.
One should further test this method by both affirming and
denying such hypotheses as the existence and non-existence
of the One and the Many, Rest and Motion, Like and Unlike,
Generation and Destruction (136 b).
Notice the characteristics of this method. The
existence and the non-existence, Rest and Motion, Generation and Destruction, are to be tested. Both sides of the
argument are to be followed. Nowhere has the question yet
been asked whether there are two sides. It is assumed. As
we shall see, it is this assumption of a dualism running
through the nature of Forms, Ideas, things, perceptions,
etc., which Plato is subjecting to the light of his
analysis.
So much for part one of the Parmenides. In the next
portion Parmenides employs his method of affirmation and
denial in eight hypotheses. In them, he subjects nothing
less than the basis of the theory of Forms to a searching
critique.
The first hypothesis of the eight is said to be
Parmenides’ own One; if this sort of One is, it cannot be
many (137 c). From this it follows that it has no parts,
no beginning, middle, end, is not like or unlike itself or
another, is neither same nor different, is neither at rest
nor in motion, is neither great nor small, limited not
(unlimited, equal or unequal. The relation of the One and
time is set forth as follows:
The One cannot be older, or younger, or the same age
as itself, because that would imply Likeness, which it was
shown not to have (140 a). Therefore it cannot exist in
time at all (141 a). "And if the One 1s without participation in time, it never has become, or was becoming, or was
at any former time, or has now become or is becoming, or is
or will become, or will have become or will be hereafter."
"Most true.
"But are there any modes of being other than these?
"There are none.
"Then the One cannot possibly partake of being.
"That is the inference.
"Then the One is not. (14%)
"But can all this be true about the One?
" I think not" (142 a).
The result of the first hypothesis is clear: starting on the assumption of the One as unrelated, it follows
that nothing can be said about it, not even that it is
One. Assuming the logic to be impeccable, the hypothesis
leads to its own contradiction. Such an hypothesis is
untenable. Therefore, all the things which we tried to
predicate of it, and found ourselves unable to predicate of
it, are not predicable of it @f it 18 what we assumed it to
be), that is, unrelated. If it is unrelated, it is unspeakably other. Therefore, we must seek for other ways to
speak intelligently about it.
Here is the first clear attempt to close the gap
between the unreachably eternal and the irrevocably temporal, a gap which 1s now clearly faced and admitted to
te
present an obstacle to intelligent thought. The One,
therefore, cannot be in a completely separated eternal
realm. It must somehow be in some sort of relation to the
temporal realm. The ways in which the One is so related are
the topics of the next hypotheses.
The second hypothesis (142 e=155 a) begins with a
different assumption. It affirms that if the One is, its
unity and its being are different. Therefore, it is a
vhole of two parts, unity and being. Each part, furthermore,
is a one (142 d). Therefore, the One of hypothesis II
contains division within it, and therefore becomes the
recipient of the predicates which its former indivisibility
made impossible. It is now, however, susceptible of both
sides of the pairs of contraries which were formerly
inapplicable. It is now One and Many, Infinite in number
and Limited in number, Same and Other, in itself and in
another, at Rest and in Motion. Further, these predicates
are both applicable by affirmation, but, because each pair
is contradictory, they are also inapplicable.
If the One is a One of parts, it partakes of time,
which is always moving forward (152 a). Therefore, the One
becomes older, younger, and is the same age as itself. Yet,
Since it is the same age as itself, it is neither older nor
younger than itself (152 e).
In the same way, it is younger, older, and the same
age as the Other and the Others (153 e). And, in the same
ls
way, it is not older, younger, or the same age as the
Other or the Others (154 a).
Therefore, since the one partakes of time, and
partakes of becoming older and becoming younger than itself
and the Others, and neither is nor becomes older or younger
than the Others, the One is aid wee and will be, and was
becoming, 1s becoming, and will be becoming. "And, if we
are right in all this, then there is an opinion and science
and perception of the One" (155 da).
Two conclusions may be drawn from the second hypothesis. First, the One, by hypothesis, is no longer so
separate and so isolated that nothing can be known or said
of it, so that it is now said to be in time and becoming,
and not in time and becoming. Second, it is, by the same
token, both like and unlike itself. But this is far from
the final doctrine of the Parmenides.
In the first hypothesis, the One was indivisibly One
and nothing could be said or known of it. In the second
hypothesis, the One is divisible and therefore, everything
can be said and known of it. But this is nor more satisfactory than before. Previously, we avoided contradictory
predications at the expense of knowledge; now, we have
knowledge, but it pays the price of contradictory predications. Since it ia no more helpful to say everything of it
than it is to say nothing of it, another way must be found
to discuss the One intelligently.
Hypothesis IIA interposes another method by which
the One can be intelligently discussed. The One cannot be
the bare unity of hypothesis I nor the divided unity of
hypothesis II. Hypothesis IIA tries to see whether one can
avoid the scandal of contradiction by making predications
of the One at different instants, so that there will be no
one time at which the contradictory predicates of hypothesis
II need to be applied simultaneously. In its own way, it
introduces some considerations of not-being, which, as we
shall see, are pursued further in subsequent dialogues,
especially in the Sophist.
If, as hypothesis II asserts, the One is divided,
and partakes of time, it cannot both be and not be at the
same time (155 6). (This is precisely what is to be proved).
Therefore, there must be an instant between the instant
when the One is (said to be anything) and the One is not
(said to be anything) (156 a). Similarly, there must be an
instant between its generation and its corruption. In the
same way, there must be an instant between the instant
when the One is in motion and the instant when the One is
at rest, when it is like and when it is unlike, etc. The
strange instant between the instants at which predication
may be asserted is a very peculiar sort of instant, for,
if the predicates which we assert of the One are asserted
of the One insofar as it is in time, the instant between
these instants cannot be in time, and might therefore be
called not-time. Plato does not use this term. He calls it
_& "queer instant" and says that the divided One of
hypothesis II leads to the conclusion of contradictory :
predicates, and that these cannot be simultaneously
asserted (157 a). But if they cannot be asserted at the
same instants, perhaps they can be asserted at different
instants. Yet at any given instant, if we do not assert
both sets of predicates and neither, (1i.e., both affirm
and deny them) this instant cannot be in time at all.
Hypothesis IIA may be called the "linear" hypothesis,
by which is meant that in it, time is examined as if it
consisted of a series of instants, a sort of Zenoism of
time, an imaginary line. Plato here applies the third
man argument to a linear image of time, a series of
instants, yet, if time is a series of instants, a third
inatant will always be found between the two surrounding
4netants at which predication is made. It seems that Plato
here asserts that time cannot consist of a series of
4nstants and that predication is made impossible by so
viewing it.
If becoming, motion, change, generation, alteration,
and locomotion are in time, and their contraries are also
in time, we cannot avoid the difficulty of contradictory
predication by assuming that time is a series of instants,
nor can we say that the pairs of predicates switch over
from one instand to another in an interstitial instant.
For, if a predicate is asserted of the first instant and
the contradictory predicate is asserted of the third
iinstant, at the point of the second instant, nothing can
be asserted, and we are back to hypothesis I where we can
neither affirm nor deny anything of the One. However, this
philosophical gymnastic has not been unfruitful. We know
now that the need to make intelligent statements about
the One is not satisfied by assuming that it is a completely separate One. We know that we cannot say that it is
completely divided, for then it is really a Two. And we
know that we cannot insert the instant between the One and
the Two in order to fasten predicates on either end and
allow the middle to be the transition, for then the middle
ie neither One nor Two.
I hope it does no violence to the spirit of philosophical continuity to say at this juncture that the remainder of the Parmenides may be briefly summarized. The
Parmenides does not attempt to solve its problem within
itself, but leads one beyond it. The third hypothesis
points out that parts in their multiplicity, and parts in
their relation as parts of a whole, must be distinguished,
and on this basis, their limitation and relative infinity
can overcome the contrariety they seem to suggest. In this
way we avoid the contradiction of saying that the parts
are both limited and unlimited and therefore cannot be
predicated of the One. In fact we must say that the parts
participate in the One as parts, but that parts by them
selves are merely unlimited.
The fourth hypothesis considers the relation of the
(One to Others, that 1s, each part, as a One, has some of
the properties of the Other insofar as it is a part. The
fifth hypothesis considers the need to understand how the
One, the parts, and the Others limit each other. (This
point will be pursued at some length in the Philebus). The
sixth hypothesis examines the characteristic of the Other
insofar as it is only other. The seventh hypothesis considers the result of assuming the existence of the many
without assuming the existence of the One. This is said to
result in mere opinion, which is inadequate precisely
insofar as it sees only the many as many and ignores the
many as parts of the whole. The elgth hypothesis points
out that the assumption of the existence of the Many
without the One results in a contradiction because without
the One there is no Many.
Summary
I would like to summarize the doctrine of the
Parmenides insofar as it pertains to the hypothesis of this
study. It is, I think, an examination of the naive assumption that the realm of the Forms in its bare unrelated
purity renders intelligent predication, and therefore, all
intelligent discourse, impossible. It asks how and in
what way we may both speak of the Forms and speak of
appearances without separating their respective realms.
It states that the realms are related (in some way-hypothesis III) but it never really reveals this way with any
precision or clarity.
However, for the purposes of this study, an important,
conclusion has been stated. We saw in hypothesis IIA,
that it is not possible to regard time as a series of
instants strung out along an imaginary line, and that the
instant is, in some way, not-time, a "queer instant."
As we shall see, in one of the next dialogues, the
Sophist, the generalization of this problem of not-time is
examined: i.e., the problem of not-being. A new method of
division of predicates is introduced in the Sophist and
developed in the Statesman. The question of limit and
measure is examined in the Philebus, and, finally, the
divisions of becoming and the nature of time are examined
in the Timaeus.
However, between the Parmenides and the Sophist
there is another dialogue which intervenes, the dialogue
which is generally agreed to follow the Parmenides. It
seems to be the task of this next dialogue to examine the
protagonists of hypothesis VII, in which it is said that
there are those who hold that the Many exist and can be
known. This is the subject of the Theatetus.
The Theatetus
This dialogue sets itself the problem of examining
knowledge, and asks itself to answer such questions as
"do we know," "how do we know," and "are there kinds of
knowledge." Where the Parmeyides focused on the consequences of hypothesizing that the realm of Forms is completely
separated from the realm of things, the Theatetus inquires
,into the basis of knowledge from the other direction,
namely, it focuses on the world of things and seeks the :
basis for speaking of it intelligently and knowingly.
In the interests of brevity, only those portions of
the Theatetus which are directly relevant to the analysis
of the themes of eternity, image, and time will receive
comment in what follows, and no implication should be drawn
that the entire significance of the dialogue consists in
these portions to the exclusion of other important aspects
of the dialogue. It is the business of the following
comments to focus on the significance of the problem of
knowledge and the attendant problem of error to show that
the Theatetus constitutes something of an advance over the
Parmenides precisely because it takes some of the conclusions of the Parmenides into account.
Theatetus suggests that knowledge is perception (151e).
Socrates reminds Theatetus that this position makes all
knowledge infallible, and that this same doctrine fits
Heraclitus, Empedocles, and Homer, indeed, fits a whole
tradition, with the single exception of Parmenides.
According to this tradition,all things are in a perpetual
becoming, and therefore we may not say that things are
being or something, because they are all in flow and flux
(152 6). In perception as well as in matters of the soul,
motion, not rest, is the source of health, according to
these philosophers.
Socrates then reaches the conclusion that whatever
appears can only be while it is appearing. He remarks
"Let us follow out our recent statement and lay it down that
there is no single thing that is in and by itself" (153 e),
as if Socrates were testing the hypotheses of the Parmenides
in the realm of perception. Thus we read "...nothing can
become greater or less either in size or in number, so
long as it remains equal with itself" (155 a). Again, we
find "...a thing to which nothing is added and from which
nothing is taken away is neither diminished nor increased,
but always remains the same in amount" (155 a). And
",.emust we not say...that a thing which was not at an
earlier instant cannot be at a later instant without
becoming, and being in process of becoming" (155 b)? On
the basis of these axioms, things both change and do not
change and are perceived and are not perceived. "The
conclusion from all this, is, as we said at the outset,
that nothing is one thing by itself but is always in
process of becoming for someone, and being is to be ruled
out altogether" (157 b). All is flux, each is flux.
Socrates wants to make sure that the point has been firmly
made so he asks: "Once more, then, tell me whether you
like this notion that nothing is but is always becoming
good, or beautiful, or any of the other things we mentioned" (157 a).
The bearing these questions have on the three themes
of eternity, image, and time which we are pursuing is,
ibriefly, this; perception deals with appearance and the
world of appearance is a fluxion in which all things are
becoming. Therefore, the forms cannot be located in a
completely separate eternal realm which guarantees knowledge. Yet we seem to know. The question is, are the images
which perception furnishes us true because they are neither eternal nor mere appearance? Plato is again posing
the problem: how can the visible world participate in the
eternal world? In the Theatetus, the question becomes: do
the images which perception gives us make possible a knowledge of the eternal? .
Socrates reminds us that the "men of flux" constitute
only one group, which is opposed by another group, consisting of Parmenides and Melissus, who hold that "all things
are a unity which stays still by itself, having no room to
move in. How are we to deal with all these combatants? For,
little by little, our advance has brought us, without our
knowing it, between the two lines..." (180 e). Socrates
says that the inquiry will succeed best if the flux
doctrine is examined, and if the re-examination of the
forms is postponed (183 A).
But let us not be deceived by the atatement that
Parmenides' view is to be postponed. For, no sooner has
Socrates said it, than he enters into discussion of what
is known, and, asks whether all the things that we say we
know are perceived by sense. We say, for example, that a
flower is white and that the flower is. Surely the faculty
_that says it is white and no white and the faculty that
J
says it is and is not, surely these cannot be the same
faculty.
You mean existence and non-existence, likeness and
unlikeness, sameness and difference, and also unity
and numbers in general as applied to them; and
clearly your question covers even and odd and all
that kind of notions. You are asking through what
part of the body our mind perceives these (185 c)?
Socrates congratulates Theatetus on reaching the conclusion
that the mind is its own instrument in perceiving, since it
saves him a long argument (185 e). Thus, we go beyond the
statement that knowledge is perception, for we know the
existence of a thing not by perception but by the mind's
reflection on something perceived (186 e). And this
reflection is temporal, for all those qualities of which
we spoke (the Parmenidean pairs of contraries) "seem to me
above all to be things whose being is considered, one in
comparison with another, by the mind, when it reflects
upon the past and present with an eye to the future" (186a).
Such reflections upon perception only come, if they come at
all, to those who go through a long and troublesome process
of education (186 c). For, if one cannot reach the existence of a thing, he cannot reach the truth (186 c).
Welcome as it seems, this statement only pushes the
difficulty further back. If the mind's reflection on
itself is like two voices of the mind speaking to each
other, why do we assume that the voices always agree.
Cannot the voices of the mind disagree; in short, are all
judgments necessarily true? We dismissed Protagoras because
tes
he made all perceptions infallible: are we to say we have
gone beyond his position only to assert that all judgments
are infallible (187 a). |
The suggested approach to the problem of false
judgment is the famous allegory of the wax tablet (191b ff.).
We are asked to imagine that the mind contains a wax
tablet and that ite quality varies in different people:
some have good, clear, firm, wax, others have unclear,
muddy, soft, wax, and so the images which perception
imprints on the tablet vary. In addition, the strength of
the imprint varies. Images are the gifts of Memory, so that,
in any act of knowledge, we must now distinguish the memory
image, the perception (the present image) and the mind's
knowledge (reflection on images with "an eye to the
future").
Notice that the basis of this division is temporal,
and not a static hierarchy. Images are not discarded merely
because they are "low," and knowledge is not better merely
because it is "high": we are now asked to see that false
judgments can arise out of faulty matching of remembered
images, present images, and reflections on images with
"an eye to the future." This is a significant advance
over the Republic.
The discussion of knowledge is further complicated
because we may confuse past images with present images,
past perceptions with present perceptions, past knowledge .
.with present knowledge, and each of these may be faulty
both by reason of faulty wax, varying strengths of impres- 7
sion, or mismatching. Even Theatetus complains of the
complexity. In addition, we have again only pushed the
difficulty further back, because we are assuming that the
mind is infallible, and that is just the problem we wanted
to investigate. "That was the very ground on which we
were led to make out that there could be no such thing as
false judgment: it was in order to avoid the conclusion
that the same man must at the same time know and not know
the same thing" (196 c).
Socrates reminds Theatetus that the whole conversa~
tion assumes both that we know, and that we do not know,
what we say. If we do not assume that we can know, convergation is impossible (197 a); If we do not assume that we may
not know, all knowledge is infallible.
Another allegory is introduced to supplement the
wax tablet. It is the allegory of the Aviary. Where the
allegory of the wax tablet was concerned with images and
the possibilities of conflict between images and reflections
on images, the allegory of the Aviary is concerned with
flying birds, which symbolize reflections i.e., thoughts.
Although reflection upon images gives rise to thoughts,
these thoughts soar and must be recaptured in recollection
4f we are really to know. Here again we are shown that
there is a temporal emphasis to be placed on the acts of
knowledge, for, in a sense, knowing is relearning what we
‘knew before (198 e). Yet, if we ask whether some of these
recollections might not also be false, we see that the
criterion of true knowledge remains to be found (200 b).
Perhaps there is no way to define knowledge, and we
must content ourselves with the statement that perception
gives rise to true belief and opinion.
Socrates shows that this conclusion is due to an
inaccuracy. For example, he says, the syllable was not,
until the letters were combined in just that fashion; it
4s a one after its parts become parts of it (204 a). Here
is another recapitulation of the arguments of the Parmenides. It is the same with number: a sum is not a sum
until its component integers are added, and only thereafter
is it one sum (204 e). But this 1s the distinction to be
made (as it was made in the Parmenides): the whole consists
of the parts; not just any parts, considered in themselves,
as unrelated ones, but parts as related. In other words,
the difficulty is only apparent, and it vanishes as soon
as we see that the whole and the parts are not two different things in isolation but related aspect of a One (205 b).
To conclude, then; if, on the one hand, the
syllable is the same thing as a number of
letters and is a whole with the letters as
parts, then the letters must be neither
more nor less knowable and explicable than
syllables, since we made out that all the
parts are the same thing as the whole (205 a).
Therefore, Socrates concludes that those who hold that the
elements or the whole are more or less knowable than each
Other, are playing with us. We can know the elements, as
parts, and therefore, an opinion with an account is
knowledge.
But what is an account (logos)? It cannot be only an
enumeration of parts as isolated parts (207 e). The other
meaning might be "the image of thought spoken in sound"
or language (208 c). This is the problem, not the answer.
Perhaps marking off a thing and distinguishing it from all
others constitutes a good account (208 d). An account will
then mean putting the thing's "difference" into words. (209a)
But Socrates quickly shows that we must first know the
common to distinguish the different, which begs the question of knowledge. (209 e) Therefore it does not seem true
to say that knowledge is opinion with an account of
difference, unless we already know the common on the basis
of which we distinguish the difference. (Although this is
what we do, it 1s not a definition of knowledge since it
includes "knowing the common" in its "definition").
| The dialogue ends a few lines later with Socrates
saying that all the definitions of knowledge so far
adduced are mere "wind-eggs" (210 b). Theatetus is told
that the mid-wife's art is a heavenly gift which Socrates
uses on those in whom beauty resides, and that as a result
of this gymnastic they have engaged in, Theatetus will
thereafter be better enabled to know what knowledge is.
The conclusion, on the surface, is that we know, but cannot
define what knowledge is. Actually, we have said several
‘things about what it is not, and therefore Theatetus has
made progress along the "long way" which is required for
this sort of knowledge. That is why the last words of the
dialogue are "But tomorrow morning, Theatetus, let us
meet again" (210 d).
Summary
What have we learned about eternity, moving images,
and time? A great deal, it seems. And what we have learned
cannot be separated from the doctrines of the dialogues we
have considered so far. We see in the Theatetus that some
of the positions of the Republic and of the Parmenides have
been reexamined and certain modifications have taken place.
We know now that knowledge must include, but is not
exhaustively defined by, moving images of thought, (birds);
that we cannot refer to parts in isolation but must discuss
them as they are related in a One; that the mere enumeration
of elements does not comprise an explanation; and, above all,
that we know, but do not know how we know. In addition,
and perhaps this is the most striking conclusion of all,
we have seen that the mind can be viewed as conversing
with itself, and that this internal dialogue consists of
the attempt to put images and reflection on the past,
present, and future in their right order. We have advanced
far beyond the naive view that the mind is a static camera
whose job it is to escape the transient shadows of perception in a flight to eternal forms. We are now told that it
1 :
is the task of mind to discern the right temporal order of
ita ingredients, so to speak. However, even after all
these things have been done, we still do not have a
definition of knowledge. The important point to notice is
that the steps and hypotheses of the Theatetus are no
longer regarded as inferior but as necessary preliminaries
in the "long way" which the mind must take to true knowledge.
Somehow, we have found, not what knowledge is, but
what complete knowledge is not. This insight, namely, that
somehow what is not, in some way, must be included in what
is, will be examined in the next dialogue, the Sophist,
which can, from certain points of view, be regarded as a
triumphant breakthrough into another whole way of philosophizing.
The Sophist
We enter now into the series of dialogues unanimously regarded as the late group, in which Plato's evolved
reflections are to be found. The Sophist begins with a
dramatic introduction which includes the participants of the
Theatetus, but now we meet an additional person, an Eleatic
Stranger. This scems to be the fulfillment of the Theatetus'
promise to consider the Parmenidean approach to truth
after the Theatetug dealt with the "men of flux." It is
further interesting to note that the Stranger begins the
whole dialogue by using a method which is unavailable to
_the men of flux, namely, the method of division, which
seemed to the men of flux to presume knowledge, not to
seek it. (This point will be expanded in the Statesman).
The Stranger does not allude to this hypothetical difficulty, and he employs the method without question. This confirms the hint that we are now to inspect the heritage of
the Parmenides, not in the manner of the Theatetus, nor
exactly in the manner of the Parmenides, but in some new
way to deal with philosophical inquiry. And, as we shall
see, we are told new things about eternity, images, and time.
It is agreed that a trial run of this method should
be had before the Sophist is defined, and they agree to
use an easy example, the angler one familiar to them all.
This is important because it assumes the results of the
Theatetus; the angler is at once a familiar experience but
an undefined reality.
The definition of the Angler is reached, and the
method of "halving" is satisfactorily put to the test.
What is of special interest to us here is the difference
between this kind of division, and the method of elimination which Plato had previously used in the Republic.
In the sort of dividing which Plato accomplishes here, it
4a necessary for the divider to proceed very carefully and
to divide the subject into exact halves, so that only
what actually pertains to the subject is retained and
what ta found not to pertain to the subject nevertheless
reveals something about the subject (221 b). If the
division is not well made, the remainder will contain too
much, that is, the definition will remain too vague. Only
by carefully determining what something is not can one
reach a precise knowledge of what something is. Thus it is
incorrect to equate the method of division which we find
in the Sophist to the method of residues which we confronted
in the Republic. The latter proceeds by eliminating classes
of objects, the former by dividing within a class of
objects.
It 4s necessary to notice, however, that the Stranger
provides the divisions, and that Plato passes over the
fact that in some way the Stranger knows what divisions are
most helpful. It is almost as if the Stranger already has a
higher wisdom. In other words, he does not draw his
distinctions from appearance, but somehow draws them from
a higher kind of knowledge. It 1s important to emphasize
this point because it is in strong contrast to the method
advocated by the men of flux in the Theatetus.
Having defined the Angler, Socrates now attempts to
define the Sophist. To those he convinces, the Sophist
seems to know all things, and to be versed in every art,
but such competence is impossible. Now we approach the
central concern. For the Sophist cannot truly be what he
claims to be, yet he certainly appears to be. Appearance
and reality cannot be the same, yet the question is, how
do they differ. This question might be called the most
important question in all of Plato's dialogues so far. The —
definition of the Sophist, then, is a case in point: we
are to investigate this partisuien gentleman, as we
investigated the Angler, in order to discover how reality
is, and what appearance seems to be; in the language of
this study, how the eternal forms are related to the temporal world.
The Stranger asserts that the Sophist is an imitator,
and that sufficient division of the imitative art will
reveal him. Just as imitation may be divided in two kinds,
so the images which imitation produces are of two kinds;
some images (eikastike) are like reality in that they are
faithful to the proportions of the original (235 da); others
distort the proportions of the reality, and these we shall
call fantasies (phantastike) (236 b). But now the problem
becomes even greater, because to distinguish the image
from the reality we have to say that the image is not the
reality. How can @ man say what is not true, or assert the
existence of what is not. The word which Parmenides forbade
Must be uttered - not-being (237 a). No sooner do we
distinguish the image from the reality than we distinguish
notebeing from being. At this point, Plato leaps beyond the
level of Parmenides’ and of his own earlier philosophy, and
reaches out into virgin territory. And at this point,
Plato's most crucial discussion of the meaning of the word
image is begun.
Surely, the Stranger asserts, we cannot just say
that what ia, is not. Yet we say "notebeing" as if it were
a singular; we say "not-beings" in the plural. We agree
that not=being is unutterable and inconceivable, and yet
we speak the words; in short, in the act of saying we
cannot say it, we are saying it (238 c). This is the dark
hole into which the Sophist retreats when we try to refute
him, for, if we say that an opinion of his is false, we
assert that it 4s-not true, and in so doing, we assert
that it isenot, and he therby chides us on this contradiction (239 a). This is precisely what happens if we ask
him what an image is. "How can I describe an image except
as another made in the likeness of the true" (240 a). But
1f it is other than the true, it is other than what is, and
hence it isenot. The Stranger then begs not to be accused
of patricide, for, if they are to catch the Sophist in their
dialectical trap, the philosophy of Parmenides must be put
to the test (241 a). In a certain sense, we must say that
notebeing is, and being is-not.
The Stranger then says that the predicament in which
they now find themselvea is due to the fact that the former
philosophers treated their hearers with disdain, as if
dealing with children. They followed their arguments whereever they led and left the children to wonder at their
meanings, because they spoke in myths, among which he
classes the One and the Many (242 e), the myths of strife
and peace, the three principles at war in the soul, the
moist and the dry, and includes in this group the Ionian
and Sicilian explanations in mythical garb (242 da). He
says that a discussion of most of these myths may be
deferred to a later occasion; at present, the chief of
iheus will be discussed; the myth of the One and the Many.
The Stranger proceeds to recapitulate several of the
points made in the Parmenides, citing this as the main
difficulty among all those presented by the myth~makers.
He shows that both the unity and the existence of a One
cannot be the same parts, nor can any of the pairs of
predicates be reduced to a simple identity, since, if one
of a pair is chosen as being, the other must then be other
than being, i.e., notebeing (245 a).
The materialists who claim that only the tangible
exists are then subjected to a critique. Their opponents
are also brought forward, and these are the "friends of the
Forms," who disolve tangible realities in a sea of corruption and generation. None of these schools, Plato tells us,
are able to deal intelligently with the question now before
them: the question of notebeing. Having reached this point,
Plato can no longer choose from existing alternatives. The
Stranger says "Let us improve them, if we can" (245 e).
The doctrine he develops to accomplish this improvement is
the doctrine for which this dialogue is noted, the doctrine
of notebeing. It must be shown how justly this doctrine may
be said to constitute an advance, by comparing and
contrasting it to earlier philosophies. For example, if,
on the one hand, the materialists were to admit that there
is a difference between things and thoughts, they would
be forced to admit that there are some incorporeal
existences, and if this were admitted, they could be asked
Whether being is common to both. If pa the other hand, the
friends of the Forms distinguish between what is and what
is generated, both being and generation will have to share
in something common, just as the materialists had to admit
that something was common to things and thoughts (248 e).
Now both the materialists and the friends of the Forms are
caught. As soon as the friends of the Forms admit that
knowing and being known are different, that one is active
and one is passive, they will see that one is powerful, the
other is not. Thus the Stranger suggests that Being is
Power. If the friends of the Forms deny this, by claiming
that knowing is only a motion as in generation, there will
be no knowledge at all. So there must be motion in knowing.
"and, Oh Heavens, can we ever be made to believe that
motion and life and soul and mind are not present with
Being. Can we imagine Being to be devoid of life and mind,
and to remain in awful unmeaning and everlasting fixture" (248 e)? Clearly, they cannot. Therefore, "We must
include motion under being, and that which is moved" (249b).
As we shall see, this is an important anticipation
of the Timaeus. And yet, if all things are in motion, there
can be no sameness or permanence or relation to the same.
The philosopher must be equally deaf to those who say all
is in motion and to those who say there is no motion. Somehow, we must have both, yet somehow we can have neither
alone. Further, if we have only a third, this third will
not be either nor will it be both (250 b).
This is not the place for a long discussion of the
Stranger's solution to this difficulty. We are interested
only in its relevance to the themes of eternity, image, and
time. Suffice it to say that, in the following brief
summary, I am all too aware of the danger of flatly stating
the results of a long philosophical process. However,
brevity must be attempted.
We see, then, that being and notebeing are equally
perplexing. The Stranger suggests that we try to work out
the doctrine of not-being, in the realm of predication. Can
we say that all of the Forms indicated by names, of which
there are thousands of pairs, can be mixed with each other,
or only that some forms mix, or must we say that no forms
mix (251 d).
These tentative conclusions are tested on the
examples of grammar and music, where we see now that only
some letters go with certain others, and only certain
notes go with certain others. Similarly, he who develops
the art which knows which of the forms go with which other
forms, is truly the philosopher, and the art of division
is his art and his alone.
The philosopher knows that Rest and Motion, Same and
Other, are the most general divisions of being, although he
is hard to see by excess of light (254 a). (As we saw in
the Republic cave). Rest and Motion do not communicate with
each other, but being communicates with them both. Same and
Other do not communicate with each other, but being
communicates with them both. But Motion and Rest communicate
with Same and Other, and therefore, Motion is both Same
and Other than being. In other words, Motion is both
being and notebeing. And Rest is both being and not-being.
And Same is both being and notebeing. "Every class, than,
has plurality of being and infinity of notebeing" (256 e).
And
Whereas, we have not only shown that things which
are not exist, but we have also shown what form
of being notebeing is; for we have shown that the
nature of the other exists and is distributed over
all things in their mutual relations, and when each
part of the other is contrasted with being, that is
precisely what we have ventured to call note
being (258 e).
There is one last refuge, the realm of images, into
which the Sophist will now try to escape. The Sophist will
contend that only some images partake of falsity, but the
ones that he uses do not. Images are again divided, as
before, into two sorts, the images which are like the
original in proportion, and the others, which are fantasies
and distortions. If the art of philosophical division will
be applied to images, the Sophist will be deprived of his
last refuge (264 e).
Since images are either divinely produced or humanly
produced (265 b), the Stranger himself suggests that they
discuss divinely produced images at greater length.
Looking now at the world and all the animals and
plants which grow upon the earth from seeds and
roots, and at inanimate substances which form
within the earth, fusile or non-fusile, shall we
say that they come into existence, not having
existed previously, in any way but by creation
of God, or shall we agree with vulgar opinion
about them (265 c)?
Notice that the creation of the world is spoken
in @ context of a division of images, not of Forms. Plato
will expand on this point at much greater length when he
reaches the Timaeus, but now, since Theatetus agrees with
him the Stranger says he will postpone this extended
discussion: right now he wants to trap the Sophist, once
and for all.
We now confront, yet again, a divided line. But,
like the previous discussion of images, it is a more
developed doctrine than it was in the Republic. Having
divided image-making into human and divine, we now must
divide images into genuine images and fantasies (266 e).
Thus, there are both human and divine images, and human
and divine fantasies. As an example of divine images
which are genuine, we have the whole world of things. As
an example of fantasies, we have shadows caused by things
interrupting firelight, as in the analogy of the cave.
Human images can be seen in those genuine imitations which
preserve the proportions of the originals, as for example
in true speech. The next subdivision, false images, or
human fantasies, is found to be the realm of the Sophist.
One further division remains. He who imitates and
knows that he imitates genuinely, is not a Sophist, but a
philosopher. It is the Sophist who imitates fantasies.
Summary
What have we learned from this dialogue, with reference to the themes of eternity, image, and time. Obviously,
the most significant doctrinal advances were made with
respect to images, where we learn that their production is
both a human and a divine art. But more deeply, it has
emerged that not-being cannot be divided absolutely from
being, and that the entire realm of things is suffused with
both being and not-being. One is tempted to assert that
the gap between the realms of eternity and time has been
closed, but Plato has not explicitly said this and the
adoption of this conclusion would be premature. What has
been explicitly shown is that the Parmenidean isolation of
the One, beyond all predication and therefore beyond all
time is unfruitful, and Plato has advanced beyond the
Parmenidean position. The realm of the Forms cannot be a
separate realm, as it was described in foregoing dialogues.
Just as we have advanced from a faulty conception of being
through a notion of notebeing, so we have advanced from a
faulty notion of the realm of the Forms through notions
of what the Forms are not. Of time, we are told little in
an explicit way. But one should notice that the Parmenidean
"queer instant," what we have called "not-time" has been
generalized, for the Sophist shows that not-being is to
being what not-time is to time.
The Statesman
The participants of this dialogue begin their
dialectical search for the definition of the Statesman,
utilizing the method of division developed in the Sophist.
But, the Eleatic Stranger now cautions the hearers not to
divide arbitrarily and too quickly, but to make sure that
the divisions they follow in the argument are real divisions into real classes, and not arbitrary divisions for
which names are invented.
The general point deserves to be underscored. Plato
is reminding us that division which proceeds only in haste
to reach a fore-ordained conclusion is sophistic. Such a
division ignores the fact, established in the Sophist, that
not all classes communicate with each other, and so division must follow the lines which mark off real classes from
fantasies. "We must not attempt too general a division of
the class..." (263 e). "More haste...(means)...less
speed" (264 b). It is especially necessary to draw out
the implication that an empirical acquaintance with classes
of objects is necessary for the process of right division.
the dialogue proceeds with the method of dividing
until it reaches the conclusion that the Statesman is he
who uses the predictive art of knowledge, runs herds of
living things, which live on land, who are hornless, who
do not interbreed with other classes of animals, and who
are two-footed. But the Stranger is not satisfied (267a,b,c).
For, unlike the shepherd, the Statesman's right to rule is
disputed by the herd. A new beginning must be made. ‘the
Stranger announces that he will approach the subject by
employing a myth. But the Stranger says that his tale is
not to be a retelling of the familiar myth of Kronos, but
the Stranger's own version, which, he says, is the basis
of all such stories. In so saying, Plato undercuts the
myths he has told in the preceding dialogues, from the myth
of Er in the Republic, through and including the One and
Many, which he presents and criticises, respectively, in
the Parmenides and the Sophist. We shall see that even the
myth of Kronos shall be transcended in the Timaeus.
‘the Stranger tells us that the universe was once
helped in its rotation by the god who framed it in the
beginning, but that it completed its circle of rotation
and then set itself in rotation in the opposite direction.
It did so of its own natural necessity, which the Stranger
will now explain (269 4d).
It 4s the only prerogative of divine things to be
steadfast and abiding, but the universe, since it partakes
of the bodily, cannot enjoy this rank. However, as far as
possible, it will have uniform rotation (269 e), and
rotation in reverse is at least in a uniform direction,
which is as close to the divine as it can be. Even the
divine god could not change this direction for it would
violate eternal decrees. Therefore, there are many things
we cannot say of this universe: neither that it revolves
entirely by itself, nor that the god revolves it in its
entirety, nor that a pair of divinities revolve it in
opposite directions (270 a). In one era it is moved by the
god and has its own sort of immortality, in another era it
revolves by itself of its own momentun.
At the time when the reversal of rotation takes
place, human life experiences great changes. The course of
life itself reverses, and the old grow younger and younger
become children and finally wither away (270 e). On the
other hand, the race of eartheborn men, long dead, now are
reborn out of the earth, as they were in the former
rotation (271 ¢c).
Since a reversal of motion takes place at both the
restoration of proper motion and at the onset of reversal,
the Stranger tells about the time when the universe was
helped in its rotation by the god. In that era, all things
came about without men's labor. When this god was shepherd,
there were no political constitutions and no personal
possession of wives or children, since all men rose up
fresh out of the earth with no memories. (This is the
analogue of the "waters of forgetfulness" in the myth of
Er). Neither did they need clothing or beds but disported
themselves in the open. Such was the reign of Kronos (272b).
"The crucial question is-did the nurselings of Kronos
make a right use of their time" (272 b)? They certainly had
the opportunity to engage in philosophy, since they had
the requisite leisure, and if they did, their happiness
would be a thousandfold greater than ours. "Be that as it
may, let us leave this question aside until we find some~
one (Timaeus?) who can inform us accurately whether or not
their hearts were set on gaining knowledge and engaging
in discussion" (272 a).
When the era of Kronos came to an end, the drastic
experiences of reversal of motion again took place. The
god released his helping hand and a great shock went
through the earth. It tried to follow out the instructions
given to it by its father, but gradually the bodily element
gained sway, and it approached the primordial chaos out of
which it had been fashioned (273 b). At this moment, the
god again beholds it, and seeing its time of trouble, again
resumes the helm.
But we are not now in the era of Kronos. It has now
been ordained that the universe must take sole responsibility for its course, and, following and imitating the change
in the universe, all things have to change, and, in
,particular, a new law of birth and nurture is now binding
on all creatures (274 8). Since we do not have this
guardianship of the god to follow, but, "imitating the
universe and following it through all time, we live and
grow at one time in this way and at another time in
that" (274 e). As we shall see, the Timaeus advances beyond
these doctrines, especially beyond this particular doctrine
of necessity.
The relevance of this myth to the definition of the
Statesman is now revealed by the Stranger. Since there are,
in either era of rotation, men who were sired in the former
era, we must be careful to look for the right models of the
Statesman. In the era of the gods' rule, the shepherds
experience no strife, since all is in harmony; but in the
subsequent era, the shepherd is forced of necessity to care
for a strife-torn flock. Which of these is the Statesman
most like (275 a)?
Before answering this, let us note that there are
several features of the myth of Kronos, as the Stranger
composes it, which pertain to our tracing the themes of
time, image, and eternity. We are told that the unlverse
is framed by inserting order into chaos, that time is
governed by the motion of the revolving universe, and that
the bodily element is the cause of the corruption and decay
of an era. This would seem to reverse the claim of the
mature character of the Statesman, since it resembles the
doctrine of bodily imperfection, an early doctrine. However,
it 48 a children's tale, and, as we shall see, Plato will
not allow it to pass without criticism. The most important
feature, for our purposes, is the intimacy with which the
notion of right rule is connected with the right time and
the right revolution of the spheres. We have come far from
the bland assertion that there is a single pattern laid up
in heaven which he who is willing can easily discern. Now
we are charged with the need to see how right order in the
state is dependent on the order of the heavens because they
are linked by time. We should further note the Statesman's
anticipation of the Timaeus in its description of the
demiurge and the world soul in the universe described as a
living creature.
It emerges that the whole reason for the recounting
of the Kronos myth was to show that the first image of the
Statesman was incorrect, because it really represented a
Statesman from the wrong cosmic cycle, innapropriate to
the cycle we are now following (275). The shepherd of the
other cycle is much more like a divine shepherd, whereas our
cycle seems to produce tyrants. Even so, the myth of Kronos
4s insufficient, and it is said to be too long. It was
assumed that a grand myth was necessary, as fitting kingly
responsibility, but, as usual, we went too fast in our
haste to arrive at a definition (277 b).
The Stranger admits that it is difficult to explain
anything without the use of examples, and he is now in the
strange predicament of using examples to explain his
doctrine of examples (277 d)! The familiar pedagogical
device of the alphabet is again resuscitated, and the use
of known syllables next to unknown syllables is put forward
as an instance in which similarities and differences can
be distinguished (278 b). Our own mind reacts the same
way to the letters with which the universe is spelled out.
(Again, the cosmological concern) The Stranger admits
however, that notwithstanding his familiarity with the
letters in one combination it is difficult to recognize
them in another setting (278 d).
Another analogy is introduced, and this time it is
the weaver's art. A long semi-technical discussion of
weaving arrives at the fact that the weaver is a uniter,
but he needs the carder, who separates fibers, so that the
weavers art consists of both separating and combining (283b)
In other words, the proper art of dialectic consists in the
skillful handling of both the warp and the woof of being,
or, as we saw in the Sophist, the correet analysis of
being and not-being. It is noteworthy that the Stranger
here, as he did in the Sophist, agrees to supply the
divisions, or else the argument would have become interminable. Here 1s another hint that he who uses the method of
division must know in advance where he is going, a point
which the men of flux advanced. But, instead of confronting
this objection head-on, the Stranger attacks it from
another direction; through the question of relative
measure, of excess and of defect.
It is quickly ascertained that if the greater is
greater only by relation to the smaller, and the smaller is
smaller only by relation to the greater, there is no way
to say what is right in itself (283 e). Therefore, there
must be a standard of wieaeuse to which they both approximate in some way. (And so the Forms are reasserted). In the
same manner, if there were no standard, there would be no
way of dividing the unjust from the just man, nor, for
that matter, would it be possible to discern the right
practice of any art. "Must we not do now what we had to do
when we discussed the Sophist. We felt constrained there
to admit that what is not-x nevertheless exists..." (284 b)
So there must be two standards of measure, one having to do
with measures relative to each other, and the second those
which "comprise arts concerned with due measure, due
occasion, due time, due performance, and all such standards
as have removed their abode from the extremes and are now
settled about the mean" (284 e). This seems to refer to
the Pythagoreans, who assert that measure has to do with
all things brought into being, but who fail to see that
there are two sorts of measure, and who therefore are
prohibited from seeing that there are real classes of
things with affinities for one another, just as there are
real differences between some things which therefore have
no affinity for one another (285 a,b,c). It is necessary
to divide according to real classes, not merely to divide
every item from every other. This is another recapitulation
of the Sophist: only some forms communicate with each
other.
This view is asserted in another way when the Stranger
says,
Some of the things that have true existence and are
easy to understand have images in nature which are
accesible to the senses, so that when someone asks
for an account of any one of them, one has no
trouble at alleone can simply point to the sensible
image and dispense with any account in words. But
to the highest and most important class of existents
(being) there are no corresponding images, no work
of nature clear for all to look upon (285 e).
In short, the classes of being have images, but being
itself does not. The important political corollary of this
becomes evident in the Stranger's description of the
unlikelihood of the many ever achieving the art of statecraft, since the true science of statecraft is like the
true science of being: it has no images, and it would be
quite out of the question to look for fifty kings at any
one time (292 e).
It 4s important here to comment on what has been
said about the lack of images of being, for, at first
sight, it seems to contradict the trend we have been
tracing through the late dialogues. Plato has told us (in
the Sophist) that only some of the classes of being
communicate with each other, and he reminds us of it here.
When he says that there are no images of being, he seems to
(Mean, that there are no sensory images for the sort of
pure unmixed being which Parmenides described. But we have —
already seen another sort of being in the Sophist. The
lack of images, then, pertains to the classes of being,
not to being as such nor to beings as such.
I do not wish to enter into a lengthy exegesis of the
Statesman concerning law and political philosophy. Let it
suffice here to write that the Statesman should posess the
true art of law-making, that this art depends on his real
knowledge, of which the laws will be images, and that he
shall have to weave the special knowledge of the special
departments of life together as best he can, for he can best
do so. Those who follow those laws, and who know them to be
images, live in Justice. Those who follow the laws and do
not know they are images, at least follow a just life
unknowingly (291-300).
The final task of the dialogue is to describe how
the life of the state is woven by the Statesman. We are
confronted with the daring statement that the virtues which
comprise the state are, in contradistinction to those
described in the Republic, not at harmony with each other,
which means that the several parts of goodness are actue
ally not in accord (306 c). What is the Statesman to do
about this? He is to establish a training program to
bring out the best qualities of future citizens, some of
whom will have opposite virtues. He weaves both sorts into
the fabric of the state, some forming the warp and some
_ forming the woof. This training program "first unites that
element in their soul which is eternal, by a divine bond,
since it is akin to the divine. After this divine bond, it
will in turn unite their animal nature by human bonds"
(309 b). In short, the Statesman will implant in every
citizen in the state what we would call a sense of values,
whether they understand them to be of eternal origin or
not, and he will accomplish the insertion of this warp by
a clever weaving of the woof, the human element. In this
way, citizens will at least imitate, albeit unknowingly,
their right measure and true standard. More specifically,
the Statesman will require those who give evidence of
divine wisdom to intermarry with those who seem without it,
and so interweave the divine and the human. Thus for
example, instead of inbreeding a race of warriors who will
eventually get out of hand by sheer power of zeal, or, on
the other hand, inbreeding a race of perennial moderates
who never dare to invent, the Statesman will see to it
that there are cross fertilizations of these two breeds.
In this way the best weave is had, which marries the
gentle to the brave. Socrates ends the dialogue by saying
"You have drawn to perfection, sir, the image of the true
king and statesman" (311 c).
Summary
After a rather comical beginning, the Statesman
quickly discards the first definition of the Statesman.
The Myth of Kronos is put between it and the next attempt,
Ls
‘and ita results are that the Statesman must have a real
knowledge of the rotation of the universe in order to
ascertain the right time for the right kind of image of
the ruler. There are certain necessities of cosmic motion
which must be imitated in the ruler's art. The Pythagoreans
are chided for their remorseless division without regard
for real classes and true dialectic.
But perhaps the clearest indication of Plato's
development of the themes of eternity, image, and time in
this dialogue is to be found in the view that the true
Statesman is he who weaves the being and notebeing of
opposing virtues into the fabric of the state, an eternal
warp and a temporal woof, which are to be interbred via
marriage across real classes.
wo themes stand out as clear anticipations of the
Timaeus: the concern for cosmological time, in the myth
of Kronos, and the introduction of the sexual allegory,
which, as we shall see, in the Timaeus, is generalized.
However, before we reach the Timaeus, we must see
how the Philebus treats these themes.
The Philebus
If one approaches the Philebus with the expectation
that it will deal with some of the topics of the Statesman
in a more developed manner, its opening passages seem to be
anachronistic, for the dialogue begins with a discussion of
the relative merits of pleasure and wisdom (11 a), subjects
discussed in great detail in the Republic. But it soon
becomes apparent that the discussion will be anything but
a simple repetition. For example, when Socrates asks
whether there might not be a third state even better than
pleasure or wisdom, or whether some mixture of the two is
preferable, we see that the theme of mixture, as introduced
in the Sophist and evolved in the Statesman, is actually to
be reexamined in the context of an ethical inquiry.
It is agreed that there are many pleasures, each of
which differ from the others. This simple observation
serves to reintroduce the problem of the One and the Many
on an ethical level, and with this reintroduction, we will
be confronted with the modifications and developments which
the subjects of pleasure and wisdom must receive in the
light of Plato's later reflections. hus, 1t is agreed
that unity and diversity of pleasures is "the same old
argument" (13 c). Somehow, the unity and diversity of
pleasure must be understood, not in the old way, but in a
new way. ‘he key to the new way is the principle of
Difference.
It is said that this principle of Difference is a
marvel of nature because it asks us to affirm that "one
would be many or many one" (13 e). No one any longer argues
that it 1s marvelous to assert that Socrates is many and
one because he has many limbs but is only one Socrates:
everyone has agreed to dismiss this as childish (14 d).
is
Here the initial impression of anachronism fades
completely, for the passage clearly asserts that it is
childish to continue to play on the words "one" and "many"
now that the Parmenides and the Sophist and the Statesman
have advanced so far beyond this verbal naivete. He who
asserts that the One or the Beautiful or the Good have a
real existence which in some way is beyond generation or
destruction, introduces a problem of far greater import
than the problem of matching names and things (15 a). For,
if these Forms are real, and if they are always the same,
or if they are said to have a permanent individuality, he
who asserts these propositions is dealing with matters of
greater depth than seems at first apparent. In the same
way, if one asserts that these Forms can be dispersed and
multiplied in the world of generation and the endless
number of things which compose this world, he involves
himself ina difficulty, for he seems to assert that the
Forms are at once what they are in themselves and at the
Same time in the world of many things (15 c). In short,
he who asserts that there are many pleasures and who says
at the same time that Pleasure is a One, involves himself
in the difficulties of "the old argument" and since the
old argument has not been resolved, one cannot pretend
that it 1s a simple assertion when he says that there are
many pleasures, all of which are Pleasure.
To put the matter in our own way, we should say that
(the statement "there are many pleasures, each of which
shares in the idea of Pleasure" involves all of the
aifficulties which Plato has been examining in the
Parmenides, the Sophist, and the Statesman. In short, we
are confronted with nothing less than a philosophical
summary of the problems and doctrines which Plato confronted
in the late dialogues.
Notice that it is openly admitted that the verbal
assertion of both the unity and the diversity of Socrates
is "childish," and no longer a cause for wonder. The whole
world is said to know this now. Plato seems to be saying
here that there are deeper issues at stake than the
linguistic gymnastics these issues first created. True,
these questions will be discussed, but their resolution
will take place on a higher plane than it had heretofore.
As usual, Plato begins a difficult investigation by
focusing on the practical face of the deeper problem. Notice
too that these questions about pleasure and wisdom are not
mere allegories or childrens’ stories; they are the points
of departure. Plato intends, as we shall see, to apply
the method of division, which he has been perfecting in
the Sophist and the Statesman, to the questions of ethical
import involved in a discussion of pleasure and wisdom and
their relative merits. But in addition to applying the
method, he will perfect it further, and greater insight
4nto the method as well as its applicability will be
reached. It is no longer possible to begin with the simple
separation of the One and the Many, because the method
of division has gone beyond this level of simplicity.
The One and the Many, therefore are said to "run
about everywhere together, in and out of every word" (15 a}
Therefore, we must not divide too quickly between the One
and the Many, or run too quickly from the Many to the One.
The endless number of the Many is a kind of infinity, that
is, a lack of determined specificity, or, in another sense,
& vague and indefinite formlessness.
The infinite must not be allowed to approach the
many until the entire number of species
intermediate between unity and infinity has been
found out-then and not until then may we rest
from division (16 e).
The familiar analogy of the alphabet is offered, and
it is agreed that every sound we utter is both one and
infinite, that is, a sound is at once just this sound,
but in another sense it is only a sound, which by itself
has no meaning, just as letters by themselves have no
meaning until they are related to each other in words. But
the precise knowledge of the number and nature of each
sound is the special province of the grammarian (17 b),
just as the precise knowledge of tones and their intervals
4s the province of the musician (17 c).
In this way, Plato seems to say quite clearly that
the way to knowledge is neither the addition of elements
to each other without regard to the kinds of relations
these elements must have to be intelligible, nor the
simple recitation of the name we give to them to create
the appearance of their simple unity.
Since these themes were treated in the Statesman
it seems reasonable to place the Philebus after it. It was
necessary to insert this point here because the degree of
unanimity with which the scholars agree that the Statesman
succeeds the Sophist 1s not had in the placement of the
Philebus after the Statesman. It seems now that the Philebus can be read more intelligently by placing it after the
Statesman but before the Timaeus, but we shall have to see
whether this is true after reading the Timaeus.
The method of division, as developed in the Statesman,
is summoned here in the Philebus to do service in the
quest for the nature of pleasure and the nature of wisdom.
We have seen that Plato regards Unity as the dialectical
opposite of infinity, which, for him, means the indeterminite vagueness or an unspecific description of an element,
without some account of its manner of relation to its
fellows. In this respect, it is striking to note a brief
allegory of the god Theuth, whom the Egyptians describe as
the author and divider and enumerator of sounds in music
and grammar (18 ad). As we shall see, the Timaeus will test
the method of division on a cosmic scale in a tale similarly attributed to an Egyptian priest.
In any event, the problem now is not merely to
assert the unity and the infinity of number, or pleasure,
or wisdom, but to ascertain the kinds of each, and, by
implication, the Unity, Likeness, Sameness and the opposites in everything (19 b). Whereas Socrates once preferred
to discuss the Forms and to avoid the realm of things, he
does not fear to enter into this latter problem now,
because, just at this instant, some god appears to have
given him a new memory (20 b).
Socrates quickly convinces Philebus that he would
not even have full pleasure if he did not also have mind
and aenery and knowledge, because, without them, he would
not know whether he was experiencing pleasure. Similarly
if he had no memory he would not remember pleasure, which
4s also pleasant, nor, without "true opinion" would he be
able to perceive present pleasures. In the same way, had
he no knowledge, he would be unable to calculate future
pleasures (21 b). Similarly, a life of mind without
pleasure or pain would be unfeeling. Therefore, somehow we
must have both in a union, which is a kind of third (22 a).
But, on this account, neither pleasure nor wisdom can be
the good, which was decided (at 19) to be the most perfect.
Socrates exempts divine mind from this refutation, admitting only that human minds are excluded from exclusive
posession of the Good (22 c). For, the divine mind may
turn out to be the cause of the three, and, in that case,
4t will be a fourth. There may even be a fifth, but that
will be discussed later.
When we say something is hotter or colder, we make :
& comparison, and such comparisons are always relative,
admitting of degrees, and this is an endless business
because such measures suggest no way to establish a stable
measure. Thus, the class of all such comparatives includes
an infinite, i.e., an unlimited number. However, the class
of unnumbered things itself is the unity of such comparatives (25 a). On the other hand, its opposite, the class of
all numbered things, admits quantity and is therefore
finite, or limited, and here too, the class itself is the
unity of these (25 b).
Now, let them be mixed and let the offspring of
these two classes be inspected. For out of their union
comes a third class which has been generated by their
mixture, and it includes all things so generated by the
limitation of the unlimited (26 d). Further, the cause of
thie union is not the same as any of the three classes so
achieved, and it therefore must be a fourth class (27 b).
The problem is to ascertain which class pertains to mind,
for, obviously, pleasure is of the first class since it
always admits of degree. In this regard, the question is
raised:
ee eWhether all of this which they call the universe
is left to the guidance of an irrational and random
chance, or, on the contrary, as our fathers have
declared, ordered and governed by a@ marvelous
intelligence and wisdom...Wide asunder are the two
assertions, Socrates, for that which you are now
saying is blasphemy; but the other assertion, that
mind orders all things, is worthy of the respect of
the world, and of the sun, and of the moon, and
of the whole circle of the heavens;...(28 da).
Here, quite obviously, is a clear anticipation of
the Timaeus. In addition, we are next presented with an
analysis of the elements of bodies, which are said to be
the traditional fire, air, water and earth, and, just as
before, the mere enumeration of their discreteness does not
explain their unity, for they are united in a body (29 ad).
The further point is that the universe too consists of
these elements but it too is a unity. And of course, it
would be folly to assert that the unity of the universe
depends on our bodies; rather, we depend on its unity. The
analogy is carried further, because we know that we have
souls, and, in the same way, we must assert that our souls
depend on the soul of the univeree. Further, as bodies
consist of four elements, so the four classes previously
discovered may be considered as these elements; that is,
the unlimited, the limited, their offspring, mixture, and
the cause of their union, are in fact the true meanings of
fire, air, earth and water. The universal fire which 1s
the cause of our fire is the hidden meaning of mind as
the cause of the universe (30 d). So we must conclude that
the universe consists of four elements and that we are
similarly constructed, and our construction depends on its.
Fire, earth, water, and land correspond to the
unlimited, limited, mixture and cause. It is not said
le
which elements correspond to which elements, but it is
clear that mind corresponds to fire, both in us and in the
universe, It goes without too much comment that this
doctrine goes beyond a simple Heracliteanism or Pythagoreanism or Anaxagoreanism, or Anaximanders3anism. It is, in
my view, the seed of the more exact and detailed view
which we shall find in the Timaeus.
In the remainder of the dialogue, there is a delineation and cross comparison of the types of pleasure and pain, including the cognate emotions, and desires. It would
be tempting to enter into a detailed commentary on this
section of Plato's philosophy to show some of its origins
or that certain doctrines of the modern giants of depth
psychology are deeply in Plato's debt. However, our purpose
here is to trace three themes insofar as Plato treats them
explicitly. Perhaps a short summary will not be too deficient.
Just as there are four classes of elements which
enter into the composition of the body and of the universe,
so there are four classes to be discerned in the discussion
of pleasure. However, it is more complicated here, since
there are four classes of pleasures, four of pains, four of
emotions, four of desires, and the intermixture of each of
these with every other gives rise to innumerable variety.
Plato himself does not even attempt an exhaustive treatment
What is significant for our purposes is the treatment of
memory and perception. We saw in the Sophist and the
Statesman that certain images could be false while others
could be true. In the realm of feeling, the feelings
attendant upon true or false images will be correspondingly true or false. Thus Plato develops the significant
ethical dictum that pleasures (or pains or emotions)
though felt, may be false. We meet again the artist in the
soul (imagination) which sometimes correctly and sometimes
incorrectly inscribes the memory-images of past, present,
and future experiences (39 a). Thus, the question of images,
irrevocably linked to the tenses of imagination, is, in
the Philebus, introduced into the discussion of pleasure,
pain, and emotion. Again, since the number of combinations
of pleasures, whether unlimited, or limited or mixed or
causative, is innumerable, the multiplication of this
innumerable number by the three tenses adds an exponential
4nnumerability. Had he wanted, Plato could have trebled
and then quadrupled the exponent by the introduction of
the intermediary tenses of becoming, and then quintupled
the whole by using the middle voice of his native grammar.
However, he assures us that he has not forgotten his own
former dialogues, when he says "...for any class to be
alone and in perfect solitude is not good nor altogether
possible" (63 b).
The end of the dialogue, interpreted in the light
of the gradual growth of Plato's thought through the late
tee
group, is striking, for it asserts unequivocally that .
neither mind and wisdom nor pleasure and pain are simply
superior to one another: there must be mixture. Formerly,
mind and knowledge of the forms would have been indubitably
best; now, mixture is necessary. However, this is not to
be interpreted as a simple linear progression, because, as
we shall see in the Timaeus, what is necessary and what is
good are not due to comparable causes and are not therefore
subject to the same criterion for choosing which is better.
It may well be that what is better is unfortunately not
what is necessary.
Summary
There are unmistakable hints in the Philebus that
the dialogue which succeeds it will take up certain strands
of Pythagorean logic and develop them further, as for exe
ample the whole question of the manner in which the cause
of mixture accomplishes its business, or, as another
example, the application of the method of division to the
universe, which was only briefly and partially done in this
dialogue.
This much, however is certain. ‘he Philebus begins
with the extension of the method of division to the realm
of pleasure and knowledge of pleasure. The purist position
that either pleasure or mind must be affirmed as the best
is abandoned as "childish" and as an "old argument," which,
it is agreed, no longer captures philosophic interest.
‘The isolated eternality of the forms, modified by the
Sophist and the Statesman, is further modified by the
assertion that pleasures or any Form or class cannot be
both good and alone. |
Lastly, the familiar doctrine of the aviary of images
4s maintained, and developed insofar as it is now employed
to explain the basis of false pleasures, feelings, and
emotions. A beginning is made into the physiology of
reminiscence and an intimate connection is drawn between
such a physiology and the first outlines of a concrete
cosmology. For this intimate connection and a fuller
description of the relations between a psychogeny and a
cosmogeny, we must look to the Timaeus.
Summary of the Chapter
Tracing the hypothesized modification and development
of the tripartite theme of eternity-image-time through
the Republic, Parmenides, Theatetus, Sophist, Statesman,
and Philebus, it emerges that Plato's treatment of these
topics is not a simple linear progression. I think I have
shown that these themes are, in fact, treated together
wherever discussion of any one of them is broached, and
that to speak of one involves the need to speak of. the
others.
From the eternal realm of the Forms and the shadow-~
like copies of them in the Republic's cave, we saw the
initial doctrine of the Forms of the middle dialogues
subjected to the criticism of the Parmenides. There we are |
told that the naive view of the Forms as separated from
what appears to us leads to logically untenable positions,
from a series of unreal instants to hypostasizing none
existence. A hint of the doctrine of notetime emerges. ‘the
Theatetus informs us that we must examine the reality of
moving images, as if the results of perception were flying
birds in an aviary-like memory. the Sophist examines note
being and concludes with the extraordinary assertion that
notebeing in some way is, so that the artificial separation
of the world into what is either eternal or temporal,
agreed to be inadequate in the Parmenides, is now shown,
not only to be inadequate, but to be impossible. Things
are not isolated absolutes sharing in isolated absolute
Forms, for images have their own sort of reality. The
Statesman acknowledges that this reality of images must be
generalized beyond a psychological doctrine, and implies
that there might well be cosmic images, which are better
and more intelligible than the myths and fables of the
historical story-tellers. The Philebus shows that there
are far-reaching ethical implications of this doctrine,
and especially, leads to a discussion of the cause (s)
of mixed classes and mixed realities.
In short, from an initial position which asserted
the realm of Forms to be eternally separated from the
world of moving images, Plato comes to assert that moving
images have a reality which is in no way to be despised or |
neglected in favor of a naively-viewed eternity. The world
of time and the moving images in it cannot be intelligently
separated from the eternal.
This is not to say that the eternal and the temporal
are the same world, or that a simple blending or a denial
of existence to one or the other is Plato's conclusion. On
the contrary, only by the careful dialectical investigation
of the differences between eternity and time can their
relations be spelled out with any philosophical accuracy.
However, it remains to spell out this relationship
of Forms, images, and times. To qualify as a genuine
evolution, such a treatment will have to synthesize all
that has gone before, in a way which will not excise any
real progress made before it. This means that there will
have to be a discussion of the psychology of knowledge as
well as a cosmology of being, and that these two preponderant interests will have to be united in a way which spells
out their intimate relation. This is exactly what the
Timaeus will do. If the Timaeus accomplishes this task,
4t follows that the Timaeus should be regarded as a later
dialogue and that we should find in it a new synthesis of
the doctrines of eternity, image, and time.
CHAPTER IV
THE TIMAEUS
I The Introductory Conversation (17a-27b)
We have seen in the foregoing two chapters that the
Timaeus-Critias-Laws is the last group of writings to which
Plato devoted his attention. The argument was divided into
two logically interrelated parts: first, tradition,
stylistic researches, biography, and autobiography led to
the conclusion of the second chapter that the Timaeus was
actually written late; second, the gradual modification and
development of the doctrine of the middle period, as
exemplified by the Republic, was traced through the
Parmenides, Theatetus, Sophist, Statesman, and Philebus
in the third chapter. We shall now investigate how the
Timaeus synthesizes the themes of eternity, image, and
time in a new and more unified way.
Because of the sheer bulk of commentary we shall
make on the doctrines of the Timaeus, the reader will find
two chapters devoted to this last Aiatoeue: The present
chapter deals with the introductory remarks to the dialogue
and to the introductory remarks which Timaeus delivers as
a prelude to his rather extended monologue. The next
chapter examines the relations of eternity, image, and time
in the light of the purposes which the introductory pore
tions of the dialogue reveal. The introductory remarks
>
"found in the Timaeus set the foundations, not only for
Plato's later philosophy of time but also for the function-~
al significance this philosophy has in relation to Plato's
view of the best possible society.
The first hint that the Timaeus will interest itself
in temporal questions comes in the list of persons who are
scheduled to hold the dialectical conversation. We know
that Critias was the name shared by Plato's grandfather
and his greategrandfather, His grandfather was a poet in
his own right and a collector of constitutions, and his
greategrandfather was associated with Solon. | We note that
Hermocrates, a general famous for his defense of Athens and
for his attempt to establish a just regime in Syracuse, is
also scheduled to speak. We note the presence of Socrates,
who has spoken relatively little in the late group of
dialogues, but who reappeared in the Philebus. And finally,
we note Timaeus of Locri, an Italian city well-governed by
Pythagoreans.
Here is a strange assembly; Critias is a very old man
of considerable political experience in Athens; Timaeus is
a Pythagorean Stranger who is in Athens for the festival
of Athena; Hermocrates is an Athenian general distinguished
in the Peloponnesian War; and we note that Socrates is now
' AVE. Taylor, Plato: The Man and His Work, p. 2.
2 Cornford, Plato's Cosmology, p. 2.
described as a very old man. One might almost conclude
from this cast alone that questions about the morality of
ancient Athenian politics will be discussed.
Socrates opens the dialogue. His discussion of
"yesterday" ia a "recapitulation"" of some of the doctrines
of the Republic, (books II-VI) namely, the description of
the farmers, craftsmen, and guardians who make up the
"best form of society" (17c). The occupational specialization which alloted one and only one role to each individual
citizen because he was best fitted for one and only one
role, is restated as a reminder of "yesterday's conversation." The statement is made that this brief recapitulation
leaves nothing out and is an exact description of the
contents of yesterday's conversation. Thus, one should
not conclude that this recapitulation includes the entire
contents of the Republic, for this would create a manifest
contradiction. The Republic conprises ten books, much of
which are not recapitulated here. Quite obviously, something has been left out, and Socrates implies clearly that
he intends to discuss only those doctrines which he has
summarized above. One might add, however, that the recapitulation does deal with those doctrines of the Republic
which are central to the whole dialogue, namely, the
occupational specialization of three classes of citizens,
3 Gauss, Philosophischer Handkommentar zu den
Dialogen Platos, p. rey
‘who do not mix the functions of the others into their own
allotted lives, just as the Forms on which their respective
perfections are based do not mix or combine.
Socrates says that the description of these citizens
(of the Republic) makes him feel like "a man who has been
looking at some noble creatures in a painting, or perhaps
at real animals, alive but motionless, and conceives a
desire to watch them in motion and actively exercising
the powers promised by their form" (19b,c).
Two features of this statement are particularly
remarkable. First, we notice Socrates’ apparent indecision
as to whether he is looking at a painting (a mere copy) or
at real animals who are motionless ( a genuine image but
motionless). Second, it is unusual to see Socrates admit
his inability to extract the doctrine he seeks through his
accustomed midwifery. These aspects of the introductory
conversation hint that the Timaeus will attempt to go
beyond earlier Socratic positions.
Socrates goes on at some length to spell out his
precise inability, and he connects it explicitly with the
firmness of his aged opinions about the poets (19d),
although he stated in the Theatetus that he had no opinions
of his own. He says that he does not mean to imply that he
has @ lowly opinion of the poets in general (which he had
in the Republic) but he feels now that the good imitator
(there are none such in the Republic) should be familiar
with the surroundings which he is going to imitate (19e).
On the surface, this statement pertains to the history of
ancient Athens; allegorically, it says that Socrates'
viewpoint is not the one to be followed in this dialogue.
Socrates does not usually speak of genuine imitation, for
this sort of imitation is introduced by the Stranger in the
Sophist. Just as the Sophists move about from city to city
too often, and do not remain in any one city long enough to:
become familiar with it, so Socrates is said to be unfamiliar with the matters about to be discussed. Plato seems to
say here in the gentlest way that he has great respect for
his old teacher but that Socrates' viewpoint is not the
most fruitful one for his present concern.
Timaeus, however, is a well-born citizen of Locri,
which is a well-governed state, so he is better qualified
to discuss the constitution of the society which Socrates
would like to see in motion. Timaeus is better suited by
reason of his philosophical training, and, in addition, he
has the necessary qualifications for statesmanship which
were described in the Statesman.
Hermocrates sets the foundation for the discourse by
telling us that Critias remembers a story which bears
directly on the trend of their discussion. It is a story
of ancient Athens and the way she conducted herself in
ancient times. It is said to be true on no less authority
than Solon's own words, since Solon himself is said to
have told the story to Critias' grandfather. The story had
been forgotten through lapse of time and the destruction of
human lives by a catastrophe (20e).
Socrates inquires why the tale was not recorded, and
Critias tells him that Solon had been forced to lay it
aside because, after he had returned from Egypt, there
were too many troubles in the city (21c). (If it is true
that Plato himself traveled in Egypt, this statement might
be interpreted as Plato's own excuse for not writing the
Timaeus sooner because of the difficulties he himself
experienced on his own return to Athens. The awe with
which the origins of Athens would be regarded by its
citizens would confront a writer of new legends about
Athens with the need for a great deal of caution, and the
reservation that there were too many political difficulties
would serve as an excellent excuse, should Plato have felt
the need for one).
Thus, the story of ancient Athens was not lost only
because Solon did not have time to write it but also
because of the intervention of a catastrophe which destroyed the actors in the drama. Solon says, however, that
when he himself was travelling in Egypt, he was received
with great respect, because the Egyptian priests who knew
the ancient history of Athens claimed that there is a kinship between Athenians and Egyptians, and they even said
that the name of their own city-god is the Egyptian word
for Athena (21e). Solon was of course interested to hear
about Athenian antiquity, and recounted for the Egyptians
the venerable legends with which he was familiar.
But the Egyptian priest sighs with benigh patience,
and says, "Ah Solon, Solon, you Greeks are always children;
in Greece there is no such thing as an old man" (22b).
This would be an interesting remark no matter what
the chronology of the Timaeus, but, since the Timaeus is so
late in the series of late dialogues, the remark becomes
crucial. Several times in the preceding dialogues, the
childishness of certain opinions is mentioned, and the
rigours of dialectical discipline are extolled as the only
remedy. In the Parmenides, Socrates' youth is blamed for
the naivete of the early form-doctrine (130) and in the
Theatetus (175) Socrates himself chides Theatetus for his
youthful impatience. Plato used this form of criticism
increasingly in the late dialogues, during which he came
to realize that a certain maturity is prerequisite for
right philosophy. Now we are told that no amount of individual or personal maturity is of consequence for the
Greeks, for collectively they are all children. Here is a
very definite indication that the sort of knowledge which
Timaeus will put forward is not reachable by that heretofore most favored of philosophical paths, the doctrine of
individual, personal reminiscence. In short, reflection is
only the source of some knowledge, not of all. Taken in
conjunction with the stated purpose of the dialogue, that
is, the conditions of the best society, it delivers a
- fatal blow to the Socratic procedure of questioning
contemporaries. There are some things about which
contemporaries have no knowledge, and it is necessary to
know these things in order to describe the best society.
One needs to know the origins of a society, and it is
probable that one's contemporaries do not know this. This
is precisely the difference between memory and history, and
it constitutes a significant expansion of doctrine beyond
the earlier dialogues. In earlier dialogues, myths were
presented to perform the function of carrying the individual memory beyond its contemporary confines, but we saw
in the Sophist that these myths (not all myths) were
"childish."
In short, more than the maturity of the individual
person is required for true knowledge of the best society;
the best society requires its citizens to have a knowledge
of its origins; allegorically, this translates into the
need for a society to know its ultimate origins, and it is
this interpretation which makes the Timaeus' relation of
cosmology and sociology intelligible. In the process of
tracing the historical antiquity of Athens, the Timaeus
will discern the origins of the whole cosmos. As history
includes memory, so cosmology includes sociology: this is
the import of Timaeus' tale. And in both aspects of the
proportion, the cardinal issue is the "amount" of time
involved.
Solon, however, does not understand the appellation
"children, " and inquires what the priest means when he says
that he, Solon, an old man, is a "child." The priest
explains that there are periodic catastrophes due to temporary deviations of the celestial bodies from their regular
orbits, and that, at these times, the deviations bring
about floods. These floods wreak havoc on most people but
the Egyptians are saved by their irrigation system. + For
this reason, the Egyptians have been able to maintain a
continuous record which covers a period of 8,000 years,
but the Athenians were destroyed in one of these periodic
catastrophes, and therefore have no continuous records.
Thus they had to begin afresh, like children, to trace
their origins (22b-23d).
Solon is astonished, and asks for a more complete
account of ancient Athens. The Egyptian priest responds
willingly, saying that it is good for the city for him to
tell the story. He says that Athens was founded by the
goddess a thousand years before Egypt was founded, which
means 9,000 years ago. Thus, according to the priest
Solon's stories are nothing more than nursery tales since
they recount only one deluge, when in fact there have
been several. Furthermore, the priest says that the
Athenians were once counted among the bravest of people in
the era just before the last catastrophe, and that present
4 Cornford, op, cit., appendix, p. 365.
‘Athenians are descended from their seed. (24)
The priest describes the Egyptian caste system of
priests, craftemen, and soldiers, in which system each
class performs one and only one function, and he adds that
these contemporary Egyptian institutions are continuous
with those olden days when the goddess instructed both
Athens and Egypt in these ways. Furthermore, the laws of
Egypt are said to reflect the "order of the world, deriving
from those divine things the discovery of all arts applied
to human affairs..." (24b). As we shall see, this is almost
how Timaeus will describe the origin of all human arts.
There are other records which pertain to Athens, and
the priest decides to inform Solon about one exploit in
particular, the greatest which Athens ever performed; it is
the fable of Atlantis (24e). The story recounts how Athens
once vanquished foes who invaded her even after her allies
had been defeated, and suggests that the invaders came
from an island which has now vanished beneath the sea.
Frutiger is not alone in the opinion that no such island
ever existed, and concludes that it must be credited to
Plato's imagination. It is nevertheless fascinating to
follow Cornford into the opinion that the island of
Atlantis was the staging area for invaders who crossed the
> Pp, Frutiger, Les Myths de Platon (Paris: 1930),
pp. 244 ff.
‘Atlantic, perhaps from America. ©
It 4s interesting to forecast the almost exact
thematic parallel of the tale of the Egyptian priest and
the tale which Timaeus will deliver. In both, the cosmological origins of the art of healing are described. Plato
of course viewed the proper function of statecraft to be
the healing of society, as, for example, in his repeated
comparisons of the statesman to the physician.
Critias himself tells Socrates that he is surprised
to notice how Socrates’ story (the recapitulation of
Republic doctrines) and the tale of Atlantis resemble each
other in so many details (25e). Critias had expected that
it would be difficult to find a basis for their conversation of today, and so he carefully rehearsed the story of
Atlantis before he spoke it (26). He assures us that the
tale is exactly as he heard it because he says,
How true is the saying that what we learn in
childhood has a wonderful hold on the memory.
I doubt if I could recall everything I heard
yesterday, but I should be surprised if I
have lost any detail of this story told me
80 long ago (26b).
In addition to guaranteeing the accuracy of the tale,
this remark of Critias tells us something else of equal
4mportance, for it reminds us that his tale is introduced
only as a basis of today's conversation, and as the raw
material for the discourse of Timaeus. Critias himself says
6 Cornford, op, cit., p. 14.
‘he has only approached the main points when he says:
We will transfer the state you (Socrates) described
yesterday and its citizens from the region of
theory to concrete fact; we will take the city of
Athens and say that your imaginary citizens are
those actual ancestors of ours of whom the priest
spoke. They will fit perfectly and there will be
no inconsistency in declaring them to be the real
men of ancient times (26d).
Thus it seems to be Plato's purpose to see beyond
the recapitulation of Republic doctrines which Socrates
made in the beginning of the Timaeus, and this is confirmed
by the statement that Critias' story will serve only as
material for today's discourse. For, if Critias’ story
were not only the basis but was in fact the perfect match
between Socrates imaginary realm and the ancient city of
Athens, the dialogue could end here, with the conclusion
that the Republic once existed. The doctrine of the
Timaeus, however, concerns not only what the best society
ought to be and what it was, but what is the origin of the
best society and what is ita basis.
Socrates agrees that fitting the Republic citizens
into ancient Athenian society is a proper basis for today's
discourse, and goes so far as to say that if this is not
the basis, there can be no other (26e).
The plan of the projected trilogy is now revealed;
Timaeus, who knows more of astronomy than anyone else
present, will begin with the birth of the world and carry
the account forward until he reaches the birth of man.
Critias will start from the origin of man and carry the
‘account to the birth of Athens. In this way, the actual
origins of society will be discovered. Interestingly,
no mention is made of the proposed content of the
Hermocrates. Once before, Plato hinted at a projected
trilogy, and seems not to have completed the third dialogue. Perhaps, as before, we shall learn so much in the
two dialogues that the third seems unnecessary.’ Or perhaps
Plato wrote the Laws instead. In any case, the point at
issue is whether the fitting of the Republic's citizens
into the ancient Athenian polis suffices to describe the
origins and bases of the best society. It is agreed that
Timaeus will account for the origin of man from his
astronomical beginnings, and that this is necessary as a
preliminary for the investigations into the actual origins
of society.
One cannot therefore follow Taylor into the opinion
that this introductory conversation is actually only an
introduction to the Critias.? By extending this logic, the
Parmenides and Theatetus are only introductions to the
Sophist, and the Sophist only an introduction to the
7 Q. Lauer, 8.J., The Being of Non-Being in Plato's
Sophist (unpublished manuscript; New York: Fordham
University).
8 Cornford, op, cit., p. 8.
9 A.E. Taylor, Plato: The Man and His Work, p. 440.
‘Statesman, etc. Such a linearization of Plato's philosophy
leaves everything behind in which case we should read only
the Laws and dismiss all else as preliminary introduction.
In the next section, we shall confront Timaeus’ own
introduction, and as we shall see, he connects his remarks
to the general introductory remarks we have just discussed.
II_ The Role of Image 27c-29d
Timaeus invokes the blessings of the gods, as custom
requires, but says that the other members of the conversation must also call upon their own powers, so that they can
understand Timaeus' thoughts on the proposed theme (27c).
The first distinction to be made is that between
what is always re&l and has no becoming and what
it is which is always becoming and is never real.
That which is apprehensible by thought with a
rational account is the thing which is always
unchangeably real; whereas that which is the
object of belief together with unreasoning
sensation is the thing that becomes and passes
away, but never has real being (28a).
At first, this seems to be the familiar dichotomy
between the eternal and the temporal, but it 4s not. In
dividing the line of knowledge here, Plato deliberately
accentuates the "top" and the "bottom," but leaves out the
other intermediary divisions which he has established. In
the Cave, opinion and false images were placed in between
the Forms and mere sensation; in the Theatetus, right
opinion was established; in the Sophist, genuine images;
and in the Philebus, the need to mix the Forms and the
four levels of knowledge. Thus the meaning of the sentences
Le
which open this section of discourse are illuminated by a
summary of the doctrines of some of the preceding dialogues.
This is confirmed by Timaeus' next sentence. He says,
Again all that becomes must needs become by the
agency of some cause, for without a cause nothing
can come to be. Now whenever the maker of anything
looks to that which is always unchanging and uses
a model of that description in fashioning the form
and quality of his work, all that he thus accomplishes must be good. If he looks to something
that has come to be and uses a generated model,
4t will not be good (28b).
Here is a recapitulation of the preliminary doctrine
of the good painter of the Sophist, where those imitations
which faithfully represent the proportions of the original
are good images, but those which distort the original are
mere fantasies (234, 235). The main point here is that in
the early dialogues, an imitation would necessarily falsify;
in the late dialogues, an imitation must be carefully made
in order to preserve the proportions of its model, and if
it does so, it may properly be called good. This is
especially true in the Philebus, where the cause of the
mixture of elements is responsible for the quality of the
mixture (27a). Here, Timaeus says that if the maker is to
use & generated model (a copy of the original) he will be
copying a copy, whereas he should copy the original, and
by preserving its proportion, imitate genuinely.
This much could have been said in the Philebus, and
was in fact said in other words. But now this doctrine must
be generalized and tested on a cosmological scale. Therefore,
-Timaeus uses the phrase, "concerning the whole ‘heaven’ or
‘world’ (not heaven and world)..." (27b), parenthetically
adding that the name can be chosen to suit heaven itself. It
is interesting to observe that the term heaven (ouranos) is
now taken to be synonymous with the whole cosmos, whereas
formerly, a strict division was made between heaven and
the visible world. This foreshadows the entire theme of the
dialogue, in which the former gap between heaven and earth
is now to be supplanted by a richer and more meaningful
relation.
Has this heaven, or universe, always been, or did it
begin from some beginning? Timaeus answers his own rhetorical question by saying that it must have begun because it
has a body and is apprehensible by sensation together with
right opinion, and it was formerly established that those
things which are so apprehensible are things which become
and are generated. This refers to the Theatetus where it
was established that sensation and true opinion do have a
measure of the truth but are not the sources of that truth,
and to the Sophist, where it was established that images, if
genuine, have a measure of truth because they are not
absolutely notebeing but have a reality ot their own. The
doctrine of the Philebus is brought into the account in the
next line where we read "But again that which becomes, we
Say, must necessarily become by the agency of some
cause" (28c).
Next comes the often quoted statement "The maker and
‘father of this universe it is a hard task to find, and
having found him it would be impossible to declare him to
all mankind" (28c). This statement is absolutely central to
the exposition of the remainder of the dialogue. It asserts
that the gap between the eternal and the temporal realms
is not only a cosmological but a sociological one. It is
not an impossible task to find the father of the universe;
it is hard. But it is impossible to declare him to all
mankind. For this reason, as it was said in the Statesman,
some authors make myths and childish stories when they
confront this impossibility of declaration, and even the
One and the Many is said to be such a myth, made for minds
incapable of genuine dialectic.
Now the problem is not that there is a gap in the
structure of the universe, but that some kinds of communication are impossible. On the one hand, some truths are
ineffable, on the other hand some people cannot be told
the glaring truth because it would momentarily blind them
as it did the prisoner of the Cave when he was released
to see the Sun. But the Sun is there, and those few who
can and do see it, ought to lead others to it.
There is a further difficulty. The insight into the
ultimate origins of being is not only the subject of myths
and stories which the people feed themselves on; they hold
on to these myths with rigid conviction, and the innovator
in this area must beware lest he invite the hemlock with
which Socrates was sentenced to death. Plato has already
aid several times that these myths are for children, but,
‘evidently, he has underestimated his own age. This relates
directly to the whole purpose of the dialogue, which is
to replace what Plato regards as dangerous fantasies about
the ultimate origins of the universe, with a more rational
account. Notice he does not intend to make an absolutely
rational account, which the learned elite of Pythagoreans,
Eleatics, and Academicians, might demand. The account of
Timaeus cannot be written in the arcane language of the
intellectualist; some way must be found to declare the
father of the universe to all mankind. This need springs
from Plato's conviction that the best state is composed of
the best citizens, and, those citizens are best who know
their traditions (Atlantis) and their ultimate origins.
In short, the experience so familiar to the teacher of a
aifficult doctrine was also Plato's experience-how to tell
the student by example without distorting the truth of the
original meaning.
This difficulty is exacerbated by the fact that the
myths of the origin of the universe were probably held
with the fervor of blind conviction by Plato's contemporaries, much as they sometimes are by our own contemporaries,
so that the attempt to redefine them would be regarded as
blasphemy by those whose hold on these myths was invested
with the unshakable grasp of an inflexible conservatisn.
This seems to be his meaning when Timaeus says that the
maker of the universe clearly looked to the eternal for
his model, and that the contrary supposition "...cannot be
spoken without blasphemy..." (29).
Plato is caught between two extreme difficulties: on
the one hand the childish myths must be corrected, but
‘this might be regarded by the people as blasphemy; on the
other hand, the people to whom Plato wishes to speak the
correction cannot understand the deeper truths behind the
myths, so that he has to put them in examples which are not
perfectly appropriate; but this involves the danger of
blasphemy in his own mind. The difficulty of finding the
father is compounded by the impossibility of revealing
him adequately. It is extremely important that this dual
difficulty be born in mind in what follows, because it
bears directly on the use of genuine images and Plato's
repeated insistence that the dialogue is a probable myth
(eikota mython). One makes a mistake in expecting Plato to
speak out boldly in a purely rational language about the
maker of the universe for two reasons; first, as we noted,
some truths seem ineffable; second, one would miss Plato's
concern for the prisoners of the cave who would be blinded
by the pure truth but left in the dark by anything less.
The efficacy of the act of communication involves taking
the audience's view into account, and Plato was far from
ignorant on this point. !°
10 or, vig. Gioscia, "A Perspective for Role Theory,"
The American Catholic Sociological Review, XXII, 2
Milwaukee: Marquette University Press, 1961), pp. 143 ff.
This accounts for the strangely popular grounds on
which the argument (whether the model of the universe is
eternal or generated) 1s settled. Timaeus says "Everyone,
then, must see that (the father) looked to the eternal..."
(29a).
The next portion of the paragraph adds a peculiar
reaffirmation for the eternity of the model of the universe.
It states "...for the world is the best of things that
have Hadoiie: and he (the father) is the best of causes."
There is no preparation for this statement in all of Plato,
as far as I know. One could expect that the father of the
universe would be described as the best of causes on the
extension of the theme of avoiding blasphemy which runs
through the whole dialogue. But there seems to be no
preparation for Plato's statement that the world is the
best of things that have become, unless it is Plato's
knowledge that he is going to describe the world as the
result of the best of causes, and therefore knows it must
be the best of "effects." But this creates the very
difficulty which this dialogue is trying to avoid, and
that is the description of the best cause as one whose
action can only bring about the best results. For, in one
sense, the world is the best result of the best cause, but
in another sense, it is only the best of things that have
become, and becoming is not the best sort of being. In
short, there has already been a slight movement from the
etrictly univocal causality of the best cause, toward some
kind of intermediary causation. In this way, Plato continues to pose the whole problem of some sort of mid-ground
between eternity and the realm of becoming. This is confirm~
ed in what follows next.
Timaeus says,
Again, these things being so, our world must
necessarily be a likeness (eikona) of something.
Now in every matter it 1s of great moment to
start at the right point in accordance with the
nature of the subject (kata physin archen).
Concerning a likeness (eikonos) then, and its
model (paradeigmatos) we must make this
distinction; an account (logos) 1s of the same
order (suggenes) as the thing it sets forth
an account of that which is abiding and stable
and discoverable by the aid of reason will
itself be abiding and unchangeable (so far as
it is possible and it lies in the nature of
the account to be incontrovertible and
irrefutable, there must be no falling short of
that); while an account of what is made in the
image (eikonos) of that other, but is only a
likeness (eikona) will itself be but likely
(eikotas) standing to accounts of the former
in a proportion: as reality is to becoming so
is truth to belief (29b-c, Cornford).
Since this passage is absolutely central to the
whole exposition of Plato's philosophy of time, imaze, and
eternity, it may be well to compare other translations of
this paragraph.
Archer-Hind has it:
Granting this, it must needs be that this universe
is a likeness of something. Now it is all important
to make our beginning according to nature: and this
affirmation must be laid down with regard to a
likeness and its model, that the words must be akin
to the subjects of which they are the interpreters:
therefore of that which is abiding and sure and
discoverable by the aid of reason the words too
Must be abiding and unchanging and so far as it
lies in words to be incontrovertible and immovable
they must in no wise fall short of this; but
those which deal with that which is made in
the image of the former and which is a likeness, must be likely and duly corresponding
with their subject: as being 1s to becoming,
so ia truth to belief (29b-c, Archer-Hind).
Jowett has:
And being of such a nature the world has been
framed by him with a view to that which is
apprehended by reason and mind and is unchangeable, and if this be admitted must of necessity
be a copy of something. Now that the beginning
of everything should be according to nature is
a great matter. Let us then assume about the
copy and original that the words are akin to
the matter which they describe, and that when
they relate to the lasting and the permanent
and intelligible, they ought to be lasting
and unfailing, and as far as is in the nature
of words irrefutable and immovable, and nothing
less than this. But the words which are the
expression of the immitation of the eternal
things, which 1s an image only, need only be
likely and analogous to the former words.
What essence is to generation, that truth is
to belief (29b, c, Jowett).
T.f. Taylor has:
And from hence it is perfectly necessary that
this world should be the resemblance of something. But to describe its origin according to
nature is the greatest of all undertakings. In
this manner, then, we must distinguish concerning the image and its exemplar. As words are
allied to the things of which they are the
interpreters, hence it is necessary, when we
speak of that which is stable and firm and
intellectually apparent, that our reasons
should be in like manner stable and immutable,
and as much as possible irreprehensible, with every
perfection of a similar kind. But that, when we
speak concerning the image of that which is
4mmutable, we should employ only probable
arguments, which have the same analogue to the
former as a resemblance to its exemplar. And,
indeed, as essence is to generation, so is truth
to faith (29bec, .T. Taylor).
R.G. Bury has:
Again if these premises be granted, it is wholly
necessary that this Cosmos should be a Copy of
something. Now in regard to every matter it is
most important to begin at the natural beginning.
Accordingly, in dealing with a copy and its model,
we must affirm that the accounts given will
themselves be akin to the diverse objects which
they serve to explain; those which deal with what
is abiding and firm and discernible by the aid of
thought will be abiding and unshakable; and in so
far as it is possible and fitting for statements
to be irrefutable and invincible, they must in no
wise fall short thereof; whereas the accounts of
that which is copied after the likeness of that
Model, and is itself a likeness, will be analogous
thereto and posess liklihood; for as Being is to
Becoming, so is Truth to Belief (29b-c, Bury).
These five translations and the commentaries on the
passage will be reviewed in order. First, Cornford holds
that the chief point established in this prelude is that
the visible world, of which an account is to be given, is
a changing image or likeness (eikon) of an eternal model,
and reasons that it is not a realm of being but of becoming.
He says, therefore, that we must not expect anything more
than a "likely" account, because only that which is stable
can produce a stable account, and becoming is not stable.
"There can never be a final statement of exact truth about
this changing object."!! Having taken this view, Cornford
goes on to comment on the distinction of being and becoming.
It 18 to be noticed that he delivers his comment as a
derivative of his view that the account of becoming is
1 Cornford, op, cit., p. 24.
only likely because it is unstable.
Cornford comments that the opening sentence of the
preceding passage divides the world into two veulne: the
one of Forms which intelligence grasps, and the other of
sensation, which is always imprecise and in flux. We have
seen however that this two-fold division is not a dichotomy,
but rather an emphasis on the extremes of a four-fold
division. We differ, therefore, with Cornford's conclusion
that the use of the word "becoming" (genesis) by Plato is
"ambiguous" by which he indicates that it has only two
meanings, one which means that a thing comes into existence,
acd the other which means that a thing is in the process of
change. There are many more senses in which the word
"becoming" can be understood, as Plato showed in the
Parmenides (151e-152e). For example, one may say "is
becoming," "was becoming," "becoming older," "becoming
younger," "will be becoming," etc. On the basis of his
simple division into two meanings, Cornford adopts the
conclusion that the second meaning cannot be what Plato
means and that therefore the world must have begun in time.
He then differs with A.E. Taylor, who attributes the
Christian theory of creation to Plato via Whitehead's
theory of time. The point here is the fact that Cornford
has assumed Plato to have spoken a simple dichotomy, the
familiar dichotomy between the realm of Forms and the reaim
of becoming. Thus, for example, he says that the Sophist
similarly divided the kinds of production in two (265b)
‘whereas it is clear that there are several kinds of
production stated theres human and divine, fantasy ad
image, proportional and non-proportional. This is especially
important, because the Sophist divides genuine production
into human production and divine production, but omits
speaking of false divine production whereesa it does speak
of false human production. It is precisely this problen,
i.e., how can a divine product be lacking in any divine
perfection, which Plato is now examining. But it is not a
mere repetition; it is now the starting point for Plato's
expanded doctrine. Just as the Sophist investigated the
relation between not-being and divine production in the
realm of things, so now the Timaceus is investigating the
relation between notebeing and the divine production of
the entire cosmos. One need not suppose that the familiar
doctrine of the split between the realm of Forms and the
realm of things has remained unmodified between the Republic
and the Timaeus. One need not assume that there is no
difference between the Sophist doctrine and the Republic
doctrine with respect to the reality of not-being. Yet
Cornford introduces the Sophist's division (which he sees
as a dichotomy) into the Timaeus, which he similarly
dichotomizes.
Cornford notes that the distinction to be made is
not simply between being and becoming, but between eternal
being and that which is always becoming. It seems better
=
to state that Plato is here distinguishing that which is
only becoming and always becoming, from another sort of
becoming, which it is the business of this dialogue to
discuss. Therefore, while it is perfectly true to Plato to
say that, clearly, the world has become, it does not follow
to say that the world is only becoming, for, on that
supposition, how could it be the best of things that have
become?
Consistently, then, Cornford concludes that the
maker of the universe is merely mythical and that therefore
there was no "moment of creation." This follows from
Cornford's division of the passage into only two realms,
which he concludes must therefore be either true or mythical.
But the whole division in two is not the only interpretation
possible, for it does not follow Plato through his development.
Thus, Cornford is led to take literally the dictum
of the Seventh Letter that there neither was nor is nor
shall be a doctrine of Plato's on the subject, and that
Plato is only revealing a mythical figure of the maker of
universe, but not the real exact truth. Cornford's view
makes it impossible to conclude that the difficulty of
revealing the maker to all mankind is not a sociological
aifficulty inherent in the crass and hollow mentality of
most men, nor the impossibility of an ineffable truth, but
Plato's refusal to speak out what he knows perfectly well.
fhis seems to be only one interpretation of the passage
which states clearly that the maker can be found, admittedly
with difficulty, but cannot be revealed. Cornford precludes
the interpretation that the difficulties of communication
necessitate the mythical figure or that it might be true to
say that the maker is ineffably inscrutable and should not
be spoken for fear of blasphemy, both of which interpretations seem more plausible in the light of the doctrinal
development of the late dialogues. Thus Cornford says that
a similar "device" was employed in the Republic, referring
probably to the Myth of Er. But in the late dialorues,
Plato repeatedly criticises these myths as childish. Yet
Cornford's interpretation of myth is responsible for his
dichotomy here, where, it seems possible to offer there
other interpretations.
It will be the business of our concluding chapter
to show why Cornford's interpretation narrowly construes
Timaeus' mythical language. Suffice it at this point to
indicate what that conclusion will be. Plato does not
stop at a merely mythical account in the Timaeus. True,
there is another myth of "creation" in the Timaeus, but
4t is not all that is to be found there. In addition to
the mythical, Plato is, as usual, revealing what he feels
to be the truth, so that he who sees what the myth means
has seen more than the myth. In this way, the Timaeus can be
read either as myth and myth alone, or it can also be
interpreted as a new doctrine in which Plato points
,clearly beyond mere myth. This view is clearest in the
ending of the passage cited, where Plato says that we must |
see, not mere myth, but a likely myth, just as in the
Theatetus we must have, not only opinion, but right opinion,
or in the Sophist and opening passages of the Timaeus, we
must see, not mere images, but moving images, which
faithfully reproduce the proportions of the original model.
Thus, Cornford can say,
In the application here it is argued that, since
the world is in fact good, its maker must have
copied a model that is eternal. The world then is
a@ copy, an image, of the real. It is not, indeed,
like an artist's painting, at a third remove from
tettaty but on the other hand it is not wholly
real,!
Notice that Cornford does not distinguish, as the Sophist
does (at 266d) between a good painter's faithful copy, and
@ poor painter's unfaithful distortion. Cornford implies
that images are separated from the ultimate reality.
Cornford seems to ignow the distinction between a genuine
image and a mere copy in this case. He says, "The cosmology
of the Timaeus is poetry, an image that may come nearer the
truth than some other cosmologies."13 He seems to mean
mere poetry, as opposed to genuine poetry. This does not
help us to understand Timaeus' statement that he will give
the best possible account, which seems to mean genuine
poetry.
But what does the statement that the Timaeus is
12 Ipaa., p. 28.
'S tIpid., p. 30.
poetry mean for Cornford, It means that
eeeinexactness and inconsistency are inherent in
the nature of the subject; they cannot be removed
by a stripping off the veil of allegory. An
allegory, like a cypher, has a key; the Pilgrim's
Progress can be retranslated into the terms of
Bunyan's theology. But there is no key to poetry
or myth.!4
. Certainly there is poetry, and myth, and imagery.
But these must not be seen in the youthful light of the
myths which Plato himself calls childish; they must be
seen as the best possible account to reveal this doctrine
to all mankind. Cornford's interpretation would lead one
always to insert "only" when ever he refers to images,
since, in such a view, things are either perfectly true
or they are only images. But for Plato, this simple
dichotomy has long outlived its utility, and the doctrine
of notebeing, and the mixture of being and not-being is,
in the Timaeus, a further effort on Plato's part to
clarify his thought on these matters.
Archer-Hind comments that the eternal model of the
universe and its creation in time represents Plato's use
of allegory, and that there can be
no question whatsoever of the beginning of the
universe in time. The creation in time is simply
part of the figurative representation; in Plato's
highly poetical and allegorical exposition, a
logical analysis is represented as taking place
in time, and to reach his true meaning we must
14 Ipta., pp. 31-2.
strip off the veil of allegory.1!5
Here 4s the source of Cornford's statement that it is
impossible to "strip off the veil of allegory." Later in
his commentary, Archer-Hind writes that although Plato is
talking about "absolute thought thinking itself" Plato
has put this idea into the figure of a gradually unfolding
process. My view is that it is not necessary to strip off
the veil of allegory to see Plato's meaning, for the
allegory does not conceal but enhances the doctrine. For
those who see only the allegory, it affords a pretty image
of the truth. But for those who see the doctrine, the image
4s an added richness, which does not cloud the doctrine,
but actually helps it to radiate of itself, and to shine
more radiantly. However, one notices that Archer-Hind does
not translate the final portion of the passage in question
by the phrase "only an image"; he says, simply, that an
image is "likely" and "duly corresponding" with its
subject. Thus Archer-Hind 1s able to conclude that words
stand in the same relation to the Forms, which they represent as the images do, and that this proportion is a
special case of the more general formula at the end of the
passage, which has it that becoming is to being as probability is to truth, This is not mere imagery, for words
themselves, in this setting, become images. Later, when
15 R.D. Archer-Hind, Commentary on the Timaeus
London: The Macmillan Company, 1000), p. 00, n. 14.
the whole cosmos is termed an image, Cornford's diminution
of imagery will suffer because he has not allowed anything
less than pure being to be called being, and so, whatever
is less than pure must be somehow less than real. Thus
Archer-Hind has escaped the claws of this argument by
interpreting Plato's text to mean that words and images
must correspond to that which they represent, 36 that a
moving cosmos described without the use of a moving image
would violate the canons Plato sets down for faithful
representation.
However, Archer=-Hind seems not to follow his own
conviction that the later dialogues show a constant
progression, because he adds that this analogy is precisely
what one finds at Republic 511e. But there we find, not a
division into two parts which are proportional, but 4
fourfold division of the powers of the soul where images
are the lowest level of intelligence, and not the proportional representation of truths of reason.
Jowett too holds that the images which are only
4mitations of eternal things must be only images. Jowett's
well-known Kantian bias is clearly evident here, since
those kinds of knowledge which give anything less than the
inscrutable nature of the Forms cannot be satisfactorily
called true knowledge, but only images and copies. The
fact that Jowett places the Timaeus next after the Republic
is in part based on his claim that there is little differeme
between the doctrine of the two dialogues. This is a
function of two factors; first, Jowett wrote his translations before the stylometrists ushered in the new era of
Platonic criticism, and second, if one reads the Timaeus
with the expectation that its doctrine will ot differ
materially from the doctrine of the middle period, and
then translates the text with that view in mind, it is not
only consistent but logically necessary to write "only an
image." But if one follows the majority of scholars who
placed the Timaeus in the late period, then one may see in
the Timaeus certain doctrinal reformulations, so that it
is not necessary to expect Plato to speak in the same
epistemological voice which the later dialogues clearly
modulate.
But a point worth making is partially confirmed by
Jowett, in that he agrees with Archer-Hind that Plato
makes words proportional to their referents, just as
images are proportional to their paradigms. Although
Cornford's translation of "accounts" is somewhat cumbersome, Jowett, however, agrees with Cornford in translating
the second half of the proportion "what essence is to
generation, so truth is to belief," although Cornford
prefers being to essence.
The little=-consulted work of T.T. Taylor is also
instructive with regard to the passage in question. [f.T.
Taylor translates paradeigmatos not as paradigm, nor as
model, but as exemplar. This translation could lead to the
game difficulty into which Cornford was led, since the
word exemplar has inescapably transcendental connotations,
creating the impression that there is a spatial separation
between the world of exemplars and the world of images,
and this in turn would lead to the diminution of the role
of images and the arguments based upon them. And so, T.T.
Taylor says that in the discussion of images, "we should
employ only probable arguments," thereby separating what
Plato is trying to put together in a new way. However, T.T.
Taylor says,
The faith which Plato now assumes appears to be
different from that of which he speaks in the
sixth book of the Republic, in the section of
aline; for that is irrational knowledge, whence
also it is divided from conjecture, but is arranged
according to sense. But the present faith is
rational, although it is mingled with irrational
knowledges, employing sense and conjecture; aud
hence is filled with much that is unstable.!
He goes on to say that for Plato there are four kinds of
truth, and that some must be conjoined with sensibles.
This opinion is noteworthy since it was written in 1804,
@ full half-century before the scholars decided to resort
to language tables to sort the dialogues into their
chronological context. Here is a scholar who sees that
Plato's reference is to the four truths, not of the Republic,
but of the Philebus, where the Good is said to impart
purity to the mixture.
16 T.T. Taylor, The Timaeus and Critias of Plato
(Washington: Pantheon Books Inc., 1952), p. 112.
'7 Ip4a., p. 17.
Bury does not relate the four truths of the Timaeus
to the four divisions of the Philebus, but, instead,
dichotomizes being and becoming, '8 Thus in the last few
lines of his translation, he says that, on the one hand, .
statements which copy the eternal must be,
in so far as it is possible and fitting for
statements to be, irrefutable and invincible, they
must in no wise fall short thereof, whereas the
accounts of that which is copied after the likeness
of that model, and is itself a likeness, will be
analogous thereto and posess likelihood;
Although Bury does not insert an "only" in this passage,
the feeling tone is indicated in his tra*slation by his
use of "whereas," which makes it seem that he has shifted
the field and is now speaking of the opposite side of the
dichotomy. His translation makes it seem that the universe
4s only a copy of a copy, and therefore probably lese than
true. This seems to go against the aim of the passage,
which is to account for the use of imagery, which, in
earlier dialogues (Republic, Phaedo) were unworthy vehicles
of the truth, but in later dialogues (Sophist, Statesman)
are not only worthy but somehow necessary to describe the
notebeing integral to every real thing.
It is A.E. Taylor's view that the Platonic theory
of creation in the Timaeus is a perfectly Christian vision,
and that, futhermore, Plato's view is best understood by
applying to it the fundamentals of Whitehead's theory of
18 Bury, "Plato and History," p. 5.
time, as set out in the "Concept of Nature." There are
here actually two "heresies," as Cornford says. The first
ig the assertion that Plato's theory of creation is
assimilable to the Christian notion: the second 1s that
Whitehead's theory is both Christian and Platonic. It
might seem that these theological disputes are not to the
point, but, unfortunately, Taylor has introduced them in
explanation of the passage which is under discussion.
Taylor first determines that Plato has said that
the world clearly must have had an eternal model but that
the world itself is mutable. Then he says, "This is
virtually what Whitehead means when he says in his own
terminology that objects are ‘angredient'"!9 in events.
From this he draws the inference that Plato insists on a
provisional character of representation because the senses
only perceive roughly, and because it takes a long time for
the coarseness of sensory perception to cross-check itself
and finally arrive at precise and exact perceptions.
Cornford seems right here when he says that A.E. Taylor's
speculations derive from A.E. Taylor and hardly at all
from Plato. It might be true to assert that Plato held
the senses not to be "infinitely acute" but this is a
long way from the claim that Plato offers a provisional
account because the senses are so dull and because they
19 A.E. Taylor, Commentary, p. 73.
can only report what they perceive at a given time, °°
AE, Taylor nevertheless does not insert the "only" which
others want. His translation reads:
We must lay it down that discourses are akin in
character to that which they expound, discourses
about the permanent and stable and apprehensible
by thought themselves permanent and unchanging
(so far as it is possible and proper for discourses
to be irrefutable and final, there must be no
fallingshort of thate-), discourses about that
which is itself a likeness likely and corresponding to their objects.2!
However, he adds the comment that Timaeus' discourse
and Timaeus' "warning" about proportionality pertain to
the whole cosmology.
It is not given as a finally true account of
anything but simply (only?) as the account which,
so far as Timaeus can see, best "saves," i.e.,
does full justice to all the "appearances" so far
as they are known to him.22
So, although A.E. Taylor does not insert "only" in his
translation, he asks that the passage be interpreted as a
warning that the account is simply the best one which
Timaeus can devise to save the appearances. This follows
upon Taylor's assumption that the Timaeus is a dialogue in
which we should expect to find "nothing more" than the
doctrine of a fifth-century Pythagorean, a "provisional
tale," the "best approximation" Timaeus could manage. This
20 tpi.
21 Ipid., p. 74.
22 tpid.
interpretation makes it impossible for Taylor to accept
the Timaeus as a dialogue which contains anything of the
"later Platonic theory. "2
Rather than enter into a detailed discussion of this
Taylorian "heresy," as Cornford calls it, and rather than
give the details of a long and involved series of quotations
from the Ancients, it seems more appropriate to state
Cornford's view of A.E. Taylor's unique and solitary
opinion that the Timaeus is only Plato's eclectic and
rather artificial combination of Empedoclean biology on to
the stock of Pythagorean mathematics and astronomy. Cornford
says, in summary,
It is hard to understand how anyone acquainted
with the literature and art of the classical
period can imagine that the greatest philosopher
of that period, at the height of his powers,
could have wasted his time on so frivolous and
futile an exercise in pastiche.@
In addition, Cornford feels that "There is more of Plato
in The Adventures of Ideas than there is of Whitehead in
the Timaeus."29
Except for Bury's, the most recent translation of the
passages under discussion (29b=c) is Cornford's, which has
the additional merit of supplying a detailed commentary,
familiar at once with the sources and the conclusions of
23 Ipid., p. 19.
24 Cornford, op. cit., pe. x.
25 Ibid., pp. 11=12,
Platonic scholars. Yet Cornford's translation contains the
assumption that the doctrine of the Timaeus cannot go
beyond the dialogues of the late period which precede it.
Yet Cornford himself places the Timeaeus after the Philebus
on doctrinal grounds; he feels that the Timaeus generalizes
the divisions of the Philebus into the far more general
topic of cosmology. But he fails to see that the Timaeus
does not merely apply the Philebus’ doctrine to cosmology;
the Timaeus seeks a broader generalization of insight,
proportional to the broader range of inquiry. Thus, in the
passage in question, one should not conclude with Cornford
that Timaeus is apologizing for the use of image because
of Plato's repudiation of images in the middle period.
There is an explanation which is much more simple; the
Timaeus says quite simply that the image by which the
universe is to be described is proportional to its model.
The simplest view is that Plato now introduces an image
into his most mature doctrine, and one can plausibly draw
the inference that Plato's mature doctrine contains a
rejwassesment of the value of an image. To force Plato to
hold fast to his earlier repudiation of the value of images
is to preclude the need for the whole Timaeus, which,
nevertheless, Plato wrote in his last years.
Thus, the simplest interpretation of 29b-c seems
best. We must accept Plato's statement that the Universe
is an image, and we ought not inflict our interpretations
of the earlier Platonic Philosophy on the philosophy Plato
writes in the Timaeus. This interpretation saves us the
trouble of inserting cumbersome deviations from Plato's
simple language. It seems too circuitous to assert that,
although Plato says the Universe is an image, what he
really means is that the Universe is not an image but only
allegorically described as if it were an image. It seems
simpler and more correct to say, with Plato, that our
Universe is an image.
Now the problem becomes more philosophical, for we
must inquire of the succeeding passages about the reality
of an image, what an image is and why an image is, and,
with Plato and the whole Timaeus, when an image is. This
inquiry, as we shall see, is not to be separated from the
main theme of the trilogy of which the Timaeus is the first
dialogue; what are the conditions of the best form of
society.
It would seem then, that the sense of 29b-c is as
follows:
Granting these premises, we must see now that our
Universe is an image of something. Now in all things
4t is most important to start at the natural beginning. Concerning an image, then, and its paradigm, we
must state the following: as a word is proportional
to the reality it describes,-a description of that
which is stable and abiding and discoverable by the
aid of reason being itself stable and abiding (so
far as it is possible for descriptions to be so
there must be no falling short of that) so, a
description which describes an image will be
proportional to the image it describes; as reality
is to becoming, so is truth to rational faith.
This reading, it seems, restores the whole proportional tone of the passage, which is a carefully balanced
set of proportional propositions, culminating in the statement that reality is to becoming what truth is to a rational
faith. :
Thus, when Timaeus tells Socrates that the participants of the dialogue should accept the account he is
about to give as a "probable myth" (eikota mython) (29d)
4t need not be understood as "only" a myth but, in
contradistinction to the childish myths which are for those
who can see no further, the myth which Timaeus is about
to tell is a likely or probable myth. This follows out the
theme established in the former passage. Just as the image
which our world is, is not merely an image, so the myth of
Timaeus is not merely a myth. As the image is proportional
to its model, so the myth will be proportional to its
model. The myth is a description of the Universe, and the
Universe is an image. And since the image is faithful to
the proportions of the original, as the Sophist stated it
must be to have its measure of truth, so the myth will be
proportional to the image, so that it can have its measure
of truth. For some images are fantasies, and some myths are
childish. But the universe is a genuine image and the myth
which describes it is faithful to the proportions of the
image, its model. As reality is to becoming, so image is
to myth. It cannot be stressed too strongly that the
reality and hence the reliability of images and myths
depends on the account given to images in the Sophist
which goes beyond the sterile purity of the isolated Forms
of the Parmenides, which were there described as due to the
naivete of the youthful Socrates. In this connection, it
must equally be stressed that Plato is not vindicating any
and all myths. He explicitly says only faithful images
(in the Sophist) and only probable myths (in the Timaeus).
But this is new. For Plato had written myths in each of the
dialogues in the late period, and the famous myth of Er of
the Republic 1s easily remembered. In the Sophist even
some views of the One and the Many are called childish
myths. And in the Seventh Letter, Plato tells us that there
neither was nor is nor shall there ever be a doctrine of
Plato's on the subject of the ultimate Forms. In view of
29bec this paradoxical statement becomes intelligible. It
means that there cannot be a doctrine of the ultimate Forms
in isolation. Since the Universe is an image, the account
of its ultimate Forms must be proportional to its reality.
thus the account of the origins of the Universe, which is a
locus of the Forms and the powers which they promise, must
be mythical; not merely mythical, but genuinely mythical.
It is Plato's sense of the inneffable and his poetic genius
to see beyond every exact and fixed statement. The need not
to blaspheme and yet the need to communicate can only be
united in a properly proportional account of the subject.
One must, and yet one dares not, speak the Name of the
Ultimate Form. One may find the father of this universe
_ 194
but it is impossible to reveal him to all mankind. This
speaks the double necessity not to lie and not to distort,
and this double necessity is met by the true myth, which
functions to reveal yet hide, to speak yet remain silent.
Thus, while the myth speaks Plato's doctrine, in a sense,
4t does not constitute a doctrine. It is precisely this
notespeaking which constitutes the connecting theme between
the Timaeus and the Sophist, but, at the same time, it is
the generalization of this theme to a cosmic level, united
to the investigation of time and eternity insofar as they
relate to the best society, which constitutes the Timaeus
as a culmination of the themes of eternity, image, and time,
as they were gradually developed in the later dialogues.
Granted that the Timaeus is poetry, it is not only poetry;
it is, above all, Plato's philosophical poetry.
So far, then, we have been told about the role which
an image is to play in Plato's description of the origin
of the Universe. We have been told that the Universe is an
image and that one properly makes use of a myth to describe
an image as accurately as it can be described. It remains
for Plato to tell us what an image 1s, how the Universe is
an image, and, most especially, how the description of the
Universe as an image explains the relation of time and
eternity to the best society.
CHAPTER V
TIME AND THE UNIVERSE
I The Motive of Creation (29d-30b
So far, we have been told that the World is a becoming image of an eternal realm. But this is precisely the
problem. How can like be unlike, or how can the maker
generate less perfectly than the perfect model. We recall
the Sophist (265b) distinguishes divine and human production
and that the Philebus has told us that the cause is the
maker. But these distinctions only seem to introduce new
problems. How can there be eternal becoming; would the
cause of such an eternal becoming have to be a perpetually
sustaining cause; or does eternal becoming mean that what
becomes never began, or that what began shall perpetually
become and continue. These questions must now be confronted,
for the general issue which underlies them is "what is the
relation of a becoming image to reality."
Cornford states that "Plato denied reality to what is
commonly called matter."! The materiality of this universe,
however, is not unconnected with the motive for the generation of the Universe by its maker. We shall investigate the
two issues simultaneously. Timaeus informs us of this motive
when he tells us that the father of this Universe is good,
1 Cornford, Plato's Cosmology, p. 31.
and hence, not jealous of his perfection, so that "he
desired that all things should come as near as possible to
being like himself" (29e).° The father therefore:
took over all that was visible-not at rest-but in
discordant and unordered motioneand brought it
from disorder into order, since he judged that
order was in every way better (70a).
But the moat striking is:
That this is the supremely valid principle of
becoming and of the order of the world, we
shall be most surely right to accept from men
of understanding (296).
Here the first part of the problem of an eternal
becoming 1s stated. Plato has established that the model
of the Universe must clearly be the eternal, and that the
maker of the Universe introduced order, and that this
order is the most valid basis of becoming. Yet, the
following statement creates the problem, for it asserts;
"Now it was not nor can it ever be permitted that the
work of the supremely good should be anything but that
which is the best" (30b). Here is the antithesis clearly
stated: The Universe resembles an eternal model, yet it is
a becoming Universe, and becoming, heretofore, could not
be described in superlatives. Becoming is as perfect as it
can be after it is ordered and endowed with intelligence.
2 one is tempted to restore the hiatus which Cornford
habitually tries to remove as "intolerable." Then the
passage would read, "he desired that all things should
come as near as possible to being, like himself."
Plato leaves the problem unresolved at this juncture.
He says only that the Universe was framed as perfectly as
possible. It is thus a living being with reason and soul.
Yet soul is presumably eternal. It is important to realize
that this problem, namely the reconciliation of eternity
and becoming, is kept alive during the succeeding passages,
and has not yet been resolved. this 1s no oversight: Plato
means to hold this question in readiness until the doctrine
he is developing can supply the answer.
thus it is important to notice that the demiurge
fashions the Universe to the end and by nature toward
perfection, which seems to mean that its present state is
incomplete, and yet the Universe is ordered and given
intellizence so that it might be as perfect as possible.
Later (in 48a and 52d) we shall have occasion to point
out the relative omnipotence of the demiurge. At this point,
we have not yet been told how it is possible to place the
eternal and the realm of becoming in a harmony without
flaws. The relation of the eternal model and the becoming
Universe remains problematic.
Cornford states that it "...is not easy for us to
understand" the relative and not absolute omnipotence of
the demiurge. For it is clear that the demiurge has not
created ex nihilo, but has ordered the discordant motions
only in so far as it was possible. Cornford concludes that
the set of discordant motions, the chaos, the material
which the demiurge orders, is an eternally present
material, and so the demiurge cannot be simply equated
with the God of the Christians.> Cornford wants to help
Plato avoid the "impossibly absolute divinity" who, being
absolute, could not involve himself in earthly affairs.
But this seems unnecessary, since the demiurge is in no
danger of being impossibly absolute; rather is he in
danger of being so completely relativized in Cornford's
description that he becomes, not only not the God of the
Christians, but not even the demiurgic divinity which
Plato describes.
II The Model of the Universe (30c-3ib
In the next paragraph Timaeus speaks of the model
after which the demiurge fashioned this Universe. He says
that we must not suppose that the model was any specific
Form, for then the Universe would lack the perfections of
the other Forms after which the Universe was not copied.
The Universe is most like that Living Being of which all
the other things are parts, and it contains them all. In
this, the Universe is very much like the model because
there are no specific perfections lacking to it.
What can this Living Being be to whom no perfection
is lacking and who serves as the model for each specific
perfection. It cannot be any one Form, for on this supposition there might be others (31a). Nor can it be a Form
of all Forms, for this position involved the difficulties
3 A.E. Taylor, Commentary, p. 37.
mentioned in the Parmenides. Is it The Form of The Good,
or perhaps the Demiurge Himself? None of these answers
satiafy. If it were the Good, Plato could easily have said
so, as he did in the Republic. Nor does the demiurge regard
his own perfection as a model; he is said to regard a
model, but he is not described as looking to himself. It
is hard to see the grounds for Taylor's assertion that the
demiurge fashions by "an overflow of his goodness. "4
Plato himself "recapitulates" the third man argument
of the Parmenides to the effect that the model which
embraces all the intelligible things there are cannot be
one of a pair (the simplest number)
for then there would have to be yet another Living
Creature embracing those two, and they would be
parts of it; and thus our world would be more
truly described as likeness, not of them, but of
that other which would embrace them (31a).
The Universe must be one, like its model. Here again the
Timaeus marches out boldly beyond the doctrines of its
predecessors, for that One after which the Universe is
modelled is not the sort of One which is put into the
mouth of Parmenides in the dialogue which hears his name,
but a new sort of One which is now to be described. Or
rather, Timaeus will now present a mythical account of that
One of which the Universe is the image.
III The Body of the Universe 1b-32c
But Plato does not launch immediately into a
+ tp1a., p. 78.
description of the One. Instead, he takes the lesson of
the Philebus to heart and proceeds to reveal how the
Universe is composed of four primary elements, first the
traditional fire and earth, and then the third which
unites them, "for two cannot be satisfactorily united
without a third" (31b).
Here Taliaferro'’s brilliant analysis of Plato's
Pythagoreanism is apropos. He shows how the necessity of
proportion between lines, planes, and spheres, is a
generalization of the proportions within lines, planes,
and spheres. That is, just as the extremities which make
up a line are proportional to each other, so the plane
and the sphere have proportional elements; but further,
the proportion between the line and the plane is proportionally the same as the proportion between the plane and the
sphere. In the same way, the realms of physics and geometry
are proportional to each other, as the realm of matter is
proportional to the realm of soul, and the realm of soul
with the realm of being. Plato seems to be suggesting that
there is a general proportionality between being and
becoming. °
Yet this is abstract, and Plato wants to present the
tale with all the richness of which a myth is capable.
Although a radical unity of realms has been introduced,
5 T.T. Taylor, The Timaeus and Critias of Plato,
pp. 29 ff.
the structured, leveled unity of these realms must be
spelled out, for the Universe shares in the intelligibility
of 4ts model, which comprehends all the things within it
in a single unity. It 1s as if Plato were building suspense
into his drama of creation. There is a difference between
@& metaphysical dramatist, who writes drama with metaphysical
overtones and suggestions, and the dramatic metaphysician,
who writes metaphysics with dramatic overtones. Plato seems
to be one of the latter sort, since his Timaeus portrays
the metaphysical origins of the Universe, in such a fashion
that Timaeus’ account manages to create dramatic suspense.
Since the Universe is visible, it must be bodily,
and that which is bodily must have come to be. But, the
Philebus informed us that the visible must have fire to be
visible and earth to be tangible, and, since no two can
be united without a third, fire and earth cannot be united
without a third. Here in the Timaeus, the third must unite
fire and earth in the best way possible, which is in the
manner of a geometric proportion (31c). This is the best
because "in that way all will necessarily come to play
the same part toward one another, and by so doing they
will all make a unity" (32a). Plato speaks here of the
relation of proportional elements to each other; 2 is to
4 as 4 is to 8. By transposition, 4 is to 2 as 8 is to 4,
and in this way the mean, 4, comes to be the outside term
and therefore it seems to be the outer boundary of the
proportion. This is the arithmetical way of allegorizing
the doctrine that proportion is what unifies, just as the
side of the plane forms the outer boundary of its area,
There is no need to dwell on the obvious Pythagorean style
of this image. The point is that the elements of fire and
earth need to be united in a proportion so that they
define each other in the unity which they form. But on the
basis of a simple proportion of this type, the Universe
would have a plane surface with no depth. Yet we see that
the World is a solid, "and solids are always conjoined,
not by one mean, but by two" (32b). Therefore the god set
water and air between fire and earth, and made then
proportional to one another. In this way the unity of the
Universe was achieved, and the proportionality of its
four elements to each other is their boundary. Further,
only he who set the elements in proportion could disolve
it (32c). All of the elements were used up in the construction of the Universe, and in this way the Universe resembles
its model's perfect unity, for none of the materials were
left over and it is therefore, in its way, complete. It
4s also, on that basis, simple, that is, one Universe, and
hence resembles the unity of its model. Since only he who
made the Universe can disrupt its unity, and since there
are no materials left over which could attack the Universe,
it-.ia free from old age and sickness, which come about by
the introduction of materials from without. This at first
seems to mean that the Universe resembles the eternity of
its model in that those elements which might bring about
age and sickness to the eternal would have to be outside ite
definition, and so, the Universe, in its fashion, similarly
cannot age or succumb to sickness for this would require
elements outside it, of which there are none (33).
But the shape of the body of the Universe is "that
which is fitting to its nature" (33b); it 1s spherical.
This is an extremely important phrase, since some regard
Plato's image of time as circular and therefore interpret
the Platonic Universe as closed, and subject only to
eternal recurrence, without novelty or growth or process.°
Therefore it is necessary to dwell on this phrase, for it
says precisely and unambiguously that the spherical shape
of the body of the Universe is proper to its nature. The
foregoing passage clearly tells us that the Universe
resembles its model in its own way, and that the perfection
of the Universe is the aspect of the model from which the
spherical shape derives. It is one thing to say that the
Platonic Universe is spherical and therefore closed; it
48 quite another thing to say that the Platonic Universe,
which is a becoming image, is as perfect as it can be, and
therefore allegorically spherical. This latter view cannot
be stressed too strongly, because it is common to regard
the Platonic Universe as nonetemporal, or as imperfect
because it is only spherically temporal. Plato, on the
eS aS ST TS ES
6 E.g., Alexandre Koyre, From the Closed World to the —
Infinite Universe (New York: Harper rothers, 1 °
contrary, tells us clearly that the perfection of the
model is the paradigm for the perfection of the Universe,
which is a becoming image, so that it is appropriate to
its setyle of perfection for it to be spherical. It is
necessary to state simply that the question of the temporal
character of this Universe has yet to be broached and will
not be introduced by Plato until the discussion of the
soul of the Universe has been undertaken. It follows that
descriptions of the temporal character of the Universe
based on its spherical shape do not follow the logical
order of the dialogue, for they extract elements of the
dialogue out of their context, in order to put them
together in an order which was foreign to Plato's stated
order. The spherical shape of the body of the Universe as
Plato describes it, is the way in which the body of the
Universe resembles the perfection of its model, insofar as
that model is a self-comprehending figure, that is, a
figure which is a proportional unity. It is not the —
function of the spherical shape to resemble the eternity
of the model; on the contrary; it is the function of the
revolution of the sphere, governed by the world-soul, to
resemble the eternity of the model. In so far as the body
of the Universe is spherical, to that extent does it
resemble the unity of the model. One must call to mind
here the impossibility of describing each and every
characteristic of the Universe at the same time and by the
same set of words. Plato, like every other writer, cannot
speak simultaneously of every aspect of his vision; it
takes time to describe every feature of what one describes.
The function of an image in this context becomes somewhat
more evident, and the truism that a picture is worth a
thousand words is not irrelevant to this characteristic of
written description. For an image, a picture, can put
forward thousands of details ina simple simultaneous
unity, whereas the description of the picture in written
words must focus on one aspect at a time. Thus Plato
describes his Universe as a becoming image, to indicate
that the unity of its elements is complete and harmonious:
but to reason immediately from its spherical shape to its
temporal character is an instance of cart-before-the-horsemanship. We must wait until the discussion of the body
of the Universe has been completed, and then for the
discussion of the soul of the Universe. Then, and only
then, does Plato introduce his doctrine of time and the
relation of time to the eternal model.
Thus Plato states that the spherical body of the
Universe is without organs or limbs, because the Universe
which embraces all living things within itself ought to
have that shape which comprehends all shapes within itself.
The sphere is the most perfect shape because it "comprehends
in itself all the figures there are" (33b). The shape of the
Universe is proportional to its model: as the model is the
most perfect model, the sphere is the most perfect shape.
To accomplish his stated purpose, Plato describes how the
Universe, as an image, is proportional to its model. In so
doing, Plato continues to follow his own injunction; as
reality is to becoming, so is truth to faith.
But again, it is important to notice that the precise
description of the relation between an eternal becoming
and an eternal being has not yet been made clear. It is
still held out for later comment. In short, during his
description of the shape of the Universe, Plato has not
yet said how it can be that the Universe can be an eternal
becoming. The spherical shape of the Universe 1s basic but
not sufficient for an insight into Plato's philosophy of
time.
Similarly, one cannot pass immediately from Plato's
aphenteal Universe to Plato's philosophy of time. The motion
of the sphere, which he is about to reveal, is basic, but
even thie will not be sufficient for the explication of
Plato's time-doctrine. The spherical Universe has no
organs for sight or food, and is therefore not dependent
on anything else. It has the sort of metion which, above
all, belongs to reason and intelligence, namely, uniform
rotation. It does not go from up to down, nor from down to
up; nor from left to right, nor right to left; nor does
it go from forward to backward, nor from backward to
forward; the maker took these six motions away from it in
the process of ordering its discorcant wanderings. It
revolves uniformly within its own limits (34a).
In his description of the body of the Universe, it
is important to see that the divisions of the Philebus and
the arrangement of the elements in their proportions are
recapitulated here in the Timaeus. Otherwise, one fails to
notice that the relation of fire, air, earth, and water, in
the Timaeus is a subtle transfiguration of the Pythagorean
number four, and also a substitution of proportion for the
Amity which the elements had when ordered by the Nous of
Anaxagoras, which, as Socrates complained in the Phaedo,
Anaxagoras introduces early in his work but soon proceeds
to ignore. Here Plato carries the theme of proportional
unity into the relation of the elements themselves, It is
doubly important to take note of this proportionality as
constituent of the Universe, because Plato has described
the relation of proportionality as the best sort of unity
for the Universe, and the Universe must be the best
possible because it is an image of its model. As we shall
see, the world soul is similarly the best possible, for,
not only is it too a resemblance of the model but it is
the deeper source of the proportional perfection of the
Universe.
IV The Soul of the Universe
The plan of the god who makes the Universe into the
best image of the best model could not exclude soul from
his activity, so that the excellent body of the Universe,
which is spherical, and therefore not dependent on anything
outside of itself, must in some way be related to a soul.
208.
The Soul of the Universe was set in the center, but
further "wrapped ita body round with soul on the outside"
(340). Here the transposability of the elements of a proportion comes into the account. For, at first, it seems
that the center of the Universe cannot at the same time be
the periphery. But, just as the mean term of a proportion
can become the extremes by transposition, so the Soul,
which is first described as the center (the mean) now
becomes the outer boundary. This use of mathematical image
seems to be Plato's way to indicate allegorically that the
very heart of the Universe is also its limit, and that its
center is not to be taken as a strictly spatial point but
as the inner principle of the Cosmos, which therefore also
animates its sphere of functioning and the limits of that
functioning. Because the Soul of the Universe is both its
center and its limiting boundary, it is described as a
"blessed god" (34b).
One might easily wonder why the body of the
Universe is discussed before the Soul, which is said to be
the most excellent source of perfection. Plato explains in
the next paragraph why this was done. He says that we
should not suppose, merely because the Soul came later in
the account of the Universe, that it is therefore younger,
for that would be an insufferable perversion of right
order. Already, "There is in us too much of the casual and
the random which shows itself in our speech..." (34c). The
priority of Soul in perfection is not absolute and total;
there are still too many obvious wanderings and deviations
from the orderly to assert that the Soul is prior in every
way.! Plato is all too aware that the Universe cannot be
empirically described as exhibiting the perfections of
Soul. It seems likely that Plato described the body of the
Universe before describing the Soul in order to follow out
his initial premise that the Timaeus will reveal the plan
of the Universe in an image, so that, by first establishing
the visible shape of the Universe, he will then be able to
make use of the shape he attributed to it to fashion images
of the Soul. This was the procedure of the Republic, for
there, it was explicitly agreed that the best plan for the
investigation of the Soul would be to see it writ large in
the State. So here, it seems that Plato is saying that we
shall come to understand the Soul of the Universe writ
large in its body. Throughout the Timaeus the details of
the image are described before the image itself, but this
is only an apparent reversal of the order in which the
Universe was fashioned. It does not seem wise to interpret
this, (as Cornford and A.E. Taylor do) as "inconsistent."
If one understands from the outset that the best description
of the Universe must be proportional "te its reality, then
the details of the allegorical level of explanation are not
inconsistent with the details of the reality of the
7 E.R. Dodds, The Greeks and the Irrational
(Boston: Beacon Press, 19 .
Universe. Only on the supposition that Plato is following
@ linear plan of description would it follow that details
are out of place. But if one accepts Plato's approach
through image, then one remembers that the exigencies of
written description create the appearance of a linear
account, whereas, in fact, Plato concentrates on one
aspect and then another of the entire image, which, in its
unity, does not serialize or linearize the elements of the
account. Plato's Universe does not consist of a series of
elements which must therefore be described one at a time.
One could more easily attempt to fashion a length of rope
from grains of sana.° Thus, if one starts from an expectae
tion that the description of the Universe must be a linear
account, one should conclude that Plato's description of
the World-Soul snould have preceeded his account of the
Body of the Universe. But, if one starts from the awareness
that Plato is describing those aspects of the Universe
which will lead to an insight into the whole Universe in
a simple image, which is the best kind of account of the
Universe because it is proportional to its kind of being,
one is not disappointed that Plato describes the Soul of
the Universe after the body. One ought to recall in this
regard Plato's deep concern that it is, after all, impossible to reveal the maker of the Universe to all mankind.
8 George S. Claghorn, Aristotle's Criticism of Plato's
'Timaeus’ (The Hague: Martinus Nijhoff, 1954), p. Bf.
ett.
He attempts, by means of his imagery, to communicate to as
Many as possible. In this way, the recipient of his account
has been presented with the shape of the body of the
Universe, and he can now elevate this image by perceiving
how it has Soul at the center and all around it.
However, the World-Soul is not so simple that its
description can rest on the characteristics of centrality
and periphery. The description of the "parts" of the
World-Soul follows next, in a passage which Cornford has
described as "one of the most obscure of the whole dialogue."? Further, he says that the passage "would be
simply unintelligible to anyone who had not read and
understood the Sophist."!9 In a note he adds that A.E.
Taylor has precluded this basis for understanding the
World-Soul because A.E. Taylor denies a knowledge of the
Sophist to Timaeus.!!
By his reference to the Sophist, Cornford points
out that the "ingredients" of the Soul will be the Forms
which Plato there said communicated with each other,
namely, Unity, Sameness, and Difference. Particularly,
Difference has the character of not-being, yet these Forms
communicate with each other. In the following passage from
the Timaeus, Plato describes how the World-Soul comes to be
9 Cornford, op, cit., p. 59.
10 Inaa., p. 61.
! A.E. Taylor, Commentary, p. 128.
formed, and how the communication of these Forms is
accomplished in the World-Soul.
The things of which he composed soul and the manner
of its composition were as follows: Between the
indivisible existence that is ever in the same
state, and the divisible existence that becomes
in bodies, he compounded a third form of existence
composed of both. Again, in the case of Sameness
and that of Difference, he also on the same
principle made a compound intermediate between
that kind of them which is indivisible and the
kind that is divisible in bodies. Then, taking
the three, he blended them all into a unity,
forcing the nature of difference, hard as it was
to mingle, into union with sameness, and mixing
them together with existence (25a-b).
This passage bears extensive comment, for several of
its points are crucial to Plato's development of his
philosophy of time.
First, it is clear that the Forms have not been
repudiated by the Timaeus, since the passage begins with a
description of the Forms which recapitulates their treatment in the Sophist. The kind of existence which is always
the same is proper to the Forms, and was proper to the
Forms as early as the Phaedo and the Republic. But in the
Sophist, the Different was introduced, based on Plato's
recognition that it is necessary to say what is-not in
order to say what is. In short, the entire doctrine of
notebeing of the Sophist has reappeared in the Timaeus.
But, just as the initial recapitulation of the Republic at
the beginning of the Timaeus (28a) does not rest with a
simple repetition but proceeds further, so here the
recapitulation of the Sophist doctrine of not-being, on
the level of the Forms, i.e., Difference, will not end
Plato's discussion. He means to go beyond this point. Or,
to put the matter differently, Plato will now investigate
the relevance of the doctrine of not-being insofar as it
helps to explain the constitution of the World-Soul.
The second point to be noticed is the recognition
that there are, as Cornford translates it, "kinds" of
existences: there is the "kind" of existence proper to the
Forms, there is the "kind" of existence proper to divisible
bodies, and in addition, there is a third "kind" of
existence, between them, an intermediate existence, proper
to the Soul of the Universe. Further, these three "kinds"
are further divided and then further recombined, so that
there is a whole hierarchy of "kinds" of existence.
Cornford's diagram is instructive on this point, !@
First Mixture Final Mixture
Indivisible existence
Divisible existence Intermediate existence
Indivisible sameness
Divisible sameness Intermediate sameness Soul
Indivisible difference
Divisible difference Intermediate difference
Note that it is no longer possible to assert that
there is only one "kind" of existence which deserves the
le Cornford, loc. cit. "Kinds" is a peculiar
expression which is repeated here only to assure an
accurate representation of Cornford's view.
name, the sort reserved for the Forms in the Republic,
where all else is mere shadows. In this connection, it
should be recalled that the Sophist distinguished sharply
between the kinds of images (eidola), and reached the
conclusion that some images are false (phantasiai) but
some are genuine. Of those that are genuine one must
further distinguish those that are of human origin and
those that are of divine origin (240a). The Sophist therefore credits images with some sort of existence. But the
Timaeus does not simply describe the Universe as an
eidolon, a little Form, so to speak. The Universe is an
eikon, which now comes to mean that it is like the perfection of the most perfect. cut even this is not the high
point of Plato's analysis, as we shall see. Nevertheless
it 1s central to the exposition of this passage to notice
that the doctrine of the Sophist, which makes it necessary
to somehow include notebeing in the realm of Forms, is now
recapitulated, but, in addition, it is not only the reality
of the Forms but the reality of the whole Universe which
must now be explained. And in this connection, Plato has
shifted from a description which accords some sort of being
to images, to a description of the whole Universe as an
image, and that the transition from eidolon to eikon is
intrinsic to this development of doctrine.
Thus, between the two orders of existence with which
we were formerly acquainted in the Sophist, namely, the
eternal and the becoming, Plato has now inserted a third.
This is a further development of his doctrine of proportion,
of which we saw the first usage in this dialogue in the
composition of the body of the Universe. The sort of
mixture which the Philebus prefigures is now developed in
Plato's attempt to construct the entire Cosmos on this
basis. But, in the Philebus, the precise details of the
manner in which this mixture was to be accomplished were
left somewhat less clear than they are now painted, for
the Philebus insisted that the cause of the mixture was in
fact the god, but the god was not described as the maker
of the whole Universe; he was there only the mixer of the
Forms in some things.
This passage, like the passage at 29, is a radical
innovation on Plato's part, which takes the doctrine of
the Timaeus far beyond the doctrines of its predecessor
dialogues. It is a recapitulation, but the recapitulation
serves as a basis for an advance. Where once only the
Forms were ultimately real, now there are "kinds" or
"sorts" or "levels" of reality; but these are not to be
distinguished from each other as merely Different; they are
also the Same, and, further, they are in a proportional
Unity. The significance of this proportional unity is the
basis of the succeeding passages, where we notice that the
basis of knowledge itself has undergone a radical growth.
And, in addition, the basis of the former division of the
world into the eternal and the becoming has similarly
undergone a radical growth, wherein it will no longer be
possible for Plato to distinguish simply between the eternal and the becoming as separated realms, but the relation
of the eternal to the becoming will have to be described
in a new way. Somehow, the eternal and the becoming will
be related in a way which will explain how it is possible
to have an eternal becoming.
This pertains to the statement that the Universe is
an image. For, as we saw, the Universe is an image which in
some way is like its eternal model and yet is a becoming
image; yet it was not explained how there could be any
reality to such an intermediary thing. The basis for the
reality of the Universe as an image has now been laid. For
the World-Soul itself is neither simply eternal nor simply
becoming; it 1s a proportional unity of the Same and the
Different.
But, from basis to doctrine is not an immediate step.
The lesson of the Philebus and the Statesman, which was
the caution not to divide too quickly, but to proceed by
following the right divisions according to the way things
are, 1s not foreign to the author of these lessons. Before
he gives the details of the reconciliation between eternal
being and mere becoming, Plato follows out the division of
the World-Soul into its precise portions.
Of course, we should not expect that Plato's
passages on the motions of the planets will be adequate
from the point of view of contemporary astronomy, so that
a detailed commentary on the exact motions of the planets
will be of interest only to those whose taste runs to
collecting the opinions of the ancients and constructing a
history of opinions with no care about their relevance or
utility to contemporary experience. Plato had no Galileo
to instruct him, nor a Newton. Furthermore, the invention
of the telescope and the mass spectrometer have outmoded
most of Plato’s astronomy. But it is interesting to note
that Plato looked to astronomy as a case in point. For, if
the World-Soul united the Same and the Different within
4tself, and if the World-Soul, by reason of its superior
dignity, is actually responsible for the motions of the
planets, it should follow that the revolutions of the
planets will occur in what Plato will describe as the
revolution of the Same, the Different, and their Unity in
the revolution of the uniforn.
This is precisely the description which we confront
in Plato's astronomy. It emerges that the seven divisions
of the Soul are intermediate between the seven basic
Forms, on the one hand, and the seven planetary distances,
on the other, which in turn are proportional to the seven
basic string lengths. Plato tells us that the harmony of
the musical scale is only one level (or sort, or kind) of
harmony, and that the Soul of the World is itself an
intermediate between the ultimate Forms and the body of
the Universe. The fundamental truth is the assertion of
proportionality and the harmony of the elements of the
proportions. !> Plato goes on to construct an intricate
allegory of the circles of the Same and of the Different;
he describes how these circles have been joined in the
center of the Soul, and how the revolution of the Same
circumscribes the revolution of the Different (the allegorical indication that the Same is the "outer" limit of the
Different). The seven circles of the Soul represent the
proportional share which the Soul has in the seven Forms, '4
just as the seven tones reflect the seven planetary distances, The point is not merely the number of circles, but
the motion of the circles, since planets and music certainly move.
Plato tries very hard to make his allegory exact in
every detail. He indicates that motions are shared
proportionately by the seven planets, which means, (as
A.E. Taylor has seen 13) that Plato anticipated our own
contemporary relativity theory of motion. (Heisenberg
makes the same point 16), It 48 anticlimactic to note that
Plato knew the solar system to be heliocentric, although
this 1s not universally agreed upon.
13 T.T. Taylor, op, cit., Introduction.
es According to T.T. Taylor, loc, cit.
15 A.E,Taylor, Commentary, Appendix.
16 Heisenberg, Physics and Philosophy, ch. 4. See
also MacKinnon, "Time in Contemporary Physics," pp. 428-457.
Plato next relates the seven motions of the Soul
to the seven dimensions of the body, which is fashioned
later than Soul, although it was described earlier. He
says in summary;
-e-the soul, being everywhere interwoven from the
center to the outermost heaven, enveloping heaven
all around on the outside, revolving within its
own limits, made a divine beginning of ceaseless
and intelligent life for all time (36e).
It 1s unnecessary to point out in this age of
possible thermonuclear holocaust that Plato's optimism is
derived from the perfection of the Universe which is the
image of the perfection of the model, and not from the
sort of empirical observation which has created pessimism
in many quarters. However, one should note that Plato's
Sicilian adventures did result in a sadness which Plato
describes in his Seventh Letter. The difference between
Plato's sadness over the outcome of Sicilian politics and
the contemporary pessinism lies in the world-wide scale
on which contemporary destruction can be accomplished. One
might wish to derive a sense of optimism from the possibility that the Universe will go on even if the planet earth
does not harbor any human life. For Plato refers to the
life of the World-Soul as it inspires the body of the
Universe, and not to the life of man, which, Plato was
aware, 1s all too short. In the Myth of Er, the Republic
describes the life of man as a span of one hundred years,
and the cycle of good life as a span of ten thousand years.
Here in the Timaeus intelligen life is "ceaseless."
But the discourse concerning the World-Soul was not
written only to illustrate that Plato was master of the
Pythagorean system of numbers. Where Pythagoras would
derive the proportions of any body from the numbers 1, 2,
3, and 4, Plato establishes harmonic intervals which do not
sum to the perfect number 10; instead, he leaves the end
of the proportions open, so that the scale of tones or the
planetary differences might be further calculated, if one
wished. '7 Here one could agree with A.E. Taylor that Plato
has given a "provisional" tone to his dialogue, 8 but, at
the same time, one would have to disagree that Timaeus does
nothing more than recite fifth-century Pythagoreanism, for
Plato's Universe is not strictly Pythagorean. There seem
to be several reasons for this, not the least of which is
Plato's use of Pythagorean numerology in a description of a
Universe which has far more complexity, and, at the same
time, far more simplicity than the Universe of Pythagoras.
This is most evident in the Pythagorean insistence that the
Forms (numbers) are the ultimately real, and the World of
appearance is less real. In what follows, Plato will reveal
that there is a kind of knowledge proper to the World-Soul
which transcends a knowledge of number, by including it in
&@ more comprehensive knowledge.
'T Dodds, op. cit.
18 A.E. Taylor, Commentary, p. 113.
Thus, the body of the Universe is visible, but the
Soul of the Universe is invisible, and is the "best of
things brought into being by the most excellent of things
intelligible and eternal" (37a). Because the Soul has been
blended out of the Same, the Different, and the Existent,
she is "in contact with anything that has dispersed existence or with anything whose existence is indivisible" (37a)
In this way the Soul is like anything that is, and it can
therefore know anything that is, "either in the sphere of
things that become or with regard to things that are always
changeless" (37b).
Thus, even though the World-Soul is the intermediate
form of existence between what is eternal and what becomes,
Plato can still say that there are two "levels" of existence,
one eternal and one becoming. But he no longer says that
there are only two forms of existence, nor that these two
"levels" or spheres are exhaustive of all existence. Since
the Soul is intermediate, it is a third "level" of existence.
Yet, one courts danger by the simple enumeration of the
number of forms of existence for one misses the whole
emphasis which Plato has put on proportionality throughout
the Timaeus. The Soul could not know either realm if it
were simply in between the eternal and the becoming; the
point is that the Soul is in a proportional unity with the
eternal and the becoming, and so, it is part of each and
each is part of it. Plato tells us in the following
passage that both the circle of the same and the circle
ke)
of the different transport their respective judgments into
the Soul:
Now whenever discourse that is alike true, whether
it takes place concerning that which is different
or that which is the same, being carried on without
speech or sound within the thing that is self-moved,
is about that which is sensible, and the circle of
the different, moving aright, carriea its message
through all its soul-then there arise judgments
and beliefs that are sure and true. But whenever
discourse is concerned only with the rational,
and the circle of the same, running smoothly,
declares it, the result must be rational
understanding and knowledge (37b, c).
Several features of this passage bear comment. First,
it states that belief arises from the circle of the
Different, (which includes the realm of the many, the
dispersed, and the sensible objects of perception) and that
beliefs must be sure and true if they arise from the
proper revolution of the circle of the Different. Second,
it describes this sort of judgment as intrinsic to the
World-Soul, and not an inferior sort of knowledge. For the
Same and the Different constitute Soul; no longer is Soul
only the superior portion of the divided line. Third, the
knowledge of the Same and the knowledge of the Different
both comprise Soul, and are both proper functions of Soul,
having allegorically, the relation to each other of
proportionality. This is not to say that rational knowledge
alone is not better; rather, it asserts that belief and
opinion are not bad or impossible. Both judgments are
necessary to what Soul is, and both sorts of knowledge arise
when Soul does what Soul does; namely, generate the motions
of the Universe. Lastly, the judgment by the Soul is
called an aesthesis, which, unlike the English word
"judgment," extends to feeling and to the appreciation of
beauty as well as of truth. This capacity to Know aesthetic‘ally is of the utmost significance in Plato's Universe, and
it is especially necessary for a consideration of the next
topic to which Plato addresses himself, namely, time. For
if time is a Form then reason alone will comprehend it. But
if time is an image, then its beauty is as important as its
truth.
V Time as Image (to 39e)
Up to this point in his development of the construction of the Universe, Plato has insisted that the Universe
embodies in its proportional way the perfection of its
model, and yet the model is consistently described as
eternal, while the Universe is said to be an eternal becoming. The Universe is described throughout the foregoing
passages as a reality which is as perfect as it can be, and
yet Plato nowhere says how a visible and tangible body can
be like its eternal indivisible model. Even the existence
of the World-Soul and its participation in the whole of the
Universe, in its divisible as well as its indivisible aspects
that is, in its sameness and in its difference, is not
sufficient to confer on the Universe the closest approximnation to the perfection of the eternal model, even though
Plato usually attributes the highest perfections to Soul.
In the following passage, Plato finally makes explicit the
way in which the Universe of becoming most resembles the
eternity of its model. To all the perfection which he has
attributed to the Universe, including intelligence,
judgment, and uniform revolution, he now adds the perfection
which enables the Universe to resemble its eternal model
to the fullest extent possible, the ultimate perfection of
which the Universe is capable. Plato writes:
When the father who had begotten it saw it set in
motion and alive, a shrine brought into being for
the everlasting gods, he rejoiced and being well
pleased he took thought to make it yet more like
its pattern (37c).
When the Universe was set "in motion and made alive,"
the requirements which Socrates had laid down in the
beginning of the dialogue were met. However, Plato does
not end his sentence on this condition; he adds that the
Universe was alive and in motion, and, in addition, it was
a shrine (agalma). This peculiar word has caused the
commentators no small difficulty.'9 Its meaning is not
fixed and precise, since it may mean a statue or it may
mean a thing of joy. But the connotation of the word
suggests that either the statue or the thing of joy are
made by the lover who beholds in the statue an image of
his loved one, which makes the agalma both a statue and
a thing of joy. One recalls that the dialogues of the late
period, especially the Sophist, have consistently lent
49 aly, Taylor, Cornford, Archer-Hind, Bury.
themselves to an exposition of the difference betweer a
mere statue, which may or may not be faithful to the
proportions of the original model, and a genuine image,
which is faithful to the proportions of the original model.
The agaima is not only faithful to its original model but
the model is a loved one whose very visage brings joy to
the heart of the beholder. Heretofore, the Universe was
described as an image, (eikon) but in this passage it is
described as agalma, an image which brings joy to the
heart of the beholder.
But the Sophist distinguished between human and
divine images. One can understand that a human craftsman
might take delight in an image of his loved one, but when
the maker of the Universe takes delight in the image of
the perfection of the eternal model, it is another matter.
For this image is said to be a shrine for the everlasting
gods, and the plural is unmistakable. For the plural gods
have not made the Universe; this was the work of the
demiurge; yet the Universe is not described as a shrine
for the demiurge but for the everlasting gods. It is
tempting to conclude from what first seems to be a glaring
inconsistency that Plato had made the Universe to be a
place in which the gods may worship the Living Being who
is the model of the Universe. Or, going beyond the surface
of the allegory, one might conclude that the One Living
Being who is the maker of the Universe takes delight in
Himself in the image of Himself which is called the
Universe, since Plato clearly says that the maker rejoiced
when he beheld it. But it is first necessary to state that
Plato does not offer these interpretations himself, and we
are forced once again to remind ourselves that the finding
of the maker of the Universe is a hard task and the
revelation of the maker to all mankind is impossible. It
seems best to interpret the passage in the light of Plato's
own statement that the exact and specific description of
the maker is impossible. Nor does it seem wise to expect
that Plato is trying to bring us to the point where we
ourselves experience the reality behind the veil of
allegory, in the hope that we will experience what he means,
even though he does not say it explicitly. Although this
might very well be Plato's intention, we have no way of
knowing whether he has designed this passage, indeed, this
entire dialogue, to create the basis of such an experience,
Although it is impossible to pretend that we do not
project our own views on to the structure of Plato's
philosophy, since we are moderns and our minds are attuned,
as it were, to our own era, nevertheless we ought to
attempt to plumb Plato's meaning, so far as we can. To
assert that this is impossible is to abandon all historical
scholarship; to assert that this poses no difficulty at all
is naivyete in the extreme. Thus, despite the agreement
which Augustine and many other philosophers felt when
confronting this passage, we ought not to conclude that
Plato has "anticipated," as the saying goes, the doctrines
of Christianity. One could as well say that the ineffability which characterizes Plato's maker of the Universe is
due to his acquaintance with Buddhist or Mosaic doctrines
of the ineffability of the Divine.
One must rest at Plato's statement that the Universe
is an agalma, and that the maker rejoiced when he saw that
it was alive and in motion. In the Phaedrus (at 252d)
there is a similar usage of agalma, in which the lover
chooses his love (eros) as if the love were a shrine
(agalma). There is another use in the Laws (931a) where
parents who receive proper veneration from their children
are regarded as instances of agalma.
However, one must recall that Plato has said all
through the Timaeus that the Universe was fashioned by the
demiurge, who in turn looks to the perfection of the
eternal model, and not to himself as the locus of the
eternal model, so that the simple equation of the eternal
model with the demiurge runs counter to the stated details
of the allegory. Again, it would seem to be a modern
projection to interpret this division of the model from the
demiurge as a justification for the claim that Plato
distinguished the Father from the Creator. From such an
interpretation one could reach out to the conclusion that,
for Plato, Summun Bonum est diffusivum Sui, but this
stretches interpretation far beyond Plato's stated words.
The attempt on the part of some commentators to
assert or to deny these implications of Plato's words,
then, seems to represent an attempt to fit Plato's
meaning into more contemporary doctrines. One cannot quarrel with those who find inspiration in Plato's text, but
this is not the question. The question is, what did Plato
mean? And in this context, it seems beside the point to
fit Platonism into more recent doctrines of creation, and
rather more to the point to relate the details of Plato's
intricate allegory to what is clearly demonstrable and
attributable to Plato as a fourthecentury genius, and not
@ twentieth-century commentator on twentieth-century
investigations. The great controversy which Plato's
demiurge has created will not be settled in these pages.
The point under discussion is the distinction between the
Universe as a shrine and the Universe as an image, and the
fact that Plato described the Universe as an image (eikon)
throughout the preceding passages, but now refers to it as
a shrine (agalma).
But a relatively full view of this shift of emphasis
must include stylistic as well as theological considerations.
For, Plato will put forward in the next few passages, a
doctrine of time as a special sort of image, and, in
order to avoid calling both the Universe and time by the
same name, Plato has elevated the Universe to the status of
& shrine-image so that he can refer to time as another
sort of image. Recall that the beginning of the Timaeus
confronts the reader with the need to avoid blasphemy, and
yet the equally insistent need not to demean the Universe
or to rob it of any due measure of perfection. Thus the
Universe as a shrine becomes the locus of divine function,
and as we shall see, the Universe as temporal becomes the
manner of divine function: respectively the place where
the demiurge acts and the way in which he acts. There is a
further note which should be added. For a shrine may be
occasionally empty of the presence of the god to whom it
is dedicated, or it may be filled with his presence. And
it is precisely this distinction which bears on the
following passage. For the Universe has so far been endowed
with body and Soul, but the maker sought to make 1t yet
more like its eternal model, not only a shrine in space
but in some way an eternal shrine, as much like its model
as it can be.
(Just )2° as that pattern is the Living Being that
is forever existent, so he sought to make this
Universe also like it, so far as it might be, in
that respect. Now the nature of the Living Being
was eternal, and this character it was impossible
to confer in full completeness on the generated
thing (374d).
Here Plato speaks the paradox which has run through
the previous discussion of the Universe as an eternal
becoming. He states openly that the model is the Living
Being who is eternal but the Universe is a generated thing
which therefore cannot be eternal in the same way. It 1s
this difference between the model and the Universe which
20 Cornford has "So."
must be reconciled in order to describe the Universe as a
thing which is as much like its model as possible. And to
accomplish this, Plato says:
But he took thought to make, as it were, a moving
likeness (eikona) of eternity; and at the same
time that he ordered heaven, he made, of eternity
that abides in unity, an everlasting likeness
moving according to number-that to which we have
given the name Time (37d).
In this passage, the themes of eternity, image, and
time culminate in a synthesis, of which there are several
aspects. First, notice that the act of the demiurge which
brought order to the original chaos, which Plato has
already described, is said in this passage to be the same
act as the act of making time. Second, notice that time as
an image is made, not of chaos but of eternity. Third,
note that Time is a moving image and an everlasting image.
Fourth, note that Time is said to move according to number,
Fifth, note that we have given it the name of Time. I shall
discuss each of these aspects in turn.
1. The activity of the demiurge.--The Universe has been
described throughout the Timaeus as made by an act of the
demiurge, whose activity brings order out of the discordant
motions which confront him. This feature of the allegory
has elicited much comment, and some of the commentators
would like to conclude that the demiurge does not create
ex nihilo because Plato clearly says that the demiurge
was confronted by a chaos of discordant motions. ©! Others
21 Cornford, op. cit.
would like to conclude that it is merely a detail of the
allegory which does not jibe with the details of literal
experience, so that one can dismiss the chaos as only a
mythical element but not a real thing. Both views seem
unnecessary, for Plato was neither writing mere allegory
nor Christian Theology. It seems more to the point to show
that Plato once before introduced a prior consideration
into his account after he has introduced a later consideration, as we saw, for example, when he described the World-Soul after the World-body. There, it was to give the reader
the necessary materials out of which he could fashion the
image through which Plato put forward his account of the
process. Plato of course attributes to Soul a superior sort
of perfection than that which he attributes to body, but
not because these parts of the Universe stand in an
external hierarchy of items which are spatially and existentially discrete; rather, the proportional unity of the
entire Universe is his primary desideratum, and he says
repeatedly that the Universe is an image, and that we
must see it as we see images, in their unity. But one
cannot simply call off a list of parts if one wishes the
reader to appreciate and know the unity of the image, since
the list would create the impression of a linear, serial
juxtaposition of parts, whereas the Universe is the most
excellent unity of things that have become.
So here, the doctrine of Time, the aspect of the
Universe by which it most resembles its eternal model, has
been introduced last in the account of the perfected
Universe, and we are told that the making of Time is
accomplished by the demiurge in the same act as the order~
ing of the original chaos. Plato has again introduced the
most difficult aspect of the doctrine he is fashioning,
after the materials have been- provided for the reader to
see the doctrine in its unity. Logically, since the act of
ordering the Universe is the same as the act of making Time,
one might expect that these two aspects of the act of
constructing the Universe should have been discussed toget~
her. But this runs into a severe difficulty, which is the
simple fact that Plato did not do so, which leads to the
contradiction that what we should expect Plato to say is
not what we should expect Plato to say; in other words, if
we are being faithful to the development of Plato's logic,
we ought not to expect him to put the making of Time and
the making of order into the same paragraph since he did
not do so. It is only necessary to perceive that these
aspects are united better in an image than by serial logic,
to follow Plato's meaning as exactly as he states it. Thus
the function of image as an explanation of the relation
between time and eternity is not less than logical; on the
contrary, the image provides the basis to transcend the
linear appearance of philosophical logic and to reach into
the heart of Plato's doctrine of the Unity of the Universe.
2. Time is said to be made as an image of eternity.--At
first, this seems to mean that the demiurge fashioned the
Universe out of the material of an original chaos, but
fashioned Time out of the material of eternity. This is
not only a philosophical difficulty but also a function of
translation. For, in English (American?) we say that
something 1s an image of something, which does not mean,
for example, that the image of Freud, is made out of the
material of his flesh. An image of Freud can be made of
photosensitive paper, of clay, or bronze, or the graphite
scratchings of a pencil, or colored pigments, etc. However,
when one discusses the Universe as an image, a Universe
which has been described as exhausting all of the four
elements out of which it is made, what can the image be
made of. But the answer stares us in the face. Plato has
said that the Universe is a Unity of the four elements of
fire, earth, air, and water, which has Soul indivisibly in
each and every one of its parts. One cannot then expect the
image, which the Universe is, to be made of any one of these
so-called ingredients; the Universe is an image precisely
because it is a Unity. Just as the Universe is a Unity, so
4s it an image, and one can as reasonably ask of what is
unity made as one can ask of what is an image made. The
Universe, as image, is like the Soul of the Universe; it
is indivisible from its existence. Thus, insofar as Time
is an image, it is not compounded out of the elements of
chaos or out of the perfection of eternity. Time as image
is Plato's way of describing, "as it were," the temporal
-unity of the Universe. The phrase "made of" seems
ambiguous only because in English, the preposition "of"
is sometimes used to indicate apposition, sometimes to
indicate the genitive, as in derivation. The "of" here is
appositive.
3. Time is said to be a moving image, and an everlasting
one.--We have already been given the ingredients of this
aspect of the Universe from which we may construct an image.
For the motions of the circles of the planets have been
described as due to the ordering perfection of the Soul of
the Universe, and we are aware that the several motions of
the circles within the Universe take place within that
sort of motion which is best suited to the perfection of
the Universe, namely, uniform rotation. Because Uniform
rotation is the best sort of motion, which best suits the
sort of perfection the Yniverse has, we know that the
Universe is a sphere which revolves and comprehends all the
other motions of the circles within itself. Just as the
Soul comprehends all that can be comprehended because it is
indivisible from every area of the Universe, so uniform
rotation includes the several motions of the circles which
revolve within the sphere of the Universe. The question now
arises whether the motion which characterizes Time is the
uniform motion of the entire sphere itself, considered
apart from the subsidiary motion of the interior circles,
or whether it is one of the lesser motions of one or some
of these circles, or whether it is all of these motions
in some sort of unity. But we have been given the material
from which to reach this conclusion, for we have been told
that the making of Time is the same act as the making of
order. Thus, Time is the proportional unity of all the
motions of all the circles, including the motion of the
outer sphere, insofar as these are a unity. For, as order
unifies chaos, Time unifies motion. Once order has brought
the elements of chaos into a unity, they are no longer
elements of chaos, but of unity. So, once Time has brought
unity into the several motions of the circles, they are no
longer only several circles, but are now the elements of
the proportional Unity of Time. It would be wrong to
suppose that order is the principle according to which the
many elements of the spatial universe have been united
into a One and that Time is the principle according to
which the many elements of the temporal Universe have been
united into a One, because that would lead to the conclusion that there are two Ones. Two Ones would create the
third man problem which has been adduced already in the
Timaeus to show that the Universe is One and only One, or
one One. The Universe is a radical Unity, not simply of
spaces and Times, but, one ought to say, of Time-space.
At the same time, however, one must assert that the Unity
of the Universe is not a simply homogeneity without parts,
for that would be the destruction and not the construction
of a Universe. Plato's Universe is neither atomistic nor
pantheistic; it is a unity of proportional realities, a
moving image.
The second aspect of the moving image is the everlasting character of its motion. Again, we have been furnished with the material to construct an understanding of
this characteristic. ‘e have already called attention to
Plato's optimism in his use of the word "ceaseless," by
which he seems to indicate that the Universe must resemble
eternity by being indestructible. This feature of the
Universe might well be called its alleged immortality, and
it is therefore appropriate to recall again that the
Universe exhausted all the elements out of which it was
fashioned. It was said, on this basis, that there were no
forces outside of it which might attack it and that it
was therefore impervious to age and sickness. There is
nothing outside the Universe which might attack it and so
it must be immortal, ceaseless, indestrutible, everlasting.
Can Plato have concluded naively that there are no dangers
to which the Universe is subject? To answer this, it is
necessary to recall the reservation with which the whole
character of Time has been prefaced. Plato says clearly
that the perfection of Time was given to the Universe as
far as it was possible to do so. but why should it not be
fully possible? For two reasons. First, if the Universe
were as eternal as its model it would be identical with
its model and there would then be no difference between the
model and the reality. But this cannot be, for the Universe,
being visible, must have been generated, and must therefore
-have been fashioned on a model. Secondly, throughout his
philosophy, Plato repeatedly uses the phrase "as far as
possible" without giving a doctrine of possibility which
would explain the meaning of the phrase. Both the need for
a model and the limit of possibility are related to the
doctrine of notebeing. The meaning of this doctrine of
not-being for the realm of the Forms, was first revealed in
the Sophist, where it becomes the Different. The Universe
is both the same as and different from its model, so that
it is like its model and yet it is-not like its model.
Having said that the Universe is a Unity of the Same and
the Different, and having said that Time gives the closest
approximation to perfection that the generated Universe
can attain, one should expect that Plato will now develop
his doctrine of notebeing on a cosmological scale, as he
has developed his doctrines of eternity and image and Time
on a cosmological scale. This new doctrine of cosmic note
being is found in the second half of the dialogue, where
the relation of necessity and the receptacle of becoming
is discussed. One can conclude at this point only that the
perfection of Time is as perfect as it is possible for the
demiurge to make it, but, since the demiurge is not
absolutely omnipotent, the full character of eternity could
not be conferred on the Universe. The demiurge must
persuade necessity, not force it.
Or, to put the matter in another way, insofar as the
perfection of the Universe depends on the activity of the
rational demiurge, it is perfect; but insofar as the
Universe depends on the reluctance of necessity to be
persuaded by the demiurge, it lacks perfection. Thus the
everlasting image, which we call Time, is subject to the
recalcitrance of necessity. In recognising this, we rescue
Plato from the charge of naive optimism, for the perfection
of the Universe is its everlasting character, but this is
not the same as asserting that the Universe is absolutely
perfect; even Time must confront necessity.
4, Time 18 said to move according to number.--Again, we
have been furnished with the material to understand this
assertion. We know already that the Universe considered as
a whole is a sphere, but considered as the proportional
unity of the many circles and living beings which inhabit
it, it 18 a populated sphere. Thus Time is neither the
revolution only of the outer periphery nor only the sum of
the rotations of the many circles which inhabit the interior of the sphere. Time is the order which the One Universe
enjoys; (correlatively, the order of the Universe is the
Time it enjoys). Time encompasses both the Unity and the
multiplicity of the Universe insofar as it is the perfection of the Universe which makes it most like its eternal
model. It would be a serious misreading of this phrase to
assert that Plato's Universe is simply a Pythagorean
Universe because Time moves in it according to number.
Such a view focuses on the plurality of motions within the
Universe but ignores the proportional Unity which these
motions have in the Universe. This is not to say that
Plato's Universe is non-Pythagorean. On the contrary, there
is a great deal of Pythagorean wisdom in this dialogue, and
one should not forget that Timaeus, the principle speaker
of the dialogue, is represented as a Pythagorean. But it is
a long way from the assertion that there are Pythagorean
elements and themes in Plato's Timaeus to the assertion
that the whole dialogue is only a Pythagorean tale. Time
moves, no doubt. Time orders the Universe. And the many
motions which the Universe includes are not excluded from
the ordering perfection which Time brings to the Universe.
But it seems more reasonable to say that Time moves the
many, and that Time brings order to the many by moving
them in accordance with the perfection of which Time is the
image. To derive the reality of Time from the number of
motions in the Universe would be tantamount to the
assertion that Time is a subsidiary perfection of multiplicity, whereas the passage clearly states that Time
brings the Universe into a closer and more perfect relation
to its eternal model.
5. We have given it the name Time.--Once before, Plato
expressed a desire to use the right name for the Universe,
and he said there that we ought to give the name to it
which is most appropriate and acceptable to it (24b). It
is inetructive to recall that the difficulty of finding
the right name would remind Plato of Cratylus, his first
teacher, as it calls up for us the dialogue which bears
_his name. But one should also recall that the difficulty
of finding the right name for the Universe, and for Time,
are related to Plato's concern to avoid blasphemy. For we
must remember that the majority of simple Athenians had
deities and names for those aspects of the Universe which
they regarded as mysterious. Thus the name of Time could
very well have precipitated controversial discussions in
Plato's Athens which could swell to the dimensions which
they had reached with Socrates. The Phaedo would convince
anyone that Plato was not afraid of death, and so it does
not follow that Plato is cautious out of fear. It is better
to think that Plato regarded thinking through the doctrine
of the Timaeus as a more important work than entering into
a polemic with those who could not understand it, especially
if we are correct in asserting that the Timaeus is not only
a synthesis of doctrine but a preparation for the Critias
and the Laws, which were intended to have direct political
influence.
These five aspects of Plato's doctrine of Time, then,
show that Plato has come to relate eternity, image, and
Time in a new synthesis, which passes far beyond the way in
which these doctrines were treated separately in prior
dialogues. But we shall not conclude that the passage just
discussed is sufficient to establish our hypothesis, for
Plato has not completed his discussion of Time. Before we
can conclude that Plato's image of Time is the high
synthesis we claim it to be, we ought to have the entirety
of Plato's doctrine of Time before us.
Before adding, the final details, perhaps a small
summing up is in order. Plato has said that the Universe
is a shrine, and that its deepest perfection is its
temporality, which is the way it is ordered. Time is a
moving image, because the Universe resembles its eternal
model as closely as possible.
Plato now speaks of the parts of Time, having already
spoken of the Unity of Time. He says that there were no
days and nights, or months and years, before the Universe
came to be, and that all of these came into being simultaneously. However, he says
All these are parts of Time, and ‘was' and ‘shall be'
are forms of Time that have come to be; we are wrong
to transfer them unthinkingly to eternal being. We
say that it was and is and shall be but '1is' alone
really belongs to it and describes it truly; 'was'
and ‘shall be’ are properly used of becoming which
proceeds in Time, for they are motions (37e).
There is much that is important in this passage, but
the central point which concerns our exposition of Time is
the phrase "becoming which proceeds in Time." By this small
phrase, Plato indicates that there is a distinction to be
made between becoming and Time, and that these two worda
do not indicate the same reality. It is important to notice
that the familiar antithesis between eternity and time is
not identical with the antithesis of eternity and becoming.
For it is clearly said that becoming proceeds in Time. We
must attempt to see how Plato relates Time, Becoming, and
eternity in a meaningful way. Plato does not put them in
_@ simple juxtaposition, for there are clearly three of
é
"
them, and their relation to each other is not a simple
opposition. We have seen that Time introduces the perfect
order which characterizes the Universe, and we have been
told that the Universe is a becoming image. How are these
statements to be reconciled so that the Universe may
continue to have the perfection which it has been said to
have. The key to this problem is given in the following:
But that which is forever in the same state
immovably cannot be becoming older or younger
by lapse of time nor can it ever become s0;
neither can it now have been nor will it be
in the future; and in general nothing belongs
to it of all that Becoming attaches to the
moving things of sense; but these have come
into being as forms of Time, which images
eternity and revolves according to number (38a).
The important consideration here is the phrase
"moving things of sense," for it specifies the realm of
becoming, as the realm of the moving things of sense. Here
is Plato's familiar doctrine that the things of sense keep
moving and therefore give rise to difficulties for the
intelligence which would like them to be still so that the
things of sense would be as stable as the names we give to
them. But the context of the doctrine has been changed.
Formerly, intelligence had to go beyond the merely visible
because the constant changes in the visible realm made
knowledge impossible. This early conviction of Plato led
to the theory of Forms, which are eternal and therefore
sufficiently stable for intellectual comprehension. But
now, the greatest perfection of which the Universe is
capable is the perfection which Time brings as the
principle of order. We are now informed that becoming
proceeds in Time. Thus it is inexact to say "...that what
is past is past, what happens now is happening, and again
what will happen is what will happen, and that the non-existent is the non-existent" (38b). Plato has affirmed
that the ordering of the Universe has been made even more
like its model by Time, the moving image of eternity. The
theory of the Forms, up to this point, has told us that
things share in Forms and therefore achieve a certain
resemblance to being. But Plato tells us now that resem-=
blance is not enough, for it leaves too wide a gap between
being and becoming. Thus the Forms by which things resemble
being are further perfected by Time, by which, things share
in the eternity of being, as much as possible. Time, then,
even perfects the Forms because Time helps things share in
the intimacy of eternity's own nature. By Time, things
share in the divine ordering of the Universe.
Time came into being together with the Heaven in
order that, as they were brought together, so
they might be dissolved together, if ever their
dissolution should come to pass: and it is made
after the pattern of the everenduring nature, in
order that it may be as like that pattern as
possible: for the pattern is a thing that has
being for all eternity, whereas the Heaven has
been and is and shall be perpetually throughout
all time (38b, c).
Thus Time embraces all. By it, becoming most "becomes"
Being. It has been generated like the forms of Time but it
transcends them, because it has been made to increase the
great intimacy which becoming has been brought to have
with Being.
This could be paraphrased in several ways. One could
speak of the relation between becoming and being as that
of Time, such that they are constituted by that relation
with respect to each other. One could say that Time is the
consummation of the contact which becoming and being have
with each other. One could speak in Hegelian language and
say that Time is the Mediation of Becoming, by which
becoming "becomes"being. But out of profound admiration for
Plato's greatness as a stylist, Plato's imagery should be
retained. But the truth must be understood as well as seen.
"Time, the moving image of eternity," is spoken in the
language of philosophical poetry, a language largely of
Plato's invention. The phrase is beautiful as well as
truthful, for it not only relates the realms of eternity and
becoming truthfully but it also relates them beautifully,
in the kind of elegant simplicity we expect of great truths.
Time has so perfected the Universe that what merely becomes
incessantly is now enabled to share in the perfection of
eternal being. Time transfigures what merely becomes into
what really is, without destroying its becoming.
Thus it is not illegitimate to ask "where is time,"
and Plato answers that, since the World-Soul is responsible
both for the order and the motion of the numbered Universe,
Time lives in the Soul of the Universe. Time accomplishes
the ceaseless transcendence of becoming, for, by Time,
things which only became, now "become" being.
It is important to state that Time does not so
completely accomplish its transfiguration of mere becoming
that nothing any longer becomes; the unification which Time
introduces into the manifold realm of becoming is a
proportional Unity, so that becoming no longer needs to te
excluded from the perfection of the Universe, but can now
enter into it on its own terms. Things which become, become
intelligible by Time, because Time introduces order into
their motions, whereas ceaseless becoming as such, unordered by Time, has no order at all, and hence no intelligibility. Thus, where once Plato insisted that only the eternal
is intelligible, now he asserts that Time brings becoming
into the realm of the intelligible by introducing order
into the realm of the incessantly becoming.
The basis for the often-asserted statement that
Plato's image of Time is circular, derives in part from his
description of the Universe as a sphere which revolves
uniformly, and in part from the following passage:
In virtue then of this plan and intent of the god
for the birth of Time, in order that Time might
be brought into being, Sun, Moon, and five other
stars-wanderers as they are called 22 were made
to define and preserve the numbers of Time.
Having made a body for each of them, the god set
them in orbits 23 in which the revolution of the
Different was movingein seven orbits seven
bodies (38c).
22 They do not really wander; see Laws 822a.
Cornford has "circuits."
It 1s not necessary to follow Plato into the
detailed descriptions which he gives for the motions of
each of the planets and for each of the spheres, since as
we noted previously, his observations were limited as much
by the lack of such modern instruments as the telescope,
the mass spectrometer, radio telescopes and 200-inch lenses
as by the absence of Kepler, Copernicus, and Newton. The
general point is this; Time is the perfection of the
Universe and is coterminous with the ordering activity of
the demiurge; the numbers of Time, corresponding to the
many of bodies, are made visible by the bodies we call
Planets, which revolve both in their various orbits within
the circle of the Different and the circle of the Same.
Time gives rise to the orderly motions of the bodies
called the planets and the stars. "Thus for these reasons
day and night came into being, the period of the single
and most intelligent revolution" (39c). And again:
In this way then, and for these ends were brought
into being all those stars that have turnings on
their journey through the Heaven: in order that
this world may be as like as possible to the
perfect and intelligible Living Being in respect
of imitating its ever-enduring nature (39e).
The planets, then, are living beings who follow out
prescribed courses according to number, But the perfection
of the Universe which Time introduces is not merely the
month or the year or the day or the night; these are the
numbers of Time, just as was ard shall be are the forms
of Time. Time, the reality, is the order of the Universe in
motion. Time is neither motion nor the result of motion
(indeed, quite the reverse is true; motion is the result
of the order which the demiurge elicits from chaos). Nor
is Time becoming, for becoming proceeds in Time. In short,
Time is the Life of the Universe, which was foreshadowed
in the Sophist, where the Stranger Bays:
And, Oh Heavens, can we ever be made to believe
that motion and lite and soul and mind are not
present with sNeing. Can we imagine Being to be
devoid of life and mind, and to remain in awful
unmeaning and everlasting fixture (249a)?
CHAPTER VI
TIME AND SOCIETY
While it has not escaped the attention of the
scholars whose interest leads them to the Timaeus that its
doctrine of Time is inseparable from the doctrine of the
eternal model, the purpose or role of Plato's Time image
is frequently overlooked. ! Similarly, while it is true that
Plato fashions his image of Time with great care and is
conscious throughout his formulation of a desire not to
distort the ineffable while yet speaking of it, it seems
that insufficient attention has been paid to the relevance
of the introductory remarks in the opening section of the
Gialogue to this image, and the relation of these remarks
to Plato's doctrine of Time.
To rectify this oversight, it is only necessary to
recall the opening passages of the Timaeus where Socrates
had agreed to the plans which Timaeus and Critias had made
for their talk: Timaeus intends to describe the origin of
the Universe and to carry on his account until it had
reached the time when man made his appearance; thereafter,
Critias intends to take up the account and to describe
' For example, in his chapter on the doctrine of the
Timaeus, Ross (W.D. Ross, Plato's Theory of Ideas
(Oxford: Clarendon Press, 1951).) discusses the role of
Time not at all.
ancient Athens; both of these accounts are to be given so
that Socrates may fulfill his wish to hear an account of a
real city, not an imaginary one; not a tale of "some noble
creatures in a painting, or perhaps of real animals, alive
but motionless" but an account of real creatures, "in
motion, and actively exercising the powers promised by their
form" (19c). In this way, Plato gently suggests that the
power to describe the actual origins of the best society
are beyond Socrates, and it must be the task of others to
supply it. This is the meaning of the obviously inadequate
recapitulation of the doctrines of the Republic, which are
mUch too briefly summarized in the opening passages of the
Timaeus. There is no need to look for deeper or more arcane
meanings in Socrates' confession of inability to construct
such an account; it is not the absence of opinion on
Socrates part, as it was in the Theatetus. In the Timaeus,
Socrates does not say that he is "only" an opinionless
midwife who must deliver the philosophical offspring of
those pregnant with the truth; on the contrary, he says
quite openly that he is not up to the task, and that the
power to tell such a story is beyond him. It has been
generally agreed among the scholars that the opening
passages of the Timaeus "recapitulate" the Republic, © and
most of those who do not agree on the order of the
2 Gauss, Philosophischer Handkommentar zu_ den
Dialogen Platos, p. Le
dialogues as they have been described in chapter II agree
that the Timaeus must be later than the Republic for this
interpretative reason. And it has long been agreed that
the Republic is the work in which Plato reveals a political
philosophy, or, as we call it, a philosophy of society.
But if we take separate conclusions, on which the scholars
agree, and, if we attempt to see them in relation to each
other, we shall arrive at a simple and yet, to the best of
my knowledge, an uncommon conclusion. If (1) 1t is true
that the Republic is a dialogue in which Plato has attempted to see the powers of the soul "writ large," that is,
if the Republic is a dialogue in which the state is seen
as a magnification of the soul; and, together with this,
4f (2) we see that the Timaeus is a dialogue in which the
"alive but motionless," society of the Republic is recapitulated, and, if we add to this (3) the fact that the
Timaeus first develops a doctrine of Time before setting
out the details of the best form of society, we may draw a
startling conclusion; Plato has made the doctrine of Time
the basis of a new Platonic sociology. Where the Republic
describes a State based on the view that only the eternal
is real and all else is mere becoming, the Timaeus describes
a society based on the perfection which Time confers on
the discordant motions of a primordial chaos. Plato has
3 Jowett, Ihe Dialogues of Plato, II, pp. 456~7.
shifted the basis of his sociology from the eternal to the
temporal; no longer is it his view that the realms of
eternity and becoming are separated by an unbridgeable
chasm; now, in the Timaeus, through the gradual process we
described in Chapter II, Plato has arrived at the formulation of a doctrine in which Time is, so to speak, the
bridge between these two realms.
But this image of Time as a bridge falls short of
Plato's meaning. It would be better to say that the
Universe which the Timaeus reveals is a proportional unity
of many levels, and that Time is the proportion between
eternal being and incessant becoming. But further, it is
necessary to recall that Plato does not use this sort of
intellectually precise language; he prefers to say that
Time is the moving image of eternity, because the richness
and allegorical suggestiveness of the phrase "moving image"
captures two very different levels of meaning, i.e., both
the ineffable truth of the eternal model of the Universe,
and the magnificent beauty of the concrete relations within
the visible Universe.
To the best of my knowledge, Bury is the only writer
who has seen that the Republic is Plato's first Philosophy
of History, and that in the Timaeus Plato modifies this
view. But Bury nevertheless concludes that there has been
4 Bury, "Plato and History," p. 5.
()
no growth of Plato's doctrine, and that the conclusions of
the Timgeus are implicit in the views stated in the Republic,
This seems to stretch the meaning of the term "implicit"
beyond reasonable bounds, for, on this basis, we should
have to conclude that Plato's movement from an eternal
basis to a temporal basis is no development, but merely an
explication of former views. It is difficult to see how one
can say that the basis of society in one dialogue is
eternity and the basis of society in another dialogue is
Time, and that the one view is "4mplicit" in the other.
Similarly, it 1s hard to see the grounds for A.E.
Taylor's assertion that the Timaeus is only an introduction
to the Critias, since, as we said above, such a view would
so linearize Plato's philosophy that we should have to
view the Laws as the only source of Plato's mature philosophy. One should not ignore the early works of a genius
such as Plato when one reads his later works, since this
procedure deprives one of the measure of the man and the
gradual maturity which he was able to reveal in his late
writings.
It seems to us more reasonable to follow Cornford
into the opinion that the Timaeus was the first of a
projected trilogy of dialogues, which were to have revealed
Plato's reflections concerning the basis of the best
possible form of society, after a life-long concern for
this subject. If it 1s true that Plato's Sicilian adventures
were of such a nature as to discourage and disillusion the
great man from his life-long hopes to bring about good
government, we should expect to see bitterness and pessimism in the works written after these experiences. But we
find no shallow despair in the Seventh Letter or in the
Timaeus; rather we confront a dialogue which is written
in a style especially designed to appeal to those whose
philosophical training was not so arduous nor so disciplined as Plato's own. Plato does not become a disdainful
elitist, nor is the Timaeus a children's allegory,
written by a sour old grandfather, for there is a great
deal in it which requires strenuous philosophical reflection and painstaking attention. Yet, even those without
philosophical training and exacting logical skill can be
moved by the poetry which Plato has made in the Timaeus.
It is both a mature philosophy and a beautiful myth which
seems to be designed as well for the elite philosopher as
for the untutored statesman. |
Thus it seems pointless to criticise the Timaeus as
an uneven dialogue which skips about from the level of
thought to the level of myth, and, on the basis of such a
criticism, to prefer to look to other dialogues for more
philosophical meanings because the style of earlier dialogues 4s more even and their philosophy more exactly
stated. This is not unlike preferring to look in the
pantry for the broom only because there is a light in the
pantry, when, in fact, the broom is in a darker but more
‘spacious room in the attic.
If it is true that the Timaeus was written after
Plato's later and more mature reflections on the requisites
for the best possible society, as we tried to establish in
the third chapter, one should not ook to the Republic for
Plato's most mature doctrines of society. And yet those
writers who wish to discuss Plato's philosophy of society
as a philosophy of history or as a political philosophy
seem more drawn to the Republic, and few of them go to
the Timaeus as the source of Plato's teaching on this
subject."
This is not to complain that scholarly inattention
plagues the Timaeus, for the Timaeus has not gone without
@ great deal of comment by writers in almost every century
in the West. Yet it has not been viewed as the dialogue in
which Plato makes his most explicit statements on the basis
for the best possible form of society, and no writer in the
modern era has seen in it the culmination of Plato's gradual
development beyond the doctrine of eternity in the Republic.
And yet this seems to be precisely what Plato has done.
This 1s not the place to examine and comment in
detail on the elements which, according to Plato, would
characterize the best form of society, since these
) Walsh, Plato and the Philosophy of History. See
also Barker, Politica ought of Plato and istotle,
Nettleship, Lectures on the Republic of Pilato,
Popper, The Open Society and ite Bpentes, and numerous
anthologies which present Plato's Republic but seldom if
ever present the Timaeus.
specifications are to be found in part in the Critias and in
great detail in the Laws. It 1s not our purpose here to
describe exhaustively Plato's later sociology. The issue
here is the role of Plato's image of Time as a basis for
his later sociology, insofar as this can be ascertained
by a careful reading of the Timaeus in its chronological
and doctrinal context. The Timaeus seems to be unequivocally
clear on this issue, for Plato shows repeatedly in this
dialogue that the basis for a sound understanding of his
sociology is the role of Time in the nature of the Universe.
Thus, betore Critias can accomplish his promise to furnish
Socrates with an account of ancient Athens in her prime of
social life, Timaeus speaks a monologue which comprises
almost the entire work which bears his name. In the first
half of the dialogue, which discusses the Universe insofar
as it is due to the Work of Reason, Plato leads gradually
and ineluctably to the basis of the rational perfections
which are brought to the Universe by time. In the Republic
the perfections of society derive from a participation of
the state in eternal justice; in the Timaeus, society is
perfected by ame, which brings order to chaos.
The most serious objection to our conclusion is the
claim that Plato only speaks of the gradual construction
of the Universe as if it were gradually brought into
existence, when his actual meaning remains hidden between
the lines. A.E, Taylor adopts this view, when he says that
Plato believes the Universe is eternal, and therefore it
does not actually have a temporal character (Archer-Hind also holds this view). In short, Taylor claims that
Plato described the Universe as if it were gradually
brought into being because it would be easier for Plato's
readers to comprehend his meaning in this way.°
Happily, Plato himself seems to upset this view in
the Timaeus, when he distinguishes quite carefully between
the eternal and the becoming, between a false image and a
genuine image, between a mere myth and a genuine myth. If
the Timaeus were only a myth designed to create the appearance of the truth but not to reveal the actual truth, it
would follow that Plato has cast his whole account of the
origin of the Universe into the deceptively simple mold of
orderly succession. But the discrepancy between the
deliberately temporal image which Plato has created and
the calm stillness of the eternal, which he recurrently
describes, seems too wide to support the interpretation
that Plato remained an eternalist in the midst of a
temporalist account. ¢
It seems better to view Plato's statements about the
temporality of the Universe as the basis of its perfection,
6 A.E. Taylor, Commentary, pp. 689 ff.
f J.F. Callahan, Four Views of Time in Ancient
Philosophy (Cambridge: Harvard University Press, 1948),
r tly says that A.E. Taylor errs here because of his
adoption of Aristotle's notion of Time.
and to reject the assertion that Plato's Universe is
actually eternal even though he says it is temporal. But
there is a deeper point, and it is this; to continue to
distinguish so sharply between eternity and Time after
reading the Timaeus is to miss a major doctrine of the
Timaeus, which describes philosophically-mythologically
the proportional relation between the realms of eternity and
becoming, and to view the role of Time as the mediator
between these realms, such that they are no longer as
separate as they were described to be in the Republic, but
are aspects of a proportionally united Universe. The
assertion that Plato separates eternity and Time ignores
Plato's description of their relation in the Timaeus, where
Time is said to be the proportional unification of becoming
and eternity. By viewing Plato's doctrine of Time as the
"mediation" of becoming, one can reach the basis of Plato's
late sociology, since Plato repeatedly has Timaeus say that
the gradual origin of man must be sought in the gradual
origin of the Universe, and it is precisely Timaeus'
function to reveal Plato's doctrine of Time so that Critias
can take up the account of man. To assert that Plato held
a static view of the Universe but spoke of it as a gradual
process, because he was unable to discuss the whole
Universe at once, seems to misinterpret the crucial
significance of Plato's definition of Time as an image.
For the Image is the whole Universe, and, furthermore, it
ia deliberately described as a moving image. As we have
said repeatedly above, Plato was not unable to describe
the whole Universe at once; he did so in an image, and
while it is true that he gradually reveals the elements
and aspects of the image in a serialized description, he
nevertheless insists that the Universe is one image. In
short, Plato no longer impales himself on the horns of a
dilemma by separating eternity and Time; he has transcended
such an impasse by describing a Universe which is both
hierarchical and processual, yet neither in isolation.
One may continue to dissect logically Plato's Universe
into one part hierarchy and one part process, but it
seems to see that it is the dissector and not Plato who s0
bifurcates the Platonic Universe. That is, one may analyze
the Platonic Universe into logically discrete categories,
and focus now on the hierarchic aspect and now on the
processual aspect, but one can also say that Plato's
Universe is a proportional unity in which the temporal
hierarchy (or the hierarchical temporality) are concretely
related. Thus one could reject A.E. Taylor's view that
Plato believed the Universe to be eternal but described it
as if it were temporal, so that Plato could communicate
better to the philosophically ill-equipped.
However, it should be borne in mind that the Timaeus
does not itself contain a new sociology, but presents the
basis for one, for we must look to the Critias and the Laws
for the details of Plato's later view of society. It is our
contention here that this later view is unintelligible
oe
without a sound interpretation of Plato's moving image
of eternity.
It follows that the entire basis of society and the
communal life of man is not to be found completely within
those aspects of the Universe which are due to the orderly
perfections which derive from Time. For our analysis has
stopped midway in the monologue of Timaeus; we have
described, up to this point, only the works of reason, and
have not presented any discussion of those aspects of the
Universe which derive from necessity. Plato has not
described the demiurge as absolutely omnipotent, for even
the demiurge must attempt to persuade necessity, not force
it, to yield to the urgings of Time and order.®
The admission that Time itself is not all powerful,
but must confront, so to speak, the cosmological inertia
of necessity, serves to strengthen, not weaken, the
8 There are several aspects of Plato's discussion
of Time and Society which bear a marked resemblance to
some aspects of the philosophy of Anaximander, but a
discription of these similarities and differences would
require a lengthy discussion which would take us into
the origin of Plato's doctrines, whereas it is only our
purpose here to present and examine Plato's doctrine.
For example, while it would be instructive to investigate
the extent of Plato's indebtedness to Anaximande:''s
dark saying about the reparation which things offer in
Time for their injustices, (see, for example, John
Burnet, Early Greek Philosophy (4th ed.; London: Adam
and Charles Black; New York: Tne Macmillan Co., 1930),
pp. 52-53.) it would necessitate more comment than
we have room to present here.
conclusion that Time brings perfection. Whereas it was
once possible to say that Plato viewed the eternal as the
only source of perfection and viewed the temporal realm
of becoming as the source of imperfection, it now emerges
that Plato has made a sharp distinction between incessant
becoming, which is indeed less than perfect, and ‘time,
which brings perfection even to becoming. When becoming
1s ordered by Time it is no longer merely incessant, nor
only a ceaseless and perpetual fluxion of chaotic changes,
but an ordered motion which is perfected by Time, the source
of orderly motion. Necessity belongs to mere becoming;
Time belongs to reason and eternity.
It follows that a society will be perfect insofar as
it regards Time as the paradigm of its style of life, and
that society will be imperfect insofar as it regards mere
becoming as the model for its political flux. And these
are exactly the doctrines which Plato develops in the
Critias and the Laws. The Critias, as much as we have of
it, describes the "mythical" kingdom of Atlantis, and we
have a brief foretaste of this description in the opening
passages of the Timaeus. In the third book of the Laws, we
have what the moderns would call a philosophy of history,
or, in other terms, what could well be described as an
incipient philosophical anthropology. The third book of
the Laws dwells at aveat length on the questions which
we are now examining; it is concerned with "immense periods
of Time" and "thousands of cities" which came to be and
have now disappeared from memory, and puts the question
to itself whether there may not be a discernible pattern
in the rise and fall of these cities. Or, to see the
matter from another point of view, one could point to the
tenth book of the Laws where questions about what we
might call divine providence are raised and discussed, in
a context which is explicity temporal. Or again, one could
cite quotation after quotation from almost any book of the
Laws which would show that Plato was much interested in
the relative durations of various things, from constitutions to kingdoms and from mountains to men.
But these investigations must be left to another
time when they can be treated with the exhaustive documentation they deserve. It has been our purpose to spell out
in detail the reasons for adopting the view that there is
a Platonic philosophy of time and that this philosophy is
inseparable from Plato's concern for the best possible
society.
Before the final words are written, however, it
seems appropriate to state a few opinions which have emerged during the course of this study. While it would be
impossible to draw final conclusions about the relevance
of Plato's philosophy of time to the intellectual pursuits of the modern world without at the same time presente
ing a history of Platonic scholarship for all of the
intervening years between Plato's era and our own, it is
possible to state a few opinions which have been reached
on this subject, providing caution is advised about the
extent to which we may derive philosophical satisfaction
from a careful reading of Plato's works.
Perhaps the most persistent opinion which comes to
mind concerning Plato's philosophy of time is the frequents
ly stated view that the Greeks viewed the world as closed
and that their view of history was in sharp contrast to
our modern view of the open Universe. While it is not
possible to state that this view of the Greek world as
closed is without any foundation, it is not only possible
but necessary to confront the closed view with the import
of the doctrine of time which we find in the Timaeus. It
is simply incorrect and therefore, unscholarly to repeat
the naive eternalism of the Republic, if the Timaeus is as
late a work as it seems to be. One should not continue to
separate the eternal from the temporal after one has
studied the Timaeus, and one could say with some accuracy
that the whole import of the Timaeus has been to remove
this intolerable dichotomy by revealing the manner of
relation of these two aspects of the Universe.
This is not to assert that Plato came in the end to
a simple monism in which all things are merely becoming.
As we have said repeatedly, time perfects becoming. But
there is an ineluctable gradualism in the Universe the
Timaeus describes which cannot be ignored, and, while
it is true to say that our modern notion of process is
‘richer by far and more concrete than ever a Greek could
imagine, it 1s also true to say that there was some
degree of openness in the Greek Universe and that it
would be false to state simply that it was a closed world.
The political implications of this openness deserve
some attention although it is only possible to suggest
some more obvious points here. If the Universe is closed
and is in some way a completed whole, it becomes the
business of the statesman to discern those Laws by which
the Universe attains its style of perfection and to fashion
human laws in such a way that human perfection is sought
in copying the perfection of the Universe. In this way
the constitution of the state should be only a copy and
an imitation of the Universe.
If, on the other hand, the Universe is open ard is
in some way incomplete and unfinished, it becomes the
business of the statesman to model his constitution as far
as possible on the pertection of the Universe and thereafter to improvise and invent those measures which seem
best under the circumstances. If such a statesman can
be found, he will understand that the sources of imperfection are not solely derived from the failure of the citizens to model themselves on the eternal forms, but might
result from the very incompletion of the statesman's
actions. In other words, it follows from a completed world
that its citizens must adjust themselves to its patterns;
4t follows from an incomplete world that its citizens
play a part in its completion. It does not follow that
the citizens of an incomplete world must live ina
totalitarian regime where all law emanates from an elite
few who claim to have discovered the basis of all law. To
put the matter differently, it can be said that a closed
Universe has no room for human innovation, whether it be
political, scientific, or philosophical; the converse
statement would read that only in an open Universe can the
citizenry aspire to creative participation in the processes
of the state.
Unfortunately, this simple division of worlds into
those that are closed and those that are open is not
applicable to Plato's Universe, since it is a world in
which there are eternal models as well as incomplete
republics. Something of a similar view obtains in current
anthropology in which one may read many statements to the
effect that there are some basic exigencies of human nature
which must be met in any culture, but that there are a
number of ways in which cultures can set about handling
these exigencies in their own respective styles. Plato's
Universe is neither simply open or simply closed; nor does
it suffice to say that it is both. The Platonic philosophy
handles this question in a different way, for it describes
a world in which there are stages of completion and degrees
of openness. Thus for Plato it is possible to claim the
best of both possible worlds, for he can assert that there
are eternal models for human political action and that
there are necessary innovations and inventions which the
statesman must create. To the extent that the human
invention resembles the temporal order which the Universe
achieves, to that extent is it good. In other language,
one can say that the Platonic conception of perfection
which appears in the Timaeus is a gradualist notion, such
that a thing is perfect if it is as good as it can be at
a given time. Perfection then is a stage concept which
refers itself inevitably to a basic pace at which perfec~
tion is achievable.
In this way, one can see that the Platonic Universe
is neither simply open nor simply closed, and that he who
uses the paradigm "open or closed" really uses a spatial
idea, not a temporal one, and is therefore guilty of a
species of philosophical reductionism. The question is not
whether the Universe is closed or open but whether there is
in the Universe sufficient ground for the gradual attainment of perfection. Even this last statement seems to put
perfection at the end of the process, whereas in fact it is
possible to say in the Platonic idiom that a thing is as
perfect as it can be while it is proceeding at its proper
pace of attainment. In this way, one does not need to
assert that perfection is attainable only in some otherworldly realm, or that only those things which have
achieved release from the quagmire of time have entered
into eternity. On the contrary, those things which have
nothing of time in them but share only in the incessant
flux of becoming have no measure of eternity in them
precisely because eternity can be brought to becoming only
by time.
To use another perspective, the same point can be
made in another way. In a Universe in which the eternal is
removed from the temporal by a radical division, only those
things which have transcended the Aaviaton may properly be
called eternal. Thus, no individuality can be claimed for
any person who has not transcended time and achieved
eternity. But in Plato's Universe, each person who finds
his proper pace of achievement may be said to be as eternal
as he can be at the moment, or that his perfection consists
of the entire process of attainment. It is therefore
necessary for the citizens of the Republic to model thenselves entirely upon the eternal forms or be called failures, where the citizens of the realm founded on the philosophy of the Timaeus may be said to posess individuality
insofar as they attain perfection to the extent that it is
possible to attain it at the time. In this way, another of
the frequently asserted opinions about the world of the
Greeks is found wanting. In conversation with philosophers,
‘one frequently hears that there were no genuine individuals
in the Greek world, since genuine individuality would
scandalize the Greek notion of an ordered and predictable
world. We must clarify the statement that there is individuality in the Greek world; a more accurate statement would
read that there is a genuine basis of individuality in the
philosophy which Plato reveals in the Timaeus, but this
statement must be quickly followed by the statement that
there were few Greek individuals. While it is true on the
one hand to state that most Greeks felt the Universe to be
closed, it is nonetheless true that Plato's Timaeus does
not reveal such a Universe.
This creates something of a problem for the historian
who would like to see one ethos in the age which produced
both Plato and Aristotle. If the Timaeus reveals the |
philosophy herein described, we must separate Plato from
his pupil even more widely than is sometimes the practice,
for it does seem to be true that Aristotle's Universe is
closed, since it is a world in which time is described as
an accident. Surely this is far from Plato's view of time
as the source of the perfections which make it possible for
him to regard the Universe as a shrine. It is necessary to
state that the gap between the moving image of eternity and
the measure of motion is even wider than it has usually
been described, if the viewpoint herein adopted is credible.
Again, this is not the place to discourse upon a
philosophical prejudice, nor is it claimed that the
philosophy of Plato is superior to the philosophy of
Aristotle. Such statements do violence to the historical
view which regards philosophies as different because they
were written by different men in different times with
different needs. Aristotle was not confronted with the
same political realities that confronted Plato, and to
that extent, at least, we should, expect their political
philosophies to differ. However, it remains true that
Plato placed time at the very heart of his doctrine and
that Aristotle placed time at the accidental periphery of
his. To that extent, Plato's philosophy of time is more
congenial to the modern mind which occupies itself with
questions of historical process and temporal being.
Viewed in this light, it becomes possible to see
the basis of Whitehead's remark that Plato has spawned
almost the entire philosophical heritage of the West.
Furthermore, it becomes possible to compare Science in
the Modern jiorld to the Timaeus, since the authors of both
works attempted not only to write a history of contemporary
science but also to show in their discussions of the
scientific theories prevalent in their respective eras
that beyond the reach of the sciences there were insights
upon which the sciences unknowingly depended.
In that same spirit, I have attempted to write of
Plato's image of time, since it is my conviction that every
age, and not only Plato's or even Whitehead's, depends
unknowlingly on a view of time and derives its basic
cognitive orientation from its time-view.
If 4t 18 true that Plato matured until the last, and
that he sought in the end to plumb the awesome mystery of
time and eternity, I felt that his search could only
enlighten the attempts of a working sociologist to make
some sense out of his own era by viewing it, in the last
analysis, as a moving image of eternity.
There is one aspect of the temporal perfection of
the Universe which deserves special attention in the light
of modern interests, and that is the special perfection
which develops in the individual man in time. We pointed
out in chapter three that Plato made frequent use of the
age of the speaker in several dialogues, sometimes accusing
the speaker of naivete because of his youth and sometimes
praising the venerable age of the speaker and the wisdom
which came to him because of his age. For example, in the
Parmenides, Socrates is very young and Parmenides is very
old, and Plato implies clearly that the very young do not
yet have the requisite insight for profound subjects. This
is again true in the Theatetus wherein Socrates is now
the old and wise man, as opposed to the young and malleable Theatetus. In view of the fact that the Timaeus casts
the whole middle doctrine of individual reminiscence into
& more generalized sociological frame of reference, it
should be pointed out that Plato has not abandoned his
reminiscence theory in the later dialogues: actually, he
has fortified it by showing that there is a cosmological
basis for the sort of memory which a society must have
in order to be as fully societal as it is possible to be.
Thus, just as the society develops in time, so the
individual citizen develops in time, and in time, the |
citizen not only ages, but he matures and grows wise. It
is this very maturity of insight which Plato himself
experienced with his own advancing years, and it is therefore unsurprising that we find in the later dialogues a
doctrine in to which the perfection of reason is attained
by those individuals who have participated more fully in
time than those younger philosophers whose maturity is yet
unreached.
To put the matter somewhat more technically, Plato
has so closely related cosmogenesis and anthropogenesis
by reason of their mutual participation in time that it
is also possible to relate the ontogenesis of the individual citizen to the same basis in time. While it was always
possible to say with Plato that the older man is probably
the wiser man, it 1s possible, after a careful reading of
the later dialogues, to assert that the older man ought to
pe the wiser because of his fuller participation in time.
Or to put the matter in more modern language, the gradual
development of the individual person takes place not only
according to psychological processes, but also according
to sociological and cosmological processes, since all of
these processes may be seen as particular manifestations
of the pertections which Time brings to the Universe.
Therefore, I assert that a careful reading of the
Timaeus in its doctrinal and chronological context leads to
the following conclusions.
Plato's final formulation of a doctrine of Time was
revealed in his Timaeus. In that work, he tells us that
Time is the basis of society, from which the society
derives the perfections of life and mind in motion. Thus
it is false to divide eternity and time from each other
since Time delivers perfections and perfects mere becoming
s0 that it most resembles the source of perfections. It is
g00d to regard Time as a moving image of eternity since
this phrase indicates the mediatory role of time. The
simple division of eternity versus time is false, since
eternity differs most from mere becoming. Time perfects
becoming by relating it concretely to eternity. In this
way, the things of the Universe may achieve individuality
since they need not be either completely eternal nor
merely becoming but may be best what they are by being as
fully as possible what they are when they are. Thus, from
the early formedoctrine of the middle dialogues, Plato has
advanced to a new position. It is neither a renunciation of
the Form-doctrine nor a simple extension or reapplication
of it. In the Timaeus, the Forms are paradigms and have
reality only to the extent to which the things modelled
upon them derive their perfections from them. The earlier
Form-doctrine described a number of perfect Forms from
which things differed by reason of their imperfection; the
later form-doctrine describes a set of Forms which are
originative, such that they give of their perfection in a
process called Time.
In such a world, society is not a realm removed from
@ penultimate world of silent and unspeaking self posession,
but becomes the way in which eternal perfection discloses
itself, which Plato calls the moving image of eternity.
APPENDIX A
Ross! gives a tabular presentation of the order
of the dialogues according to "five leading students"
of the subject. Since the order of the early works is
not in question here, the table is abbreviated to show
the order of the dialogues starting with the Republic,
on which there is wide agreement. However it should be
noted that Ross does not distinguish between stylistic
criteria and stylometric criteria and uses the two
interchangeably in his chapter on the order of the
dialogues. With the exception of the Phacdrus, the
scholars cited by Ross give substantially the order I
have adopted as the most probable.
Arnim _ Lutoslawski Raeder Ritter Wilamowitz
Rep. 2-10 Rep. 2=10 Rep. Rep. Rep.
Theaet. Phaedr. Phaedr. Phaedr. Phaedr.
Parm. Theaet. Theaet. Theaet. Parn.
Phaedr. Parn. Parn. Parn. Theaet.
Soph. Soph. Soph. Soph. Soph.
Pol. Pol. Pol. Pol. Pol.
Phil. Phil. Phil. Tin. Tin.
Tin. Tim. Critias Critias
Critias Critias Phil. Phil.
Laws Laws Laws Laws Laws
Epin.
' wep. Ross, Plato's Theory of Ideas (Oxford:
Clarendon Press, 1951), p. 2.
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ABSTRACT
Victor Joseph Gioscia
B.S8., Fordham College
M.A., Fordham University
Plato's Image of Time
Dissertation directed by J. Quentin Lauer, Ph.D.
The most explicit formulation which Plato made of
his philosophy of Time is found in his Timaeus. In this
dialogue, he reexamines some of the doctrines he had
formulated in the Republic.
By reference to a wide concensus of scholarly
opinion, it is established that the timaeus is very probably
the last dialogue Plato completed and edited, that it is
tollowed only by the incomplete Critias and the unedited
Laws. These facts, taken together with the fact that the
Timaeus recapitulates some doctrines of the Republic,
Give the Timaeus a central importance in Plato's reflections
on society.
This means that the Timaeus contains a "later"
doctrine than the Republic and that in the Timaeus we
rind a reflective advance over the doctrines ot the
"early" and "middle" dialogues of Plato.
The study traces the evolution of the three themes
of eternity, image, and time anda shows that Plato discussed
them in an increasingly generalized fashion as he grew
older. It traces the development or these themes from
the Republic through the Parmenides, Theatetus, Sopnist,
Statesman, and Philebus.
| The study espouses the view that the Timaeus contains
Plato's most mature reflections on the themes of eternity,
image, and time, and that the formulation in the Timaeus
reformulates some of the doctrines of the Republic, and
therefore one ought not to regard the Republic as the
final trormulation of Plato's pnilosophy of eternity, image,
and time. |
Further, the themes of eternity, image, and time
are treated in the Timaeus in an explicitly sociological
framework, and are said to be part and parcel or the
4nquiry into the best society and its basis in time.
Plato included cosmology and sociology within a
larger perspective, in which the origin of the Universe
and the origin of society were seen as stages in a temporal
process. His account of these matters in the Timaeus is
preceded by statements to the erfect that it is only on
the broad canvass of the entire Universe that the best
account of society's origins can be painted.
The use ot such metaphorical phraseology is not
arbitrary, and one must frequently deal in metaphor to
explain Plato's meaning because Plato makes extensive use
of metaphor throughout his Timaeus, indeed, throughout
most of his philosophy. Plato's discussion of temporal
processes contains a definition whose central term is the
word image (eikon not eidolon). Since Plato defines time as
an image, it becomes the problem of the commentator to
reveal as clearly as possible the significance or this
definition and the use of image as one of its principal
terms.
the study concludes that Plato viewed the entire
Universe as an Image and sees Time as the Life of Society.
VITA
Victor Joseph Gioscia, son of Joseph and Anne
D'Onofrio Gioscia, was born June 13, 1930, in New York,
New York. He attended Xavier High School, New York City,
and was graduated in June 1948.
He entered Springhill College in September 1948,
transferred to Fordham College in September 1950, and
received the degree of Bachelor of Science in June 1952.
He received the Hughes Award in Philosophy and an
Assistantship in Philosophy. He was accepted as a
graduate student and was given a Research Assistantship
in the Graduate School of Arts and Sciences of Fordham
University in September of 1956. He majored in Theoretical
Sociology under the mentorship of Professor N.S. Timasheff
and received the degree of Master of Arts in February 1957.
He was employed as a Lecturer in Sociology nt Fordham
College in 1958, as an Instructor in Sociology at Fordham
University School of Education in 1959, and as a Lecturer
in Anthropology-Sociology at Queens College of the City
University of New York in 1961 and 1962.
He was accepted as a graduate student in the Graduate
School of Arts and Sciences of Fordham University in
February 1957, where he majored in the Philosophy of
Society under the mentorship of Professor J. Quentin
Laver, S.d.
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