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\chapter{1966 Mathematical Studies}
% TODO start these section numbers at 0? (this should work)
\section*{0. Introduction}
Pure mathematics is the one activity which is intrinsically formalistic. It
is the one activity which brings out the practical value of formal
manipulations. Abstract games fit in perfectly with the tradition and
rationale of pure mathematics; whereas they would not be appropriate in
any other discipline. Pure mathematics is the one activity which can
appropriately develop through innovations of a formalistic character.
Precisely because pure mathematics does not have to be immediately
practical, there is no intrinsic reason why it should adhere to the normal
concept of logical truth. No harm is done if the mathematician chooses to
play a game which is indeterminate by normal logical standards. All that
matters is that the mathematician clearly specify the rules of his game, and
that he not make claims for his results which are inconsistent with his rules.
Actually, my pure philosophical writings discredit the concept of
logical truth by showing that there are flaws inherent in all non-trivial
language. Thus, no mathematics has the logical validity which was once
claimed for mathematics. From the ultimate philosophical standpoint, all
mathematics is as "indeterminate" as the mathematics in this monograph.
All the more reason, then, not to limit mathematics to the normal concept
of logical truth.
Once it is realized that mathematics is intrinsically formalistic, and need
not adhere to the normal concept of logical truth, why hold back from
exploring the possibilities which are available? There is every reason to
search out the possibilities and present them. Such is the purpose of this
monograph.
The ultimate test of the non-triviality of pure mathematics is whether it
has practical applications. I believe that the approaches presented on a very
abstract level in this monograph will turn out to have such applications. In
order to be applied, the principles which are presented here have to be
developed intensively on a level which is compatible with applications. The
results will be found in my two subsequent essays, \essaytitle{Subjective Propositional
Vibration} and \essaytitle{The Logic of Admissible Contradictions}.
\section{Post-Formalism in Constructed Memories}
\subsection{Post-Formalist Mathematics}
Over the last hundred years, a philosophy of pure mathematics has
grown up which I prefer to call "formalism." As Willard Quine says in the
fourth section of his essay "Carnap and Logical Truth,' formalism was
inspired by a series of developments which began with non-Euclidian
geometry. Quine himself is opposed to formalism, but the formalists have
found encouragement in Quine's own book, \booktitle{Mathematical Logic}. The best
presentation of the formalist position can be found in Rudolph Carnap's
\booktitle{The Logical Syntax of Language}. As a motivation to the reader, and
as a heuristic aid, I will relate my study to these two standard books. (It will
heip if the reader is thoroughly familiar with them.) it is not important
whether Carnap, or Quine, or formalism---or my interpretation of them---is
"correct," for this essay is neither history nor philosophy. I am using history
as a bridge, to give the reader access to some extreme mathematical
innovations.
The formalist position goes as follows. Pure mathematics is the
manipulation of the meaningless and arbitrary, but typographically
well-defined ink-shapes on paper 'w,' 'x,' 'y,' 'z,' '{}',' '(,' '),' '$\downarrow$,' and '$\in$.'
These shapes are manipulated according to arbitrary but well-detined
mechanical rules. Actually, the rules mimic the structure of primitive
systems such as Euclid's geometry. There are formation rules, mechanical
definitions of which concatenations of shapes are "sentences." One sentence
is '$((x) (x\in x) \downarrow (x) (x\in x))$.' There are transformation rules, rules for the
mechanical derivation of sentences from other sentences. The best known
trasformation rule is the rule that $\psi$ may be concluded from $\varphi$ and
$\ulcorner \varphi \supset \psi \urcorner$;
where '$\supset$' is the truth-functional conditional. For later convenience, I will
say that $\varphi$ and $\ulcorner \varphi \supset \psi \urcorner$ are "impliors,"
and that $\psi$ is the "implicand."
Some sentences are designated as "axioms." A "proof" is a series of
sentences such that each is an axiom or an implicand of preceding sentences.
The last sentence in a proof is a "theorem."
This account is ultrasimplified and non-rigorous, but it is adequate for
my purposes. (The reader may have noticed a terminological issue here. For
Quine, an implication is merely a logically true conditional. The rules which
are used to go from some statements to others, and to assemble proofs, are
rules of inference. The relevant rule of inference is the modus ponens; $\psi$ is
the ponential of $\varphi$ and $\ulcorner \varphi \supset \psi \urcorner$. What I
am doing is to use a terminology of
implication to talk about rules of inference and ponentials. The reason is
that the use of Quine's terminology would result in extremely awkward
formulations. What I will be doing is sufficiently transparent that it can be
translated into Quine's terminology if necessary. My results will be
unaffected.) The decisive feature of the arbitrary game called "mathematics"
is as follows. A sentence-series can be mechanically checked to determine
whether it is a proof. But there is no mechanical method for deciding
whether a sentence is a theorem. Theorems, or rather their proofs, have to be
puzzled out, to be discovered. in this feature lies the dynamism, the
excitement of traditional mathematics. Traditional mathematical ability is
the ability to make inferential discoveries.
A variety of branches of mathematics can be specialized out from the
basic system. Depending on the choices of axioms, systems can be
constructed which are internally consistent, but conflict with each other. A
system can be "interpreted," or given a meaning within the language of a
science such as physics. So interpreted, it may have scientific value, or it may
not. But as pure mathematics, all the systems have the same arbitrary status.
By "formalist mathematics" I will mean the present mathematical
systems which are presented along the above lines. Actually, as many authors
have observed, the success of the non-Euclidian "imaginary" geometries
made recognition of the game-like character of mathematics inevitable.
Formalism is potentially the greatest break with tradition in the history of
mathematics. In the Foreward to \booktitle{The Logical Syntax of Language}, Carnap
brilliantly points out that mathematical innovation is still hindered by the
widespread opinion that deviations from mathematical tradition must be
justified---that is, proved to be "correct" and to be a faithful rendering of
"the true logic." According to Carnap, we are free to choose the rules of a
mathematical system arbitrarily. The striving after correctness must cease, so
that mathematics will no longer be hindered. \said{Before us lies the boundless
ocean of unlimited possibilities.} In other words, Carnap, the most reputable
of academicians, says you can do anything in mathematics. Do not worry
whether whether your arbitrary game corresponds to truth, tradition, or
reality: it is still legitimate mathematics. Despite this wonderful Principle of
Tolerance in mathematics, Carnap never ventured beyond the old
ink-on-paper, axiomatic-deductive structures. I, however, have taken Carnap
at his word. The result is my "post-formalist mathematics." I want to stress
that my innovations have been legitimized in advance by one of the most
reputable academic figures of the twentieth century.
Early in 1961, I constructed some systems which went beyond
formalist mathematics in two respects. 1. My sentential elements are
physically different from the little ink-shapes on paper used in all formalist
systems. My sentences are physically different from concatenations of
ink-shapes. My transformation rules have nothing to do with operations on
ink-shapes. 2. My systems do not necessarily follow the axiomatic-deductive,
sentence-implication-axiom-proof-theorem structure. Both of these
possibilities, by the way, are mentioned by Carnap in \papertitle{Languages as
Calculi.} A "post-formalist system," then, is a formalist system which differs
physically from an ink-on-paper system, or which lacks the
axiomatic-deductive structure.
As a basis for the analysis of post-formalist systems, a list of structural
properties of formalist systems is desirable. Here is such a list. By
"implication" I will mean simple, direct implication, unless I say otherwise.
\begin{enumerate}
\item A sentence can be repeated at will.
\item The rule of implication refers to elements of sentences: sentences
are structurally composite.
\item A sentence can imply itself.
\item The repeat of an implior can imply the repeat of an implicand: an
implication can be repeated.
\item Different impliors can imply different implicands.
\item Given two or three sentences, it is possible to recognize
mechanically whether one or two directly imply the third.
\item No axiom is implied by other, different axioms.
\item The definition of "proof" is the standard definition, in terms of
implication, given early in this essay.
\item Given the axioms and some other sentence, it is not possible to
recognize mechanically whether the sentence is a theorem.
Compound indirect implication is a puzzle.
\end{enumerate}
Now for the first post-formalist system.
{ \centering \large "\textsc{Illusions}" \par}
\begin{sysrules}
A "sentence" is the following page (with the figure on it) so long as the
apparent, perceived ratio of the length of the vertical line to that
of the horizontal line (the statement's "associated ratio") does not
change. (Two sentences are the "same" if end only if their
associated ratios are the same.)
A sentence Y is "implied by" a sentence X if and only if Y is the same as X,
or else Y is, of all the sentences one ever sees, the sentence having
the associated ratio next smaller than that of X.
Take as the axiom the first sentence one sees.
Explanation: The figure is an optical illusion such that the vertical line
normally appears longer than the horizontal line, even though their
lengths are equal. One can correct one's perception, come to see
the vertical line as shorter relative to the horizontal line, decrease
the associated ratio, by measuring the lines with a ruler to convince
oneself that the vertical line is not longer than the other, and then
trying to see the lines as equal in length; constructing similar
figures with a variety of real (measured) ratios and practicing
judging these ratios; and so forth.
\end{sysrules}
\img{illusions}
"IIlusions" has Properties 1, 3--5, and 7--8. Purely to clarify this fact, the
following sequence of integers is presented as a model of the order in which
associated ratios might appear in reality. (The sequence is otherwise totally
inadequate as a model of "Illusions.") 4 2 1; 4 2; 5 4 2 1; 4 3 1. The
implication structure would then be
\img{illusionstructure}
The axiom would be 4, and 5 could not appear in a proof. "IIlusions" has
Property 1 on the basis that one can control the associated ratio. Turning to
Property 4, it is normally the case that when an implication is repeated, a
given occurrence of one of the sentences involved is unique to a specific
occurrence of the implication. In "Illusions," however, if two equal
sentences are next smaller than X, the occurrence of X does not uniquely
belong to either of the two occurrences of the implication. Compare '\begin{tabular}{c c c} t & h & e \\ h & & \\ e & & \end{tabular}',
where the occurrence of 't' is not unique to either occurrence of 'the'.
Subject to this explanation, "Illusions" has Property 4. "Illusions" has
Property 8, but it goes without saying that the type of implication is not
modus ponens. Properties 3, 5, and 7 need no comment. As for Property 2,
the rule of implication refers to a property of sentences, rather than to
elements of sentences. The interesting feature of "IIlusions" is that it
reverses the situation defined by Properties 6 and 9. Compound indirect
implication is about the same as simple implication. The only difference is
the difference between being smaller and being next smaller. And there is
only one axiom (per person).
Simple direct implication, however, is subjective and illusive. It
essentially involves changing one's perceptions of an illusion. The change of
associated ratios is subjective, elusive, and certainly not numerically
measurable. Then, the order in which one sees sentences won't always be
their order in the implications and proofs. And even though one is exposed
to all the sentences, one may have difficulty distinguishing and remembering
them in consciousness. If I see the normal illusion, then manage to get
myself to see the lines as being of equal length, I know I have seen a
theorem. What is difficult is grasping the steps in between, the simple direct
implications. If the brain contains a permanent impression of every sensation
it has received, then the implications objectively exist; but they may not be
thinkable without neurological techniques for getting at the impressions. In
any case, "proof" is well-defined in some sense---but proofs may not be
thinkable. "Illusions" is, after all, not so much shakier in this respect than
even simple arithmetic, which contains undecidable sentences and
indefinable terms.
In \booktitle{The Logical Syntax of Language}, Carnap distinguishes pure syntax
and descriptive syntax; and says that pure syntax should be independent of
notation, and that every system should be isomorphic to some ink-on-paper
system. In so doing, Carnap violates his ov'n Principle of Tolerance. Consider
the following trivial formalist system.
{ \centering \large "\textsc{Order}" \par}
\begin{sysrules}
A "sentence" is a member of a finite set of integers.
Sentence Y is "implied by" sentence X if and only if Y=X, or else of all the
sentences, Y is the one next smaller than X.
Take as the axiom the largest sentence.
\end{sysrules}
Is the pure syntax of "\textsc{Illusions}" insomorphic to "\textsc{Order}"? The preceding
paragraph proved that it is not. The implication structure of "Order" is
mechanical to the point of idiocy, while the implication structure of
"Illusions" is, as I pointed out, elusive. The figure
\img{orderstructure}
where loops indicate multiple occurances of the same sentence, could
adequately represent a proof in "Order," but could not remotely represent
one in "Illusions." The essence of "Illusions" is that it is coupled to the
reader's subjectivity. For an ink-on-paper system even to be comparable to
"IIlusions," the subjectivity would have to be moved out of the reader and
onto the paper. This is utterly impossible.
Here is the next system.
{ \centering \large "\textsc{Innperseqs}" \par}
\begin{sysrules}
Explanation: Consider the rainbow halo which appears to surround a small
bright light when one looks at it through fogged glass (such as
eyeglasses which have been breathed on). The halo consists of
concentric circular bands of color. As the fog evaporates, the halo
uniformly contracts toward the light. The halo has a vague outer
ring, which contracts as the halo does. Of concern here is what
happens on one contracting radius of the halo, and specifically
what happens on the segment of that radius lying in the vague
outer ring: the outer segment.
A "sentence" (or halopoint) is the changing halo color at a fixed point, in
space, in the halo; until the halo contracts past the point.
Several sentences "imply" another sentence if and only if, at some instant,
the several sentences are on an outer segment, and the other
sentence is the inner endpoint of that outer segment.
An "axiom" is a sentence which is in the initial vague outer ring (before it
contracts), and which is not an inner endpoint.
An "innperseq" is a sequence of sequences of sentences on one radius
satisfying the following conditions. 1. The members of the first
sequence are axioms, 2. For each of the other sequences, the first
member is implied by the non-first members of the preceding
sequence; and the remaining inembers (if any) are axioms or first
members of preceding sequences. 3. All first members, of
sequences other than the last two, appear as non-first members. 4.
No sentence appears as a non-first member more than once. 5. The
last sequence has one member.
In the diagram on the following page, different positions of the vague outer
ring at different times are suggested by different shadings. The
outer segment moves "down the page." The figure is by no means
an innperseq, but is supposed to help explain the definition.
\end{sysrules}
Successive bands represent the vague outer ring at successive times as it fades in
toward the small bright light.
Innperseqs Diagram
\img{innperseqs}
"Sentences" at
\begin{tabular}{ c r l }
\bimg{time1} & $time_1$: & $a_1 a_2 a_3 a_4 a_5 a_6 a_7 b$ \\
& & $a_1,a_2 \rightarrow\ b$ \\
\end{tabular}
\begin{tabular}{c r l}
\bimg{time2} & $time_2$: & $a_2 a_3 a_4 a_5 a_6 a_7 b c$ \\
& & $a_3 \rightarrow\ c$ \\
\end{tabular}
\begin{tabular}{c r l}
\bimg{time3} & $time_3$: & $a_4 a_5 a_6 a_7 b c d$ \\
& & $a_4,a_5 \rightarrow\ d$ \\
\end{tabular}
\begin{tabular}{c r l}
\bimg{time4} & $time_4$: & $a_6 a_7 b c d e$ \\
& & $a_6,b \rightarrow\ e$ \\
\end{tabular}
\begin{tabular}{c r l}
\bimg{time5} & $time_5$: & $a_7 b c d e f$ \\
& & $a_7,c \rightarrow\ f$ \\
\end{tabular}
\begin{tabular}{c r l}
\bimg{time6} & $time_6$: & $c d e f g$ \\
& & $d,e \rightarrow\ g$ \\
\end{tabular}
"Axioms" $a_1 a_2 a_3 a_4 a_5 a_6 a_7$
Innperseq \\
$(a_3,a_2,a_1)$
$(b,a_3)$
$(c,a_5,a_4)$
$(d,b,a_6)$
$(e,c,a_7)$
$(f,e,d)$
$(g)$
In "Innperseqs," a conventional proof would be redundant unless all
the statements were on the same radius. And even if the weakest axiom were
chosen (the initial outer endpoint), this axiom would imply the initial inner
endpoint, and from there the theorem could be reached immediately. In
other words, to use the standard definition of "proof" in "Innperseqs"
would result in an uninteresting derivation structure. Thus, a more
interesting derivation structure is defined, the "innperseq." The interest of
an "innperseq" is to be as elaborate as the many restrictions in its definition
will allow. Proofs are either disregarded in "Innperseqs"; or else they are
identified with innpersegs, and lack Property 8. "Innperseqs" makes the
break with the proof-theorem structure of formalist mathematics.
Turning to simple implication, an implicand can have many impliors;
and there is an infinity of axioms, specified by a general condition. The
system has Property 1 in the sense that a sentence can exist at different
times and be a member of different implications. It has Property 4 in the
sense that the sentences in a specific implication can exist at different times,
and the implication holds as long as the sentences exist. It has Property 3 in
that an inner endpoint implies itself. The system also has Properties 5 and 7;
and lacks Property 2. But, as before, Properties 6 and 9 are another matter.
Given several sentences, it is certainly possible to tell mechanically whether
one is implied by the others. But when are you given sentences? If one can
think the sentences, then relating them is easy---but it is difficult to think the
sentences in the first place, even though they objectively exist. The diagram
suggests what to look for, but the actual thinking, the actual sentences are
another matter. As for Property 9, when "theorems" are identified with last
members of innperseqs, I hesitate to say whether a derivation of a given
sentence can be constructed mechanically. If a sentence is nearer the center
than the axioms are, an innperseq can be constructed for it. Or can it? The
answer is contingent. "Innperseqs" is indeterminate because of the difficulty
of thinking the sentences, a difficulty which is defined into the system. It is
the mathematician's capabilities at a particular instant which delimit the
indeterminacies. Precisely because of the difficulty of thinking sentences, I
will give several subvariants of the system.
{ \centering \large \textsc{Indeterminacy} \par}
\begin{sysrules}
A "totally determinate innperseq" is an innperseq in which one thinks all the
sentences.
An "implior-indeterminate innperseq" is an innperseq in which one thinks
only each implicand and the outer segment it terminates.
A "sententially indeterminate innperseq" is an innperseq in which one thinks
only the outer segment, and its inner endpoint, as it progresses
inward.
\end{sysrules}
Let us return to the matter of pure and descriptive syntax. The interest
of "Illusions" and "Innperseqs" is precisely that their abstract structure
cannot be separated from their physical and psychological character, and
thus that they are not isomorphic to any conventional ink-on-paper system. I
am trying to break through to unheard of, and hopefully significant, modes
of implication; to define implication structures (and derivation structures)
beyond the reach of past mathematics.
\subsection{Constructed Memory Systems}
In order to understand this section, it is necessary to be thoroughly
familiar with \essaytitle{Studies in Constructed Memories,} the essay following this
one. (I have not combined the two essays because their approaches are too
different.) I will define post-formalist systems in constructed memories,
beginning with a system in an M*-Memory.
{ \centering \large "\textsc{Dream Amalgams}" \par}
\begin{sysrules}
A "sentence" is a possible method, an $A_{a_i}$. with respect to an M*-Memory.
The sentence $A_{a_p}$ "implies" the sentence $A_{a_q}$ if and only if the $a_q$th
M*-assertion is actually thought; and either $A_{a_q} = A_{a_p}$, or else there is
cross-method contact of a mental state in $A_{a_q}$ with a state in $A_{q_p}$\footnote{sic?}
The axioms must be chosen from sentences which satisfy two conditions.
The mental states in the sentences must have cross-method contact
with mental states in other sentences. And the M*-assertions
corresponding to the sentences must not be thought.
Explanation: As \essaytitle{Studies in Constructed Memories} says, there can be
cross-method contact of states, because a normal dream can
combine totally different episodes in the dreamer's life into an
amalgam.
\end{sysrules}
"\textsc{Dream Amalgams}" has Properties 1-5. For the first time, sentences are
structurally composite, with mental states being the relevant sentential
elements. Implication has an unusual character. The traditional type of
implication, modus ponens, is "directed," because the conditional is
directed. Even if $\ulcorner\varphi\supset\phi\urcorner$ is true
$\ulcorner\varphi\supset\phi\urcorner$ may not be. Now implication is also
directed in "\textsc{Dream Amalgams,}" but for a very different reason.
Cross-method contact, unlike the conditional, has a symmetric character.
What prevents implication from being necessarily symmetrical is that the
implicand's M*-assertion actually has to be thought, while the implior's
M*-assertion does not. Thus, implication is both subjective and mechanical,
it is subjective, in that it is a matter of volition which method is remembered
to have actually: been used. It is mechanical, in that when one is
remembering, one is automatically aware of the cross-method contacts of
states in $A_{a_q}$. The conditions on the axioms ensure that they will have
implications without losing Property 7.
As for compound implication in "\textsc{Dream Amalgams,}" the organism
with the M*-Memory can't be aware of it at all; because it can't be aware
that at different times it remembered different methods to be the one
actually used. (In fact, the organism cannot be aware that the system has
Property 5, for the same reason.) On the other hand, to an outside observer
of the M*-Memory, indirect implication is not only thinkable but
mechanical. It is not superfluous because cross-method contact of mental
states is not necessarily transitive. The outside observer can decide whether a
sentence is a theorem by the following mechanical procedure. Check
whether the sentence's M*-assertion has acually been thought; if so, check all
sentences which imply it to see if any are axioms; if not, check all the
sentences which imply the sentences which imply it to see if any are axioms;
etc. The number of possible methods is given as finite, so the procedure is
certain to terminate. Again, an unprecedented mode of implication has been
defined.
When a post-formalist system is defined in a constructed memory, the
discussion and analysis of the system become a consequence of constructed
memory theory and an extension of it. Constructed memory theory, which
is quite unusual but still more or less employs deductive inference, is used to
study post-formalist modes of inference which are anything but deductive.
To aid in understanding the next system, which involves infalls in a
D-Memory, here is an
{ \centering \large \framebox[1.1\width]{"Exercise to be Read Aloud"} \par}
(Read according to a timer, reading the first word at O' O", and prolonging
and spacing words so that each sentence ends at the time in parentheses after
it. Do not pause netween sentences.)
\begin{tabular}{ r l }
($event_1$) & All men are mortal. (17") \\
($Sentence_1=event_2s$) & The first utterance lasted 17" and ended at 17"; and lasted 15" and ended 1" ago. (59") \\
($S_2=event_3$) & The second utterance lasted 42" and ended at 59": and lasted 50" and ended 2" ago. (1' 31") \\
($S_3=event_4$) & The third utterance lasted 32" and ended at 1' 31"; and lasted 40" and ended 1" ago. (2' 16") \\
\end{tabular}
Since '32' in $S_3$ is greater than '2' in $S_2$, $S_2$ must say that $S_1$ ($=event_2$)
ended 30" after $S_2$ began, or something equally unclear. The duration of $S_2$
is greater than the distance into the past to which it refers. This situation is
not a real infall, but it should give the reader some intuitive notion of an
infall.
\newcommand{\midheading}[1]{
{ \centering \large \textsc{#1} \par}}
\midheading{"Infalls"}
\begin{sysrules}
A "sentence" is a D-sentence, in a D-Memory such that $event_{j+1}$ is the first
thinking of the jth D-sentence, for all j.
Two sentences "imply" another if and only if all three are the same; or else
the three are adjacent (and can be written $S_{j+1},S_j,S_{j-1}$), and are such
that $\delta_j=x_{j+1}-x_j> z_j,$ $S^D_{j-1}$ is the implicand. (The function of $S_{j+1}$ is to
give the duration $\delta_j=x_{j+1}-x_j$ of $S_j$. $S_j$ states that $event_j$, the first
thinking of $S^{D}_{j-1}$, ended at a distance $z_j$ into the past, where $z_j$ is smaller
than $S^D_j$'s own duration. The diagram indicates the relations.)
\end{sysrules}
\img{infallsdiag}
In this variety of D-Memory, the organism continuously thinks successive
D-sentences, which are all different, just as the reader of the above exercise
continuously reads successive and different sentences. Thus, the possibility
of repeating a sentence depends on the possibility of thinking it while one is
thinking another sentence---a possibility which may be far-fetched, but which
is not explicitly excluded by the definition of a "D-Memory." If the
possibility is granted, then "\textsc{Infalls}" has Properties 1--5. Direct implication is
completely mechanical; it is subjective only in that the involuntary
determination of the $z_j$ and other aspects of the memory is a 'subjective'
process of the organism. Compound implication is also mechanical to an
outside observer of the memory, but if the organism itself is to be aware of
it, it has to perform fantastic feats of multiple thinking.
"\textsc{Dream Amalgams}" and "\textsc{Infalls}" are systems constructed with
imaginary elements, systems whose "notation" is drawn from an imaginary
object or system. Such systems have no descriptive syntax. Imaginary objects
were introduced into mathematics, or at least into geometry, by Nicholas
Lobachevski, and now I am using them as a notation. For these systems to
be nonisomorphic to any ink-on-paper systems, the mathematician must be
the organism with the M*-Memory or the D*-Memory. But this means that
in this case, the mathematics which is nonisomorphic to any ink-on-paper
system can be performed only in an imaginary mind.
Now for a different approach. Carnap said that we are free to choose
the rules of a system arbitrarily. Let us take Carnap literally. I want to
construct more systems in constructed memories---so why not construct the
system by a procedure which ensures that constructed memories are
involved, but which is otherwise arbitrary? Why not suspend the striving
after "interesting" systems, that last vestige of the striving after
"correctness," and see what happens? Why not construct the rules of a
system by a chance procedure?
To construct a system, we have to fill in the blanks in the following rule
schema in such a way that grammatically correct sentences result.
\newcommand{\blankspace}{\_\_\_\_\_\_\_\_\_\_}
\midheading{Rule Schema}
\begin{sysrules}
A "sentence" is a(n) \blankspace.
Two sentences "imply" a third if and only if the two sentences \blankspace\ the third.
An "axiom" is a sentence that \blankspace.
\end{sysrules}
I now spread the pages of \essaytitle{Studies in Constructed Memories} on the floor.
With eyes closed, I hold a penny over them and drop it. I open my eyes and
copy down the expressions the penny covers. By repeating this routine, I
obtain a haphazard series of expressions concerning constructed memories. It
is with this series that I will fill in the blanks in the rule schema. In the next
stage, I fill the first (second, third) blank with the ceries of expressions
preceding the-first (second, third) period in the entire series.
\midheading{"Haphazard System"}
\begin{sysrules}
A "sentence" is a the duration D-sentences $\triangle\ (\mathparagraph^m)$ conclude these
"$\Phi*$-Reflection," or the future Assumption voluntarily force of
conviction for conclusion the Situation or by ongoing that this
system? be given telling between the Situation 1.
Two sentences "imply" a third if and only if the two sentences is\slash was
contained not have to the acceptance that a certain and malleable
study what an event involves material specifically mathematics:
construct accompanies the rest, extra-linguistically image organism
can fantasy not remembering $\Phi*$-Memory, the future interval defined
in dream the third.
An "axiom" is a sentence that internally D-sentences, just as the
"$\Phi*$-Memory" sentences $A_{a_1}$ is $A_{a_2}$.
In the final stage, I cancel the smallest number of words I have to in
order to make the rules grammatical.
\end{sysrules}
\midheading{"Fantasied Amnesia"}
\begin{sysrules}
A "sentence" is a duration or the future force of conviction for the Situation
or this system given Situation 1.
Two sentences "imply" a third if and only if the two sentences have the
acceptance that a certain and malleable study extra-linguistically can
fantasy not remembering the future interval defined in the third.
An "axiom" is a sentence that internally just sentences $A_{a_2}$.
\end{sysrules}
It becomes clear in thinking about "Fantasied Amnesia" that its
metametamathematics is dual. Describing the construction of the rules, the
metamathematics, by a systematic performance, is one thing. Taking the
finished metamathematics at face value, independently of its origin, and
studying it in the usual manner, is another. Let us take "Fantasied Amnesia"
at face value. As one becomes used to its rules, they become somewhat more
meaningful. I will say that an "interpretation" of a haphazard system is an
explanation of its rules that makes some sense out of what may seem
senseless. "Interpreting" is somewhat like finding the conditions for the
existence of a constructed memory which seemingly cannot exist. The first
rule of "Fantasied Amnesia" is a disjunction of three substantives. The
"Situation" referred to in the second substantive expression is either
Situation 1 or else an unspecified situation. The third substantive expression
apparently means "this system, assuming Situation 1," and refers to
"Fantasied Amnesia" itself. The definition of "sentence" is thus meaningful,
but very bizarre. The second rule speaks of "the acceptance" as if it were a
written assent. The rule then speaks of a "malleable study" as "fantasying"
something. This construction is quite weird, but let us try to accept it. The
third rule speaks of a sentence that "sentences" (in the legal sense) a possible
method. So much for the meaning of the rules.
Turning to the nine properties of formalist systems, the reference to
"the future interval" in the implication rule of "Fantasied Amnesia"
indicates that the system has Property 2; and the system can perfectly well
have Property 8. It does not have Property 6 in any known sense. Certainly
it does have Property 9. it just might have Property. 1. But as for the other
four properties, it seems out of the question to decide whether "Fantasied
Amnesia" has them. For whatever it is worth, "Fantasied Amnesia" is on
balance incomparable to formalist systems.
My transformation rule schema has the form of a biconditional, in
which the right clause is the operative one. If a transformation rule were to
vary, in such a way that it could be replaced by a constant rule whose right
clause was the disjunction of the various right clauses for the variable rule,
then the latter would vary "trivially." 1 will say that a system whose
transformation rule can vary non-trivially is a "heterodeterminate" system.
Since 1 have constructed a haphazard metamathematics, why not a
heterodeterminate metamathematics? Consider a mathematician with an
M-Memory, such that each $A_{a_i}$. is the consistent use of a different
transformation rule, a different definition of "imply," for the mathematics
in which the mathematician is discovering theorems. The consistent use of a
transformation rule is after all a method---a method for finding the
commitments premisses make, and for basing conclusions in premisses. When
the mathematician goes to remember which rule of inference he has actually
been using, he "chooses" which of the possible methods is remembered to
have actually been used. This situation amounts to a heterodeterminate
system. tn fact, the metamathematics cannot even be written out this time; I
can only describe it metametamathematically in terms of an imaginary
memory.
We are now in the realm of mathematical systems which cannot be
written out, but can only be described metametamathematically. I will
present a final system of this sort. It is entitled \textsc{"System Such That No One
Knows What's Going On."} One just has to guess whether this system exists,
and if it does what it is like. The preceding remark is the
metametamathematical description, or definition, of the system.
\subsection{Epilogue}
Ever since Carnap's Principle of Tolerance opened the floodgates to
arbitrariness in mathematics, we have been faced with the prospect of a
mathematics which is indistinguishable from art-for-art's-sake, or
amusement-for-amusement's-sake. But there is one characteristic which saves
mathematics from this fate. Mathematics originated by abstraction from
primitive technology, and is indispensable to science and technology---in
short, mathematics has scientific applications. The experience of group
theory has proved, I hope once and for all, the bankruptcy of that narrow
practicality which would limit mathematics to what can currently be applied
in science. But now that mathematics is wide open, and anything goes, we
should be aware more than ever that scientific applicability is the only
objective value that mathematics has. I would not have set down constructed
memory theory and the post-formalist systems if I did not believe that they
could be applied. When and how they will be is another matter.
And what about the "validity" of formalism? The rise of the formalist
position is certainly understandable. The formalists had a commendable,
rationalistic desire to eliminate the metaphysical problems associated with
mathematics. Moreover, formalism helped stimulate the development of the
logic needed in computer technology (and also to stimulate this paper). In
spite of the productiveness of the formalist position, however, it now seems
beyond dispute that formalism has failed to achieve its original goals. (My
pure philosophical writings are the last word on this issue.) Perhaps the main
lesson to be learned from the history of formalism is that an idea does not
have to be "true" to be productive.
\section{Note}
Early versions of \textsc{"Illusions"} and \textsc{"Innperseqs"} appeared in my essay
"Concept Art," published in An Anthology, ed. La Monte Young, New
York, 1963. An early, July 1961 version of \textsc{"System Such That No One
Knows What's Going On"} appeared in dimension 14, Ann Arbor, 1963,
published by the University of Michigan College of Architecture and Design.
\section{Studies in Constructed Memories}
\subsection{Introduction}
The memory of a conscious organism is a phenomenon in which
interrelations of mind, language, and the rest of reality are especially evident.
In these studies, I will define some conscious memory-systems, and
investigate them. The investigation will be mathematical. In fact, the nearest
precedent for it is perhaps the geometry of Nicholas Lobachevski.
Non-Euclidian geometry had many founders, but Lobachevski in particular
spoke of his system as an "imaginary geometry." Lobachevski's system was,
so to speak, the physical geometry of an "imaginary," or constructed, space.
By analogy, my investigation could be called a psychological algebra of
constructed minds. It is too early to characterize the investigation more
exactly. Let us just remember Rudoiph Carnap's Principle of Tolerance in
mathematics: the mathematician is free to construct his system in any way
he chooses.
I will begin by introducing a repertory of concepts informally,
becoming more formal as I go along. Consider ongoing actions, which by
definition extend through past, present, and future. For example, "I am
making the trip from New York to Chicago." Consider also past actions
which have probable consequences in the present. "I have been heating this
water" (entailing that it isn't frozen now). I will be concerned with such
actions as these.
Our language provides for the following assertion: "I am off to the
country today; I could have been off to the beach; I could not possibly have
been going to the center of the sun". We distinguish an actual action from a
possible action; and distinguish both from an action which is materially
impossible. People insist that there are things they could do, even though
they don't choose to do them (as opposed to things they couldn't do). What
distinguishes these possible actions from impossible ones? Rather than
trying to analyze such everyday notions in terms of the logic of
counterfactual conditionals, or of modalities, or of probability, I choose to
take the notions at their face value. My concern is not to philosophize, but
to assemble concepts with which to define an interesting memory system.
What is the introspective psychological difference between a thought
that has the force of a memory, and a thought that has the force of a
fantasied past, a merely possible past? I am not asking how I know that a
verbalized memory is true; I am asking what quality a naive thought has that
marks it as a memory. Let Alternative E be that I went to an East Side
restaurant yesterday, and Alternative W be that I went to a West Side one.
By the "thought of E" I mean mainly the visualization of going into the East
Side restaurant. My thought of E has the force of memory. It actually
happened. W is something I could have done. I can imagine I did do W. There
is nothing present which indicates whether I did E or W. Yet W merely has
the force of possibility, of fantasy. How do the two thoughts differ? Is the
thought of E involuntarily more vivid? Is there perhaps an "attitude of
assertion" involuntarily present in the thought of E?
Consider the memory that I was almost run down by a truck yesterday:
I could have been run down, but wasn't. In such a case, the possibility that I
could have been run down would be more vivid than the actuality that I
wasn't. (Is it not insanity, when a person is overwhelmed by the fear of a
merely possible past event? ) My hold on sanity here would be the awareness
that I am alive and well today.
In dreams, do we not wholeheartedly "remember" that a misfortune
has befallen us, and begin to adjust emotionally to it? Then we awake, and
wholeheartedly remember that the misfortune has not befallen us. The
thought that had the force of memory in the dream ceases to have that force
as we awake. We remember the dream, and conclude that it was a fantasy.
Even more characteristic of dreams, do I not to all intents and purposes go
to far places and carry out all sorts of actions in a dream, only to awaken in
bed? We say that the dream falsifies my present environment, my
sensations, my actions, memories, the past, my whole world, in a totally
convincing way. Can a hypnotist produce artificial dreams, that is, can he
control their content? Can the hypnotist give his subject one false memory
one moment, and replace it with a contradictory memory the next
moment?
I will now specify a situation involving possible actions and
remembering.
Situation 1. "I could have been accomplishing G by doing $A_{a_1}$, or by
doing $A_{a_2}$, \ldots, or by doing $A_{a_n}$; but I have actually been accomplishing G by
doing $A_{a_1}$." Here the ongoing actions $A_{a_i}$, $i=1,...,n$,$a_i\neq a_h if i\neq h$, are
the possible methods of accomplishing G. (The subscripts are supposed to
indicate that the methods are distinct and countable, but not ordered.) The
possible methods cannot be combined, let us assume.
In such a situation, perhaps the thought that I have been doing $A_{a_1}$
would be distinguished from similar thoughts about $A_{a_2}, ..., A_{a_n}$ by the
presence of the "attitude of assertion". Since the possible methods are
ongoing actions, the thought that I have been doing $A_{a_i}$ has logical or
probabie consequences I can check against the present.
Now $A_{a_1}$, is actual and $A_{a_2}$ is not, so that $A_{a_1}$, simply cannot have
possible jar in $A_{a_3}$ to contain it. The only "connection" $A_{a_1}$ could have
material contact with $A_{a_2}$. An actual liquid in $A_{a_1}$ could not require a
with $A_{a_2}$, would be verbal and gratuitous. Therefore, in order to be possible
methods, $A_{a_2}$, ..., $A_{a_n}$ must be materially separable. A liquid in $A_{a_2}$ must
not require a jar in $A_{a_3}$ to contain it. If it did, $A_{a_2}$ couldn't be actualized
while $A_{a_3}$, remained only a possibility.
Enough concepts are now at hand for the studies to begin in earnest.
\subsection{M-Memories}
\newcommand{\definition}{\textbf{Definition.}}
\newcommand{\assumption}[1]{\textit{Assumption #1.}}
\newcommand{\conclusion}[1]{\textbf{Conclusion #1.}}
\definition Given the sentences "I have actually been doing $A_{a_i}$", where
the $A_{a_i}$ are non-combinable possible methods as in Situation 1, an
"M-Memory" is a memory of a conscious organism such that the organism
can think precisely one of the sentences at a time, and any of the sentences
has the force of memory.
This definition refers to language, mind, and the rest of reality in their
interrelations, but the crucial reference is to a property of certain sentences.
I have chosen this formulation precisely because of what I want to
investigate. I want to find the minimal, elegant, extra-linguistic conditions,
whatever they may be, for the existence of an M-Memory (which is defined
by a linguistic property). I can say at once that the conditions must enable
the organism to think the sentences at will, and they must provide that the
memory is consistent with the organism's present awareness.
\definition The "P-Memory" of a conscious organism is its conscious
memory of what it did and what happened to it, the past events of its life. I
want to distinguish here the "personal" memory from the preconscious.
\definition An "L-Memory" is a linguistic P-Memory having no
extra-linguistic component. Of course, the linguistic component has
extra-linguistic mental associations which give it "meaning"--otherwise the
memory wouldn't be conscious. But these associations lack the force of a
mental reliving of the past independent of language. An L-Memory amounts
to extra-linguistic amnesia.
\assumption{1.1} With respect to normal human memory, when I forget
whether I did x, I can't voluntarily give either the thought that I did x, or
the thought that I didn't do x, the force of memory. I know that I either did
or didn't do x, but I can create no conviction for either alternative. (An
introspective observation.)
\conclusion{1.2} An L-Memory is not sufficient for an M-Memory, even
in the trivial case that the $A_{a_i}$ are beyond perception (as internal bodily
processes are). True, there would be no present perceptions to check the
sentences "I have actually been doing $A_{a_i}$" against. True, the L-Memory
precludes any extra-linguistic memory-"feelings" which would conflict with
the sentences. But the L-Memory is otherwise normal. And \textit{Assumption 1.1}
indicates that normally, either precisely one of a number of mutually
exclusive possibilities has the force of memory; or else the organism can give
none of them the force of memory.
\assumption{1.3} I cannot, from within a natural dream, choose to swith
to another dream. (An introspective observation. A "natural" dream is a
dream involuntarily produced internally during sleep.)
\conclusion{1.4} An M-Memory could not be produced by natural
dreaming. It is true that in one dream one sentence could have the force of
memory, and in another dream a different sentence could. But an M-Memory
is such that the organism can choose one sentence-memory one moment and
another the next. See Assumption 1.3.
\assumption{1.5} Returning to the example of the restaurants, I find
that months after the event, my thought of E no longer has the force of
memory. All I remember now is that I used to remember that I did E. I
remember that I did E indirectly, by remembering that I remembered that I
did E. (My memory that I did E is becoming an L-Memory.) The assumption
is that a memory of one's remembering can indicate, if not imply, that the
event originally remembered occurred.
\conclusion{1.6} The following are adequate conditions for the existence
of an M-Memory.
\begin{enumerate}
\item The sentences are the organism's only memory of which
method he has been using.
\item When the organism thinks "I have actually been doing $A_{a_i}$".
then (he artificially dreams that) he has been doing $A_{a_i}$ --- and is
now doing it.
\item When the dream ends, he does not remember that he
remembered that "he has been doing $A_{a_i}$," That is, he does not remember
the dream; and he does not remember that he thought the sentence. These
conditions would permit the existence of an M-Memory or else a memory
indistinguishable to all intents and purposes from an M-Memory.
\end{enumerate}
What I have in mind in \conclusion{1.6} is dreams which are produced
artificially but otherwise have all the remarkable qualities of natural dreams.
There would have to be a state of affairs such that the sentence would
instantly start the dream going.
So much for the conditions for the existence of an M-Memory.
Consider now what it is like as a mental experience to have an M-Memory.
What present or ongoing awareness accompanies an M-Memory?
\conclusion{1.6.2} already told what the remembering is like. For the rest, I will
informally sketch some conclusions. The organism can extra-linguistically
image the $A_{a_i}$. The organism can think "I could have been doing $A_{a_i}$." When
not remembering, the organism doesn't have to do any $A_{a_i}$, or he can do any
one of them. The organism must not do anything which would liquidate a
possble method, render the action no longer possible for him.
\assumption{2.1} A normal dream can combine two totally different
past episodes in my life into a fused episode, or amalgam; so that I "relive" it
without doubts as.a single episode, and yet remain vaguely aware that
different episodes are present in it. Dreams have the capacity not only to
falsify my world, but to make the impossible believable. (An introspective
observation.)
\conclusion{2.2} The conditions for the existence of an M-Memory
further permit material contact between the possible methods, the very
contact which is out of the question in a normal Situation 1. The dream is so
flexible that the organism can dream that an (actual) liquid is\slash was contained
by a jar in a possible method. See \assumption{2.1} Thus, the $A_{a_i}$ do not have
to be separable to be possible methods.
I will now introduce further concepts pertaining to the mind.
\definition\ A "mental state" is a mental "stage" or "space" or "mood"
in which visualizing, remembering, and all imaging can be carried on.
Some human mental states are stupor, general anxiety, empathy with
another person, dizziness, general euphoria, clearheadedness (the normal
state in which work is performed), and dreaming. In all but the last state,
some simple visualization routine could be carried out voluntarily. Even ina
dream, I can have visualizations, although here I can't have them at will. The
states are not defined by the imaging or activities carried on while in them,
but are "spaces" in which such imaging or activities are carried on.
By definition.
\conclusion{3.2} An M-Memory has to occur within the time which the
possible methods require, the time required to accomplich G. By definition.
\definition An "M*-Memory" is an M-Memory satisfying these
conditions.
\begin{enumerate}
\item $A_{a_i}$, for the entire time it requires, involves the voluntary
assuming of mental states. $i=1,...,n$.
\item The material contact between the
possible methods, the cross-method contact, is specifically some sort of
contact between states.
\end{enumerate}
\conclusion{3.3} For an M*-Memory, to remember is to choose the
mental state in which the remembering is required to occur (by the
memory). After all, for any M-Memory, to remember is to choose all the
$A_{a_i}$-required things you are doing while you remember.
By now, the character of this investigation should be clearer. I seek to
stretch our concepts, rather that to find the "true" ones. The investigation
may appear similar to the old discipline of philosophical psychology, but its
thrust is rather toward the modern axiomatic systems. The reasoning is
loose, but not arbitrary. And the investigation will become increasingly
mathematical.
\subsection{D-Memories}
\definition\ A "D-Memory" is a memory such that measured past time
appears in it only in the following sentences: "$Event_j$ occurred in the interval
% TODO\<F11><F12> ? whats up with AF
of time which is $x_j-x_{j-1}$ long and ended at $x_j$ AF, and is Yj long and ended $z_j$
\ ago," where $x_j$, $y_j$ and $z_j$ are positive numbers of time units (such as hours)
and '$AF$' means "after a fixed beginning time." $x_O=O;$ $x_j> x_{j-1}$; and at any
one fixed time, the intervals $|z_j, z_j+y_j|$ nowhere overlap. $y_j+z_j\leq x_j$ For an
integer $m$, the $m$th sentence acquires the force of memory, is added to the
memory, at the fixed time $x_m$. $j=1, ..., f(t)$, where the number of sentences
$f(t)$ is written as a function of time $AF$. Then $f(t)=m$ when $x_m \leq t \less x_{m+1}$.
The sentences have the force of memory involuntarily. The organism does
not make them up at will.
Let me explain what the D-Memory involves. $Event_j$ is assigned to an
abnormal "interval," a dual interval defined in two unrelated ways. The
intervals defined by the $y_j$ and $z_j$ are tied to the present instant rather than to
a fixed time, and could be written $|N-z_j-y_j, N-z_j|$, where '$N$' means "the time
of the present instant relative to the fixed beginning time."
\newcommand{\proof}{\textit{Proof}}
\conclusion{4} The intervals $|N-z_j-y_j, N-z_j|$ nowhere overlap.
\proof: By definition, the intervals $|z_j, z_j+y_j|$ nowhere overlap. If $j\neq k$,
$|z_j, z_j+y_j|\cap|z_k, z_k+y_k|=\emptyset$
This fact implies that \eg $z_j\less z_j+y_j\less z_k\less z_k+y_k$.
Then $N-z_k-y_k\less N-z_k\less N-z_j-y_j\less N-z_j$.
Then $|N-z_k-y_k, N-z_k|\cap|N-z_j-y_j, N-z_j|=\emptyset$
At any one time, the organism can think of all the sliding intervals, and they
partly cover the time up to now without overlapping.
Suppose you find the deck of n cards
{ \centering
\framebox[1.1\width]{
\centering
$event_j$ \linebreak
$z_j$ ago}}
($j=1,...,n$ and $z_j$ is a positive number of days), and you have no
information to date them other than what they themselves say. If you
believe the cards, your mental experience will be a little like having a
D-Memory. Then, the definition does not require that $y_j=x_j-x_{j-1}$. Again, it is
not that two concepts of "length" are involved, but that the "interval" is
abnormal. Of course this is all inconsistent, but I want to study the
conditions under which a mind will accept inconsistency.
\assumption{5.1} With respect to normal human memory, it is possible
to forget what day it is, even though one remembers a past date. (An
empirical observation.)
\assumption{5.2} This assumption is based on the fact that the sign
'CLOSED FOR VACATION. BACK IN TWO WEEKS' was in the window of
a nearby store for at least a month this summer; and the fact that a
filmmaker wrote in a newspaper, "When an actor asks me when the film will
be finished, I say 'In two months," and two months later I give the same
answer, and I'm always right.' Even in normal circumstances, humans can
maintain a dual and outright inconsistent awareness of measured time. [n
general, inconsistency is a normal aspect of human thinking and even has
practical value.
Imagine a child who has been told to date events by saying, for
example, x happened two days ago, and a day later saying again, x happened
two days ago---and who has not been told that this is inconsistent. What
conditions are required for the acceptance of this dating system? It is
precisely because of Assumptions 5.1 and 5.2 that a certain answer cannot
be given to this question. The human mind is so flexible and malleable that
there is no telling how much inconsistency it can absorb. I can only study
what flaws might lead the child to reject the system. The child might "feel"
that an event recedes into the past, something the memory doesn't express.
An event might be placed by the memory no later than another, and yet
"feel" more recent than the other. I speculate that if anything will discredit
the system, it will be its conflict with naive, "felt," extra-linguistic memory.
\conclusion{5.3} The above dating system would be acceptable to an
organism with an L-Memory.
\conclusion{5.4} The existence of an L-Memory is an adequate condition
for the existence of a D-Memory. With extra-linguistic amnesia, the
structure of the language would be the structure of the past in any case. The
past would have no form independent of language. Anyway, time is gone for
good, leaving nothing that can be checked directly. Without an
extra-linguistic memory to fall back on, and considering Assumptions 5.1
and 5.2, the dual temporal memory shouldn't be too much to absorb.
As I said, the real difficulty with this line of investigation is putting
limits on anything so flexible as the mind's capacity to absorb inconsistency.
Now the thinking of a sentence in a D-Memory itself takes time. Let
$\delta(S^D_j)$ be the minimum number of time units it takes to think the jth
D-sentence. This function, abbreviated '$\delta_j$', is the duration function of the
D-sentences.
\conclusion{6.1} If $\delta_j\greater z_j$, the memory of the interval defined by $y_j$ and
$z_j$ places the end of the interval after the beginning of the memory of it, or
does something else equally unclear. If $\delta_j\greater y_j+z_j$, the entire interval is placed
after the beginning of the memory of it. When $\delta_j\greater z_j$, let us say that the end
of the remembered interval falis within the interval for the memory of it, or
that the situation is an "\textsc{infall}." (Compare \said{The light went out a half-second
ago}.)
\conclusion{6.2} If $\delta_j\greater x_{j+k}-x_j$, then $S^D_{j+k}$ is added to the preconscious
before $S^D_j$ can be thought once. The earliest interval during which the jth
sentence can be thought "passes over" the (j+k)th interval. Let us say that
the situation is a "\textsc{passover}." (Something of the sort is true of humans,
whose brains contain permanent impressions of far more sensations than can
be thought, remembered in consciousness.)
\conclusion{6.3} If there are passovers in a D-Memory, the organism
cannot both think the sentences during the earliest intervals possible and be
aware of the passovers.
\proof: The only way the organism can be aware of $\delta(S_j)$
is for $event_{j+h}$ (h a positive integer) to be the thinking of $S_j$.
If the thinking of $S_j$ takes piace as the $(j+1)^{th}$ event, then the organism gets two
values for $\delta(S_j)$, namely $x_{j+1}-x_j$ and $y_{j+1}$. Assume that only $x_{j+1}-x_j$
is allowed as a measure of $\delta(S_j)$. Since $\delta(S_j)=x_{j+1}-x_j$, there is no passover. If
the thinking of $S_j$ takes place as the $(j+2)^{th}$ event, then $x_{j+2}-x{j+1}=\delta(S_j)$
could be greater than $x_{j+1}-x_j$. But since $S_j$ goes into the preconscious at $x_j$,
$S_j$ is not actually thought in the earliest interval during which it could be
thought. See the diagram.
\img{dmemdiag}
\conclusion{6.4} Let there be an \textsc{infall} in the case where $event_{j+1}$ is the
thinking of $S_j$. $\delta(S_j)=x_{j+1}-x_j$ and $\delta(S_j)\greater z_j$. $S_{j+1}$ gives $\delta(S_j)$,
so that the organism can be aware of it.
It is greater than $z_j$. Thus, the organism can be
aware of the \textsc{infall}. However, the \textsc{infall} will certainly be no more difficult to
accept than the other features of the D-Memory. And the thinking of $S_j$ has
to be one of the events for the organism to be aware of the infall.
\subsection{$\Phi$-Memories}
I will conclude these studies with two complex constructions.
\definition A "$\Phi$-Memory" is a memory which includes an M*-Memory
and a D-Memory, with the following conditions.
\begin{enumerate}
\item The goal G, for the M*-Memory, is to move from one point to another.
\item For the D-Memory, "$event_j$" becomes a numerical term, the decrease in the organism's distance
from the destination point during the temporal interval. \said{A 3-inch move
toward the destination} is the sort of thing that "$event_j$' here refers to.
\item The number of $A_{a_i}$ equals the number of D-sentences factorial. The number
of D-sentences, of course, increases.
\end{enumerate}
Consider the consecutive thinking of each D-sentence precisely once, in
minimum time, while the number of sentences remains constant. Such a
"D-paragraph" is a permutation of the D-sentences. Let $\mathparagraph^m$ be a
D-paragraph when the number of sentences equals the integer m. There are
$m!$ $\mathparagraph^m$s. When $f(t)=m=3$, one of the six $\mathparagraph^3$s is $S^D_3 S^D_1 S^D_2$,
thought in
minimum time. Assume that the duration $\triangle$ of a D-paragraph depends only
on the number of D-sentences and the $\delta_j$. We can write
$$ \triangle(\mathparagraph^m)=\sum_{j=1}^{m} \delta_j $$
The permutations of the D-sentences, as well as the D-paragraphs, can be
indexed with the $a_i$, just as the possible methods are.
Definition. A "$\Phi*$-Memory" is a $\Phi$-Memory in which the order of the
sentences in the $a_i$th $\mathparagraph^m$ has the meaning of \said{I have actually been doing $A_{a_i}$}
assigned to it. The order is the indication that $A_{a_i}$ has actually been used; it
is the $a_j$th M*-assertion. \said{I have actually been doing $A_{a_i}$} is merely an English
translation, and does not appear in the $\Phi*$-Memory.
\conclusion{7} Given a $\Phi*$-Memory, if one D-sentence is forgotten, not
only will there be a gap in the awareness of when what events occurred; it
will be forgotten which method has actually been used.
This conclusion points toward a study in which deformations of the
memory language are related to deformations of general consciousness.
\definition A "$\Phi*$-Reflection," or reflection in the present of a
$\Phi*$-Memory, is a collection of assertions about the future, derived from a
$\Phi*$-Memory, as follows.
\begin{enumerate}
\item There are the sentences "$Event_j$ will occur in the
interval of time which is $x_j-x_{j-1}$ long, and begins at twice the present time
$AF$, minus $x_j AF$; and which is $y_j$ long and begins $z_j$ from now." If $event_j$ was
a 3-inch move toward the destination in the "$\Phi*$-Memory, the sentence in the
$\Phi*$-Reflection says that a 3-inch move will be made in the future temporal
interval.
\item The $a_i$th permutation of the sentences defined in (1) is an
assertion which has the meaning of \said{I will do $A_{a_i}$}; and the organism can
think precisely one permutation at a time. The $A_{a_i}$, $x_j$, $y_j$, $z_j$, and the rest are
defined as before (so that in particular the permutations can be indexed with
the $a_i$).
\end{enumerate}
\conclusion{8} Given that the $\Phi*$-Memory's temporal intervals $|x_{j-1}, x_j|$
are reflected as $|2N-x_j, 2N-x_{j-1}|$, the reflection preserves the intervals'
absolute distances from the present.
\proof: The least distance of $|x_{j-1}, x_j|$
from $N$ is $N-x_j$; the greatest distance is $N-x_{j-1}$. Adding the least distance, and
then the greatest distance, to $N$, gives $|2N-x_j, 2N-x_{j-1}|$.
I will end with two problems. If a $\Phi*$-Memory exists, under what
conditions will a $\Phi*$-Reflection be a precognition? Under what conditions
will every assertion be prescience or foreknowledge? By a "precognition" I
don't mean a prediction about the future implied by deterministic laws; I
mean a direct "memory" of the future unconnected with general principles.
Finally, what would a precognitive $\Phi*$-Reflection be like as a mental
experience? What present or ongoing awareness would accompany a
precognitive $\Phi*$-Reflection?
\part{The New Modality}
\chapter{Representation of the Memory of an Energy Cube Organism (1966 VERSION)}
The energy cube organism is a conscious organism which is nothing but
energy confined to a cubical space. It rests on a rectangular energy slab, in a
stationary, colorless liquid, separated from the slab by a thin film of liquid.
It has been on the slab for an indefinitely long time. There are in fact two
infinite bodies of the liquid, alternating with two infinite empty spaces; the
four volumes are outlined by two intersecting planes which just miss being
perpendicular. The slab is poised, at a slant, on the faces of the upper body
of liquid, near where they meet. There are no other objects in the bodies of
liquid. The slab, liquid, and spaces are the energy cube organism's entire
cosmology. (See the illustration.)
\img{energycube}
The energy cube organism can continuously change position,
continuously and instantly moving the liquid from its path into its wake so
as to make no current in the liquid. For almost as long as it has been on the
slab, the organism has devoted itself to crossing the slab, from the slab's edge
on one face of the liquid to its edge on the other.
The energy cube organism has a conscious memory (by which I mean
strictly a memory of what it did and what happened to it, the past events of
its existence). The memory consists of symbols which are given "meaning"
by their extra-linguistic mental associations---in human terms, it consists of
language. The complete memory contains tens of thousands of partial
memories, which the organism can only have one at a time. Going through
the partials---which it does as if they were the phonemes of one long
word---constitutes its one complete memory. Each partial is a memory of the
difference in the organism's minimum distances from the destination edge, at
the beginning, and at the end, of some interval of time. Call the difference its
"progress." The total of time intervals in all the partials completely covers
the interval from the earliest remembered event to the most recent
remembered event. As time passes, more partials are added to the complete
memory. The production of partial memories is an involuntary process of
the organism.
The memory is temporally dual. The interval for each partial is an
interval of fixed time, defined by its duration, and the distance from the
fixed time when the energy cube organism appeared on the slab up to the
interval's end. But it is also a sliding interval, defined by its duration, and a
constant distance from the present instant back to the interval's end. When
partials are added to the memory, each of the former intervals exactly covers
the tire not already covered, up to the absolute time when the partial is
added. But the latter intervals, while they never overlap, can have gaps
between them. The intervals generally are of different durations. The energy
cube organism lacks any independent extra-linguistic memory, any mental
reliving of the past, which could conflict with the dual temporal memory.
There is no form to the past other than that of the memory's language. (See
the graph.)
The order of the partials in the complete memory is a linguistic
phenomenon which indicates the method the organism has been using to
move itself--and thus the order (with its extra-linguistic associations) is the
memory of the method. A single method" is everything to be done by the
energy cube organism to move itself, throughout the entire time it takes to
reach the destination edge. There are different possible methods, and each
could get the organism across; but the methods cannot be combined in any
way. Every order of all partials signifies a different possible method. These
possible methods are in no special order. When a partial is added to the
memory, the number of possible methods is increased by a factor equal to
the new number of partials.
\img{energycubegraph}
{
\centering
\textsc{Graph} showing a possible relationship in the dual temporal memory
\par
}
Now the complete memory is obtained by going through the partials---in
any order! Any order gives the memory. This feature, which can be
precisely characterized in terms of the memory language, is perhaps the most
remarkable feature of the whole cosmology. An approach to this feature in
human terms is to say that when the organism goes through the partials, (it
dreams that) it has been using the method indicated---and is presently using
it. It (does not remember the dream, and) does not remember going through
the partials. It has no other memory of which method it has been using.
The organism moves itself by mental exertion, teleports itself. The
"possible methods" are mental routines. These routines draw on the
following standard mental resources. The organism can assume at will many
"mental states." By 'mental state' I refer to a mental "stage" or "space" or
"mood" in which visualizing, remembering, and all imaging can be carried
on. Some human mental states are general euphoria, stupor, general anxiety,
dreaming, dizziness, empathy with another person, and clearheadedness, the
normal state in which work is performed. These states are not defined by
specific imagings, but are "spaces" in which imaging is carried on. The
organism changes its state by changing from one form of energy to another,
gravity, magnetism, electric energy, radiated heat, or light. In these states,
the organism has an unlimited capacity to image; in human terms, to
visualize. There are visualized regions of colored liquids. Call them "fluid
colors." There are visualized glowing surfaces, and there are black regions or
"holes." There are visualized "covers," "lattices," and "shells," which are all
formed from transparent planes, spherical surfaces and the like. Call them
"orojected surfaces." The fluid colors can be stationary or flowing. There are
"channels," which are strung-out series of fluid colors. There are
"reservoirs," which are clusters of fluid colors. A channel can be closed or
open. Two channels can cross each other. There are pairs of channels such
that earlier members of each channel flow into later members of the
other---called "screw-connected" channels. Fluid colors often occur on or
within projected surfaces. Projected surfaces can be growing or held. A
visualization can be at the forefront of attention, or in the back of the mind.
That is, states have depth, and visualizations can be at different depths. The
state as a whole can be "frozen" or "melted." A human approach is to say
that a "frozen" state is set or fixed; while a "melted" state is fluid---the state
itself flows. A state can be projected into "superstate," gaining an abnormal
amount of mental energy and becoming superdizziness or superanxiety, for
instance.
Most interesting, states in different possible methods can have contact
with each other. A human approach is to say that dreams are so flexible that
the organism can dream that an actual state is\slash was in contact with a state in
a possible method. One sort of cross-method contact is for states to be
"interfrozen"---more easily frozen because they are somehow mixed. They
can also be "intermelted."
I will describe a method, as the organism would be conscious of it in
remembering. For concreteness, I will refer to the different states with the
names of human states rather than with letters. Channels are generated in a
frozen stupor, and become fixed at the forefront of attention of euphoria
intermelted with a possible state. The screw-crossed channels erode crevices
in a held lattice, which breaks into growing sheets (a variety of covers). The
sheets are stacked, and held in a frozen dream thawed at intervals for
reshuffling of the stack. The dream becomes melted, and proceeds in a
trajectory which shears, and closes, open channels. If no violation of the
channels cross-mars the melt, the stack meshes with the sharp-open channels.
The dream becomes interfrozen, and mixed clear-headed states compress the
closed channels which were not fixed at the dream's surface. A fused
exterior double-flash (a certain maximally "glowing surface") is
expand-enveloped by euphoria, which becomes dizziness; and oblique
lattices are projected from the paralinear deviation of guided open channels
in it. Growing shells are dreamed into violet sound-slices (certain synesthetic
"fluid colors") by the needed jumped drag (a generic state), a crossfrozen
dream. Channels in a growing anxiety enspiral concentric shells having
intermixed reservoirs between them, during cyclic intersection of the anxiety
in superstate. And on and on. Time is here the time it takes to carry out the
successive steps of the routine.
The energy cube organism language, the symbols constituting the
partials, are themselves mental entities. A partial is a rectangular plane
glowing surface, which has two stationary plane reservoirs on it, and has a
triangular hole in it. As a mental entity, in other words, a partial is a
visualization like those which are part of the methods. The perimeter of the
triangular hole equals the organism's progress in the corresponding time
interval. Absence of the hole indicates zero progress.
The fluid colors in each of the reservoirs on each partial memory are
primary colors, and are mixed together. Speaking as accurately as possible in
human terms, in each reservoir there is precisely one point of "maximum
mixture" of the primary colors. The primary colors are mentally mixed in
any way until the right amount of mixture is reached. There is a scale of
measurement for amounts of mixture of the colors. There is a scale for
vertical distances on the surface---for how far one point is below another. The
difference in amounts of mixture at the two points of maximum mixture
corresponds to the length of the first temporal interval; and the difference
between the maximum possible amount of mixture and the lesser of the two
amounts of maximum mixture on the surface corresponds to the distance
from the fixed beginning time to the interval's and. The vertical distance
between the two points of maximum mixture corresponds to the length of
the second temporal interval; and the vertical distance from the middle of
the surface to the point nearer it corresponds to the constant distance from
the present instant back to the interval's enc. The middle of the surface
represents the present, and the upper half represents the future; the
reservoirs are all in the lower half. For each partial it is necessary to
determine (1) the number of units of duration per unit difference in
amounts of mixture; and (2) the number of units of duration per unit
difference in vertical distances. The average glow per unit area of each
glowing surface (excepting the hole) is correlated with a pair of numbers
constituting this information.
Finally, turning all the partial memories upside down--and reflecting the
first temporal memory in the present instant, so that the intervals' absolute
distances from the present are preserved--gives the precognition of the
organism's future course of action, tells what progress will be made when
and by which method.
\section*{The Representation}
This essay accompanies a representation of the energy cube organism's
memory--hence its title. The way to picture the memory, naturally, is to
make something that looks like the partials. I have represented the partials
by rectangular sheets of paper of different translucencies with mixtures of
inks of primary colors on them and holes cut in them; together in an
envelope, which bears the injunction not to have more than one sheet out at
a time. Three of the tens of thousands of partials are represented.
\chapter{Representation of the Memory of an Energy Cube Organism (Original 1961 Version)}
\section*{Foreward}
I have refrained from editing the Original Version except where
absolutely necessary. It is full of inconsistencies and inadequate
explanations, but I have flagged only two major ones, by placing them
between the signs $\ltimes$ and $\rtimes$. Part of the fourth paragraph is flagged because a
sequence of units is not analogous to a sequence of inflected words; it is
rather more like permutations of letters which form words ('rat', 'tar', 'art').
Most of the seventh paragraph is flagged because I promise to define intervals
by their lengths and ends, but instead give their beginnings and ends.
In the fourth paragraph, there are two different versions of the
correspondence between possible methods and sequences of units, and of
why any sequence is acceptable. Passages belonging exclusively to the
"multiplex" version are set off by the sign \#. Passages which belong
exclusively to the "style" version and which should be deleted if the
"multiplex" version is used are placed between slashes (\slash). The "style" version is
the main version. In the fifth paragraph, a notion appears which is
interesting, but unconvincingly explained. It is not clear whether this notion
relates only to the "multiplex" version, or whether it would relate to the
"style" version if the word 'multiplex' were omitted. The passages suggesting
this notion are placed in brackets.
\begin{enumerate}
\item Energy cube organisms are conscious organisms which are cubical
spaces containing only energy. The particular energy cube organism of
concern here has, for an indefinitely long time, been in a body of liquid,
"resting on' a rectangular energy slab also in the body of liquid; the
organism's "bottom" face is separated from the slab by only a very thin film
of the liquid. The "universe" the organism and slab are in is made up of four
infinite triangular right prisms, prismatic spaces, as defined geometrically by
two intersecting planes almost perpendicular to each other. The prismatic
spaces defined by the vertical obtuse dihedral angles are empty. The other
spaces, defined by the vertical acute dihedral angles, are infinite bodies of a
stationary, colorless liquid--the "upper" body of liquid being what the
organism and slab are in. The two opposite shorter edges of the slab are at
the faces of the body of liquid, the planes, near their intersection; the slab is
"slanted," so that the edges are at slightly different distances from the line
of intersection. The organism and slab are the only "objects" in the bodies
of liquid. (See the illustration.) The organism can move (the energy cube can
continuously change position) without creating currents in the liquid. For
almost as long as it has been in the liquid, the organism has devoted all its
"intelligence," all its "energies," to moving across the slab, from one of the
shorter edges to (any point on) the other.
\item The organism's conscious, distinct memory is entirely concerned
with, is entirely of, its efforts to cross the slab. (I am using 'memory'
narrowly to refer to an organism's memory of its past. I am counting its
"general information," for example knowing a language, not as part of its
memory but as imagings not memories. Thinking the sequence 1, 2, 1, 2 is
not in itself remembering.) The total memory consists of a large number of
units (tens of thousands), of which the organism can be attentive to precisely
one at a time. "Total recall," the total memory, involves considering, having,
all units in any succession, which the organism can do very rapidly. Now
from one point of view, the memory consists of its content; from another, it
consists of symbols, just as human memories often consist of language. In
describing the memory, I will go from considering primarily the content,
what the memory is of; to considering the specific character of the units,
specific symbolism used in the memory, and specific content. Each unit is
first a memory of the amount of progress made toward the destination edge
in a particular interval of time. The amount of progress is the difference
between the minimum distance of the organism from the destination edge at
the beginning of the interval, and the minimum distance at the end of the
interval. The total of intervals, in the total of units, cover the "absolute"
interval of time from the earliest to the most recent remembered event; as
time passes, more units are added to the memory.
\item Now the memory is temporally dual: the interval of time for each
unit is first, an interval of 'absolute' time; defined by its duration, and the
"absolute" time of its end (stated with respect to an "absolute event" such
as the appearance of the organism on the slab); and secondly, an interval
defined by its duration, and how far from the present instant its end is. It is
like remembering that so much progress was made during one year which
ended at January 1, 1000 A.D.; as well as remembering that it was made
during one year which ended 1,000 years ago. In the second temporal
memory, the absolute time of the end of the interval to which the progress is
assigned changes according as the absolute time of the present instant
changes. For example, it is like remembering \said{that so much progress was
made during one year ending 1,000 years ago,} and, 100 years later,
remembering---\said{that so much progress was made during one year ending
1,000 years ago}; and in general, always remembering \said{that so much
progress was made during one year ending 1,000 years ago.} Both temporal
memories are in their own ways "natural," the first being anchored at an
"absolute beginning," the second at the present instant. When a unit is added
to the memory, the interval of time of the first temporal memory is added at
the end, exactly covers the time not already covered, up to the absolute time
when the unit is added; so that the total of intervals of the first temporal
memory exactly cover, without overlap, the absolute total time. In contrast,
although the intervals of the second temporal memory do not overlap at any
time, there can be gaps between them; so that when a unit is added to the
memory, the interval for the second temporal memory may be placed
between existing intervals and not have to cover an absolute time which they
have left behind, that is, not have to be placed farther back than all of them.
Intervals of both temporal memories are of different sizes, a "natural
complexity." (See the graph.) Incidentally, the condition for coincidence of
the two temporal intervals of a unit is: if the two intervals are of the same
duration, they will coincide at the absolute time which is the sum of the
absolute time of the end of the first interval, and the distance from the
present instant of the end of the second interval. The two temporal
memories complement each other; aside from this comment I will not be
concerned to "explain" the duality with respect to when the amounts of
progress were made, whether when they were "really" made stayed the same
and changed, or whether the memory is inconsistent about it, or what.
\item I will now turn to the aspect of the memory concerned with the
method the organism has used to move itself. \# Methodologically, the
memory is a multiplex symbol. \# A "single method" is everything to be done
by the organism, to move itself, throughout the total time it takes to reach
the destination edge; so that the organism could not use two different
"single methods," must, after it chooses its method, continue with it alone
throughout. The organism has available different (single) methods, has
different methods it could try. The different sequences, of all units, are
assigned to the different (single) methods available to the organism to signify
them; are symbols for them. (Thus, the number of available methods
increases as units are added to the memory.) \slash Now all this only approximates
what is the case, because contrary to what I may have implied, which
method is used is not a matter of "fact" as are the temporal intervals and
amounts of progress. As I have said, having all units in any succession
constitutes the total memory, total recall ("factually")--different sequences
of all units are each the total memory, total recall, $\ltimes$ but, as language, the
total memory in different styles (like words in different orders in a highly
inflected language); and the matter of method (which might better be said to
be "manner") corresponds to the matter of style, rather than factual
content, of language. Different styles exclude each other, but not what is
said in each other's being true.$\rtimes$ Thus it is that the number of available
methods can increase; and that any sequence of all units can constitute the
total memory, total recall ("factually"), although different sequences signify
different methods used. \slash \# As an indicator of the method used, the whole
memory is a multiplex symbol. Names for each of the methods are combined
in a single symbol, the totality of units. In remembering, the organism
separates any single name by going through all the units in succession, and
that name is the complete reading of the multiplex symbol, the complete
information about the method used. I will not be concerned to "explain"
the matter of the increasing number of available methods; or the matter of
any sequence of all units' constituting the complete reading, the total
memory, total recall, but different sequences' signifying different methods
used. \#
\item I will give just an indication of what the available methods [and
their relations through the multiplex memory] are like. Throughout this
description, there has been the difficulty that English lacks a vocabulary
appropriate for describing the "universe" I am concerned with, but the
difficulty is particularly great here, in the case of the methods [and their
relations through the multiplex memory]; so that I will just have to
approximate a vocabulary with present English as best as I can. The
methods, instruments of autokinesis, are all mental, teleportation, result in
teleportation. The "consciousnesses" available to the organism to be
combined into methods are infinitely many. It has available many states of
mind (as humans have non-consciousness, autohypnotic trance, dizziness,
dreaming, clear-headed calculation, and so forth), corresponding to different
forms its energy can assume. To give this description more content I will
differentiate its states of mind by referring to them with the names of the
human states of mind (rather than just with letters). It has available an
indefinite variety of contents, as humans have particular imagings, in its
conscious states of mind. I will outline the principal contents. There are
"visualized" fluid regions of color (like colored liquids), first-order contents.
There are 'visualized' radient surfaces, and non-radient surfaces or regions
("holes"), the intermediate contents. The second-order contents are
"projective" constructs of imaged geometric surfaces, "covers," "lattices,"
and "shells." Fluid colors can be stationary or flowing. They can occur in
certain series, "channels"; and in certain arrays, "reservoirs." A channel can
be "closed" or "open"; two channels can be "crossed," or
"screw-connected" (earlier members of each channel flowing into later
members of the other). First-order contents (fluid colors) often occur on or
within second-order ones (projective surfaces). Second-order contents can be
"held" or "growing." States of mind have depth, 'deeper' being 'farther from
the forefront of attention'; and contents can be at different depths. A state
of mind as a unity can be "frozen," which is more than just unchanging (in
particular having its contents stationary or held). It can be projected into
"superstate," remaining a state of mind but being superenergized. [Most
interesting, states of mind, in different methods signified by different
symbols combined in the multiplex methodological memory, can have
contact with each other, for example be "interfrozen."] A partial description
of a method will give an idea of the complexity of the methods. Channels are
generated by a frozen non-conscious state, and become fixed in the surface
layer of an [inter] melted trance. The screw-crossed channels erode crevices
in a held shell, which breaks into growing sheets (certain covers). The sheets
are stacked, and held in a frozen dream thawed at intervals for reshuffling.
The dream becomes melted, and proceeds in a trajectory which shears, and
closes, open channels. If no violation of the channels cross-mars the melt, the
stack meshes with the sharp-open channels. The dream becomes [inter]
frozen, and mixed calculation states compress the closed channels which
were not surface-fixed in it. A fused exterior double-flash (a certain
maximally radient surface) is expand-enveloped by a trance, which becomes
dizziness; and oblique lattices are projected from the paralinear deviation of
guided open channels in it. Growing shells are dreamed into violet
sound-slices (certain fluid colors) by the needed jumped drag (a certain
consciousness), a [cross] frozen dream. Channels in a growing trance enspiral
concentric shells having intermixed reservoirs between them, during cyclic
intersection of the trance in superstate. I will not say more about the
available methods, because in a sense the memory does not: a sequence of
units is a marker arbitrarily assigned to a method to signify it, like an
arbitrary letter, say 'q', assigned to a certain table to signify it; it no more
gives characteristics of the method than 'q' does of the table. In fact, the
available methods and sequences do not have any particular order; one
cannot speak of the "first" method, the "second," or the like.
\item I will now concentrate on the character of the memory as a mental
entity, and the rest of the symbolism used in it and specific content. A unit
is a rectangular plane ("visualized") radient surface (! ---the terminology is
that introduced in the last paragraph), which has two stationary plane
reservoirs (!) on it, and has a triangular hole (!) in it. The triangular hole is
a simple symboi not yet explained: its perimeter equals the amount of the
organism's progress, the difference in its minimum distances from the
destination edge, in the interval the unit is concerned with. Absence of the
hole indicates zero perimeter and no progress.
\item As for the symbols for the temporal interval. The colors in each of
the two reservoirs on each unit are primary, and are mixed together.
Speaking as accurately as possible in English, in each reservoir there is
precisely one point of "maximum mixture' of the primary colors. (The rest
of the reservoirs are not significant: the primary colors are mentally mixed in
any way to get the right amount of mixture, as pigments are mixed on a
palette.) $\ltimes$ For the first temporal memory, these points are two points on a
scale of amounts of color mixture. For the second memory, the points are
two points on a scale of vertical distances from the imaginary horizontal line
which bisects the rectangular surface, divides it into lower and upper halves.
The units are marked in their lower halves only; because for the second
memory the imaginary dividing line represents the present instant, distances
below it represent distances into the past, and distances above it distances
into the future (lower and upper edges representing equal distances from the
present). Now a scale is required so that it can be told what temporal
intervals the interval on the amount of mixture scale and the interval on the
distance scale represent. The parts of the scale which may vary from unit to
unit and have to be specified in each unit are the "absolute" time
corresponding to the maximum possible color mixture, the number of units
of absolute duration per unit difference in amounts of mixture, and the
number of units of absolute duration per unit difference in distances from
the imaginary dividing line. The markers arbitrarily assigned to the triples of
information giving these parts of the scale are average radiences per unit
areas of the units (excepting the holes). $\rtimes$
\item A final aspect of interest. Not too surprisingly, the transformation
which is inverting all units gives, if one considers not the first temporal
memory but its reflection in the present instant, the organism's precognized
course of action in the future, specifically, what progress will be made when.
\end{enumerate}
\section*{The Representation}
With this background, it is not surprising that the method of
representation I have chosen is visual representation of the units, the
"visualizations." Units are represented by rectangular sheets of paper of
different translucencies with mixtures of inks of primary colors on them and
holes cut in them, together in an envelope. Only one sheet should be out of
the envelope at a time. A sheet should be viewed while placed before a white
light in front of a black background, so that the light illuminates the whole
sheet as evenly as possible without being seen through the hole, only the
black being seen at the hole. The ultimate in fidelity would be to learn to
visualize these sheets as they look when viewed properly; then one could
have the memory as nearly as possible as the organism does. I have
represented eleven of the tens of thousands of units in the total memory.
\chapter{Concept Art}
{ \raggedleft (1961) \par }
Concept art is first of all an art of which the material is concepts, as the
material of e.g. music is sound. Since concepts are closely bound up with
language, concept art is a kind of art of which the material is language. That
is, unlike e.g. a work of music, in which the music proper (as opposed to
notation, analysis, etc.) is just sound, concept art proper will involve
language. From the philosophy of language, we learn that a concept may as
well be thought of as the intension of a name; this is the relation between
concepts and language.\footnote{The extension of the word 'table' is all
existing tables; the intension of 'table' is all possible instances of a table.}
The notion of a concept is a vestige of the notion of
a platonic form (the thing which e.g. all tables have in common: tableness),
which notion is replaced by the notion of a name objectively, metaphysically
related to its intension (so that all tables now have in common their
objective relation to table). Now the claim that there can be an objective
relation between a name and its intension is wrong, and (the word) concept,
as commonly used now, can be discredited (see my book, Philosophy
Proper). If, however, it is enough for one that there be a subjective relation
between a name and its intension, namely the unhesitant decision as to the
way one wants to use the name, the unhesitant decisions to affirm the names
of some things but not others, then concept is valid language, and concept
art has a philosophically valid basis.
Now what is artistic, aesthetic, about a work which is a body of
concepts? This question can best be answered by telling where concept art
came from; I developed it in an attempt to straighten out certain traditional
activities generally regarded as aesthetic. The first of these is structure art,
music, visual art, etc., in which the important thing is "structure." My
definitive discussion of structure art is in my unpublished essay \essaytitle{Structure
Art and Pure Mathematics}; here I will just summarize that discussion. Much
structure art is a vestige of the time when \eg music was believed to be
knowledge, a science, which had important things to say in astronomy \etc
Contemporary structure artists, on the other hand, tend to claim the kind of
cognitive value for their art that conventional contemporary mathematicians
claim for mathematics. Modern examples of structure art are the fugue and
total serial music. These examples illustrate the important division of
structure art into two kinds according to how the structure is appreciated. In
the case of a fugue, one is aware of its structure in listening to it; one
imposes relationships, a categorization (hopefully that intended by the
composer) on the sounds while listening to them, that is, has an (associated)
artistic structure experience. In the case of total serial music, the structure is
such that this cannot be done; one just has to read an analysis of the
music, definition of the relationships. Now there are two things wrong with
structure art. First, its cognitive pretensions are utterly wrong. Secondly, by
trying to be music or whatever (which has nothing to do with knowledge),
and knowledge represented by structure, structure art both fails, is
completely boring, as music, and doesn't begin to explore the aesthetic
possibilities structure can have when freed from trying to be music or
whatever.The first step in straightening out e.g. structure music is to stop
calling it music, and start saying that the sound is used only to carry the
structure and that the real point is the structure--and then you will see how
limited, impoverished, the structure is. Incidentally, anyone who says that
works of structure music do occasionally have musical value just doesn't
know how good real music (the Goli Dance of the Baoule; Cans on Windows
by La Monte Young; the contemporary American hit song Sweets for My
Sweets, by the Drifters) can get. When you make the change, then since
structures are concepts, you have concept art. Incidentally, there is another,
less important kind of art which when straightened out becomes concept art:
art involving play with the concepts of the art such as, in music, the score,
performer vs. listener, playing a work. The second criticism of structure art
applies, with the necessary changes, to this art.
The second main antecedent of structure art is mathematics. This is the
result of my revolution in mathematics, presented in my 1966 \essaytitle{Mathematical
Studies}; here I will only summarize. The revolution occured first because for
reasons of taste I wanted to deemphasize discovery in mathematics,
mathematics as discovering theorems and proofs. I wasn't good at such
discovery, and it bored me. The first way I thought of to de-emphasize
discovery came not later than Summer, 1960; it was that since the value of
pure mathematics is now regarded as aesthetic rather than cognitive, why not
try to make up aesthetic theorems, without considering whether they are
true. The second way, which came at about the same time, was to find, as a
philosopher, that the conventional claim that theorems and proofs are
discovered is wrong, for the same reason I have already given that 'concept'
can be discredited. The third way, which came in the fall-winter of 1960,
was to work in unexplored regions of formalist mathematics. The resulting
mathematics still had statements, theorems, proofs, but the latter weren't
discovered in the way they traditionally were. Now exploration of the wider
possibilities of mathematics as revolutionized by me tends to lead beyond
what it makes sense to call mathematics; the category of mathematics, a
vestige of Platonism, is an unnatural, bad one. My work in mathematics leads
to the new category of concept art, of which straightened out traditional
mathematics (mathematics as discovery) is an untypical, small but
intensively developed part.
I can now return to the question of why concept art is art. Why isn't it an
absolutely new, or at least a non-artistic, non-aesthetic activity? The answer
is that the antecedents of concept art are commonly regarded as artistic,
aesthetic activities; on a deeper level, interesting concepts, concepts
enjoyable in themselves, especially as they occur in mathematics, are
commonly said to have beauty. By calling my activity art, therefore, I am
simply recognizing this common usage, and the origin of the activity in
structure art and mathematics. However: it is confusing to call things as
irrelevant as the emotional enjoyment of (real) music, and the intellectual
enjoyment of concepts, the same kind of enjoyment. Since concept art
includes almost everything ever said to be music, at least, which is not music
for the emotions, perhaps it would be better to restrict art to apply to art for
the emotions, and recognize my activity as an independent, new activity,
irrelevant to art (and knowledge).
\section*{Concept Art Version of Mathematics System 3/26/61 (6/19/61)}
An element is the adjacent area (with the figure in it) so long as the
apparent, perceived, ratio of the length of the vertical line to that of the
horizontal line (the element's associated ratio) does not change.
A selection sequence is a sequence of elements of which the first is the one
having the greatest associated ratio, and each of the others has the associated
ratio next smaller than that of the preceding one. (To decrease the ratio,
come to see the vertical line as shorter, relative to the horizontal line, one
might try measuring the lines with a ruler to convince oneself that the
vertical one is not longer than the other, and then trying to see the lines as
equal in length; constructing similar figures with a variety of real (measured)
ratios and practicing judging these ratios; and so forth.)
[Observe that the order of elements in a selection sequence may not be the
order in which one sees them.]
\img{implications}
\section*{Implications---Concept Art Version of Colored Sheet Music No. 1 3/14/61 (10/11/61)}
[This is a mathematical system without general concepts of statement,
implication, axiom, and proof. Instead, you make the object, and stipulate
by ostension that it is an axiom, theorem, or whatever. My thesis is that
since there is no objective relation between name and intension, all
mathematics is this arbitrary. Originally, the successive statements, or sheets,
were to be played on an optical audiorecorder.]
\begin{sysrules}
The axiom: a sheet of cheap, thin white typewriter paper
The axiom implies statement 2: soak the axiom in inflammable liquid which
does not leave solid residue when burned; then burn it on horizontal
rectangular white fireproof surface---statement 2 is ashes (on surface)
Statement 2 implies s.3: make black and white photograph of s.2 in white
light (image of ashes' rectangle with respect to white surface (that is, of the
region (of surface, with the ashes on it) with bounding edges parallel to the
edges of the surface and intersecting the four points in the ashes nearest the
four edges of the surface) must exactly cover the film); develop film---s.3 is
the negative.
s.2 and s.3 imply s.4: melt s.3 and cool in mold to form plastic doubly
convex lens with small curvature; take color photograph of ashes' rectangle
in yellow light using this lens; develop film---s.4 is color negative.
s.2 and s.4 imply s.5: repeat last step with s.4 (instead of 3), using red
light---s.5 is second color negative
s.2 and s.5 imply s.6: repeat last step with s.5, using blue light---s.6 is third
color negative
s.2 and s.6 imply s.7: make lens from s.6 mixed with the ashes which have
been being photographed; make black and white photograph, in white fight,
of that part of the white surface where the ashes' rectangle was; develop film
--- s.7 is second black and white negative
s.2, s.6, and s.7 imply the theorem: melt, mold, and cool lens used in last
step to form negative, and make lens from s.7; using negative and lens in an
enlarger, make two prints, an enlargement and a reduction--enlargement and
reduction together constitute the theorem.
\end{sysrules}
\section*{Concept Art: Innpersegs (May--July 1961)}
\begin{sysrules}
A "halpoint" iff whatever is at any point in space, in the fading rainbow halo
which appears to surround a small bright light when one looks at it through
glasses fogged by having been breathed on, for as long as the point is in the
halo.
An "init`point" iff a halpoint in the initial vague outer ring of its halo.
An "inn`perseq" iff a sequence of sequences of halpoints such that all the
halpoints are on one (initial) radius of a halo; the members of the first
sequence are initpoints; for each of the other sequences, the first member (a
consequent) is got from the non-first members of the preceding sequence
(the antecedents) by being the inner endpoint of the radial segment in the
vague outer ring when they are on the segment, and the other members (if
any) are initpoints or first members of preceding sequences; all first members
of sequences other than the last [two] appear as non-first members, and
halpoints appear only once as non-first members; and the last sequence has
one member.
\end{sysrules}
\section*{Indeterminacy}
\begin{sysrules}
A $\ulcorner$totally determinate innperseq' iff an innperseq$\urcorner$ in which one is aware of
(specifies) all halpoints.
An $\ulcorner$antecedentally indeterminate innperseq' iff an innperseq$\urcorner$ in which one is
aware of (specifies) only each consequent and the radial seqment beyond it.
A $\ulcorner$halpointally indeterminate innperseq' iff an innperseq$\urcorner$ in which one is
aware of (specifies) only the radial segment in the vague outer ring, and its
inner endpoint, as it progresses inward.
\end{sysrules}
\subsection*{Innperseqs Diagram}
In the diagram, different positions of the vague outer ring at different times
are suggested by different shadings. The radial segment in the vague outer
ring moves down the page. The figure is by no means an innperseq, but is
supposed to help explain the definition.
\img{innperseqsdiagram}
\chapter{Exhibit of a Working Model of a Perception-Dissociator}
\section{\textsc{Statement of Objectives}}
To construct a model of a machine a thousand years before the machine
itself is technologically feasible---to model a technological breakthrough a
thousand years before it occurs
\begin{sysrules}
(Analogies: constructing a model of an atomic power plant in ancient
Rome; chess-playing-machine hoaxes of 19th-century Europe as
models of computers; Soviet Cosmos Hall at Expo 67 as model
of anti-gravity machine)
To construct the model almost entirely from the visitors coming to see it, so
that each visitor regards the others as the model!
What the hypothetical perception-dissociator will do that is not
possible now:
\end{sysrules}
\begin{itemize}
\item Physically alter the world (relative to you): sound disappears; sights and
touches are dissociated; other people unconsciously signal you.
\item Physically, "psychoelectronically" induce conditioned reflexes in your
nervous system. Physically break ddwn your sense of time.
\end{itemize}
{ \centering
\large
[\textsc{Invitation}] \par}
{ \centering
Because of your interest in technology and science, you are invited to visit \\
\textsc{Exhibit of a Working Model of a} \\
\textsc{Perception-Dissociator} \\
Sponsored by (legitimate sponsor) Open continuously from (date) \\
to (date) At (lunar colony or space station) \par
}
"The perception-dissociator is a machine which is the product of a
technology far superior to that of humans. With it, a conscious organism can
drastically transform its psychophysical relation to objects and to other
conscious organisms\ldots The exhibit spotlights the technical interest of the
perception-dissociator, giving the visitor a working model of the machine
which he can use to 'transform' himself." ---from the Guidebook
It isn't possible for this exhibit to be open or public, because of the nature of
the model. You have been invited in the belief that you will be a cooperative
visitor. Come alone. Don't discuss the exhibit at all before you see it; and
don't discuss it afterwards except with other ex-visitors. Come prepared to
spend several hours without a break. There will be absolutely no risk or
danger to you if you follow instructions.
\section*{\textsc{To the Director}}
Exhibit requires two adjacent rooms, on moon or other low-gravity
location, so that humans can easily jump over each other and fall without
being hurt. First room, the anteroom, has "normal" entrance door leading in
from "normal" human world. Is filled with chairs or school desks. At far
corner from normal door is two-step lock, built in anteroom, connecting
rooms. Normai door on hinges leads from anteroom into first step of lock.
Sliding panel door leads into second step; and smooth curtain with slit in
middle leads into the exhibit hali. Another sliding door leads from lock's
first step directly back out to normal human world, bypassing anteroom.
Shelf required in first lock to check watches and shoes.
Exhibit hall large and empty with very high ceiling (Fuller dome?). I
Room must be strongly lighted, so that objects in front of closed eyes will
cast highly visible shadows on eyelids. Room's inner surfaces must be
sound-absorbing, and moderate noise must be played into room to mask
accidental sounds; thus humans will cease to notice sound. Floor must be of
hard rubber or other material that will not splinter, and will not be too hard
to fall and crawl on.
Exhibit open continuously for days. Invite people who will seriously
try to play along---preferably engineers; and invite many of them, because
is better to have many in exhibit. Sample invitation enclosed. Attendants
working in shifts must be at two posts throughout. Try to keep surprising
features of exhibit secret from those who have not been through it.
Procedure. Visitor arrives and enters anteroom. Entrance attendant
gives him a Guidebook and sends him to sit down and start reading. Then
visitor goes to lock. Lock attendant must try hard to see that no more than
one visitor is in lock at a time. If lock is empty of visitors, attendant lets
entering visitor into first step, checks his watch and shoes, and sends him
alone into second step and on to exhibit room. When visitor comes out of
exhibit hall for any reason, he must be gotten into first step, and then
attendant sends him out the exit. When a visitor comes out, he just goes out
and doesn't go back in.
\img{dissociatordiag}
\clearpage
\textsc{Exhibit of a working model of a perception-dissociator (conceived by Henry Flynt)}
\img{guidebook}
\textsc{Read this guidebook as directed---straight through or as otherwise directed. Don't leaf around.}
\textsc{Read pages 2--3 before you go in to see the exhibit.}
\clearpage
Introduction. The perception-dissociator is a machine which is the
product of a technology far superior to that of humans. With it, a conscious
organism can drastically transform its psychophysical relation to objects and
to other conscious organisms. When the organism has transformed itself,
sound disappears, time is immeasurable; and the relation between seeing and
touching becomes a random one. That is, the organism never knows whether
it will be able to touch or feel what it sees, and never knows whether it will
be able to see what it touches or what touches it. The world ceases to be a
collection of objects (relative to the physically altered organism). Further,
the machine induces a pattern of communication in the organism's nervous
system, an involuntary pattern of responses to certain events, to help the
organism cope with the invisible tactile phenomena. A dimension is added of
involuntarily relating to other organisms as unconscious signalling devices.
The transformation induced by the machine is permanent unless the
organism subsequently uses the machine to undo it.
The perception-dissociator is not conscious or alive in any human sense.
The components of the machine that the user is aware of are:
\begin{enumerate}
\item Optical phenomena that are seen---"sights."
\item Solid or massive phenomena that are felt cutaneously---"touches."
\end{enumerate}
If the user tries to touch a sight, he may not be
able to feel anything there. If he looks for a component that touches him, he
may not be able to see it.
(Keep reading)
\clearpage
In other words, from the beginning the machine has properties that the
entire world comes to have to the transformed organism.
The exhibit spotlights the technical interest of the
perception-dissociator, giving the visitor a working model of the machine
which he can use to "transform" himself. Nothing is said about the purpose
of the perception-dissociator in the society that can make one. The model is
sophisticated enough that it can run independently of the visitor's will, and
can affect him. In fact, the visitor may be hurt if he doesn't follow the
instructions for using the machine.
When you have absorbed the above, go to the entrance and be admitted
to the exhibit. You must check your shoes, and your watch (if you have
one), with the attendant. As you enter, turn this page and begin reading Page
4.
\clearpage
\textsc{Do not talk or make any other uncalled-for noise.}
Be prepared for the touch of pulling your feet out from under you
from behind. Don't resist; just fall forward, break your fali with your arms
(and retrieve this Guidebook). The floor is not hard and the gravity is weak,
so the fall should leave you absolutely unhurt.
\plainbreak{2}
\textsc{Avoid all touches (except floor and yourself) unless directed otherwise.}
(You have been directed not to resist having your
feet pulled out from under you.)
\textsc{In effect, if you bump into a solid object or step on one, draw back. Remember
that you avoid touches by your tactile senses alone.}
Whether your eyes are open or closed makes no difference. It is not necessary to avoid
sights unless you touch something.
\plainbreak{2}
There may be the touch of being pushed forward at your shoulder
blades. Don't resist; just move forward.
\plainbreak{2}
As for the sights in this model, it happens that they will be humanoid.
All the human appearances other than you in the exhibit hall are sights from
the machine. This is just the way the model is; don't give it a thought. Sights
may appear or disappear (for example, at the curtain) while you are looking.
\plainbreak{2}
I am referring to the components of the model with the names of the
components of the perception-dissociator.
\plainbreak{2}
As soon as you understand the above and are prepared to remember
and follow the instructions, go immediately to Page 6.
\clearpage
\img{dissoceqns}
\clearpage
You will now begin the first phase of perception-dissociation by the
machine. Throughout this phase, you walk erect.
Instructions for operating the machine and for protecting yourself from
it will be given both in English and in an abbreviated symbolism. It is
important to master the symbolism, because later instructions can't be
expressed without it.
\begin{itemize}
\item u means you
\item $s$, $s_1$, $s_2$, $s_3$ mean different sights from the machine
\item $t$, $t_1$, $t_2$, $t_3$ mean different touches from the machine
\item $a\wedge$ means a's eyes are open or a opens its eyes
\item $a\vee$ means a's eyes are shut or a shuts its eyes
\item $a\equiv b$ means a blows on b's hand
\item $a\sqsupset b$ means a pushes b, typically from behind
(a holds Guidebook under arm or elsewhere)
\item $a\overbracket{b}$ means a jumps over b, crossing completely above b (weak gravity
should make this easy)
\item $a^\infty b$ means a rapidly waves both hands in front of and near b's eyes so that
moving shadows are cast on b's eyes (a "shadows" b)
\item $a\overbrace{b}$ means a pulls b's ankles back and up and immediately lets them go, so
that b falls forward (a "tackles" b)
\item $a\longdivision{b}$ means a jumps and falls on b, or a steps on b
\item $a\lrcorner$ means a rapidly moves aside
\item $()$ parentheses around the symbol for an action mean the action will
probably happen
\item A line of action symbols constitutes an instruction. The order of symbols
indicates the order of events. If one symbol is right above another, the
actions are simultaneous.
\end{itemize}
\textsc{You may always turn back to these explanations if you forget them.}
(Keep reading)
\clearpage
Instructions 1--3 apply \textsc{when your eyes are open.}
\begin{enumerate}
\item If you see a sight close its eyes, a heavy touch from the machine
may be falling toward you. You must instantly jump aside.
\begin{tabular}{ c c }
\begin{tabular}{ c c }
$s_1\wedge$ & $s_1\vee$ \\
$u\wedge$ & $(t\longdivision{u})$ \\
\end{tabular} &
$u\lrcorner$ \\
\end{tabular}
\textsc{You must follow this and succeeding instructions as long as you stay in the exhibit. Stay with each instruction until you have it thoroughly in memory; and check out the symbolic version so you learn to read the symbols.}
\item If a sight in front of you jumps over you, a touch may be about to
tackle you. You must instantly jump to one side.
\begin{tabular}{ r c l }
$u\wedge$ & \begin{tabular}{ c }
$s\overbracket{u}$ \\
$(t\overbrace{u})$ \\
\end{tabular} & $u\lrcorner$ \\
\end{tabular}
\item If a sight waves its hands in front of your open eyes, a touch may
be about to shove from behind. Jump to one side.
\begin{tabular}{ r c l }
$u\wedge$ & \begin{tabular}{ c }
$s^\infty u$\\
$(t\sqsupset u)$ \\
\end{tabular} & $u\lrcorner$ \\
\end{tabular}
\textsc{If there are any sights, try standing around and following these instructions for a short while.}
\item If you close your eyes, you must keep them closed until a touch
tackles you, a touch shoves you, or you can't keep your mind on the exhibit
(which you should also consider to be an effect of the machine). Then you
immediately open your eyes.
\begin{tabular}{ r c l }
$u\vee$ & \begin{tabular}{ c }
$t\overbrace{u}$ \\ \midrule
$t\sqsupset u$ \\ \midrule
$u$ inattentive \\
\end{tabular} & $u\wedge$ \\
\end{tabular}
\emph{(A horizontal line between action symbols means \emph{or.} With it, instructions can be combined)}
\textsc{The next three instructions tell you what to do when your eyes are closed. Learn them well.}
\item If you feel a breath blowing on one of your hands, a touch may be
falling on you. You must instantly jump to the side away from the breath.
\begin{tabular}{ r c l }
$u\vee$ & \begin{tabular}{ c }
$t_1\equiv u$ \\
$t_2\longdivision{u}$ \\
\end{tabular} & $u\lrcorner$ \\
\end{tabular}
(Turn page and continue)
\clearpage
\item If your closed eyes are shadowed, a touch may be about to tackle
you. You must instantly jump aside.
\begin{tabular}{ r c l }
$u\vee$ & \begin{tabular}{ c }
$s^\infty u$ \\
($t\overbrace{u}$) \\
\end{tabular} & $u\lrcorner$ \\
\end{tabular}
\item If you sense a massive touch going above your head, another touch
may be about to shove you from behind. Jump aside.
\begin{tabular}{ r c l }
$u\vee$ & \begin{tabular}{ c }
$t_1\overbracket{u}$ \\
($t_2\sqsupset u$) \\
\end{tabular} & $u\lrcorner$ \\
\end{tabular}
\item If you have any time left over from following other instructions,
close your eyes and go around with your hands in front of you, shoving
touches whenever you feel them.
\begin{tabular}{ c c }
$u\vee$ & $u\sqsupset t$ \\
\end{tabular}
\textsc{Now try instr. 8, remembering and following the other instructions about closed eyes (instr. 4--7).
When you have to open your eyes again, as per instr. 4, check anything you forgot: and then go to the
succeeding instructions. Now---close your eyes.}
\textsc{The next three instructions apply when your eyes are open.}
\item If you see a sight falling toward or about to step on another sight
whose eyes are open, run until you face the sight on the ground and close
your eyes.
\textsc{Before you follow this instruction you must have mastered the preceeding instructions about closed eyes.}
$$
u\wedge\ s_2\wedge(s_1\longdivision{s_2}) u\vee
$$
(Keep going)
\clearpage
\item If you see a sight about to tackle another whose eyes are open, run
until you face the sight about to be tackled and jump over both sights. If the
sight about to be tackled has closed eyes, you must immediately shadow
them.
\begin{tabular}{ r c }
$u\wedge$ & \begin{tabular}{ c c c }
$s_2\wedge$ & $s_1\overbrace{s_2}$ & $u\overbracket{s_1s_2}$ \\ \midrule
$s_2\vee$ & $(s_1\overbrace{s_2})$ & $u^\infty s_2$
\end{tabular} \\
\end{tabular}
\item If you see a sight about to push another with open eyes from
behind, you must shadow the sight about to be pushed. But if the sight
about to be pushed has closed eyes, you must immediately jump over both
sights.
\begin{tabular}{ r c }
$u\wedge$ & \begin{tabular}{ c c c }
$s_2\wedge$ & $(s_1\sqsupset s_2)$ & $u^\infty s_2$ \\ \midrule
$s_2\vee$ & $(s_1\sqsupset s_2)$ & $u\overbracket{s_1s_2}$ \\
\end{tabular} \\
\end{tabular}
\end{enumerate}
You must now put all the instructions into practice until you have
learned them thoroughly by doing as they say. In other words, carry out
Instr. 8, and the other instructions as they apply.
If you can't practice the instructions because you still have not seen a
sight or felt a touch, skip directly to Page 18.
Learning the instructions in practice should take a good while. When
you have mastered them, the first phase is over. Turn to Page 10 and begin
the second phase.
\clearpage
{\centering \textit{Page 10} \par}
\subsection*{Second Phase}
You are now in the second phase of transforming yourself with the
perception-dissociator. Throughout this phase, you must stoop or crouch
somewhat. That is, you must keep yourself below the height of your neck
when you stand straight---except when you jump over a sight. The symbol is
$u\sfrac{3}{4}$. $u\sfrac{3}{4}\wedge$ means that you crouch and close your eyes. Now crouch.
The numbered instructions for this phase are so similar to those in the
preceeding phase that they will be given in symbols only. Changes are noted
parenthetically. You may turn back if you forget symbols.
\begin{enumerate}
\item \begin{tabular}{ c l }
\begin{tabular}{ c c }
$s_1\wedge$ & $s_1\vee$ \\
$u\sfrac{3}{4}\wedge$ & $(t\longdivision{u})$ \\
\end{tabular} & $u\lrcorner$ \\
\end{tabular}
\item \begin{tabular}{ c c c }
$u\sfrac{3}{4}\wedge$ & \begin{tabular}{ c }
$s\overbracket{u}$ \\
$t\overbrace{u}$ \\
\end{tabular} & $u\lrcorner$ \\
\end{tabular}
\item \begin{tabular}{ c c c }
$u\sfrac{3}{4}\wedge$ & \begin{tabular}{ c }
$t\equiv u$ \\
$t_2\sqsupset u$ \\
\end{tabular} & $u\lrcorner$ \\
\end{tabular}
\emph{(change component blows on you instead of shadowing you)}
\item \begin{tabular}{ c c c }
$u\sfrac{3}{4}\vee$ & \begin{tabular}{ c }
$t\overbrace{u}$ \\ \midrule
$t\sqsupset u$ \\ \midrule
$u$ inattentive \\
\end{tabular} & $u\wedge$ \\
\end{tabular}
\item \begin{tabular}{ c c c }
$u\sfrac{3}{4}\vee$ & \begin{tabular}{ c }
$t_1\equiv u$ \\
$(t_2\longdivision{u})$ \\
\end{tabular} & $u\lrcorner$ \\
\end{tabular}
\item \begin{tabular}{ c c c }
$u\sfrac{3}{4}\vee$ & \begin{tabular}{ c }
$s^\infty u$ \\
$(t\overbrace{u})$ \\
\end{tabular} & $u\lrcorner$ \\
\end{tabular}
\item \begin{tabular}{ c c c }
$u\sfrac{3}{4}v$ & \begin{tabular}{ c }
$t_1\overbracket{u}$ \\
$(t_2\sqsupset u)$ \\
\end{tabular} & $u\lrcorner$ \\
\end{tabular}
\item \begin{tabular}{ c c }
$u\sfrac{3}{4}\vee$ & $u\sqsupset t$ \\
\end{tabular}
The big change comes next.
\emph{(Keep going)}
\clearpage
\item \begin{tabular}{ c c }
$u\sfrac{3}{4}\wedge s_2\wedge (s_1\longdivision{s_2}) u\vee$ & and also \\
$u\sfrac{3}{4}\wedge s_2\vee (s_1\longdivision{s_2})$ & $u\equiv s_2$ \\
\end{tabular}
That is, if you see a sight falling or stepping on another sight with closed
eyes, you must immediately blow on the sight on the ground. This is an
addition.
\item \begin{tabular}{ r c }
$u\sfrac{3}{4}\wedge$ & \begin{tabular}{ c }
$s_2\wedge (s_1\overbrace{s_2}) u\overbracket{s_1s_2}$ \\ \midrule
$s_2\vee (s_1\overbrace{s_2}) u^\infty s_2$ \\
\end{tabular}
\end{tabular}
\item \begin{tabular}{ c c }
$u\sfrac{3}{4}\wedge$ & \begin{tabular}{ c }
$s_2\wedge (s_1\sqsupset s_2) u\equiv s_2$ \\ \midrule
$s_2\vee (s_1\sqsupset s_2) u\overbracket{s_1s_2}$ \\
\end{tabular}
\end{tabular}
\emph{(change: you blow on $s_2$)}
So far there have been only three changes in the instructions. Memorize
them. Then go on to Instr. 12, which is new, and carry it out along with the
other eleven instructions.
\textsc{As soon as you have put any changed instruction (3, 9, or 11) into practice,
the second phase is over. Turn to page 12 and the third phase.}
If you can't practice the instructions because all the components have
vanished, skip to Page 18.
\item Adding to Instruction 8, if you have time left over from following
other instructions, you may also keep your eyes open and jump over, blow
on, or shadow sights.
\begin{tabular}{ r c }
$u\sfrac{3}{4}\wedge$ & \begin{tabular}{ c }
$u\overbracket{s}$ \\ \midrule
$u^\infty s$ \\ \midrule
$u\equiv s$ \\
\end{tabular} \\
\end{tabular}
\end{enumerate}
\clearpage
\emph{(page 12)}
\subsection*{Third Phase}
Throughout the third phase, you must squat or move on your hands
and knees. That is, you must always keep yourself below the height of your
waist when you stand straight---unless you are able to jump over a sight from
your low position. The symbol is $u\sfrac{1}{2}$. Now get down.
Instr. 1--7 from the last phase apply here without change. They are thus
stated in the most abbreviated form.
1--3.
(i will put these in when im confident in my interpretation of the syntax)
4--7.
(i will put these in when im confident in my interpretation of the syntax)
The biggest change comes next.
8. If you have any time left over, close your eyes and go around with
your hands in front of you. If you encounter touches standing higher than
you, tackle them. If you encounter touches as near the ground as you, shove
them. You must be sensitive and judge heights with eyes closed.
\begin{tabular}{ r c }
$u\sfrac{1}{2}\vee$ & \begin{tabular}{ c }
$t_\greater u\overbrace{t}$ \\ \midrule
$t_\less u\sqsupset t$ \\
\end{tabular} \\
\end{tabular}
\emph{($t\greater$ means "if t stands high relative to you" \\
$t\less$ means "if t is near ground relative to you")}
9. No change.
\begin{tabular}{ r c }
$u\sfrac{1}{2}$ & \begin{tabular}{ c }
$s_2\wedge (s_1\longdivision{s_2}) u\vee$ \\ \midrule
$s_2\vee (s_1\longdivision{s_2}) u\equiv s_2$ \\
\end{tabular}
\end{tabular}
10. The previous Instr. 10 applies if $s_2$ is near the ground, that is, it
applies unless $s_2$ is too high for you to jump or shadow it.
\begin{tabular}{ r c }
$u\sfrac{1}{2}$ & \begin{tabular}{ c }
$s_2\wedge\less\ (s_1\overbrace{s_2}) u\overbracket{s_1 s_2}$ \\ \midrule
$s_2\vee\less\ (s_1\overbrace{s_2}) u^\infty s_2$ \\
\end{tabular}
\end{tabular}
(Keep going)
\clearpage
11. $u\sfrac{1}{2}\wedge\ s_2\wedge\ (s_1\sqsupset s_2)\ u\equiv s_2$
The second half of the previous Instr. 11 is dropped.
Except for the instruction to tackle touches, the changes are simply
limitations to make the instructions feasible for $u\sfrac{1}{2}$. They should be easy
to remember.
You will next go on to Instr. 12, and carry it out along with the other
instructions. As soon as you encounter an actual situation where you cannot
act because $u\sfrac{1}{2}$, the third phase will be over.
\textsc{At that point you must turn to page 14 and the fourth phase.}
If you can't carry out the instructions because all the components have
vanished, the third phase is over. Turn to Page 14 and the fourth phase.
12. Adding to Instr. 8, if you have time left over, you may also keep
your eyes open and blow on sights. You may also shadow or jump over
sights unless they are too high.
\begin{tabular}{ r c }
$u\sfrac{1}{2}\wedge$ & \begin{tabular}{ c }
$u\equiv s$ \\ \midrule
\begin{tabular}{ r c }
$s\less$ & \begin{tabular}{ c }
$u^\infty s$ \\ \midrule
$u\overbracket{s}$ \\
\end{tabular}\\
\end{tabular} \\
\end{tabular} \\
\end{tabular}
\subsection*{Fourth phase}
You are in the fourth phase of perception-dissociation. Throughout this
phase, you must crawl on your stomach (keep below knee height). The
symbol is $u\sfrac{1}{4}$. Now get on the floor.
You can no longer be tackled, nor can you jump. Thus, the numbered
instructions are greatly limited, and they will be restated fully.
\textsc{The first two instructions apply when your eyes are open.}
\begin{enumerate}
\item If you see a sight close its eyes, a touch may be falling or stepping
on you, and you must immediately scramble aside.
\begin{tabular}{ c l }
\begin{tabular}{ c c }
$s_1\wedge$ & $s_1\vee$ \\
$u\sfrac{1}{4}\wedge$ & $(t\longdivision{u})$ \\
\end{tabular} & $u\lrcorner$ \\
\end{tabular}
\item \begin{tabular}{ r c l }
$u\sfrac{1}{4}\wedge$ & \begin{tabular}{ c }
$t_1\equiv u$ \\
$(t_2\sqsupset u)$ \\
\end{tabular} & $u\lrcorner$ \\
\end{tabular}
\textsc{The next three instructions tell you what to do when your eyes are closed.}
\item When to reopen your eyes.
\begin{tabular}{ r c l }
$u\sfrac{1}{4}\vee$ & \begin{tabular}{ c }
$t\sqsupset u$ \\ \midrule
$u$ inattentive \\
\end{tabular} & $u\wedge$
\end{tabular}
\item If your closed eyes are shadowed, a touch may be falling or
stepping on you. Scramble aside.
\begin{tabular}{ r c l }
$u\frac{1}{4}\vee$ & \begin{tabular}{ c }
$s^\infty u$ \\
$(t\longdivision{u}$
\end{tabular} & $u\lrcorner$
\end{tabular}
\item \begin{tabular}{ c c c }
$u\frac{1}{4}\vee$ & \begin{tabular}{ c }
$t_1\overbracket{u}$ \\
$(t_2\sqsupset u)$ \\
\end{tabular} & $u\lrcorner$ \\
\end{tabular}
\item \begin{tabular}{ r c }
$u\sfrac{1}{4}\vee$ \begin{tabular}{ c c }
$t\greater$ & $u\overbrace{t}$ \\ \midrule
$t\sfrac{1}{4}$ & $u\sqsupset t$ \\
\end{tabular}
\end{tabular}
\textsc{Try instr. 6, remembering and following instr. 3--5.} \\
\textsc{When you have to reopen your eyes as per instr. 3, check on anything you forgot.
Then go to page 15. Now---close your eyes.}
The rest of the instructions apply when your eyes are open.
\item \begin{tabular}{ r c }
$u\sfrac{1}{4}\wedge$ & \begin{tabular}{ c c c }
$s_2\wedge$ & $(s_1\longdivision{s_2})$ & $u\vee$ \\ \midrule
$s_2\vee\less$ & $(s_1\longdivision{s_2})$ & $u^\infty s_2$ \\
\end{tabular} \\
\end{tabular}
If $s_2$'s eyes are closed, you must shadow them unless they are too high.
\item $$u\sfrac{1}{4}\wedge\ s\wedge\less\ (s_1\sqsupset s_2)\ u\equiv s_2$$
You blow on $s_2$'s hand unless it is too high.
\item Adding to Instr. 6, if you have time left over from following
instructions, you may also shadow or blow on sights if they aren't too high.
\begin{tabular}{ c c c }
$u\sfrac{1}{4}\wedge$ & $s\less$ & \begin{tabular}{ c }
$u^\infty s$ \\ \midrule
$u\equiv s$ \\
\end{tabular} \\
\end{tabular}
\end{enumerate}
You must now put these nine instructions into practice until you have
learned them thoroughly in practice; and even continue after that until you
have difficulty keeping your mind on the exhibit.
\textsc{If you can't practice the instructions because all the components have vanished, skip to page 18.}
Otherwise, stay with this phase until you have difficulty keeping your
mind on it. Then turn to Page 16 and the final phase of
perception-dissociation.
\clearpage
\subsection*{Final Phase}
\emph{(Page Sixteen)}
You are now in the final phase of transforming yourself with the
perception-dissociator. When you finish transforming yourself, you will have
lost track of time, and will have ceased to notice sound. You will be dealing
with sights and touches as unrelated phenomena; and you will be responding
by reflex action to unconscious signals from "other people."
For this last phase, you will turn to Page 5. You will go through the
symbols there in any order you like as if they were one long instruction,
carrying out that instruction. You are to "use" each symbol once. There
have been enough precedents in the interpretation of the symbols that you
should now be able to interpret any combination of them. Continue to
follow the previous numbered instructions as they apply, depending on
whether you are 1, \sfrac{3}{4}, \sfrac{1}{2}, or \sfrac{1}{4}.
(But forget the instructions for time left
over; you won't have any extra time.)
\textsc{Remember the instructions about when to reopen your eyes if you close them.}
When you are through, you will be transformed.
\textsc{Now turn to page 5 and begin.}
\clearpage
If you have found these words and are reading them in desperation
because you are completely confused; or because you have lost interest in
the exhibit; or because you have finished; then you are transformed.
If you want to use the model to simulate the reversal of your
transformation before you leave the exhibit, do the following. Spend 50
seconds erect, with open eyes, walking up to sights and pushing
them---assuming that you will find touches where you see sights. Count the
seconds "one-thousand-and-one," "one-thousand-and-two," etc.
Then you will close your eyes. If you are blown on or pushed before
250 seconds have passed, you will open your eyes and--assuming that you
will find a sight where you were touched--you will shadow it. Otherwise you
will open your eyes when the 250 seconds have passed. Now close your eyes
and do as instructed.
It is now suggested that you leave the exhibit. Go out through the
curtain.
\clearpage
Stay in the exhibit and follow every instruction that is relevant, until
you become thirsty.
If you begin to encounter components, return to the page you were on
before you turned to this one.
lf you still don't encounter components, the model must be broken.
Leave the exhibit by the same passage through which you entered.
\clearpage
2/22/1963
Henry Flynt and Tony Conrad demonstrate against the Metropolitan Museum of Art,
February 22, 1963
(foto by Jack Smith)
\chapter{Mock Risk Games}
Suppose you stand in front of a swinging door with a nail sticking out of it
pointing at your face; and suppose you are prepared to jump back if the
door suddenly opens in your face. You are deliberately taking a risk on the
assumption that you can protect yourself. Let us call such a situation a "risk
game." Then a mock risk game is a risk game such that the misfortune which
you risk is contrary to the course of nature, a freak misfortune; and thus
your preparation to evade it is correspondingly superficial.
If the direction of gravity reverses and you fall on the ceiling, that is a
freak misfortune. If you don't want to risk this misfortune, then you will
anchor yourself to the floor in some way. But if you stand free so that you
can fall, and yet try to prepare so that if you do fall, you will fall in such a
way that you won't be hurt, then that is a mock risk game. if technicians
could actually effect or simulate gravity reversal in the room, then the risk
game would be a real one. But I am not concerned with real risk games. I am
interested in dealing with gravity reversal in an everyday environment, where
everything tells you it can't possibly happen. Your 'preparation' for the fall
is thus superficial, because you still have the involuntary conviction that it
can't possibly happen.
Mock risk games constitute a new area of human behavior, because they
aren't something people have done before, you don't know what they will be
like until you try them, and it took a very special effort to devise them.
They have a tremendous advantage over other activities of comparable
significance, because they can be produced in the privacy of your own room
without special equipment. Let us explore this new psychological effect; and
let us not ask what use it has until we are more familiar with it.
Instructions for a variety of mock risk games follow. (I have played
each game many times in developing it, to ensure that the experience of
playing it will be compelling.) For each game, there is a physical action to be
performed in a physical setting. Then there is a list of freak misfortunes
which you risk by performing the action, and which you must be prepared
to evade. The point is not to hallucinate the misfortunes, or even to fear
them, but rather to be prepared to evade them. First you work with each
misfortune separately. For example, you walk across a room, prepared to
react self-protectingly if you are suddenly upside down, resting on the top of
your head on the floor. In preparing for this risk, you should clear the path
of objects that might hurt you if you fell on them; you should wear clothes
suitable for falling; and you should try standing on your head, taking your
hands off the floor and falling, to get a feeling for how to fail without
getting hurt. After you have mastered the preparation for each misfortune
separately, you perform the action prepared to evade the first misfortune
and the second (but not both at once). You must prepare to determine
instantly which of the two misfortunes befalls you, and to react
appropriately. After you have mastered pairs of misfortunes, you go on to
triples of misfortunes, and so forth.
The principal games are for a large room with no animals or distracting
sounds present.
\textbf{A.}Walk across the lighted room from one corner to the diagonally
opposite one, breathing normally, with your eyes open.
\begin{enumerate}
\item You are suddenly upside down, resting on the top of your head on the
floor. You must get down without breaking your neck.
\item Although the floor looks unbroken and solid, beyond a certain point
nothing is there. If you step onto that area, you will take a fatal fall. Thus, as
you walk, you must not shift your weight to your forward foot until you are
sure it will hold. Put the ball of the forward foot down before the heel.
\item Something happens to the cohesive forces in your neck so that if your
head tips in any direction, it will come right off your body, killing you
immediately. Otherwise everything remains normal. Thus, as you walk, you
must "balance" your head on your neck. When you reach the other side of
the room, your neck will be restored to normal. (Prepare beforehand by
walking with a book balanced on your head.)
\item Invisible conical weights fall around you with their points down, each
whistling as it falls. You must evade them by ear in order not to be stabbed.
Walk softly and fast.
\item The room is suddenly filled with water. You have to control your lungs
and swim to the top. Wear clothes suitable for swimming.
\end{enumerate}
\textbf{A'.} Play game A while on a long walk on an uncrowded street. The floor
is replaced by the sidewalk. The fifth misfortune becomes for space suddenly
to be filled with water to a height of fifteen feet above the street.
\textbf{B.} Lie on your back on a pallet in the dimly lit room, hands at your
sides, with a pillow on your face so that it is slightly difficult to breathe, for
thirty seconds at a time.
\begin{enumerate}
\item The pillow suddenly hardens and becomes hundreds of pounds heavier. It
remains suspended on your face for a split second and then "falls," bears
down with full weight. You must jerk your head out from under it in that
split second.
\item The pillow adheres to your skin with a force greater than your skin's
cohesion, and begins to rise. You must rise with it in such a way that your
skin is not torn.
\end{enumerate}
\textbf{C.} Lie on your back on the pallet in the dimly lit room.
\begin{enumerate}
\item Gravity suddenly disappears completely, so that nothing is held down by
it; and the ceiling becomes red-hot. You must avoid drifting up against the
ceiling.
\item The surface you are lying on becomes a vast lighted open plane. From the
distance, giant steel spheres come rolling in your direction. You must evade
them.
\item Your body is split in half just above the waist by an indefinitely long,
rather high, foot-thick wall. Your legs and lower torso are on one side, and
your upper torso, arms, and head are on the other side. Matter normally
exchanged between the two halves of your body continues to be exchanged
through the. wall by telekinesis. It is as if you are a foot longer above the
waist. In order to reunite your body, you must first roll over and get up,
bent way forward. There are depressions in the wall on the same side as your
feet. You have to climb the wall, putting your feet in the depressions and
balancing yourself. You will be reunited when you reach the top and your
waist passes above the wall.
\end{enumerate}
\textbf{D.} Sit in a plain, small, straight chair, on the edge of the seat, hands
hanging at the sides of the seat, feet together in front of the chair, in the
lighted room, for about thirty seconds at a time.
\begin{enumerate}
\item The chair is suddenly out from under you and sitting on you with Its legs
straddling your lap and legs. You have to get your weight over your feet so
you won't take a hard fall.
\item The direction of gravity reverses and the chair remains anchored to the
floor. You have to grab the seat and hold on in order not to fall on the
ceiling.
\item You are suddenly in a contra-terrene universe, in which the atmosphere is
unbreathable and prolonged contact with either the atmosphere or the
ground will disintegrate you. The seat and back of the chair become a
penetrable hyperspatial sheet between the alien universe and your own. As
soon as you feel the alien atmosphere, you must jerk your feet off the
ground and deliberately sink or plunge through the seat and back of the chair
in the best way that you can. You will end up on the floor under the chair in
your universe.
\item You are suddenly in dark empty space in a three-dimensional lattice of
gleaming wires. Segments of the lattice alternately burst into flame and cool
off. You adhere to the chair as if it were part of you. With your hands
holding onto the seat, you can move yourself and the chair forward by
\end{enumerate}
\plainbreak{2}
\textbf{[NOTE: TWO PAGES MISSING HERE IN SCAN]}
\plainbreak{2}
from blundering into a radiation beam, you have to communicate
pre-verbally to the other mind by every means from vocal cries to
pantomine, and get your-body/his-mind out of range of the radiation. When
the body is out, you will both be restored to normal. (The first thing to
anticipate is the basic shift in viewpoint by which you will be looking at
your own body from the other's position. There is no point in tensing your
muscles in preparatiton for the misfortune, because if it occurs, you will be
working with a strange set of muscles anyway. The next thing to prepare to
do is to spot the radiation beams; and then to yell, gesture, or
whatever--anything to get the "other" to avoid the radiation. Note finally
that neither player prepares for the possibility that he will be surrounded by
radiation. Each player prepares for the same role in an asymmetrical pas de
deux.)
\emph{Asymmetry:} The two of you play a given duo game, but each prepares
to evade a different misfortune.
\textbf{AB.} Stay awake with eyes closed for an agreed upon time between one
and fifteen minutes. Use a timer with an alarm.
\begin{enumerate}
\item Each suddenly has the other's entire present consciousness in addition to
his own, from perceptions to memories, ideologies, ambitions, and
everything else---threatening both with psychological shock.
The couple must take up positions such that their sensory perceptions
are as nearly identical as possible. Beforehand, each must discuss with the
other the aspects of the other's attitude to the world which each must fears
having impused on his consciousness. During the game, each must think
about these aspects and try to prepare for them.
\item Each suddenly relives the other's most intense past feelings of depression
and suicidal impulses. In other words, if five years ago the other attempted
suicide because he failed out of college, you suddenly have the consciousness
that "you" have just failed out of college, are totally worthless, and should
destroy yourself. Presumably the other has since learned to live with his past
disasters, but you do not have the defenses he has built up. You are
overwhelmed with a despair which the other felt in the past, and which is
incongruous with the rest of your consciousness. In summary, both of you
risk shock and suicidal impulses. Beforehand, of course, each must tell the
other of his worst past suicidal or depressed episode; and discuss anything
else that may minimize the risk of shock.
\end{enumerate}
\section*{Intrusions in Duo Games}
As before, distractions and modulations can be openly studied by
consent of the players. As for bogies, it is possible in duo games for one
player to create a bogy without warning, in effect acting as a saboteur. As
soon as a game is sabotaged, though, confidence is lost, and each player just
watches out for the other's bogies. Here are some sample intrusions.
\begin{tabular}{ r c c c }
\textsc{Game} & \textsc{Distraction} & \textsc{Bogy} & \textsc{Modulation} \\
AA 1. & cough & shout in other's face & each take a different drug \\
2. & talk and laugh \linebreak get out of step & $\rightarrow$ \linebreak (stomp hard) & \\
3. & spin around & $\rightarrow$ & \\
AB 1. & cough \linebreak talk and laugh & gasp \linebreak silently pass palm back \& forth in front of other's face & \\
2. & & & \\
\end{tabular}
\chapter{The Dream Reality}
\section{Memo on the Dream Project}
Original aim: To recreate the effect of e.g. Pran Nath's singing---transcendent
inner escape---in direct life rather than art. I needed material which could
function as an alien civilization (since the source of Pran Nath's expression is
an alien civilization relative to me); yet which was encultured in me and not
an affectation or pretense. I decided to use dreams as the material, assuming
that my dreams would take me to alien worlds. But mostly they did not.
Mostly my dreams consist of long periods of tawdry, familiar life interrupted
occasionally by senseless, unmotivated anomalies. In contrast, my original
aim required alluring, psychically gratifying material.
The emphasis shifted to redefining reality so that dreams were on the same
level as waking life; so that they were apprehended as what they seem to be:
literal reality (and not memory, precognition, or symbolism). The project
was still arcane, but in a drastically different way. I was getting into an
alternate reality which was extremely bizarre but not psychically gratifying.
It was boringly frightful and sometimes obscene. I became concerned with
analytical study of the natural order of the dream world, a para-scientific
investigation. As I grappled with the rational arguments against treating
dreams as literal reality, the project became a difficult analytical exercise in
the philosophy of science. The original sensuous-esthetic purpose was lost.
Now I would like to return to the original aim, but how to do it? Obtain
other people's dreams---see if they are more suitable? Work only with my
very rare dreams which do take me to alien worlds? Try to alter the content
of my raw dreams? Attempt to affect content of dreams by experiment in
which many people sleep in same room and try to communicate in their
sleep? The most uncertain approach to a solution: set up a transformation
on my banal dreams, so that to the first-order activity of raw dreaming is
added a second-order activity. The transformation procedure to somehow
combine conscious ideational direction---coding of the banal dreams---with
alteration of my experience, my esthesia, my lived experience.
\section{Dreams and Reality---An Experimental Essay}
Excerpts from my dream diary which are referred-to in the essay that
follows.
\dreamdate{12/11/1973}
I notice a state between waking and dreaming: a waking dream. I have
been asleep; I wake up; I close my eyes to sleep again. While not yet asleep, I
experience isolated objects before me as in a dream, but with no
background, only a dark void. In this case, there are two pocket combs, both
with teeth broken. In the waking world, I threw away one of my two pocket
combs because I broke it; the other comb is still in good condition.
\dreamdate{12/30/1973}
I am chased by the police for one block west on West Market Street in
Greensboro. I reach the intersection with Eugene Street, and in the north
direction there is a steep hill rather than the street. The surface of the hill is
bare ground and grass. I run up the hill, sensing that if I can get over the hill
I will find Friendly Road and the general neighborhood of my mother's
houses on the other side. The police start shooting. If I can get a few yards
farther on the top of the hill I will be past the line of fire. I take a headlong
dive and awaken in the middle of the dive to find myself diving forward on
my mattress in the front room of my apartment. The action is carried on
continuously through waking up and through the associated change of
setting.
\dreamdate{1/12/1974}
Just before I go to sleep for the night, I am lying in bed drowsy. I think
of being, and suddenly am, at the south edge of the Courant Institute plaza,
which is several feet above the sidewalk. The edge of the plaza and the drop
are all I see. It is night; and there is only a void where the peripheral
environment should be. (Comment: It is of great theoretical importance that
while most of the internal reality cues were present in this experience, some,
like the peripheral environment, were not. In my dream experiences, all
reality cues are present.) The drop expands to twenty or thirty feet, and I
start to fall off. Fright jolts me completely awake. I have had something like
a waking nightmare and have awakened from being awake. I thought of the
scene, was suddenly in it (except for peripheral reality cues), lost control and
became endangered by it, and then snapped back to my bedroom.
\dreamdate{1/1-/1974}
One or two nights after 1/12/74 I was lying in bed just before going to
sleep. I could see women standing on a sidewalk. The scene was real, but I
was not in it; I was a disembodied spectator. Also, the peripheral
environment was absent. The reality was between that of a waking
visualization and that of the Courant Institute incident of 1/12/74.
Comment: The differences between this experience and a waking
visualization are that the latter is less vivid than seeing and is accompanied
by waking reality cues such as cues of bodily location.
\dreamdate{1/16/1974}
\begin{enumerate}
\item I am in an apartment vaguely like the first place in which I lived, at
1025 Madison Avenue in Greensboro. I am a spy. I am teen-aged and short;
and I am in the apartment with several enemy men, who are middle-aged and
adult-sized. My code sheets look like the sheets of Yiddish I have been
copying out in waking life. Eventually the men discover me in the front
room with the code sheets on a fold-up desk. They chase me out the front
door and onto the west side of the lawn, and shoot me with a needle gun. At
that moment my consciousness jumps from my body and becomes that of a
disembodied spectator watching from an eastward location, as if I were
watching a film.
\item I am living in a dormitory in a rural setting with other males. At one
point I walking barefoot in weeds outside the dormitory, and Supt. Toro
tells me I am walking in poison ivy. My feet begin to show the rash, but I
recognize that I am in a dream and think that the rash will not carry over to
the waking state. I then begin to will away the rash in the dream, and I
succeed,
\end{enumerate}
\dreamdate{1/20/1974}
For some reason the dream associates Simone Forti with flute-like
music. It is shortly before midnight. In the dream I believe that Simone lives
in a loft on the east side of Wooster Street. The blocks in SOHO are very
small. If I walk through the streets and whistle, she will hear me. I start to
whistle but can only whistle a single high note. I half awaken but continue
whistling, or trying to; the dream action continues into waking. But I cannot
change pitch or whistle clearly because my mouth is taped. As I realize this, I
awaken fully.
Comments: I tape my mouth at night so I will sleep with my mouth closed. I
experimented at trying to whistle with the tape on while fully awake. The
breath just hisses against the tape. The pitch of the hiss can be varied.
\dreamdate{2/1/1974}
1. I try to assist a man in counterfeiting ten dollar bills by taking half
of a ten, scotch taping it to half of a one, and then coloring over the one
until it looks like the other half of the ten. The method fails because I bring
old crumpled tens rather than new tens, and the one doilar bills are new.
Comments: There are no natural anomalies in this dream at all. What is
anomalous is that this counterfeiting method seems perfectly sensible, and I
only begin to question it when we try to fit the crumpled half-bill to the
crisp half-bill. Why am I so foolish in this dream? I retain my identity as
Henry Flynt, and yet my outlook, my sense of what is rational, is so
different that it is that of a different person. More generally, the person I am
in my dreams is much more limited in certain ways that I am in waking life.
My waking preoccupations are totally absent from my dreams. Instead there
is bland material about my early life which could apply to any child or
teen-ager. Thus, I must warn readers who know me only from this diary not
to try to make the image of me here fit my waking life.
\dreamdate{2/3/1974}
3. I have had several dreams that I am taking the last courses of my
student career. (In waking life I have completed all course work.) I am
usually failing them. Tonight I dream that I have gone all semester without
studying (in a course in English?). Now I am in the final exam and sinking. I
will have to repeat these courses. Subsequently, I am sitting in a school
office (of a professor or psychologist?), giving him a long list (of words, a
foreign vocabulary?). (I mention this episode because I remember that while
I retained my nominal identity as Henry Flynt, I had the mind of a different
person. I experienced another person's existence instead of mine. Professor
Nell also appeared somewhere in this dream; as he has in several school
dreams I have had recently.
\dreamdatecomment{2/3/1974}{This is the date I recorded, but it seems that it would have to be later.}
I get up in the morning and decide to have a self-indulgent breakfast
because of the unpleasantness of working on my income tax the day before.
So I put two slices of pizza in the oven, and also eat two bakery sweets,
possibly \'{e}clairs. Then I think that a Mexican TV dinner would have been
better all around, but it is too late; I have to eat what I am already preparing.
Subsequently, I go with John Alten to a Shoreham Cafeteria at Houston and
Mercer Streets. The cafeteria chain is a good one, but this cafeteria is dark
and extremely dingy upstairs where the serving line is. John complains that
there is no ventilation and that he is suffocating, and he stalks out.
Comment: When I awoke, my first thought was that the pizza in the oven
would be burning. (I assumed that I had arisen, put the pizza in the oven,
and gone back to sleep.) But then I realized that the breakfast was a dream. I
got up and prepared the Mexican dinner which I had decided was best in the
dream, but I also ate one \'{e}clair.
\dreamdate{7/8/1974}
I am caught out in a theft of money, and I feel that the rest of my life
will be ruined.
Comment: The quality of the episode depended on my
strong belief in the reality of the social future and in my ability to form
accurate expectations about it. When I awakened, the whole misadventure
vanished.
End of excerpts from my dream diary.
\begin{quotation}
"... It is correct to say that the objective world is a synthesis of private views
or perceptions... But ... inasmuch as it is the common objective world that
renders ... general knowledge possible, it will be this world that the scientist
will identify with the world of reality. Henceforth the private views, though
just as real, will be treated as its perspectives. ... the common objective
world, whether such a thing exists or is a mere convenient fiction, is
indispensable to science ...
."\footnote{A. d'Abro, The Evolution of Scientific Thought (New York, Dover, 1950), pp. 176--7}
\end{quotation}
\textbf{A.} We wish to postulate that dreams are exactly what they seem to be
while we are dreaming, namely, literal reality. Naively, we want to get closer
to literal empiricism than natural science is. But science has worked out a
very comfortable world-view on the assumption that both dreams and
semi-conscious quasi-dreams are mere subjective phenomena of individual
consciousness. If we wish to carry through the postulate that dreams are
literal reality, then we will have to adopt a cognitive model quite different
from that of natural science. It is of crucial importance that we are not
interested in superstition. We do not wish to adopt a cognitive model which
would simply be defeated in competition with science. We wish to be at least
as rational, as empirical, and as cognitively parsimonious as science is. We
want our cognitive model to be compelling, and not to be a plaything which
is easily taken up and easily discarded.
The question is whether there can be a rational empiricism which
differs from science in placing dreamed episodes on the same level as waking
episodes, but which stops short of the "nihilistic empiricism" of my
philosophical essay entitled \essaytitle{The Flaws Underlying Beliefs}. (In effect, the
latter essay rejects other minds, causality, persistent objective entities, past
time, the possibility of objective categories and significant language, and so
forth, ending up with ungraded immediate experience.)
As an example of our problem, the waking scientific outlook assumes
that a typewriter continues to exist even when we turn our backs on it
(persistence of objective entities). In many of our dreams we make the same
sort of assumption. In other words, in some of our dreams the natural order
is not noticeably different from that of the waking world; and in many
dreams our conscious world-view has much in common with waking
common sense or scientific pragmatism. On 2/3/1974 I had a dream in which
a typewriter was featured. I certainly assumed that the typewriter continued
to exist when my back was turned to it. On 7/8/1974 I dreamed that I was
caught out in a theft of money, and I felt my life would be ruined because of
it. I certainly assumed the reality of the social future, and my ability to form
accurate expectations about it. These examples illustrate that we are not
nihilistic empiricists in our dreams. The question is whether acceptance of
the pragmatic outlook which we have in dreams is consistent with not
regarding the dream-world as a subjective phenomenon of individual
consciousness. Can we accept dreams as "literal reality"; or must we reject
the very concept of "reality" on order to defend the placing of the dream
world on the same level as the waking world?
In summary, the question is whether we can place dreams on the same
fevel as the waking world while stopping short of nihilistic empiricism. A
further difficulty in accomplishing this aim is that neurological science might
succeed in gaining complete experimental control of dreams. Scientists might
become able to produce dreams at will and to monitor them. The whole
phenomenon of dreaming would then tend to be totally assimilated to the
outlook of scientists. Their decision to treat dreams as subjective phenomena
of individual consciousness would be greatly supported by these
developments. Would we have to go all the way to nihilistic empiricism in
order to have a basis for rejecting the neurologists' accomplishments?
Still another difficulty is presented for us by semi-conscious
quasi-dreams such as the ones described in my diary. Semi-conscious
quasi-dreams exhibit some reality cues, but lack other important internal
reality cues. Science handles these experiences easily, by dismissing them
along with dreams as subjective phenomena of individual consciousness.
Suppose we accept that the semi-conscious quasi-dreams are illusory reality.
But if they can be illusory reality, how can we exclude the possibility that
dreams might be also? If, on the other hand, we accept the quasi-dreams as
literal reality, what about the missing reality cues? Can we justify different
treatment for dreams and quasi-dreams by saying that all reality cues have to
be present before an experience is accepted as non-illusory? If we propose
to do so, the question then becomes whether we should accept the weight
which common sense places on reality cues.
Why do we wish to stop short of nihilistic empiricism? Because we do
wish to assert that dreams can be remembered; that they can be described in
permanent records; that they can be compared and studied rationally. We do
want to cite the past as evidence; we do want to distinguish between actual
dream experience and waking fabrications, waking lies about what we have
dreamed; and we do want to describe what we experience in intersubjective
language.
As easy way out which would offend nobody would be to treat dreams
as simulations of alternate universes. But this approach is a cowardly evasion
for several reasons. It excludes the phenomenon of the semi-conscious
quasi-dream, which poses the problem of internal reality cues in the sharpest
way. Further, we cannot give up the notion that our project is nearer to
literal empiricism than natural science is. We cannot accept the notion that
we must dismiss some of our experiences as mere illusions, but not all of
them. We do not see dreams as simulations of anything. Some of the most
interesting observations I have made about connections between adjacent
dreamed and waking episodes in my own experience are noticeable only
because I take both dreamed and waking experience literally.
\gap
\textbf{B.} Before we continue our attempt to resolve our methodological
problem, we will provide more detail on topics which we have mentioned in
passing. We begin with the purported empiricism of natural science. The
philosopher Hume postulated that experience was the only raw material of
reality or cognition. However, he did not content himself with ungraded
experience. He insisted on draping the experiential raw material on an
intellectual framework in such a way that experience was used to simulate
the inherited conception of. reality, a conception which we will call
Aristotelian realism. Similarly for the purported empiricism of natural
science. In fact, the working scientist learns to think of the framework or
model as primary, and of experiences and verification procedures as ancillary
to it. The quotation by d'Abro which heads this essay concedes as much.
What we are investigating is whether experiences can be draped on a
different intellectual framework in which dreamed and waking life come out
as equally real. Some examples of alternate verification conventions follow.
\begin{enumerate}
\item Accept intersubjective confirmation of my experience of the dream world
which occurs within the dream as confirmation of the reality of the dream
world.
\item Accept intersubjective confirmation of the past of the dream world which
occurs in the dream itself as confirmation of the reality of the dreamed past.
\item Recognize that there is no infallible way to tell whether other people are
lying about their dreamed experience or their waking experience.
\item Develop sophisticated interrogation techniques as a limited test of
whether people are telling the truth about their dreams.
\item Accept that a certain category of anomalies occurs in dreams only when
several people have reported experiences in that category.
\end{enumerate}
The principal characteristic of the approach which these conventions
represent is that each dream is treated as a separate world. There is no
attempt to arrive at an account, for a given "objective" time period, which is
consistent with more than one dream or with both dreamed and waking
periods. Thus, many parallel worlds could be confirmed as real. As our
discussion proceeds, we will move away from this approach, probably out of
a sense that it is pointless to maintain a strong notion of reality and yet to
forego the notion of the consistency of all portions of reality.
\textbf{C.} Something that I have learned from a study of my dream records is
that while dreams are not chaotic, while they can be compared and
classified, it is not possibie to apply the method of natural science to them in
the sense of discerning a consistent, impersonal natural order in the dream
world. It is not that the natural order is different in dreams from what it is in
the waking world; it is that the dream worlds are incommensurate with the
discernment of a natural order in the scientific sense. Here are some specific
observations which relate to this whole question.
\begin{enumerate}
\item Some dreams are not noticeably anomalous. The laws of science are not
violated in them. This observation is important in giving us a normal base for
our investigation. Dreams are not all crazy and chaotic.
\item In some dreams, it is impossible to abstract an impersonal natural order
from personal experiences and anecdotes. There are no impersonal events.
There is no nature whose order can be defined impersonally. The dreams are
full of personal magic which cannot be generalized to a characteristic of an
impersonal natural order.
\item As a special case of (2), in some dreams, we jump back in time and move
discontinuously in time and space. Chronological personal magic.
\item In dreams, the distinction between myself and other people is blurred in
many different ways. Also, I sometimes become a disembodied
consciousness.
\item As a generalization of (4), sometimes it becomes impossible to distinguish
objects from our sensing and perceiving function. The mediating sensory
function becomes obtrusively anomalous. Stable object gestalts cannot be
identified.
\item Sometimes we experience the logically impossible in dreams. My father
was both dead and buried, and alive and walking around, in one dream.
\item The possibility of identifying causal relationships is sometimes lacking in
dreams. It is not just that actions have unexpected effects. It is that events
are strung together like beads on a string. There is no sense of willful acting
on the world or manipulation of the world which can be objectified as a
causal relation between impersonal events.
\end{enumerate}
The possibility arises of using dreams as philosophical experiments in
worlds in which one or more of the preconditions for application of the
scientific method is absent. (But in the one case in which Alten and I tried
this, we reached opposite conclusions. Alten said that dreams in which one
can jump around in time proved that the irreversibility of time is the basis
for distinguishing between time and space; I said that the dreams proved that
time and space can be distinguished even when the irreversibility of time is
lacking.)
Observation (2) above can lead us to an insight about the waking world.
Perhaps science insists on the elimination of personal anecdotes from the
natural order which it recognizes because the scientist wants results which
can be transferred from one life to another and which will give one person
power over another. At any rate, science excludes anecdotal anomalies which
cannot be made somehow into "objective" events. As an example, I may be
walking down the street and suddenly find myself on the other side of the
street with no awareness of any act of crossing the street.
What dreams provide us with is worlds in which anecdotal anomalies
cannot be relegated to limbo as they are in waking science. They are so
prominent in dreams that we can become accustomed to identifying them
there. We may then learn to recognize analogous anomalies in the waking
world, where we had overlooked them before because of our scientific
indoctrination.
Of course, we run the risk that superstitious people will misuse our
theory to justify their folly. But the difference between our theory and
superstition is clear. When the superstitious person says that he
communicates with spirits, he either lies outright; or alse he misinterprets his
experiences---embedding them in an extraneous pre-scientific belief system,
or treating them as controversions of scientific propositions. We, on the
other hand, maintain more literally than science does that the only raw
material of cognition is experience. We differ from science in draping
experiences on a different organizational framework. The "reality" we arrive
at is incommensurate with science; it does not falsify any scientific
proposition. As for science and superstition, we headed this essay with the
quotation by d'Abro to emphasize that the scientist himself is superstitious:
he is determined to believe in the common objective world, even though it is
a fiction, because it is necessary to science. The superstitious person wants
you to believe that his communication with spirits is intersubjectively
consequential. Thus our theory, which tends toward the attitude that
nothing is intersubjectively consequential, offers him even less comfort than
science does.
\textbf{D.} We next turn to semi-conscious quasi-dreams. Referring to my
experience on the morning of 1/12/1974, I describe the experience by saying
that I was on the Courant Institute plaza. But I cannot conclude that I was
on the Courant Institute plaza. The reason is that important internal reality
cues are missing in the experience. For one thing, the peripheral environment
is missing; in its place is a void. Referring to my experience on 1/1-/1974,
still other cues are missing. I am awake, and the scene is unstable and
momentary. The slightest attention shift will cause the scene to vanish.
When we recognize that we have disallowed falling asleep, awaking, and
anomalous phenomena in dreams as evidence of unreality, a careful analysis
yields only two types of reality cues.
\begin{enumerate}
\item Presence of the peripheral environment.
\item "Single consciousness." This cue is missing when we see a
three-dimensional scene and move about in it, and yet have a background
awareness that we are awake in bed; and lose the scene through a mere shift
of attention. Its absence is even more marked if the scene is a momentary
one between two waking periods.
\end{enumerate}
Let us recall our earlier discussion of the empiricism of science. Science
does not content itself with ungraded experience. it drapes experience on an
intellectual framework in such a way as to simulate Aristotelian realism. It
feeds experience into a maze of verification procedures in order to confirm a
model which is not explicit in ungraded experience. It short, science grades
experience as to its reality on the basis of standards which are
"intellectually" supplied. Internal reality cues are thus characteristics of
experience which are given special weight by the grading procedure. The
immediate problem for us is that ordinary descriptive language implicitly
recognizes these reality cues; one would never say without qualification that
one was on the Courant Institute plaza if the peripheral environment was
missing and if one was also aware of being awake in bed at the time. (In
contrast, it is fair to use ordinary descriptive language with respect to
dreamed episodes when our consciousness is singulary, that is, when
everything seems real and unqualified.)
For purposes of further comparison I may mention an experience I
have had on rare occasions while lying on my back in bed fully awake. It is
as if colored spheres whose centers are located a few feet or yards in front of
my chest expand until they press against me, one after the other. I use the
phrase "as if" because reality cues are missing in this experience, and thus I
cannot use the language of stable object gestalts without qualification in
describing it. The colors are not vivid as real colors are. They are like
visualized colors. The spheres pass through each other, and through me---with
only a moderate sensation of pressure. I can turn the experience off by
getting out of bed. The point, again, is that it is inherent in ordinary
language not to use unqualified object descriptions in these circumstances.
Yet the only language I have for such sensory configurations is the language
of stable object gestalts-this is particularly obvious in the example of the
Courant Institute plaza. (Is "ringing in the ears' in the same class of
phenomena?)
An insight that is crucial in elucidating this problem is that when I
describe episodes, the descriptions implicitly convey not only sensations but
beliefs, as when I speak of a typewriter in a dream on the assumption that it
persisted while I was not looking at it. The peculiar quality of a quasi-dream
comes about not only because it is an anomaly in my sensations but because
it is an anomaly in the scientific-pragmatic cognitive model which underlies
ordinary language. If I discard this cognitive model and then report the
event, it will not be the same event: the beliefs implicit in ordinary language
helped give the event its quality. As a further example, now that I have
recognized experiences such as that of 1/12/1974, I am willing to entertain
the possibility that they are the basis for claims by superstitious persons to
have projected astrally. But to use the phrase "astral projection" is to embed
the experiences in a pre-scientific belief system extraneous to the
experiences themselves. If we learn to report such experiences by using
idioms like "ringing in the ears" and blocking any comparison with notions
of objective reality or intersubjective import, we will have flattened out
experience and will have moved in the direction of ungraded experience and
nihilistic empiricism.
\textbf{E.} We next take up connections between adjacent dreamed and waking
periods. As a preliminary, we reject conventional notions that dreams are
fabricated from memories of waking reality; or that dreams are precognitions
of waking reality; or that dreams are mental phenomena which symbolize
waking reality. We reject these notions because they conflict with the placing
of the dream world on the same level as the waking world.
Connections between dream and waking periods are important in this
study because we may wish to create such connections deliberately, and even
to attribute causal significance to them. Initially, we define the concept of
dream control: it is to conduct one's waking life so that it is supportive of
one's dreamed life in some sense. We also define controlled dreaming: it is to
manipulate a person "from outside" before sleep (or during sleep) so as to
influence the content of that person's dreams. (An example would be to give
somebody a psychoactive sleeping pill.)
A careful analysis of connections between dream and waking periods
yields the following classification of such connections.
\begin{enumerate}
\item I walk around the kitchen in a dream, then awaken and walk around the
kitchen. Voluntary continued action.
\item Given a project with causally separate components, voluntarily
assembled, I can carry out the project entirely while awake, entirely in
dreams, or partly while awake and partly in dreams.
\item I walk around the kitchen while awake, then sleep. I may then walk
around the kitchen in a dream. Also, I draw a glass of water while awake. I
may have the glass of water to use in the dream. We could postulate that
such connections are not mere coincidences, if they occur. However, we
certainly cannot produce such connections at will. We call these connections
echoes of waking actions in dreams. Note the case in which I taped my
mouth shut before sleeping, and could not whistle in the subsequent dream.
\item We next have connections from dreamed to waking periods which can be
postulated to have causal significance. First, misfortune or danger in dreams
is regularly followed by immediate awaking. Secondly, I have had
experiences in which a headlong dive or an attempt to whistle continued
from dream to waking, right through waking up. These experiences are
causally continuous actions. However, I cannot bring them about at will.
\item We can manipulate a person "from outside" before sleep (or during sleep)
so as to influence the content of that person's dreams. The dream is not an
echo of the waking action; the causal relationship is manipulative. Examples
are to give someone a psychoactive sleeping drug or to create a special
environment for sleep. The case in which I taped my mouth shut before
sleeping was a remarkable borderline case between an echo and a
manipulation.
\end{enumerate}
in conclusion, dream control is any of the connections described in
(1)--(4). Controlled dreaming is (5). We have analyzed these concepts
meticulously because we want to exclude all attempts at magic, all
superstition from the project of placing dreamed and waking life on the same
level. There must be no rain dancing, no false causality, in this project.
\textbf{F.} Until now, we have analyzed our experience episode by episode. We
could make this approach into a principle by assuming that each episode is a
separate and complete world, which has its reality confirmed internally. In
particular, the notion of objective location in space and time would be
maintained if it appeared in a dream and was intersubjectively confirmed in
the dream, but the notion would be purely internal to each episode. The
objection to these assumptions, as we mentioned at the end of (B), is that
they propose to maintain the notion of objective location, and yet they
forego the notion of the consistency of all portions of reality. if we adopt
these assumptions and then compare all the reports of our dreamed and
waking periods, we may find that we have experienced different events
attributed to the same location---and indeed, that is exactly what we do
experience.
One of the main discoveries of this essay has been that dreamed and
waking periods are more symmetrical than our scientific-pragmatic
indoctrination would have us suppose. The reality of the dream world is
intersubjectively confirmed---within the dream. Anecdotal anomalies can be
found in waking periods as well as in dreams. Entities which resemble
common object gestalts but which lack some of the reality cues of object
gestalts can be encountered whicle we are fully awake. Now we can
recognize a further symmetry between dreamed and waking life. A dreamed
misfortune is usually "lost" when we awaken, and its disappearance is taken
as evidence of the unreality of the dream (the nightmare). But we can also
"lose" a waking misfortune by going to sleep and dreaming. Further, just as
a waking misfortune can persist from one waking period to another, a
dreamed misfortune can persist from one dream to another (recurrent
nightmares). Thus, we conclude that in regard to the consistency of episodes
with each other, there is no basis for preferring any one episode, dreamed or
waking, as the standard by which the reality of other episodes will be judged.
Of course, rather than maintaining the reality of each episode as a separate
world, we can block all attributions of events to objective locations. This
approach would alter the quality of the events and bring us closer to
nihilistic empiricism.
A further problem arises if we take the dream reports of other people as
reports of reality. Suppose I am awake in my apartment at 3 AM on
2/6/1974, but that someone dreams at that time that I am out of my
apartment. Multiple existences which I do not even experience are now being
attributed to me. (My own episodes also pose a problem of whether
"multiple existences" are being attributed to me, but that problem concerns
events I experience myself.) What we should recognize is that the problem of
"multiple existences" is not as unique to our investigation as may at first
appear. Natural science has an analogous problem in disposing of the notion
of other minds. The notion of the existence of many minds, none of which
can experience any other, is difficult to assimilate to the cognitive model of
science. On the other hand, to deny the existence of any mind, as
behaviorists do, is to repudiate the scientist's observations of his own mental
life. And if the scientist's observations of his own mental life are repudiated,
then there is no good reason not to repudiate the scientist's observations of
his budily sensations and of external phenomena also; that is, to repudiate
the very possibility of scientific observation. Further, when behaviorists try
to convince people that they have no awareness, whom (or what) are they
trying to convince? And what is the behaviorist explanation of the origin of
the fiction of consciousness? Who benefits from perpetuating this fiction,
and how does he benefit?
We must emphasize that the above critique is not applicable to every
philosophical outlook. It applies specifically to science---because the scientist
wants to have the benefits of two incompatible conceptual frameworks.
Some of the common sense about other minds is necessary in the operational
preliminaries to formal science; and the scientist's role as observer is
indispensable to formal science. Yet the conceptual framework of science is
essentially physicalistic, and can allow only for external objects. What this
difficulty reveals is that the cognitive model of science has stabilized and
prevailed even though it has blatent discrepancies in its foundations. The
foremost discrepancy, of course, is that the scientist is willing to have his
enterprise rest on a fiction, that of the common objective world. Thus, the
example of science suggests an additional way of dealing with the problems
which arise for our theory: we can allow discrepancies to persist unresolved.
There is an interesting observation to be made about one's own dreams
in connection with multiple existences. I have found that the person I am in
my dreams is significantly different from the waking identity I take for
granted, as in my dream of 2/1/1974. As for the problem of other people's
dreams, one way of handling them would be simply to reject the existence of
other people's dream worlds and of their consciousnesses, and to limit one's
consideration to one's own dreams. But perhaps the most productive way to
handle the problem would be to construe it as one involving language in the
way that the problems concerning quasi-dreams did. Our descriptive language
is a language of stable object gestalts, of scientific-pragmatic reality. If we
accept reports of other people's dreams in language which blocks any
implications concerning objective reality, then our perceptual interpretations
will be different and the quality of the events will be fundamentally
different. The experience-world will be flatter. But maybe this is a
revolutionary advance. Maybe reports of our appearances in other people's
dreams, in language which blocks any implications about reality, are what we
should strive for. And if ve cease to be stable object gestalts for others,
maybe our stable object gestalts will not even appear in their dreams.
\section*{Note on how to remember dreams}
The trick in remembering a dream is to fix in your mind one incident or
theme in the dream immediately upon awaking from it. You will then be
able to remember the whole dream well enough to write a description of it
the next day, and you will probably find that for weeks afterwards you can
add to the description and correct it.
\part{Social Philosophy}
\chapter{On Social Recognition}
The most important tasks which the individual can undertake arise not
from personal considerations but from the general conditions of society. The
standards of accomplishment for these tasks are implicit in the tasks, and are
objective in the sense that they can be applied without reference to public
opinion. For example, given that humans express themselves in statements
which are supposedly true or false, there arises a fundamental philosophical
"problem of knowledge." Then, the fact that societies are organized in
different ways at different times and places poses fundamental problems of
"political" thought and action. Sometimes the most important task posed by
the conditions of society is to invent a whole new activity. The origination
of experimental science in Europe in the seventeenth century is an example.
For lack of a better term, these tasks will be referred to as "fundamental
tasks."
The fact that a fundamental task is posed by the general conditions of
society does not mean that public opinion will be aware of the task, or that
the ruling class will commission someone to undertake it. It may well be that
the first person to perceive the problem is the person who solves it; and
public opinion may not catch up with him for decades or centuries.
The person who devotes himself to a fundamental task is, more often
than not, persecuted or ignored by society. Society puts up an immense
resistance to solutions of fundamental problems, even when, as in the cases
of Galois and Mendel, those solutions are politically innocuous. There is no
evidence that this state of affairs is limited to some particular organization of
society. Further, there are cases in which an objectively valid result is
known, and yet apparently society can never adopt the result institutionally.
Art is objectively inferior to brend, as I have shown, and yet all indications
are that art will always be a major institution. The persecution of individuals
who undertake fundamental tasks is an instance of a general human social
irrationality which runs throughout history, from human sacrifice in ancient
times to present-day war between communist countries. The conclusion is
that for an individual to commit himself to a fundamental task tends to
preclude social approval for his activities.
Quite apart from the fundamental tasks which are posed by general
social conditions, the ruling class needs a continual supply of new talent at
all levels of society. At the lower levels, this supply is assured by the
necessity of selling one's labor power in order to eat. At the higher levels of
accomplishment, the ruling class assures itself of a continual supply of new
talent by offering publicity or fame---social recognition---as a reward for
accomplishing the tasks specified by the ruling class. Famous men such as
Einstein are held up to children as examples of the proper relationship
between the talented individual and society; and an international institution,
the Nobel Prize, exists to implement this system of supplying talent.
According to the doctrine, the individual has a duty to benefit society, to
choose a task posed by the ruling class as his occupation. (His publicly
known occupation is supposed to correspond to his real goals.) If he
performs successfully, he will receive publicity as an indication that he is
indeed benefiting society.
Our analysis of fame is the opposite of that of Ben Vautier. Vautier
asserts that the desire for personal publicity is an instinctive drive of human
beings, and that the accumulation of publicity is a genuinely selfish act like
the accumulation of food. In fact, Vautier goes so far as to make no
distinction between what Gypsy Rose Lee and Lenin, for example, did to
gain fame; and he assumes that a pacifist, for example, would welcome
military honors equally as much as he would a peace award. We assert, on
the contrary, that the desire for publicity is not instinctive; it is inculcated in
the young so that the ruling class may have a continual supply of new talent
to serve its purposes. The desire for publicity, far more than the desire for
money, is establishment-serving more than self-serving. (We suggest that the
principal reason why Vautier seeks publicity is not instinct, but economics.
Vautier has no inherited source of income, and has never been trained for a
profession. For him, the alternative to the art\slash publicity racket would be
common labor. If he had the opportunity for a life of leisure, he might feel
differently about publicity.)
The issues which are raised here are extremely important for the person
who perceives a fundamental task, because his sanity may depend on
whether he understands the rationality of his motives for undertaking the
task. He will already have been inculcated with the establishment's concepts
of service and recognition, concepts which are epitomized in the image of
Einstein's career. What we suggest is that it is vital to disabuse oneself of
these concepts. To repeat, fundamental tasks are posed by the general
conditions of society. Yet the individual who undertakes such a task will
probably be persecuted or ignored. Given these circumstances, the doctrine
that the individual has a duty to benefit society is a hypocritical fraud, an
obscenity. For the individual to commit himself to a fundamental task tends
to preclude social recognition for his activities; or, to reverse the remark,
social recognition is not a reward to accomplishment of a fundamental task
(just as military honors are not a reward to pacifism). Thus, it is not rational
for the individual to undertake a fundamental task in order to gain fame.
The motive for undertaking a fundamental task should be genuine
selfishness. (We will continue our argument that the striving for fame is not
genuinely selfish below.) The individual who perceives a fundamental task
should undertake it for his private gratification. The task is of primary
importance to society. By accomplishing it, the individual gains the privilege
of knowing something which is socially important, but which society cannot
deal with honestly. The individual should undertake the task in order to
utilize his real abilities, to develop his potentiality for its own sake. The
undertaking of a significant task which utilizes one's real abilities is the true
source of happiness. To perceive a fundamental task and not to undertake it
is to be stunted: one loses one's self-respect and becomes progressively
demoralized. (Another rational motive for undertaking a fundamental task is
to transform the social environment by methods which do not depend on
society's approval or comprehension.)
We do not mean to suggest that the individual who undertakes a
fundamental task should conceal his results. Even though such tasks may
seem individualistic, they require cooperative, social activity for their
accomplishment. A proposed solution to a fundamental problem can hardly
develop without being scrutinized from a variety of perspectives. It is
essential to have qualified critics, and it is unfortunate that they are so rare.
Solutions to fundamental problems are social consumption goods (their
consumption is not exclusionary), so that critics or collaborators have as
much opportunity to benefit from them as their originators do. As an
example, most of my writings are really collaborations with Tony Conrad. I
often find that I do not understand my own position until I know how it
appears to him. When communication of results is essentially a form of
collaboration, it is very different from the attempt to gain publicity or fame.
It is precisely in the context of the generalized social irrationality which
runs throughout history that the attempt to gain fame must be seen as
foolishly un-selfish. What difference can it possibly make whether the masses
venerate one's name a hundred years after one's death? The adulation of the
masses after one is dead is of no conceivable value to oneself. It is society
which indoctrinates one to worry about one's reputation after one is dead, in
order to condition one to serve the interests of the ruling class.
Then, what does it mean to the individual who solves a fundamental
problem to have his name publicized in the mass media, to be a celebrity
among people who cannot possibly understand what he has done? Even
more important, we must recognize that publicity carries a definte risk for
the individual committed to a fundamental task. The solution of such a
problem must usually be expressed in categories which are incommensurate
and incompatible with the categories of thought which are common coin at
the time. In order for the solution of a fundamental problem to be exposed
in the mass media, it has to be translated into media categories and this
usually results in irreparable distortion. In fact, the solution is distorted in
precisely such a manner that it begins to serve the interests of the ruling
class. One encounters an immense pressure which tends to harness one to
goals which have nothing to do with objective value. More precisely, when an
individual who has solved a fundamental problem is publicized in the mass
media, a process of mutual subversion takes place as between the
establishment\slash media and the individual. In the process, the establishment is
likely to come out far ahead.
There are two other reasons why it is actually advantageous to the
individual who undertakes a fundamental task to avoid publicity. Since one's
activity is likely to be treated as a threat by society, one can minimize the
energy required to defend it, and can carry the activity further, if one
receives no publicity. Then, there will unavoidably be false starts made in
developing the solution to a fundamental problem. If one is not operating in
the glare of publicity, it is far easier to abandon these false starts.
It used to be that when I saw publicity being given to an inferior way of
doing a thing, and I knew a better way, then I reacted with a sense of duty. I
had to appoint myself as a missionary, to enter the public arena and start a
campaign to replace the inferior approach with the better approach. But this
sense of duty must now be called into question. Is it really in my interest to.
thrust myself on the media as a missionary? The truth is that in the context
of generalized social irrationality, it is un-selfish and self-sacrificing to believe
that I must either agree with current fads or else contest them publicly. The
genuinely selfish attitude is *hat it is sufficient for me to know what the
superior approach is. I can ignore the false issues which fill the mass media; I
do not have to participate in public opinion at all. The genuinely selfish
attitude is that "it does not concern me." Genuine selfishness is living one's
life on a level which does not communicate with the level of the mass media
and public opinion.
If we recognize that it is irrational to undertake a fundamental task in
order to benefit society and gain social approval, then our very choice of
fundamental tasks shouid be affected. The most visible fundamental tasks
are those which the establishment is to some extent aware of, and which if
accomplished would immediately be rewarded with social approval. (In the
natural sciences, there literally may be a race to solve a well-known problem).
But if our motives are genuinely self-serving, and have to do with the
development of our potentiality for its own sake, then there is no reason to
limit ourselves to widely understood problems. We can undertake to discover
timeless results---permanent answers to questions which will be important
indefinitely---without concerning ourselves with whether society can adopt
the results institutionally. We can pose problems of which neither the
establishment, the media, nor public opinion are aware. We can undertake
tasks which draw on our unique abilities, so that our personal contribution is
indispensable.
There is a difficulty which we have postponed mentioning. The
individual is always compelled to engage in some socially approved activity
in order to obtain the means of subsistence. We cannot assume that the
individual will have an inherited source of income. In order to pursue a
fundamental task, he will have to pursue a legitimate occupation at the same
time. It may be extremely difficult to lead such a double life, because to do
so requires precisely the self-assurance. that comes from accomplishing the
fundamental task. Leading a double life is not a game for the person who is
unsure about his real abilities or his vocation. If the individual is capable of
leading a double life, our suggestion is to obtain the means of subsistence by
the most efficient swindle available. Do not hesitate to practice outward
conformity in order to exploit the establishment for your own purposes.
There remains the case of the individual who, like Galois, is not
prepared to lead a double life. His problem is one of destitution. However,
he is different from an ordinary pauper. By assumption, he is more talented
than the members of the establishment; he does not belong to the
establishment because he is overqualified for it. Given that he is more
talented than members of the establishment, and that his survival is
threatened, a collateral fundamental task emerges, the task of immediately
transmuting his talent into power to handle the establishment on his own
terms. To perceive this task is a major resuit of this essay. The task cannot be
defined accurately without a perfect understanding of the difference
between fundamental tasks and the serve-society-and-get-famous fraud. We
contend that Galois should have regarded the task of immediately
transmuting his talent into power over the establishment as an inseparable
collateral problem to his mathematical researches. From a common sense
point of view, this collateral task will seem utterly impossible. However, we
are talking about individuals whose vocation is to do the seemingly
impossible. Thus, we conclude by leaving this unsolved fundamental problem
for the reader to ponder.
\chapter{Creep}
When Helen Lefkowitz said I was "such a creep" at Interlochen in
1956, her remark epitomized the feeling that females have always had about
me. My attempts to understand why females rejected me and to decide what
to do about it resulted in years of confusion. In 1961-1962, I tried to
develop a theory of the creep problem. This theory took involuntary
celibacy as the defining characteristic of the creep. Every society has its
image of the ideal young adult, even though the symbols of growing up
change from generation to generation. The creep is an involuntary celibate
because he fails to develop the surface traits of adulthood--poise and
sophistication; and because he is shy, unassertive, and lacks self-confidence
in the presence of others. The creep is awkward and has an unstylish
appearance. He seems sexless and childish. He is regarded by the ideal adults
with condescending scorn, amusement, or pity.
Because he seems weak and inferior in the company of others, and
cannot maintain his self-respect, the creep is pressed into isolation. There,
the creep doesn't have the pressure of other people's presence to make him
feel inferior, to make him feel that he must be like them in order not te be
inferior. The creep can develop the morale required to differ. The creep also
tends to expand his fantasy life, so that it takes the place of the
interpersonal life from which he has been excluded. The important
consequence is that the creep is led to discover a number of positive
personality values which cannot be achieved by the mature, married adult.
During the period when I developed the creep theory, I was spending almost
all of my time alone in my room, thinking and writing. This fact should
make the positive creep values more understandable.
\begin{enumerate}
\item Because of his isolation, the creep has a qualitatively higher sense of
identity. He has a sense of the boundaries of his personality, and a control of
what goes on within those boundaries. In contrast, the mature adult, who
spends all his time with his marriage partner or in groups of people, is a mere
channel into which thoughts flow from outside; he lives in a state of
conformist anonymity.
\item The creep is emotionally autonomous, independent, or
self-contained. He develops an elaborate world of feelings which remain
within himself, or which are directed toward inanimate objects. The creep
may cooperate with other people in work situations, but he does not develop
emotional attachments to other people.
\item Although the creep's intellectual abilities develop with education,
the creep lives in a sexually neutral world and a child's world throughout his
life. He is thus able to play like a child. He retains the child's capacity for
make-believe. He retains the child's lyrical creativity in regard to
self-originated, self-justifying activities.
\item There is enormous room in the creep's life for the development of
every aspect of the inner world or the inner life. The creep can devote
himself to thought, fantasy, imagination, imaging, variegated mental states,
dreams, internal emotions and feelings towards inanimate objects. The creep
develops his inner world on his own power. His inner life originates with
himself, and is controlled and intellectually consequential. The creep has no
use for meditations whose content is supplied by religious traditions. Nor has
he any use for those drug experiences which adolescents undertake to prove
how grown-up they are, and whose content is supplied by fashion. The
creep's development of his inner life is the summation of all the positive
creep values.
\end{enumerate}
After describing these values, the creep theory returned to the problem
of the creep's involuntary celibacy. For physical reasons, the creep remains a
captive audience for the opposite sex, but his attempts to gain acceptance by
the opposite sex always end in failure. On the other hand, the creep may
well find the positive creep values so desirable that he will want to intensify
them. The solution is for the creep to seek a medical procedure which will
sexually neutralize him. He can then attain the full creep values, without the
disability of an unresolved physical desire.
Actually, the existence of the positive creep values proves that the
creep is an authentic non-human who happens to be trapped in human social
biology. The positive creep values imply a specification of a whole
non-human: social biology which would be appropriate to those values.
Finally, the creep theory mentioned that creeps often make good grades in
school, and can thus do clerical work or other work useful to humans. This
fact would be the basis for human acceptance of the creep.
In the years after I presented the creep theory, a number of
inadequacies became apparent in it. The principal one was that I managed to
cast off the surface traits of the creep, but that when I did my problem
became even more intractable. An entirely different analysis of the problem
was required.
My problem actually has to do with the enormous discrepancy between
the ways I can relate to males and the ways I can relate to females. The
essence of the problem has to do with the social values of females, which are
completely different from my own. The principal occupation of my life has
been certain self-originated activities which are embodied in "writings." Now
most males have the same social values that I find in all females. But there
have always been a few males with exceptional values; and my activities have
developed through exchanges of ideas with these males. These exchanges
have come about spontaneously and naturally. In contrast, I have never had
such an exchange of ideas with females, for the following reasons. Females
have nothing to say that applies to my activities. They cannot understand
that such activities are possible. Or they are a part of the "masses" who
oppose and have tried to discourage my activities.
The great divergence between myself and females comes in the area
where each individual is responsible for what he or she is; the area in which
one must choose oneself and the principles with which one will be identified.
This area is certainly not a matter of intelligence or academic degrees.
Further, the fact that society has denied many opportunities to females at
one time or another is not involved here. (My occupation has no formal
prerequisites, no institutional barriers to entry. One enters it by defining
oneself as being in it. Yet no female has chosen to enter it. Or consider such
figures as Galileo and Galois. By the standards of their contemporaries, these
individuals were engaged in utterly ridiculous, antisocial pursuits. Society
does not give anybody the "opportunity" to engage in such pursuits. Society
tries to prevent everybody from being a Galileo or Galois. To be a Galileo is
really a matter of choosing sides, of choosing to take a certain stand.)
Let me be specific about my own experiences. When I distributed the
prospectus for \journaltitle{The Journal of Indeterminate Mathematical Investigations} to
graduate students at the Courant Institute in the fall of 1967, the most
negative reactions came from the females. The mere fact that I wanted to
invent a mathematics outside of academic mathematics was in and of itself
offensive and revolting to them. Since the academic status of these females
was considerably higher than my own, the disagreement could only be
considered one of values.
The field of art provides an even better example, because there are
many females in this field. In the summer of 1969 I attended a meeting of
the women's group of the Art Workers Coalition in New York. Many of the
women there had seen my Down With Art pamphlet. Ail the females who
have seen this pamphlet have reacted negatively, and it is quite clear what
their attitude is. They believe that they are courageously defending modern
art against a philistine. They consider me to be a crank who needs a "modern
museum art appreciation course." The more they are pressed, the more
proudiy do they defend "Great Art." Now the objective validity of my
opposition to art is absolutely beyond question. To defend modern art is
precisely what a hopeless mediocrity would consider courageous. Again, it is
clear that the opposition between myself and females is in the area where
one must choose one's values.
I have found that what I really have to do to make a favorable
impression on females is to conceal or suspend my activities----the most
important part of my life; and to adopt a facade of conformity. Thus, I
perceive females as persons who cannot function in my occupation. I
perceive them as being like an employment agency, like an institution to
which you have to present a conformist facade. Females can he counted on to
represent the most "social, human" point of view, a point of view which, as I
have explained, is distant from my own. (In March 1970, at the Institute for
Advanced Study, the mathematician Dennis Johnson said to me that he
would murder his own mother, and murder all his friends, if by doing so he
could get the aliens to take him to another star and show him a higher
civilization. My own position is the same as Johnson's.)
It follows that my perception of sex is totally different from that of
others. The depictions of sex in the mass media are completely at variance
with my own experience. I object to pornography in particular because it is
like deceptive advertising for sex; it creates the impression that the physical
aspect of sex can be separated from human personalities and social
interaction. Actually, if most people can separate sex from personality, it is
because they are so average that their values are the same as everybody else's.
In my case, although I am a captive audience for females for physical
reasons, the disparity between my values and theirs overrides the physical
attraction I feel for them. It is hard enough to present a facade of
conformity in order to deal with an employment agency, but the thought of
having to maintain such a facade in a more intimate relationship is
completely demoralizing.
What conclusions can be drawn by comparing the creep theory with my
later experience? First, some individuals who are unquestionably creeps as
far as the surface traits are concerned simply may not be led to the deeper
values I described. They may not have the talent to get anything positive out
of their involuntary situation; or their aspirations may be so conformist that
they do not see their involuntary situation as a positive opportunity. Many
creeps are female, but all the evidence indicates that they have the same
values I have attributed to other females---values which are hard to reconcile
with the deeper creep values.
As for the positive creep values, I may have had them even before I
began to care about whether females accepted me. For me, these values may
have been the cause, not the effect, of surface creepiness. They are closely
related to the values that underlie my activities. It is not necessary to appear
strangely dressed, childish, unassertive, awkward, and lacking in confidence
in order to achieve the positive creep values. (I probably emphasized surface
creep traits during my youth in order to dissociate myself from conformist
opinion at a time when I hadn't yet had the chance to make a full
substantive critique of it.) Even sex, in and of itself, might not be
incompatible with the creep inner life; what makes it incompatible is the
female personality and female social values, which in real life cannot be
separated from sex and are the predominant aspect of it.
Having cast off the surface traits of the creep, I can now see that
whether I make a favorable impression on females really depends on whether
I conceal my occupation. Celibacy is an effect of my occupation; it does not
have the role of a primary cause that the creep theory attributed to it.
However, it does have consequences of its own. In the context of the entire
situation I have described, it constitutes an absolute dividing line between
myself and humanity. It does seem to be closely related to the deeper creep
values, especially the one of living in a child's world.
As for the sexual neutralization advocated in the creep theory, to find a
procedure which actually achieves the stated objective without having all
sorts of unacceptable side effects would be an enormous undertaking. It is
not feasible as a minor operation developed for a single person. Further, as
the human species comes to have vast technological capabilities, many
special interest groups will want to tinker with human social biology, each in
a different way, for political reasons. I am no longer interested in petty
tinkering with human biology. As I make it clear in other writings, I am in
favor of building entities which are actially superior to humans, and which
avoid the whole fabric of human biosocial defects, not just one or two of
them.
\clearpage
{
2/22/1963
Henry Flynt and Jack Smith demonstrate against Lincoln Center, February 22, 1963
(photo by Tony Conrad)
}
\clearpage
\chapter{The Three Levels of Politics}
Political activity and its results can occur on three levels. The first level
is the personal one. An individual may vote to re-elect a local politician
because of patronage he has received, for example. On this level the
individual's motivation is narrow, immediate self-interest. Often the action
has a defensive character; the individual is trying to hold on to something he
already possesses.
The second level may be called the historical level. It is exemplified by
the Civil War in the United States. Certain political movements result in
largescale, irreversible social change. The Civil War set in motion the
industrialization of the United States, as well as abolishing slavery. In 1860,
slavery was viewed by large numbers of Americans as a legitimate institution.
One hundred years later, even American conservatives did not often defend
it. To re-establish a plantation economy in the South today would be out of
the question. These observations prove that on the second level, society
really does change. On this level, political action does make a difference.
However, there is a further aspect to the Civil War which indicates that
politics does not make the difference people think it makes. According to
the ideology of the abolitionists, the accomplishment of the Civil War would
be to raise the slaves to a position of equality with whites. In fact, nothing of
the sort happened. The real accomplishment of the Civil War was to
transform the United States into an industrial capitalist society (and to
abolish an institution which was incompatible with the capitalists' need for a
free labor market). By the time the Northern businessmen brought
Reconstruction to an end, it was clear that the position of blacks in
American society was where it had always been: at the bottom. The Civil
War changed American society, but is did not make the society any more
utopian. On the contrary, it brought into prominence still another violent
social conflict---the conflict between labor and capital.
The third level of politics has to do with the utopian aspect of modern
political ideologies, the aspect which calls not only for society to change, but
to change for the better. Typical third-level political goals are the abolition
of war, the abolition of the oligarchic structure of society, and the abolition
of economic institutions which value human lives in terms of money. in all
of human history, society has never changed on this third level.
The successful Communist revolutionists of the twentieth century (in
the underdeveloped countries) have repeatedly claimed to have accomplished
third-level change in their societies. However, these claims of third-level
change have always turned out to be illusions which cover a recapitulation of
capitalist development. Communist revolutions are typical examples of real
second-level change which is accomplished under the cover of claims of
third-level change, claims which are pure and simple frauds.
By introducing the concept of levels of politics, we can resolve the
apparent paradox that society certainly changes, but that it really does not
change. It is important to understand that empirical evidence on the
question of the levels of politics can only be drawn from the past, the
present, and the immediate future (five to ten years). Recent technological
developments have brought into question the very existence of the human
species. In addition, technology is developing much faster than society is. It
is meaningless to discuss the issue of second versus third-level social change
with reference to the more distant future, because there may not be any
human society in the more distant future.
This essay is concerned with the politics of the third level. The first and
second levels are certainly real enough, but we are not the least interested in
them. As we have just said, we make the restriction that any empirical
analysis of the third level must refer to the past, the present, or the
immediate future. Our purpose is to present a substitute for the politics of
the third level.
There are a number of present-day political tendencies which hold out
the promise of third-level social change. These tendencies are all descended
from the leftist working-class movements of nineteenth century Europe,
most of them by way of the early Soviet regime. The promises of third-level
change held out by these tendencies are nothing but cheap illusions. What is
more, a careful examination of leftist ideologies in relation to the historical
record will show that the promises of third-level change are extremely vague
and without substance. Beneath the surface of vague promises, leftist
ideologies do not even favor third-level change; they are opposed to it.
One example will serve to demonstrate this contention. In my capacity
as a professional economist, I have become familiar with the official
economic policies---the doctrines of the professional economists---of the
various socialist governments and leftist movements throughout the world. It
should be mentioned that most of the followers of leftism are not familiar
with these technical economic policies; they are aware only of vague,
meaningless promises of future bliss coming from leftist political
speechmakers. When we turn to technical economic realities, we find that
virtually every leftist tendency in the world today accepts economic
principles which in the parlance of the layman are referred to as
"capitalism." The most important principle is stated by Ernest Mandel: "the
economy continues to be fundamentally a money economy, with the
satisfaction of the bulk of people's needs depending on the number of
currency tokens a person possesses." When it comes to the realities of
technical economics, virtually every leftist in the world accepts this
principle. So far as the third level is concerned, there is no such thing as a
non-capitalist polical tendency, and there is no point in hoping for one. A
similar conclusion holds for virtually every aspect of third-level politics.
Leftists claim that Communism eliminates the causes of war; while at the
same time war breaks out beween China and the Soviet Union.
We propose to draw a far-reaching conclusion from these
considerations. Returning to the example of first-level politics, it is rational
for the patronage-seeker to be in favor of the election of one focal politican
and against the election of his opponent. This is a matter which is within the
scope of human responsibility, and with respect to which individual action
can make a difference. But it is not rational to be either for against
"capitalism," to be either for or against war. As we have seen, "capitalism"
and war are permanent aspects of human society, and no political tendency
genuinely opposes them. It is meaningless to treat them as if they were
within the scope of human responsibility in the sense that the election of a
local politician is. in other words, the third-level aspects of society are not
partial, limited aspects which can be eliminated by conscious human action
while the bulk of human life is retained. The only way you can meaningfully
be against the third-level aspects of human society is by adopting a different
attitude to the human species as such.
This attitude is the one you would adopt if you were suddenly thrown
into a society of apes---apes which perpetually preyed within their own
ecological niche. It is clear that if you proposed to be "against" such a
situation, and to do something about it, then politics as it is normally
conceived would be out of the question. To anticipate our later discussion,
the first thing you must do is to protect yourself against society. The way to
do this is to create an invisible enclave for yourself within the Establishment.
Having such an enclave certainly does not imply loyalty to the
Establishment. On the contrary, there is no reason why you should be toyal
to any faction among the apes. You only pretend to be loyal to one faction
or another when it is necessary for self-defense. If there is a change of regime
in the country where you are living, you either leave or join the winning side.
Transfer your invisible enclave to whatever Establishment is available. But all
this is an external, defensive tactic which has nothing to do with the primary
goals of our strategy.
We will finish our critique of third-level politics, and then continue the
description of the substitute which we propose. In addition to making vague
promises of third-level change, leftism encourages indignation at social
conditions which are beyond anyone's power to affect. Leftism attributes
great ethical merit to such indignation and morally condemns anyone who
does not share it. But this attitude is totally irrational and dishonest. In
philosophy and mathematics, it is possible for a proposition to be valid even
though it has no chance of institutional acceptance. But in social, economic,
and political matters, attitudes which have policy implications are nonsense
unless the policies are actually implemented. Institutional acceptance is the
only arena of validation of a social doctrine. It is absurd to attribute ethical
merit to a longing for the impossible. Indignation at a social condition which
is beyond anyone's power to affect is meaningless. (Indeed, to the extent
that such indignation diverts social energy into a dead end, it is
"counter-revolutionary.") To be more radical in social matters than society
can possibly be is not virtuous; it is idiotic.
Although third-level politics is a fraud, it is the contention of this essay
that there exists a rational substitute for it. Once you perceive that you exist
in a society of apes who attack their own ecological niche, there are rational
goals which you can adopt for your life that correspond to third-level change
even though they have nothing to do with leftism. The preliminary step, as
we have said, is to create an invisible enclave for yourself within. the
Establishment. The remainder of the strategy is in two parts which are in
fact closely related.
The first part is based on a consideration of the effects which such
figures as Galileo, Galois, Abel, Lobachevski, and Mendel have had on
society. These men devoted themselves to researches which seemed to be
purely abstract, without any relevance to the practical world. Yet, through
long, tortuous chains of events, their researches have had disruptive effects
on society which go far beyond the effects of most political movements. The
reason has to do with the peculiar role which technology has in human
society. Society's attitude in relation to technology is like that of a child
who cannot refrain from playing with matches. We find that
the abstract researches of the men being considered accomplished a dual
result. On the one hand, they represented inner escape, the achievement of a
private utopia now. Of course, the general public will not understand this;
only the few who are capable of participating in such activities will
appreciate the extent to which they can constitute inner escape. On the
other hand, they have had profoundly disruptive effects on society, effects
which still have not run their course.
Thus, the first part of our strategy is to follow the example of these
individuals. Of course, we do not stay within the bounds of present-day
academic research, any more than Galileo or Mendel did in their time. What
we have in mind is activities in the intellectual modality represented by the
rest of this book.
It should be clear that such activities do represent a private utopia, and are at
the same time the seeds of disruptive future technologies which lead directly
to the second part of our strategy.
It is important to realize that by speaking of inner escape we do not
mean fashionable drug use, or Eastern religions, or occultism. These
threadbare superstitions are embraced by the cosmopolitan middle
classes---intellectually spineless fools who are always grasping for spiritual
comfort. Superstitious fads are escapism in the worst sense, as they only
serve to further muddle the heads of the fools who embrace them. In
contrast, the inner escape which we propose is original and consequential,
leading to an increase in man's manipulative power over the world. It has
nothing to do with irrationality or superstition.
The second part of our strategy is predicated on the following states of
affairs. First, it is the human species as such which is the obstacle to
third-level political change. Secondly, technology is developing far more
rapidly than society is, and no feature of the natural world need any longer
be taken for granted. Society cannot help but foster technology in the
pursuit of military and economic supremacy, and this includes technology
which can contribute to the making of artificial superhuman beings. Every
fundamental advance in logic, physics, neurophysiology, and
neurocybernetics obviously leads in this direction. Thus, the second part of
the strategy is to participate in the making of artificial superhumans,
possibly by infiltrating the military-scientific establishment and diverting
research in the appropriate direction.
{ \itshape
Note: This essay provides a specific, practical strategy for the present
environment. It also shows that certain types of opposition to the status quo
are meaningless. Subversion Theory, on the other hand, was a general theory
which was not limited to any one environment, but also which failed to
provide a specific strategy for the present environment. \par }
\part{Science (Logic)}
\chapter{The Logic of Admissible Contradictions (Work in Progress)}
\section{Chapter III. A Provisional Axiomatic Treatment}
In the first and second chapters, we developed our intuitions
concerning perceptions of the logically impossible in as much detail as we
could. We decided, on intuitive grounds, which contradictions were
admissible and which were not. As we proceeded, it began to appear that the
results suggested by intuition were cases of a few general principles. In this
chapter, we will adopt these principles as postulates. The restatement of our
theory does not render the preceding chapters unnecessary. Only by
beginning with an exhaustive, intuitive discussion of perceptual illusions
could we convey the substance underlying the notations which we call
admissble contradictions, and motivate the unusual collection of postulates
which we will adopt.
All properties will be thought of as "parameters," such as time,
location, color, density, acidity, etc. Different parameters will be represented
by the letters x, y, z, .... Different values of one parameter, say x, will be
represented by $x_1$, $x_2$, .... Each parameter has a domain, the set of all values
it can assume. An ensembie ($x_0$, $y_0$, $z_0$, ...) will stand for the single possible
phenomenon which has x-value $x_0$, y-value $y_0$, etc. Several remarks are in
order. My ensembles are a highly refined version of Rudolph Carnap's
intensions or intension sets (sets of all possible entities having a given
property). The number of parameters, or properties, must be supposed to be
indefinitely large. By giving a possible phenomenon fixed values for every
parameter, I assure that there will be only one such possible phenomenon. In
other words, my intension sets are all singletons. Another point is that if we
specify some of the parameters and specify their ranges, we limit the
phenomena which can be represented by our "ensembles." If our first
parameter is time and its range is $R$, and our second parameter is spatial
location and its range is $R^2$, then we are limited to phenomena which are
point phenomena in space and time. If we have a parameter for speed of
motion, the motion will have to be infinitesimal. We cannot have a
parameter for weight at all; we can only have one for density. The physicist
encounters similar conceptual problems, and does noi find them
insurmountable.
Let ($x_1$, $y$, $z$, ...), ($x_2$, $y$, $z$, ...), etc. stand for possible phenomena
which all differ from each other in respect to parameter x but are identical in
respect to every other parameter $y$, $z$, ... . (If the ensembles were intension
sets, they would be disjoint precisely because $x$ takes a different value in
each.) A "simple contradiction family" of ensembles is the family [($x_1$,$y$,$z$,
...), ($x_2$, $y$, $z$, ...), ...]. The family may have any number of ensembles. It
actually represents many families, because $y$, $z$, ... are allowed to vary; but
each of these parameters must assume the same value in all ensembles in any
one family. $x$, on the other hand, takes different values in each ensemble in
any one family, values which may be fixed. A parameter which has the same
value throughout any one family will be referred to as a consistency
parameter. A parameter which has a different value in each ensemble in a
given family will be referred to as a contradiction parameter.
"Contradiction" will be shortened to "con." A simple con family is then a
family with one con parameter. The consistency parameters may be dropped
from the notation, but the reader must remember that they are implicitly
present, and must remember how they function.
A con parameter, instead of being fixed in every ensemble, may be
restricted to a different subset of its domain in every ensemble. The subsets
must be mutually disjoint for the con family to be well-defined. The con
family then represents many families in another dimension, because it
represents every family which can be formed by choosing a con parameter
value from the first subset, one from the second subset, etc.
Con families can be defined which have more than one con parameter,
i.e. more than one parameter satisfying all the conditions we put on x. Such
con families are not "simple." Let the cardinality of a con family be
indicated by a number prefixed to "family," and let the number of con
parameters be indicated by a number prefixed to "con." Remembering that
consistency parameters are understood, a 2-con $\infty$-family would appear as
[($x_1$, $y_1$). ($x_2$, $y_2$), ...].
A "contradiction" or "$\varphi$-object" is not explicitly defined, but it is
notated by putting "$\varphi$" in front of a con family. The characteristics of $\varphi$-objects,
or cons, are established by introducing additional postulates in the
theory.
In this theory, every con is either "admissible" or "not admissible."
"Admissible" will be shortened to "am." The initial amcons of the theory
are introduced by postulate. Essentially, what is postulated is that cons with
a certain con parameter are am. (The cons directly postulated to be am are
on 1-con families.) However, the postulate will specify other requirements for
admissibility besides having the given con parameter. The requisite
cardinality of the con family will be specified. Also, the subsets will be
specified to which the con parameter must be restricted in each ensemble in
the con. A con must satisfy all postulated requirements before it is admitted
by the postulate.
The task of the theory is to determine whether the admissibility of the
cons postulated to be am implies the admissibility of any other cons. The
method we have developed for solving such problems will be expressed as a
collection of posiulates for our theory.
\postulate{1} Given $\varphi[(x\in A),(x\in B),\ldots]$ am, where $x\in A$, $x\in B$, ... are the
restrictions on the con parameter, and given $A_1\subset A$, $B_1\subset B$, ..., where $A_1,B_1,...\neq\emptyset$, then
$\varphi[(x\in A_1),(x\in B_1),...]$ is am. This postulate is obviously
equivalent to the postulate that $\varphi[(x\in A\cap C),(x\in B\cap C),...]$ is am, where $C$ is
a subset of $x$'s domain end the intersections are non-empty. (Proof: Choose
$C=A_1\cup B_1\cup\ldots$ .)
\postulate{2} If $x$ and $y$ are simple amcon parameters, then a con with con
parameters $x$ and $y$ is am if it satisfies the postulated requirements
concerning amcons on $x$ and the postulated requirements concerning amcons
on $y$.
The effect of all our assumptions up to now is to make parameters
totally independent. They do not interact with each other at all.
We will now introduce some specific amcons by postulate. If $s$ is speed,
consideration of the waterfall illusion suggests that we postulate
$\varphi[(s>O),(s=O)]$ to be am. (But with this postulate, we have come a long way from
the literary description of the waterfall illusion!) Note the implicit
requirements that the con family must be a 2-family, and that $s$ must be
selected from $[O]$ in one ensemble and from ${s:s>O}$ in the other ensemble.
If $t$ is time, $t\in R$, consideration of the phrase "b years ago," which is an
amcon in the natural language, suggests that we postulate $\varphi[(t):a-b\leq t\leq v-b \&a\leq v]$ to be am,
where $a$ is a fixed time expressed in years A.D., $b$ is a fixed
number of years, and $v$ is a variable---the time of the present instant in years
A.D. The implicit requirements are that the con family must have the
cardinality of the continuum, and that every value of $t$ from $a-b$ to $v-b$ must
appear in an ensemble, where $v$ is a variable. Ensembles are thus continually
added to the con family. Note that there is the non-trivial possibility of using
this postulate more than once. We could admit a con for $a=1964$, $b=\sfrac{1}{2}$
then admit another for $a=1963$, $b=2$, and admit still another for $a=1963$,
$b=1$; etc.
Let $p$ be spatial location, $p\in R^2$. Let $P_i$ be a non-empty, bounded,
connected subset of $R^2$. Restriction subsets will be selected from the $P_i$.
Specifically, let $P_1\cap P_2=\emptyset$. Consideration of a certain dreamed illusion
suggests that we admit $\varphi[(p\in P_1),(p\in P_2)]$. The implicit requirements are
obvious. But in this case, there are more requirements in the postulate of
admissibility. May we apply the postulate twice? May we admit first
$\varphi[(p\in P_1),(p\in P_2)]$ and then $\varphi[(p\in P_3),(p\in P_4)]$, where $P_3$ and $P_4$ are arbitrary
$P_i$'s different from $P_1$ and $P_2$? The answer is no. We may admit
$\varphi[(p\in P_1),(p\in P_2)]$ for arbitrary $P_1$ and $P_2$, $P_1\cap P_2=\emptyset$, but having made this "initial
choice," the postulate cannot be reused for arbitrary $P_3$ and $P_4$. A second
con $\varphi[(p\in P_3),(p\in P_4)]$, $P_3\cap P_4=\emptyset$, may be postulated to be am only if
$P_1\cup P_3$,$P_2\cup P_3$,$P_1\cup P_4$, and $P_2\cup P_4$ are not connected. In other words, you
may postulate many cons of the form $\varphi[(p\in P_i),(p\in P_j)]$ to be am, but
your first choice strongly circumscribes your second choice, etc.
We will now consider certain results in the logic of amcons which were
established by extensive elucidation of our intuitions. The issue is whether
our present axiomization produces the same results. We will express the
results in our latest notation as far as possible. Two more definitions are
necessary. The parameter $\theta$ is the angle of motion of an infinitesimally
moving phenomenon, measured in degrees with respect to some chosen axis.
Then, recalling the set $P_1$, choose $P_5$ and $P_6$ so that $P_1=P_5\cup P_6$ and
$P_5\cap P_6=\emptyset$.
The results by which we will judge our axiomization are as follows.
\begin{enumerate} % TODO with colons?
\item $\varphi[S, C_1\cup C_2]$ can be inferred to be am.
Our present notation cannot express this result, because it does not
distinguish between different types of uniform motion throughout a finite
region, \ie the types $M$, $C_1$, $C_2$, $D_1$, and $D_2$. Instead, we have infinitesimal
motion, which is involved in all the latter types of motion. Questions such as
"whether the admissibility of $\varphi[M,S]$ implies the admissibility of $\varphi[C_1,S]$"
drop out. The reason for the omission in the present theory is our choice of
parameters and domains, which we discussed earlier. Our present version is
thus not exhaustive. However, the deficiency is not intrinsic to our method;
and it does not represent any outright falsification of our intuitions. Thus,
we pass over the deficiency.
\item $\varphi[(p\in P_1,s_0),(p\in P_2,S_0)]$ and other such cons can be inferred to be am.
With our new, powerful approach, this result is trivial. It is guaranteed by
what we said about consistency parameters.
\item There is no way to infer that $\varphi[C_1,C_2]$ is am; and no way to infer that
$\varphi[(45^\circ,s_0\greater O),(60^\circ,s=s_0)]$ is am.
The first part of the result drops out. The second part is trivial with our new
method as long as we do not postulate that cons on $\theta$ are am.
\item $\varphi[(p\in P_2),(p\in P_5)]$ can be inferred to be am.
Yes, by Postulate 1.
\item $\varphi[(s>O, p\in P_1),(s=O, p\in P_2)]$ and $\varphi[(s>O, p\in P_2),(s=O, p\in P_1)]$ can
be inferred to be am.
Yes, by Postulate 2. These two amcons are distinct. The question of whether
they should be considered equivalent is closely related to the degree to
which con parameters are independent of each other.
\item There is no way to infer that $\varphi[(p\in P_5),(p\in P_6)]$ or $\varphi[(p\in P_1),(p\in P_3)]$
is am. Our special requirement in the postulate of admissibility for
$\varphi[(p\in P_1),(p\in P_2)]$ guarantees this result.
\end{enumerate}
The reason for desiring this last result requires some discussion. In
heuristic terms, we wish to avoid admitting both location in New York in
Greensboro and location in Manhattan and Brooklyn. We also wish to avoid
admitting location in New York in Greensboro and location in New York in
Boston. If we admitted either of these combinations, then the intuitive
rationale of the notions would indicate that we had admitted triple location.
While we have a dreamed illusion which justifies the concept of double
location, we have no intuitive justification whatever for the concept of triple
location. It must be clear that admission of either of the combinations
mentioned would not imply the admissibility of a con on a 3-family with
con parameter p by the postulates of our theory. Our theory is formally safe
from this implication. However, the intuitive meaning of either combination
would make them proxies for the con on the 3-family.
A closely related consideration is that in the preceding chapter, it
appeared that the admission of $\varphi[(p\in P_1),(p\in P_2)]$ and $\varphi[(p\in P_5),(p\in P_6)]$
would tend to require the admission of the object $\varphi[(p\in P_2),\varphi[(p\in P_5),(p\in P_6)]]$
(a Type 1 chain). Further, it this implication held, then by the same
rationale the admission of $\varphi[(p\in P_1),(p\in P_2)]$ and $\varphi[(s>O,p_0\in P_1),(s=O,p=p_0)]$,
both of which are am, would require the admission of the object
$\varphi[(p\in P_2), \varphi[(s>O,p_0\in P_1),(s=O, p=p_0)]]$.
We may now say, however,
that the postulates of our theory emphatically do not require us to accept
these implications. If there is an intuitively valid notion underlying the chain
on s and p, it reduces to the amcons introduced in result 5. As for the chain
on p alone, we repeat that simultaneous admission of the two cons
mentioned would tend to justify some triple location concept. However, we
do not have to recognize that concept as being the chain. It seems that our
present approach allows us to forget about chains for now.
Our conclusion is that the formal approach of this chapter is in good
agreement with our intuitively established results.
\section*{Note on the overall significance of the logic of amcons:}
When traditional logicians said that something was logically impossible,
they meant to imply that it was impossible to imagine or visualize. But this
implication was empirically false. The realm of the logically possible is not
the entire realm of connotative thought; it is just the realm of normal
perceptual routines. When the mind is temporarily freed from normal
perceptual routines---especially in perceptual illusions, but also in dreams and
even in the use of certain "illogical" natural language phrases---it can imagine
and visualize the "logically impossible." Every text on perceptual
psychology mentions this fact, but logicians have never noticed its immense
significance. The logically impossible is not a blank; it is a whole layer of
meaning and concepts which can be superimposed on conventional logic, but
not reduced or assimilated to it. The logician of the future may use a drug or
some other method to free himself from normal perceptual routines for a
sustained period of time, so he can freely think the logically impossible. He
will then perform rigorous deductions and computations in the logic of
amcons.
\chapter{Subjective Propositional Vibration (Work in Progress)}
Up until the present, the scientific study of language has treated
language as if it were reducible to the mechanical manipulation of counters
on a board. Scientists have avoided recognizing that language has a mental
aspect, especially an aspect such as the 'understood meaning" of a linguistic
expression. This paper, on the other hand, will present linguistic constructs
which inescapably involve a mental aspect that is objectifiable and can be
subjected to precise analysis in terms of perceptual psychology. These
constructs are not derivable from the models of the existing linguistic
sciences. In fact, the existing linguistic sciences overlook the possibility of
such constructs.
Consider the ambiguous schema '$A\supset B\&C$', expressed in words as '$C$ and
$B$ if $A$'. An example is
\begin{equation}
\label{firstvib}
\parbox{4in}{Jack will soon leave and Bill will laugh if Don speaks.}
\end{equation}
In order to get sense out of this utterance, the reader has to supply it with a
comma. That is, in the jargon of logic, he has to supply it with grouping. Let
us make the convention that in order to read the utterance, you must
mentally supply grouping to it, or "bracket" it. If you construe the schema
as '$A\supset (B\&C)$', you will be said to bracket the conjunction. If you construe
the schema as '$(A\supset B)\&C$', you will be said to bracket the conditional. There
is an immediate syntactical issue. If you are asked to copy \ref{firstvib}, do you write
"Jack will soon leave and Bill will laugh if Don speaks"; or do you write
"Jack will soon leave, and Bill will laugh if Don speaks" if that is the way
you are reading \ref{firstvib} at the moment? A distinction has to be made between
reading the proposition, which involves bracketing; and viewing the
proposition, which involves reacting to the ink-marks solely as a pattern.
Thus, any statement about an ambiguous grouping proposition must specify
whether the reference is to the proposition as read or as viewed.
Some additional conventions are necessary. With respect to \ref{firstvib}, we
distinguish two possibilities: you are reading it, or you are not looking at it
(or are only viewing it). Thus, a "single reading" of \ref{firstvib} refers to an event
which separates two consecutive periods of not looking at \ref{firstvib} (or only
viewing it). During a single reading, you may switch between bracketing the
conjunction and bracketing the conditional. These switches demarcate a
series of "states" of the reading, which alternately correspond to "Jack will
soon leave, and Bill will laugh if Don speaks" or "Jack will soon leave and Bill
will laugh, if Don speaks". Note that a state is like a complete proposition.
We stipulate that inasmuch as \ref{firstvib} is read at all, it is the present meaning or
state that counts---if you are asked what the proposition says, whether it is
true, \etc
Another convention is that the logical status of
\begin{quotation}
(Jack will soon leave and Bill will laugh if Don speaks) if and only if (Jack
will soon leave and Bill will laugh if Don speaks)
\end{quotation}
is not that of a normal tautology, even though the biconditional when
viewed has the form '$A\equiv A$'. The two ambiguous components will not
necessarily be bracketed the same way in a state.
We now turn to an example which is more substantial than \ref{firstvib}.
Consider
\begin{quotation}
Your mother is a whore and you are now bracketing the conditional in (2) if
you are now bracketing the conjunction in (2). (2)
\end{quotation}
If you read this proposition, then depending on how you bracket it, the
reading will either be internally false or else will call your mother a whore. In
general, ambiguous grouping propositions are constructs in which the mental
aspect plays a fairly explicit role in the language. We have included (2) to
show that the contents of these propositions can provide more complications
than would be suggested by \ref{firstvib}.
There is another way of bringing out the mental aspect of language,
however, which is incomparably more powerful than ambiguous grouping.
We will turn to this approach immediately, and will devote the rest of the
paper to it. The cubical frame \cubeframe\ is a simple reversible perspective figure
which can either be seen oriented upward like \cubeup\ or oriented downward
like \cubedown. Both positions are implicit in the same ink-on-paper image; it is
the subjective psychological response of the perceiver which differentiates
the positions. The perceiver can deliberately cause the perspective to reverse,
or he can allow the perspective to reverse without resisting. The perspective
can also reverse against his will. Thus, there are three possibilities: deliberate,
indifferent, and involuntary reversal.
Suppose that each of the positions is assigned a different meaning, and
the figure is used as a notation. We will adopt the following definitions
because they are convenient for our purposes at the moment.
$$ \cubeframe \left\{\parbox{4in}{for '3' if it appears to be oriented like \cubeup \linebreak
for '0' if it appears to be oriented like \cubedown}\right\} $$
We may now write
\begin{equation}
\label{cubefour}
1+\cubeframe = 4
\end{equation}
We must further agree that \ref{cubefour}, or any proposition containing such
notation, is to be read to mean just what it seems to mean at any given
instant. If, at the moment you read the proposition, the cube seems to be
up, then the proposition means $1+3=4$; but if the cube seems to be down,
the proposition means $1+O=4$. The proposition has an unambiguous
meaning for the reader at any given instant, but the meaning may change in
the next instant due to a subjective psychological change in the reader. The
reader is to accept the proposition for what it is at any instant. The result is
subjectively triggered propositional vibration, or SPV for short. The
distinction between reading and viewing a proposition, which we already
made in the case of ambiguous grouping, is even more important in the case
of SPV. Reading now occurs only when perspective is imputed. In reading
\ref{cubefour} you don't think about the ink graph any more than you think about the
type face.
in a definition such as that of '\cubeframe', '3' and 'O' will be called the
assignments. A single reading is defined as before. During a single reading, \ref{cubefour}
will vibrate some number of times. The series of states of the reading, which
alternately correspond to '$1+3=4$' or '$1+O=4$', are demarcated by
these vibrations. The portion of a state which can change when vibration
occurs will be called a partial. It is the partials in a reading that correspond
directly to the assignments in the definition.
Additional conventions are necessary. Most of the cases we are
concerned with can be covered by two extremely important rules. First, the
ordinary theory of properties which have to do with the form of expressions
as viewed is not applicable when SPV notation is present. Not only is a
biconditional not a tautology just because its components are the same when
viewed; it cannot be considered an ordinary tautology even if the one
component's states have the same truth value, as in the case of '$1+\cubeframe\neq2$'.
Secondly, and even more important, SPV notation has to be present
explicitly or it is not present at all. SPV is not the idea of an expression with
two meanings, which is commonplace in English; SPV is a double meaning
which comes about by a perceptual experience and thus has very special
properties. Thus, if a quantifier should be used in a proposition containing
SPV notation, the "range" of the "variable" will be that of conventional
logic. You cannot write '\cubeframe' for '$x$' in the statement matrix
'$x=\cubeframe$'.
We must now elucidate at considerable length the uniqué properties of
SPV. When the reader sees an SPV figure, past perceptual training will cause
him to impute one or the other orientation to it. This phenomenon is not a
mere convention in the sense in which new terminology is a convention.
There are already two clear-cut possibilities. Their reality is entirely mental;
the external, ink-on-paper aspect does not change in any manner whatever.
The change that can occur is completely and inherently subjective and
mental. By mental effort, the reader can consciously control the orientation.
If he does, involuntary vibrations will occur because of neural noise or
attention lapses. The reader can also refrain from control and accept
whatever appears. In this case, when the figure is used as a notation,
vibrations may occur because of a preference for one meaning over the
other. Thus, a deliberate vibration, an involuntary vibration, and an
indifferent vibration are three distinct possibilities.
What we have done is to give meanings to the two pre-existing
perceptual possibilities. In order to read a proposition containing an SPV
notation at all, one has to see the ink-on-paper figure, impute perspective to
it, and recall the meaning of that perspective; rather than just seeing the
figure and recalling its meaning. The imputation of perspective, which will
happen anyway because of pre-existing perceptual training, has a function in
the language we are developing analogous to the function of a letter of the
alphabet in ordinary language. The imputation of perspective is an aspect of
the notation, but it is entirely mental. Our language uses not only
graphemes, but "psychemes" or "mentemes". One consequence is that the
time structure of the vibration series has a distinct character; different in
principle from external, mechanical randomization, or even changes which
the reader would produce by pressing a button. Another consequence is that
ambiguous notation in general is not equivalent to SPV. There can be mental
changes of meaning with respect to any ambiguous notation, but in general
there is no psycheme, no mental change of notation. It is the clear-cut,
mental, involuntary change of notation which is the essence of SPV. Without
psychemes, there can be no truly involuntary mental changes of meaning.
In order to illustrate the preceding remarks, we will use an SPV
notation defined as follows.
\begin{equation*}
\cubeframe \left\{\parbox{4in}{is an affirmative, read "definitely," if it appears to be oriented
like \cubeup\linebreak
is a negative, read "not," if it appears to be oriented like \cubedown}\right\}
\end{equation*}
The proposition which follows refers to the immediate past, not to all past
time; that is, it refers to the preceding vibration.
\begin{quotation}
You have \cubeframe deliberately vibrated (4). (4)
\end{quotation}
This proposition refers to itself, and its truth depends on an aspect of the
reader's subjectivity which accompanies the act of reading. However, the
same can be said for the next proposition.
\begin{quotation}
The bat is made of wood, and you have just decided that the second
word in (5) refers to a flying mammal. (5)
\end{quotation}
Further, the same can be said for (2). We must compare (5), (2), and (4) in
order to establish that (4) represents an order of language entirely different
from that represented by (5) and (2). (5) is a grammatical English sentence
as it stands, although an abnormal one. The invariable, all-ink notation 'bat'
has an equivocal referental structure: it may have either of two mutually
exclusive denotations. In reading, the native speaker of English has to choose
one denotation or the other; contexts in which the choice is difficult rarely
occur. (2) is not automatically grammatical, because it lacks a comma. We
have agreed on a conventional process by which the reader mentally supplies
the comma. Thus, the proposition lacks an element and the reader must
supply it by a deliberate act of thought. The comma is not, strictly speaking,
a notation, because it is entirely voluntary. The reader might as well be
supplying a denotation io an equivocal expression: (5) and (2) can be
reduced to the same principle. As for (4), it cannot be mistaken for ordinary
English. It has an equivocal "proto-notation," '\cubeframe'. You automatically
impute perspective to the proto-notation before you react to it as language.
Thus, a notation with a mental component comes into being involuntarily.
This notation has an unequivocal denotation. However, deliberate,
inditferent, and most important of all, involuntary mental changes in
notation can occur.
We now suggest that the reader actually read (5), (2), and (4), in that
order. We expect that (5) can be read without noticeable effort, and that a
fixed result will be arrived at (unless the reader switches in an attempt to
find a true state). The reading of (2) involves mentally supplying the comma,
which is easy, and comprehending the logical compound which . results,
which is not as easy. Again, we expect that a fixed result will be arrived at
(unless the reader vacillates between the insult and the internally false state).
In order to read (4), center your sight on the SPV notation, with your
peripheral vision taking in the rest of the sentence. A single reading should
last at least half a minute. If the reader will seriously read (4), we expect that
he will find the reading to be an experience of a totally different order from
the reading of (5) and (2). It is like looking at certain confusing visual
patterns, but with an entire dimension added by the incorporation of the
pattern into language. The essence of the experience, as we have indicated, is
that the original imputation of perspective is involuntary, and that the reader
has to contend with involuntary changes in notation for which his own mind
is responsible. We are relying on this experience to convince the reader
empirically that (4) represents a new order of language to an extent to which
(5) and (2) do not.
To make our point even clearer, let us introduce an operation, called
"collapsing," which may be applied to propositions containing SPV
proto-notation. The operation consists in redefining the SPV figure in a given
proposition so that its assignments are the states of the original proposition.
Let us collapse (4). We redefine
\begin{equation*}
\cubeframe \left\{\parbox{4in}{for 'You have deliberately vibrated (4)' if it appears to be oriented
like \cubeup\linebreak
for 'You have not deliberately vibrated (4)' if it appears to be oriented
like \cubedown}\right\}
\end{equation*}
(4) now becomes
\begin{quotation}
\cubeframe (4)
\end{quotation}
We emphasize that the reader must actually read (4), for the effect is
indescribable. The reader should learn the assignments with flash cards if
necessary.
The claim we want to make for (4) is probably that it is the most
clear-cut case yet constructed in which thought becomes an object for itself.
Just looking at a reversible perspective figure which is not a linguistic
utterance---an approach which perceptual psychologists have already
tried---does not yield results which are significant with respect to "thought."
In order to obtain a significant case, the apparent orientation or imputed
perspective must be a proposition; it must be true or false. Then, (5) and (2)
are not highly significant, because the mental act of supplying the missing
element of the proposition is all a matter of your volition; and because the
element supplied is essentially an "understood meaning." We already have an
abundance of understood meanings, but scientists have been able to ignore
them because they are not "objectifiable." In short, reversible perspective by
itself is not "thought"; equivocation by itself has no mental aspect which is
objectifiable. Only in reading (4) do we experience an "objectifiable aspect
of thought." We have invented an instance of thought (as opposed to
perception) which can be accomodated in the ontology of the perceptual
psychologist.
\end{document}
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